61 F.4th 322
2d Cir.2023Background:
- Rockland County Probation employees sent a June 9, 2016 letter opposing an office relocation; several signatories received an identical Memorandum of Warning and were ordered to attend mandatory staff meetings.
- The Memorandum cautioned that further communications could result in disciplinary action; meetings were emergency, department-wide sessions.
- Plaintiffs (signatories and their union) sued Tower-Bernstein and the County for First Amendment retaliation, claiming the letter was private-citizen speech on a matter of public concern and that the Memorandum and meetings were adverse employment actions.
- At trial the district court granted JMOL that the speech addressed a matter of public concern and later JMOL that the employees spoke as private citizens; a jury then found the Memorandum and meetings were not adverse actions.
- Post-trial the district court granted plaintiffs’ renewed JMOL on adverse action, calling the measures a “textbook example” of adverse action and entered a permanent injunction requiring removal of the Memorandum.
- On appeal the Second Circuit reviewed the Rule 50 JMOL de novo, concluded there was sufficient evidence for the jury’s verdict (e.g., rarity of discipline at the department, briefness/minimal nature of the measures), reversed the district court’s JMOL and injunction, and directed entry of judgment for defendants.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the Memorandum and meetings were adverse employment actions under the First Amendment standard | The Memorandum and mandatory meetings would deter an ordinary employee from protected speech | The measures were minor, typical workplace management actions that would not deter an ordinary employee | Reversed district court: adverse-action determination was fact-specific for the jury; JMOL for plaintiffs was improper |
| Whether the district court properly granted renewed JMOL (Rule 50) overturning the jury on adverse action | JMOL was appropriate because the measures were clearly adverse as a matter of law | JMOL was improper because record evidence reasonably supported the jury’s verdict for defendants | JMOL standard requires viewing evidence in nonmovant’s favor; district court erred in substituting its judgment for the jury |
| Whether a reprimand is per se an adverse action | Reprimands here are sufficiently severe to be adverse as a matter of law | Not all reprimands are adverse; context matters and jury should assess deterrence | Court held reprimands are not categorically adverse; label alone insufficient — factfinder must apply the ordinary-firmness deterrence test |
Key Cases Cited
- Wolf v. Yamin, 295 F.3d 303 (2d Cir. 2002) (Rule 50 standard reviewed de novo)
- Brady v. Wal-Mart Stores, Inc., 531 F.3d 127 (2d Cir. 2008) (JMOL granted only when evidence is absent or overwhelmingly one-sided)
- Hoyt v. Andreucci, 433 F.3d 320 (2d Cir. 2006) (adverse-action question is fact-specific)
- Sanders v. N.Y. City Human Res. Admin., 361 F.3d 749 (2d Cir. 2004) (jury may find negative evaluations non-adverse)
- Dillon v. Morano, 497 F.3d 247 (2d Cir. 2007) (test: would action deter a similarly situated person of ordinary firmness)
- Millea v. Metro-North R.R. Co., 658 F.3d 154 (2d Cir. 2011) (reprimand may be de minimis; context matters)
- Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53 (2006) (material adversity standard and examples of petty slights)
- Zelnik v. Fashion Inst. of Tech., 464 F.3d 217 (2d Cir. 2006) (reprimands sometimes adverse but not automatically)
- Tepperwien v. Entergy Nuclear Operations, Inc., 663 F.3d 556 (2d Cir. 2011) (criticism not automatically an adverse employment action)
