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Tepperwien v. Entergy Nuclear Operations, Inc.
663 F.3d 556
2d Cir.
2011
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*1 lengthy prison after a sentence and had sentencing due deference giving discretion, bearing proven incapable complying thus far of of judge’s exercise advantages supervised of with the terms of his release. dis- in mind the institutional Cavera, could therefore reason- v. 550 The district court trict courts.” United States (in banc). (2d Cir.2008) relatively long a of 180, ably We conclude that term F.3d necessary pre- release was supervised a district court’s substantive will “set aside pris- vent recidivism in view of the lenient only exceptional cases determination imposed. cannot be on sentence it The district the trial court’s decision where prison to offset a short range permissible of court’s decision located within (internal long period supervised of quotation at 189 sentence with decisions.” Id. omitted). Thus, fine-tuning un- release “is a matter of rather marks substantive “providefs] inconsistency.” than at 88. Because standard Id. reasonableness that, although “exceptional cases this is not an where backstop case[] for those few correct, trial would nonetheless court’s decision cannot be located procedurally decisions,” justice damage range permissible the administration of be- within the imposed shockingly we find the district court did not abuse its cause sentence low, shockingly unsup- imposing or otherwise discretion in a 59-month term of high, Cavera, portable supervised as a matter of law.” United release. See 550 F.3d (2d (internal omitted). Rigas, quotation States v. 583 F.3d at 189 marks Cir.2009). CONCLUSION Leon,

According to the sentence substantively unreasonable because reasons, foregoing judgment For the findings do not the district court’s record AFFIRMED. of the district court is support long period the need for a of su release, operate to

pervised and instead

justify imposition of a below-Guidelines (time of one imprisonment

term of served the 8-14 month Guidelines

month versus

recommendation). explaining its sen

tence, primarily sym the court focused on TEPPERWIEN, James Plaintiff- pathetic factors that counseled favor of Appellant, imprisonment, a below-Guidelines term of v. including caregiv the defendant’s role as OPERATIONS, ENTERGY NUCLEAR But elderly er for his mother. the court INC., Defendant-Appellee.* signaled also distrust of Leon’s use of lib erty, citing “idiocy” severing all con Docket No. 10-1425-cv. fleeing tact with the Probation Office after Appeals, United States Court permitted the NYPD. District courts are Second Circuit. “hedge against relatively thus to lenient [a] imprisonment” by imposing long term of Argued: March supervised er term of release. See United Decided: Oct. (2d Rivera, States v. 192 F.3d 87-88 Cir.1999). only Leon recently begun process reintegrating society into

* caption accordance with the The Clerk of the Court is directed to amend the official *2 above.

CHIN, Judge: Circuit case, In this plaintiff-appellant James employed security as a by defendant-appellee Entergy officer Nu- Operations, (“Entergy”) clear Inc. at the (“Indian Energy Indian Point Center Point”) Buchanan, York. Tepper- New sexually wien contends that he was ha- co-worker, rassed and brought this action asserting below claims for construc- discharge, tive hostile environment sexual harassment, retaliation, under Title Rights VII of the Civil Act of (“Title VII”). § U.S.C. 2000e et seq. *5 Entergy’s summary judg- On motion for ment, Tepper- the district court dismissed claim, discharge wien’s constructive denied the motion as to his hostile environ- trial, ment and retaliation claims. At Entergy found for on the hostile envi- ronment claim Tepperwien and for on the Tepperwien retaliation claim. It awarded compensatory zero dollars in and nominal $500,000 damages in punitive dam- ages. motions, Entergy’s post-trial On pursuant to Fed.R.Civ.P. the district granted court judgment as a matter of law dismissing the retaliation claim. in Ruling alternative, punitive it vacated the (Neil Raymond VanderWoude, Kuntz damages grounds award on the the evi- brief), VanderWoude, Gerosa & Car- dence did not support inference of mal- mel, York, New for Plaintiff-Appellant. ice or part reckless indifference on the (Elisabeth Carey- Catherine M. Masters Entergy. Finally, the district court held Davis, brief), LLP, on the Schiff Hardin Entergy that if judg- were not entitled to IL, Chicago, for Defendant-Appellee. ment as a matter of law on the retaliation

claim, it grant pursuant would a new trial CHIN, Before: KATZMANN and to Rule 59. GLEESON, Judges, Circuit District Tepperwien appeals from the district

Judge.** rulings. court’s affirm. We Judge by separate GLEESON dissents

opinion. STATEMENT THE OF CASE ** Gleeson, Judge The Honorable John United States District for the Eastern District of New you right?” Tepperwien think it’s all re- A. The Facts1 sponded “explain people” that he could not with En- Employment Tepperwien’s 1. Second, away. next time and walked tergy range, Tepperwien went Messina times, Entergy owned At all relevant you him “I think and I privately: said to power plants nuclear operated two friends, very good very good could be began Tepperwien first Point. Indian friends, and we could see each other. And security offi- Point as a working at Indian good you. I take care of And I could could Inc., Services, an inde- cer for Wackenhut jobs ... get you good even at the [ ] February security company, pendent Third, plant.” Tepperwien politely left. opera- took over the Entergy After 2002. the next time was at tions, integrated into the Tepperwien was I range, “[W]hy Messina said to him: don’t security in March 2003. He force you? you-don’t you get excite Don’t excit- September resigned from Tepperwien responded by ed about me?” shoot,” saying ready proceed- “I’m Harassment Verbal Finally, with the drill. the last time ed range was at the part of his with Messi- required, na, officer, security group to re- Messina said to of twelve as a employment annually presence: officers training re-qualify and to ceive “[Cjome on, spring get going, get let’s let’s shoot- of firearms. the use ing. turning re- Jim me on.” started summer *6 from Messi- ceiving training firearms Vito Buttocks-Grabbing Incident 3.The na, security officer. Entergy another instructing 16, 2004, at the fire- Messina was When On November or acting manager as a range, post. arms in the command He was on the ability disquali- wife, He had the to supervisor. telephone telling with his her he was using carrying when, fy early, other officers from coming home as he described firearms, it, and an officer who did not re- armory, came оut of the “Messina many of qualify perform me, my was not able to against put shoved his nails into security buttocks, left, officer. the functions of a quickly and then bolted stop to Messina away.” Tepperwien tried one-year period the course of a Over leaving, but failed. beginning in the summer of Messina reported the incident to his verbally harassed four times. First, officers, in security representative, reported union who turn in front of other you Entergy think the incident to an human re- Tepperwien: asked “Do Messina (“HR”) manager.2 The HR man- you would ever have sex with a man? Do sources York, light Tepper- sitting by designation. dence in the most favorable wien. primarily trial 1. The facts are drawn from the appeal “When an comes to us after a poli- Entergy prevention record. had a harassment verdict, in we view the facts of case cy prohibited the work- harassment prevailing par- light to the place required employees report most favorable all Indus., ty.” Kosmynka v. Polaris 462 F.3d any See of harassment. Pursuant instances Here, (2d Cir.2006). although Entergy including policy, Entergy employees, all respect training prevailing party managers, regarding was the received Employees prevention policy. claim for environment claim and the harassment hostile retaliation, (1) supervisor damages report violations to: or compensatory as could HR; convenience, (2) (3) Employee manager; Con- evi- we view all the matter inclusion, HR ager assigned representative, diversity, a senior on and behavior at Sanseverino, investigate. Third, Grace San- work. Messina was removed from Messina, (which Tepperwien, severino interviewed position had temporary) been Security Superinten- and five others —the firing range, although an instructor at the (Terrence Barry, dent the head of the part this was at least in a consequence of security and four other department) secu- position whether Messina was in the rity officers. told Sanseverino bargaining violation of union unit rules. inci- report that he was reluctant In December a few weeks after dent, suggested and she he do so complained about the but- anonymously. Tepperwien agreed. As a incident, tocks-grabbing fact-finding in- consequence, although spoke she to Messi- (“fact-finder”) vestigation opened into na, directly him she did not confront about his use of sick time.3 He had been out of him accusation. She did ask approximately work for apparent- month whether he had ever been involved with ly injury. as a result of an He used all his touching person, another without indicat- remaining days sick days. and vacation female, ing any male or inappropriate About two weeks after he sustained the place. manner or Messina said he had injury, Tepperwien not. called the spoke security Sanseverino also to all department employees duty department medical during and stated that he had that day, employee reported shift and no injury sustained the while participating having any inappropriate witnessed touch- a hand-cuffing exercise at work. He had ing grabbing. not, however, earlier filled out an accident report or incident hence re-

Tepperwien’s complaint against Messina inju- fused to consider this a work-related sustained, was not and HR ry. Entergy conducted a fact-finder into First, nonetheless took certain actions. all why Tepperwien up had used all Messina) his sick security (including officers were interviewed, time. He was and at required sign to read and a memorandum *7 conclusion of the setting investigation, forth he Entergy’s policy against was is- dis- crimination, harassment, a advising and sued letter that retaliation. he would be Second, security subject all 180 disciplinary officers were re- action if he abused quired to all-day training attend an session his sick time leave in the future. office; (4) O’Hara, reporting system; cerns (5) the on-line Patrick shop the chief steward of hotline; (6) (for union, the ethics and the union Tepperwien’s who called as a wit- bargaining-unit employees). by Tepperwien, explained ness that "when things happen, company conducts a fact trial, Tepperwien 3. At described his under- finding. representative a There’s union there. standing Entergy: aof "fact-finder” at management representative There’s there. fact-finding A is a document. You usual- They questions.” pro- ask A fact-finder is a ly go fact-finding management to a with company investigates cess which "the vari- your rep. and with union And the fact- ous issues.” O’Hara would review "about 30 pretty finder something hap- much: Did findings fact ... a week.” Fact-finders are pen? good? Was it Was it bad? Can we disciplinary in nature and cannot be ... doing find out if we should be some- union, grieved by they and do not fall thing differently? we Shall correct the situ- (ver- Entergy’s discipline within four levels of policy? ation or warning, reprimand, suspension, bal written situations, Under most fact-finders are termination). Depending and findings, on the get helpful, everybody there to be in a room disciplinary a fact-finder could lead to action. and proceed see if some other action has to after that. by Barry; repri- this was a written signed Hair-Touching Incident 4. The personnel in Messina’s placed mand to be work, he returned When that En- advised Messina file. letter with Messina working able to avoid any him to “refrain from tergy expected 29, 2005, August On for some months. behavior and conduct type inappropriate of however, to drive Messina assigned he was him It advised workplace.” in the stay and Messi- he would where post, “[fjailure the terms of this comply During the vehicle. take over na would your termination reprimand will result in “cordial ride, engaging they were as an Nuclear Se- employment of when, de- conversation” curity Officer.”4 it: scribed telling me that he found started Vito 2005, shortly after Messi- In November attractive, me a number things about na returned to work from his administra- looked, way I way I things; leave, Barry, tive met with particular, And in he presented myself. security supervisor, repre- site and union driving my style. hair And we’re liked told that he sentatives. I thing the next post. And up Messina, had wanted to fire but after con- knew, my hands on shoulder he had his others, impоse he decided to sulting with my neck and into the back going up and At one suspension ten-week instead. my head. Barry, said to facetious- point, Tepperwien him, “Terrence, not to touch you going told Messina are to do ly, what going “I’m responded says Messina a letter that I can and now? Give me They I want.” as much as I can—I can kick you protect myself? touch That parted. and groin arrived at their destination if he comes after me?” Vito “[N]o, no, no. If Barry responded, Vito day, Tepperwien reported The next you anybody ever again ever touches security superinten- to the site incident you again, you I want to secure touches con- dent, Cherubini John Cherubini. your post go management and tell Messina, and Messina admitted fronted thought Tep- report it.” He added hair, although he touching Tepperwien’s perwien being “overemotional” removing something just he was contended you I’m to let going “I don’t think said ad- hair. Messina also Tepperwien responded by back on site.” he had “nice telling Tepperwien mitted denying being he was overemotional “was day, Later Messina hair.” every going that he had intention stated paid post.” put off He was walked *8 back on site. investigation pending leave administrative ‍​​​​‌​​​‌‌‌‌‌‌‌​‌​‌‌​‌‌‌‌​‌​‌‌​​​​​​​​​‌​‌‌‌‌‌​‌‍Barry) for a manda- (by referred

and was Actions Entergy’s 5. Additional With to tory evaluation ensure his psychological Respect Tepperwien to duty. fitness for 2006, 7, the January Tepperwien On was returned to work on November Messina gasA 2005, subject another fact-finder. mask 9, duty. fit for of after he wаs found missing building from a on Discipline,” was discovered He was issued a “Letter steward, O’Hara, company Tepperwien’s the shop [I]f hair.... chief testified sought touching terminate Messi- going that if to Mr. Messina for to terminate 9, 2005, the employment hair, November na's surely an arbitrator employee’s another grievance “clearly” filed a union would have very We were confi- would overturn that. thing only that we ... knew for because "the company that.” think the knew dent. And I that Mr. Messina had touched Mr. sure was security responded route. A have a Tepperwien’s tape fact-finder “We don’t record- why line, Tepperwien you to find out er.... If this was conducted continue we will missing. Tep- the mask reported request you’re cooperating, had not we —since acknowledged that perwien immediately he had not request company will that the assigned equipment checked all his when you.” Tepperwien terminate if asked he post, explained he took over the but he lawyer. could call his He was allowed to impossible him physically that it was for to so, do and a paralegal lawyer’s his at that equipment post, check his as the to permitted participate office was in the stored equipment was not there. meeting by telephone. later,

Approximately two weeks a coun- 2006, January February In when seling Tepperwien to con- letter was issued Tepperwien duty at approximately was on firming that had been he counseled a.m., in, another came officer about an аssigned check inspect equipment and hour Tepperwien and half late. stopped assuming post. when Another security him because was a “there tremendous odor officer, post who held the the shift before coming left, off of him.” The officer re- over, Tepperwien similarly given took turning half an later. Tepperwien hour let counseling a fact-finder and letter for fail- in, supervisor him to a reported and a few ing inspect contingency equipment minutes later that the officer had come in failing gas to notice a mask was miss- late “reeking.” Tepperwien also told ing. The other officer accepted his fact- get officer: “I don’t guy want finding counseling. As discussed be- trouble. He seemed fine. He didn’t slur low, objected, Tepperwien and his counsel- words, trip his didn’t over his feet.” The ing letter was later rescinded. officer was home being later sent unfit duty. for 2006, supervisors In Two other January Tepperwien late initiated a day fact-finder filed a the same and asked complaint Regula- Nuclear (the “NRC”) perwien why tory he admitted “drunk” regarding Commission officer into the work alleged responded sexual site. inap- harassment and propriate “[njobody he was sexual behavior at the said drunk” and Indian advised that Point On he had submitted an firing range. February incident report. it, As asked described attend a meet- much” ing “pretty on “an fact-finder ended regulatory “right NRC matter then and Entergy.” Barry told there.” Tepperwien that his hat,” “name had out picked been In mid-February Tepperwien met though off, even dаy with Barbara Taggart, coordinator of pressed Tepperwien to come in for the Entergy’s Employee Program Concerns meeting. (“ECP”) Point, at Indian to raise certain fact, meeting was about the com- concerns. him put She instructed plaint so, had filed with the concerns in and he did writing, on or NRC, Entergy’s outside at- about February counsel *9 tended. Tepperwien complained asked if he a could about number of matters. tape-record meeting. by complained gas the He told He the was about mask fact- finder, one of no. lawyers Tepperwien the he explaining asked that could not have again again, no by possibly reported and was told this time and discovered the miss- supervising attorney, Darryl ing Shapiro. upon assuming post. mask his He Tepperwien complained counseling asked third time about re- about session cording meeting, counseling and this time and He Shapiro letter. asserted that switch to the suggested Tepperwien was security department in the morale it with Tepperwien his discussed night about shift. complained He “extremely low.” Barry part told he agreed, how wife. He because Barry, and his meeting with from a hat. pulled every weekend off. He asked name had been would have him his retaliation night concern about moved to the shift. expressed to be and was He not Although he did management. completed, he “decid- outage After the was memorandum, matter in his longer.” a little bit stay nights include ed to on met Taggart told when Tepperwien outage, Barry conduct- рrior Just behavior. of Messina’s sexual with her “day crew” of the meeting ed a 6, 2006, Taggart responded On March managers. as several security force as well harass- As for the sexual Tepperwien. security question asked a Another officer ment, the matter had noted that Taggart particular gate, staffing about at actions and corrective investigated been yelled at the officer Barry “exploded” taken, the other officer including moving asking ques- such that he should be (Messina) for shift. As Tepperwien’s off point tions. At some addressed gas relating missing actions conflicts, saying: peo- are “[T]here issue of counseling mask, Taggart noted like each other.” He ple ... that don’t appro- Tepperwien provided session like,” here I don’t people “There are said: the known the time based on at priate Tepperwien. at and stared information, understood management July August In not checked had in a “bullet-resistant enclosure” stationed informa- on additional Based equipment. (“BRE”). security officer was in- Once a however, manage- tion, noted that Taggart BRE, supposed he was not to leave side a and was re- the issue ment had revisited by relieved another officer. until he was counseling As for scinding the letter. a.m., Tepperwien re- approximately At Barry, Taggart acknowl- meeting with a lieutenant telephone call from ceived meeting for the that the notification edged a truck Tepperwien to watch who asked as it could have handled as well “wаs not yard. in the The truck parked that was taken to been,” that action had been view, and he partially recurrence. prevent the issue and address BRE from inside the for about watched it an completed thereafter being relieved another two hours before Survey,” and Satisfaction ECP “Customer of the told the relief officer officer. He was “satisfied” that overall he he noted order, suggested that the lieutenant’s and he was with ECP with his interactions in- supervisor get officer call his relief con- response to his with the “satisfied” watching continue on whether to structions cerns. the truck. “outage” there was In March later, if Tepperwien was asked Point, A week during which the reactors Indian the orders to the officer passed During outag- he repair. shut down were respond- him and who relieved es, security required and con- additional that, Tepperwien yes. A week after ed are shifts combined. sequently a fact-finder” and asked in for “pulled the was to work with Messina was scheduled the truck. assignment watch days about the both days. complained He first two whether he he was asked particular, assignment switched to another and was duty” physical *10 taken “escort day, Tepperwien the third days. On both — The fact-finder end- the truck. charge who representative, union to his spoke —of 566

ed, never Entergy. Tepperwien and received coun- appealed has not respect to seling letter with this incident. from these orders. Following discovery, Entergy moved for Tepperwien Resigns

6. summary 27, 2009, judgment. On March fаct-finder, Tepperwien After the last thorough, decision, 30-page the dis longer decided that he no wished to be J.) (Seibel, trict court granted the motion employed Entergy. He go decided to part and denied the motion in part. profession” x-ray back to his “old tech- Tepperwien v. Entergy Opera Nuclear — if nology determined that he found tions, Inc., (S.D.N.Y. F.Supp.2d —and job, one,” promise another or even “a he 2009). The district court denied the mo resign Entergy. would Septem- On tion to Tepperwien’s hostile environ 3, 2006, he resigning ber submitted letter claims, ment and retaliation granted effective two weeks later. Two la- weeks dismissing the motion his constructive dis ter he filled out a Form W4 with his new charge claim. Tepperwien for moved re employer. consideration of the dismissal of the con claim, discharge structive and the district leaving Entergy, Before court denied the motion. v. “Separating Survey,” filled out a Employee Inc., Operations, Nuclear in which leaving he stated that he was for (S.D.N.Y.2009), F.Supp.2d 427 ECF No. conditions, better working better or more 62. hours, flexible work personal consider- “agree[d]” ations. He also that he would jury The case was tried to a beginning working consider for Entergy again and 13, July 2009. The returned its good working he had a relationship 21, July 2009, verdict on finding for Enter- with supervisor. He “strongly dis- gy on the sexual harassment claim and for agree[d]” that his work environment had Tepperwien claim, on the retaliation atmosphere of teamwork and coopera- awarding, retaliation, respect zero “[ojverall, tion. He “agree[d]” that I was damages pain for and suffering, my job.” satisfied with $500,000 in punitive damages, and zero in nominal damages. B. Proceedings Prior pursuant moved to Fed. In March Tepperwien filed a or, alternatively, R.Civ.P. 50 for new trial charge of sexual harassment and retalia- pursuant to Rule 59 or a remittitur with against tion Entergy with the Equal Em- respect damages. Tepperwien cross- ployment (the Opportunity Commission moved for a trial new on his hostile envi- “EEOC”). Tepperwien right received a ronment claim and to reinstate the con- sue letter from the EEOC on October claim, structive discharge which had been dismissed on summary judgment. He sep- n Tepperwien commenced this action arately be- attorneys’ moved for fees. On January low on 16, 2010, ini- March in a thorough and careful- tially defendants, sued additional including ly considered memorandum decision and Messina, his union order, J.) (Seibel, asserted claims grant- district court law, under federal and state but in Entergy’s orders ed motion judgment as a entered 12, 2007, June 2007 and July matter of law as to the retaliation claim J.) (Brieant, the district and, alternative, court dismissed all granted Entergy a claims except the against Title VII claims new trial on retaliation and vacated the

567 210, 110 ing Corp., v. Luciano v. Olsten F.3d damages award.5 punitive (2d Cir.1997) (alterations Inc., original)). in No. 07 214 Operations, Nuclear (S.D.N.Y. (CS), Mar. slip op. 18 CV-433 two appeal presents principal This is- 2010), 124. The district court 16, No. ECF (1) court sues: whether the district erred Entergy’s request strike granted judgment a matter of law granting in his fee cross-motion and deniеd perwien’s (2) claim; the retaliation dismissing Judgment at 29. as moot. Id. application whether, alternatively, the district court appeal this accordingly, and was entered vacating punitive damages erred followed. respect award with to the retaliation claim. address the two issues turn. We DISCUSSION novo a appeal, we review de On A. Retaliation for sum grant of a motion district court’s Title contains an antiretalia VII to Rule 56 or a mary judgment pursuant it provision, tion which makes unlawful for of law judgment as a matter motion for an employer against an to discriminate 50, the same applying to Rule pursuant opposing any practice made employee by the district court. applied standards Burlington unlawful Title VII. N. & Pharm., Inc. v. United Advance See White, 53, Ry. Santa Fe Co. v. 548 U.S. (2d Cir.2004) States, 391 F.3d 390 59-60, 2405, 165 L.Ed.2d 345 126 S.Ct. Inc., (Rule 50); Mystic Transp., v. Carlton Baines, (2006); Hicks v. 593 F.3d 164 56). Cir.2000) (Rule (2d 129, 133 202 F.3d (2d 2000e-3(a). Cir.2010); § see 42 U.S.C. granted only if Summary judgment may be seeks to further Title provision VII’s genuine dispute any as to “there is no workplace free from goal of discrimina fact and the movant is entitled to material race, ethnicity, religion, tion on the basis of of law.” Fed. judgment as a matter gender “by preventing employer an 56(a). Judgment as a matter of R.Civ.P. retaliation) interfering (through with only if may against party law be entered efforts to secure or advance employee’s an jury legally would not have a “a reasonable guaran basic [Title VII]’s enforcement party basis to find for on that [a] sufficient Burlington, 548 U.S. at 126 tees.” 50(a). A Rule 50 issue.” Fed.R.Civ.P. “ an prohibits 2405. Title VII thus S.Ct. if there ‘may only granted motion be taking “materially adverse” employer from complete exists such a absence of evidence against employee action because jury’s find supporting the verdict conduct that Title VII employee opposed ings only could have been the result of employee engaged forbids or the otherwise conjecture, surmise and or the evi sheer 56, 59, activity. Id. at 126 protected in favor of the movant is so over dence 2405; v. N. Am. Thompson see also S.Ct. whelming that reasonable and fair minded — Stainless, LP, —, —, U.S. [persons] could not arrive at verdict ” (2011) Stores, 863, 868, L.Ed.2d 694 S.Ct. against Brady v. Wal-Mart [it].’ (2d Cir.2008) (“Title Inc., provision antiretaliation must (quot- VII’s 531 F.3d go during bly means I shouldn't let it to them.” We note that trial the district court end, the district court took the more cau- expressed reluctance as to whether some submitting approach, the claim to the punitive damages claim to tious should submit hand, jury, noting that would revisit jury, stating: don’t she "On the one I punitive jury award dam- possibly issue if the were to how a could come back see case, damages proba- ages. punitive and that this *12 568 68, cover a range

be construed to broad of U.S. at 126 (quoting S.Ct. 2405 Oncale conduct.”).6 employer Servs., Inc., v. Sundowner 523 Offshore 75, 80, 998, U.S. 118 S.Ct. 140 L.Ed.2d 201 Here, principal question pre the (1998)). purportedly sented is whether retalia adversity Material is to be deter tory by against taken actions objectively, mined based on the reactions “materially Tepperwien were adverse.” 69-70, of a employee. reasonable at Id. granted judgment The district court as a matters,” 126 S.Ct. 2405. “Context matter of law in favor of sоme may actions take on or more less not, basis that the actions were as a matter significance law, depending on the context. Id. materially adverse. 69, at Alleged 126 S.Ct. 2405. acts of Burlington, Supreme Court retaliation must be sepa evaluated both explained that Title VII’s antiretaliation rately and in the aggregate, as even trivial provision only employer’s covers actions may acts take on greater significance when “materially that are adverse”: they are part viewed as of a larger course provision protects antiretaliation Hicks, of conduct. at 593 F.3d retaliation, an individual not from all In his brief on appeal, Tepperwien con- produces from retaliation that an injury subject tends that he was to at least nine view, or harm.... In our a plaintiff (1) acts of retaliation by Entergy: three must show that a employee reasonable (2) sessions; (3) fact-finding a counseling; would have found the challenged action (4) Barry’s termination; threat of Shapi- adverse, materially “which in this con- (5) termination; ro’s threat of Barry’s text might means it well have dissuaded comments and during stare the employee making reasonable worker from or (6) meeting; Barry’s falsifying of the rea- supporting charge of discrimination.” bringing son for Tepperwien in on day his 67-68, Burlington, at 548 U.S. 126 S.Ct. (7) off; and being forced to switch from a Gonzales, 2405 (quoting Rochon v. 438 day night shift to the agree shift. We 1211, (D.C.Cir.2006)). F.3d 1219 Actions the district court that no reasonable i.e., that are “trivial petty “those harms” — actions, could have found that these takеn slights or annoyances minor that often as described Tepperwien and consid- place take at work and that employees all ered both individually and in aggre- experience” not materially adverse. —are gate, materially were adverse. 68, Burlington, 2405; 548 U.S. 126 S.Ct. Hicks, accord 593 F.3d at 165. As the 1. The Fact-Finders Court reminded us in Burlington, Title “ VII does not general set forth ‘a civility contends that three fact- ” code for (a) the American workplace.’ 548 finders were retaliatory: January gener- Retaliation claims under Title ry VII are employment reason for its adverse action. ally analyzed ‍​​​​‌​​​‌‌‌‌‌‌‌​‌​‌‌​‌‌‌‌​‌​‌‌​​​​​​​​​‌​‌‌‌‌‌​‌‍under a Third, modified version so, employer if the does then the bur- First, Douglas plaintiff McDonnell test. den plaintiff prove shifts back to the prima must establish a facie case of retalia- retaliation was a substantial reason for the (1) by showing: participation tion pro- Hides, adverse action. 593 F.3d at 164—65 (2) activity; tected knowledge defendant’s Green, (citing Douglas Corp. McDonnell v. 411 thereof; (3) materially employment adverse 792, 802-05, U.S. 93 S.Ct. 36 L.Ed.2d action; (4) a causal connection between (1973)); see also Jute v. Hamilton Sundst- protected activity employ- and the adverse (2d Cir.2005). Corp., rand 420 F.3d Second, ment action. plaintiff if the meets here, engage We analysis need not in the full burden, this employer defendant must as we focus on the third element. legitimate, then articulate a non-discriminato- mask; (b) watch, was on gas wien an unidentified truck missing Janu- regarding February regarding Tep- ary permitted yard— to remain in the *13 apparently an drunk se- perwien’s letting a at power plant outside nuclear least —-for (c) site; curity the work and officer onto assuming Tepperwien two hours. Even 2006, regarding July Tepper- August or in all perfectly appropriately acted three orders to a carrying wien’s out of watch incidents, certainly good there reason in the BRE.7 dis- truck he was The while at Entergy management for least look correctly held that three trict court into these situations. materially not as fact-finders were adverse Third, certainly fact-finders while could .a law. matter of action, they to disciplinary lead did not First, at were not fact-finders Although counseling here. letter was They fell disciplinary in nature. outside of gas issued with to the mask respect inci- discipline Entergy’s four levels dent, fact, it was later rescinded. They could the union. grieved not be perwien never complained ECP or at Entergy, were occurrences as common because, his union about the fact-finders testified that he shop steward reviewed “[tjhere acknowledged, he was no reason thirty They fact-finders a week. were to, They they because all died. didn’t go there was a to in- triggered when reason (Tr. 224-25)/ anywhere.” at He admitted vestigate, e.g., to determine whether cor- that none of fact-finders resulted Indeed, be taken. rective action should any discipline. Tepperwien acknowledged that in “most situations, are fact-finders there to be Finally, Tepperwien argues that he in a room if

helpful, get everybody and see subject fact-finding hаd not been to a for proceed some other action has after years filing the three to his prior his that.” complaints. testimony various cited Second, good reason for En- there was however, proposition, equivocal,8 this for is fact-finders, tergy initiate these assuming but even employee thus no reasonable would have subjected until any not fact-finders after materially found them to be adverse or harassment, complained he this of sexual is first, stigmatizing. gas In the mask was proof only retaliatory of causation and a Tepperwien’s missing discovered as- materiality. Again, motive—not of Title signed route; security another officer was protect not employee VII does “all subjected for missing to a fact-finder retaliation,” only pro “retaliation that second, gas In the Tepper- mask as well. injury Burlington, duces an harm.” or permitted security pass wien officer to 2405; Hicks, at 548 U.S. 126 see S.Ct. through security checkpoint and enter assuming F.3d at they 164-65. Even place; apparently the work the officer was causally Tepperwien’s later sent were connected to intoxicated and was home as third, unfit duty. Tepper- protected activity, In the while the three fact-finders— only relating 7. The ”[t]he record contains evidence to a testified that other the December 2004 fact- you fourth fact-finder: I fact-finders can tell about had to do relating of sick finder use stating I with letters that I received appeal, Tepperwien complains leave. On company viоlated or had abused sick time fact-finders, only although he does of three policy. That’s all I can remember.” His trial, however, specify not which ones. At immediately then tried to refresh counsel argue did that this earlier fact-finder was apparent recollection other fact-finders. about retaliatory in nature. approximately “Employee Guide,” the course of self titled occurring over Discussion months, consisting only of brief in eight confirmed that was not resulting discipline— in no quiries, “stepwise” disciplinary an active pro- harms” merely “petty only were “trivial cess. It noted the discussion was annoyances.” slights Burlington, or minor intended to be a “counseling” rather than a 68, 126 suspension, S.Ct. 2405. warning, repri- U.S. verbal letter of

mand, Hence, discipline. or “other” Counseling 2. The form itself makes clear that a counseling is *14 below or warning reprimand. even The Tepperwien argues that the coun counseling merely discussion of with seling respect he received to the miss legitimate safety missing piece concern—a gas was a material ac ing mask adverse safety equipment of ac- agree tion. We with the district court that in tions connection therewith. it was not a matter as of law. Third, assuming even counseling First, counseling was rescinded after criticism, rose level of some form of Tepperwien contacted the ECP. See Schi held, in we have the context of the issu Inc., Quality Payroll Sys., ano v. 445 F.3d memo,” ance of a “counseling that “criti (2d Cir.2006) 597, 609 (holding change that (which an employee cism of part is оf employee’s reporting structure was not training necessary employees to allow employment adverse action where it was develop, improve discipline) and avoid is apology day rescinded with an after em employment not an adverse action.” ployee complained); Sanders v. N.Y.C. (Div. Parole), Weeks v. N.Y. State 273 Admin., 749, Human Res. 361 F.3d 756 of (2d 76, Cir.2001), F.3d 86 abrogated on (2d Cir.2004) (holding that could rea grounds by other R.R. Passenger Nat’l sonably negative performance find that Corp. 101, v. Morgan, 536 U.S. 122 S.Ct. evaluation did not constitute material ad (2002).9 2061, 153 L.Ed.2d 106 action, verse where it was rescinded and destroyed issued); two weeks after it was Finally, the lack adversity of material Park, Nagle v. Vill. Calumet 554 cf. also demonstrated Tepper- the fact that (7th 1106, Cir.2009) F.3d 1120-21 (holding only wien was not the officer to be coun- that no adverse action occurred where seled security for this issue. Another offi- plaintiff served suspension). never While cer was counseled for the same failure to we do not hold that rescinded discipline equipment, check the shop and the stew- can never materially constitute adverse ac ard testified that this “was issue that tion, do hold we the circumstances before, up just had come with Mr. here, the counseling rescinded letter was Tepperwien,” problem sys- and the was “a anot material adverse employment action. error, tem not a behavior issue.” The

Second, acknowledged, focus clearly here was not on Tepperwien, the counseling did not him place in an likely аnd was not that counseling of this disciplinary process. nature, active The form it- given which was employ- to other Dist., Presbyterian 9. Accord Hosp., Irondequoit v. N.Y. & W. Perez Cent. Sch. No. 06-CV- 5749(LBS), 3634038, No. 05 Civ. 2876204, 2009 WL (W.D.N.Y. at 2009 WL at *8 (S.D.N.Y. 3, 2009) *15 (holding Nov. 2, 2009) (where Sept. job counseling did not disciplinary reprimand job that did not alter status, any pay, result diminution of responsibilities employ- or otherwise affect benefits, employment it was not adverse ac- sufficiently ment was not material to consti- tion). action)', employment tute adverse v. Potenza well, Barry’s comment and deter a reasonable em- stare ees as would of discrimination. are not complaining during employee meeting from ma ployee Burlington, terially adverse See actions. circumstances, of all the light (“ at ‘[Person 548 U.S. 126 S.Ct. 2405 court that no agree the district we ality generate conflicts antip at work that could have concluded reasonable factfinder athy and snubbing by supervisors co counseling was “the withdrawn are (quoting workers not actionable.’” that would have dissuaded a sort action Grossman, Paul Barbara Lindemann & [Tepperwien’s] po employee reasonable (3d Law 669 Employment Discrimination complaining of unlawful dis sition ed.1996))); Dep’t N.Y.C. Martinez v. crimination.” Educ., (LTS)(DFE), No. 04-CIV-2728 (S.D.N.Y. The Remaining Actions 2008 WL at *12 May 2008) (“[Incidents [supervisor] where remaining actions of which yelled publicly [plaintiff] for various rea *15 the Tepperwien complains catego fall into constitute, or called ... sons him ‘shit’ aas “petty slights and or ry of “trivial harms” law, petty matter of the slights sorts Barry’s annoyances.” purported minor personality and that are not conflicts ac off Tepperwien threat to walk site was tionable.”). Barry’s use of a false reason facetiously made asked Tepperwien after bring to in for a Tepperwien meeting to groin.” whether he could “kick Vito the his complaint discuss to the NRC—a meet “threat,” made which was in the ing surely that would Tepperwien have conversation, course of heated was never a anyway hardly to wanted attend the Shapiro’s purported carried out. “threat —was of action a kind that would dissuade rea after Tepper of termination” was made employee sonable from complaining. once, twice, wien asked not not but three Barry’s was assuming Even motive retalia tape meeting. times to record the This tory, the method which summoned out, “threat” was never likewise carried Tepperwien meeting was Tepperwien and allowed to call his action. itself material adverse lawyer, lawyer’s someone from the permitted participate office was to in the the Finally, night the switch to

meeting by telephone. See v. Vazquez because, materially was not shift adverse Corp., Southside United Hous. Dev. Fund clear, testimony Tepper as his own makes (NGG)(LB), No. 2009 WL 06-CV-5997 (E.D.N.Y. 2009) requested During outage, wien it. the 21, Aug. *12 combined, (“Courts day and as a shifts were conse Burlington interpreting North to quence was scheduled work empty ern have verbal do held threats met injury, with Messina. with not cause an and therefore are not O’Hara, steward, аctions, to materially they shop where union com adverse are actions.”). any plain, suggested switching and O’Hara to unsupported by other retaliation, stage, summary judgment At motion on as the district court the dis- 10. plaintiff opinion, noted in its trict court concluded that Rule 50 “evidence at "presented suggesting counseling evidence sufficient to create a tri- trial amounted to counseling employment an adverse action offered able issue as to whether sub- stantially presented retaliatory." Tepperwien picture v. than that Nuclear weaker Inc., F.Supp.2d judgment stage.” Tepperwien Operations, summary at the Inc., (S.D.N.Y.2009). Operations, Although there is v. No. 07 some ten- Nuclear (CS), (S.D.N.Y. slip op. sion between this conclusion the district CV-433 at 10 Mar. 2010), Entergy’s grant court's decision to Rule 50 ECFNo. wife, nights. speaking violations, After for mistakes and rule or even perceived perwien agreed request, to make the mistakes. It is not surprising that Tepperwien was treated in part every rough because he would have weekend and tumble manner rather than with off. told O’Hara that he kid gloves Hicks, in genteel or fashion. change, See would take the shift O’Hara made “ 593 F.3d at 165 (noting that Barry, Barry granted ‘context request ” evaluating matters’ when ended, whether a ac- outage it. Tepper- Even after “materially tion is adverse” (quoting Bur- stay nights.” Hence, wien “decided to Northern, lington 548 U.S. at 126 S.Ct. clearly the record shows 2405)). shift, night asked to be moved to the nothing

there in the suggest record to Viewing all of the actions in the aggre- objected working nights he ever gate, we conclude that a reasonable em- that he ever asked to be moved back to the ployee in Tepperwien’s situation ‍​​​​‌​​​‌‌‌‌‌‌‌​‌​‌‌​‌‌‌‌​‌​‌‌​​​​​​​​​‌​‌‌‌‌‌​‌‍would not day shift. have been deterred engaging pro- Indeed, tected activities. while the test is Aggregate The Actions in the objective one, it is relevant that Tep- perwien himself was not deterred from

While the actions fail individually complaining complained numerous provide a basis for a reasonable —he Moreover, times. Tepperwien acknowl- subjected conclude that edged, after all the incidents and when it *16 actions, employment material adverse they was clear that he was leaving Entergy, fail aggregate. also in the Individually the that he would working consider for Enter- trivial, placed actions were in context gy again and that overall he was satisfied they remain trivial. Taken in the aggre with job at Entergy. gate, the actions still did not adversely affect in any way. material Accordingly, we hold that the district plus MacDraw, “Zero zero is zero.” Inc. court properly granted Entergy’s motion Fin., Inc., v. Grp. Equip. 33, CIT 138 F.3d judgment for as a matter of law dismissing (2d Cir.1998); 38 Eagle Gorence v. Food the retaliation claim. cf. Ctrs., Inc., (7th 759, Cir.2001) 242 F.3d 763 B. Damages Punitive (“And it simply true, is not we want to emphasize, litigant if a presents an Our decision above obviates the overload of irrelevant or nonprobative punitive need to reach damages the claim. facts, somehow the Nonetheless, irrelevances will add we discuss the claim because up to relеvant evidence of discriminatory punitive damages were only damages They not; intent. do plus zero zero by jury, awarded Tepperwien’s zero.”). lack of punitive entitlement to damages is clear.

The context is significant. also The se- curity unit at Indian Point was akin to a Punitive damages are available law unit, enforcement or quasi-military under Title VII employer where an dis command, with a chain of lieutenants and criminates against or retaliates an employ chiefs, handcuffing exercises, deploy- ee with “malice” or “reckless indifference” weapons, ment of and the use of BREs. employee’s federally protected The task of securing a nuclear power plant Ass’n, rights. Kolstad v. Am. Dental 527 significant raised safety 526, 534, concerns not U.S. 119 144 S.Ct. L.Ed.2d environments, and, (1999) found most work 494 42 (quoting U.S.C. understandably, 1981a(b)(l)); § there was little tolerance see Farias v. Instructional

573 (2d not a disre- Inc., Cir. his conduct did evince reckless 259 F.3d 101-02 Sys., 2001). satisfy gard Tepperwien’s federally-protected can this burden plaintiff A for employer that the by presenting very evidence rights. contrary, To (or retaliated) him against effort, discriminated as'dis- part Entergy’s much a knowledge violating it was below, with “conscious to address cussed “ law,” engaged ‘egregious’ that it or concerns. in- conduct from which an ‘outrageous’ or concluded, court and as a As the district indifference

ference of malice reckless find, only could so Enter- reasonable Farias, F.3d at 102. could be drawn.” gy good-faith comply made a effort to plaintiff establishes Evеn where under Title It had an obligations its VII. indifference, corporate malice or reckless poli- and antiretaliation antidiscrimination avail an affir may defendant still itself of cy. employees, including manage- All its was not mative that it liability Kolstad v. Am. Dental was it.” rageous that, reckless including presented faith efforts to tal 974 damages sions are as matter of discussed above. sons that we conclude that He relies employer may and made Kolstad, managerial agents Corp., (D.C.Cir.1998) (Tatel, J., dissenting)). [2] U.S. at discriminatory Zimmermann wholly “in the jury’s award “[1] defense. for behavior on the indifference or materially on contrary Barry’s actions 251 F.3d little if principally had an antidiscrimination punitive damages punitive damages without basis. not be good law, Supreme comply any An 119 S.Ct. 2118 to the employer’s But for v. Assocs. First employment adverse, faith effort to enforce evidence of malice or vicariously employer on Ass’n, $500,000 where these with Title VII.’” egregious Court made this conduct part Barry’s retaliation and the same (2d we 139 F.3d this conduct Tepperwien by showing context, statements in can Cir.2001). liable conclude, Entergy. decisions conduct, (quoting punitive or out- ‘good- policy Capi avoid claim clear deci rea- 958, port tion: tion or harassment. ment training; ployees anti-harassment memo Messina, Entergy investigated the matter file.11 ten to his instructor. When employees with numerous avenues garding workplace security department employees to attend carefully, Messina administrative stated, November evaluation Messina was day. ately, Entergy investigated When reprimand sustained, instances employees, Messina (signed and when was distributing supervisor of the Tepperwien complained had touched his hair and and even (by 2004 of walked removing leave Barry) company’s expectations was policy. discrimination received Tepperwien *17 behavior; Barry) reminding em- placed though in sent (albeit paid) off-site physical before August took concrete Messina as reinstated, for department-wide It in his training on and psychological provided he was rein- requiring all swiftly, charge inappropri- complained 2005 or retalia- abuse personnel placed a writ- HR range same and re- re- ac- its its by on with complaint sufficient filed puni- not a basis for an award of When 2006, January Entergy in man- damages. Barry surely tive could the NRC While meeting to discuss delicately, agement have convened treated more did, Entergy up. did Entergy recommended that Messina not follow also counseling. appears never seek It that he 574

concerns; Tepperwien permitted passing Entergy’s application judg for representative lawyer’s law, have a from his ment as a matter of obligated we are in the participate meeting by office tele- to view the evidence the light most And when phone. Tepperwien complained favorable to Tepperwien, Galdieri-Ambro February Taggart ECP met Realty sini v. Nat’l Corp., & Dev. 136 F.3d him, concerns, (2d listened to his Cir.1998), investi- majority and the gated, responded and in writing. The holds that may grant we only motion if counseling letter was Tepper- evidence, rescinded. viewed, so is so deficient that wien noted afterwards that he was “satis- jury’s findings only could have been fied” with his interactions with ECP and the result of conjecture. sheer surmise and response with the to the concerns he had Op. at (citing Brady v. Wal-Mart raised. Stores, Inc., (2d asked to be moved to 531 F.3d Cir. 2008)). night shift so that he could avoid majority Because the ignores the Messina, mak- first of principles pays only these lip —with ing agreed. second, service to the respectfully I dis decision-— sent.

Far acting maliciously or indiffer-

ently egregiously, showed, the evidence A. Factual find, Background

and a jury only reasonable could to, did, sought address Viewed in light most favorable to perwien’s complaints good faith. It Tepperwien, presented evidence at trial gave heard, him an opportunity to be established the facts set forth below. concerns, listened to his and it took con- Beginning Messina, Vito who steps crete to address them. The district occupied position superior Tepper- that, correctly court held even assuming Point, at wien’s Indian began sexually ha- reasonably could have found for rassing him. sexually Messina had been claim, on his retaliation Enter- harassing men at Indian Point many gy judgment was entitled to as a matter of years. Messina told Tepperwien that he law on the punitive award of damages.

wanted to have sex with him and that CONCLUSION get could him jobs better plant if he ongoing acceded. The abu- We have considered Tepperwien’s re- sive sexual graduated banter in November maining arguments reject them as be- *18 assault, 2004 to a sexual which is when ing without merit. Tepperwien began complain. to above, For the reasons set forth judgment of the district court is affirmed 16, 2004, On November Tepperwien re- in all respects. ported the sexual assault to Human Re- sources. This was complaint his first of GLEESON, JOHN Judge, District discrimination, sex and the first “factfin- dissenting. against der” him soon followed. Essential- juryA found that Entergy ly, retaliated a factfinder at Indian Point is a di- against Tepperwien James for complaining employee rection to an to why show cause of Vito Messina’s ongoing sexual overtures he or she shouldn’t be found to have violat- and unwanted sexual contacts. It also ed a rule. For example, as em- found that Entergy’s treatment of Tepper- ployee and union shop steward Alfred wien punitive warranted damages. trial, These Hicks explained at someone “[i]f was verdicts are entitled to deference. In absent ‘x’ days, number of company complaint stroking he admitted why out wien’s for a find ask fact-finder would days.” many thereupon so hair. employee was absent this on the information Depending by placing him him on ten “punished” J.A. 440. factfinder, disciplin- through the gleaned paid weeks of leave.1 action, of em- including termination ary Entergy brought Messina back to work could ployment, follow. taking early November 2005 without against Tepperwien first factfinder The Tepperwien him. any steps protect that he had allegation him to an subjected about Ter- complained this to Tepperwien he privileges his sick time while abused In- Barry, Security Manager at rence in- to a work-related hospitalized due laughed off Barry Point. first him dian early to December jury from December told that if Messina Tepperwien and then was his alleged “abuse” 2004. again, him sexually Tepperwien harassed hospitalization within report failure to his management. report Tepper- should it to hours, he not have though even could before, that he’d done that wien observed period because reported during fact, good it hadn’t much twice done bleeding. for internal in critical care once again because Messina was back Messina, unpunished August workplace proximity Tep- in close undeterred, Tepperwien on to came Tepperwien accused perwien. in a vehi- They together were work again. being “overemotional” and threatened to Tepper- Messina said he found cle when off site. J.A. 218. kick him the Tep- his on put attractive and hands wien exchange This occurred November shoulders, perwien’s neck hair. When 17, 2005, again once a factfinder Messina insisted protested, closely Tepperwien’s protected followed really wanted Messina to January activity. Specifically, early just much as wanted him as Messina touch equipment” factfinder “missing 2006 the Besides, said, touching. Messina to do objected commenced. want, as much I going you “I’m to touch falsely ac- claiming being he was inquiry, can it.” nothing you do about and there’s cused, Sanfilippo and Lieutenant —who Tepperwien continued J.A. 205. When conducting the factfinder on behalf by saying how object, responded Messina agreed him. Entergy essentially — by “playing hard to being “cute” he was all be guys we should “Out get.” J.A.205. this,” told Sanfilippo to about talking imme- the incident Tepperwien reported we “you’re likely guy the least perwien, diately. response The initial of the Site fact-finding.” J.A. should be Cherubini, John Security Superintendent, in January, Later escalated was, “[W]hy you punch him out?” didn’t by tak- complaint of sexual harassment explained that a J.A. Entergy to the NRC. ing it outside of easily men could between two armed fight *19 as well. Entergy’s retaliation escalated to something into that would have escalate 2006, week, 22, January on very next The Regulatory to the Nuclear reported be was (“NRC”), missing equipment factfinder which the Cherubini Commission Messina, “counseling,” up a sanction As ratcheted ‍​​​​‌​​​‌‌‌‌‌‌‌​‌​‌‌​‌‌‌‌​‌​‌‌​​​​​​​​​‌​‌‌‌‌‌​‌‍to a had to avoided. for agreed be Entergy characterizes as “disci- Tepper- was about itself when he confronted up on it. supposed to coun- never followed attend 1. Messina also didn’t, and seling, but he testified he 576 881; lawyer Entergy’s questioned Tep- J.A. Lieutenant which

pline.” J.A. 238. about, Security Supervisor perwien among things, and Site Jason Hettler other the counseling the 22 January counseling. O’Brien conducted James told the coun- Tepperwien session. them Meanwhile, Tepperwien had to deal with going for seling was retaliation in having disciplined been the form that previous why week asked the NRC counseling.2 It awas substantial under- giving counseling. They him a they were taking. appeal pro- The was a mechanism they want responded that did not to be Employee before cedure the Concerns do doing by it but were ordered to so at Program Entergy. Tepperwien was ad- Cherubini. Taggart program vised Barbara of that week, day the Bar- during following One attorney to consult an commencing before ry grill Tepperwien was determined to process, the which he did. He was re- complaint, Tep- it was about the NRC but quired “put writing,” everything to J.A. day perwien’s Barry off. So called did, he a lengthy which submission. perwien and to him lure him lied into Taggart He had to meet with in mid- Barry work. said someone was needed on February appeal. Although discuss his a “regulatory matter” and he finally persuading Taggart succeeded in had “picked name been out of a hat.” J.A. improperly disciplined, that he been it Tepperwien 247. told Barry he had doc- weeks, took more than six appointments day, tors’ scheduled for that January 22, from March through Barry Barry falsely insisted. assured remove counseling the stain of the matter, simple it was lied to from his record. put As Cherubini himself him about who would be present, said it after the counseling was rescinded on regard as a “personal would favor” if 6, Tepperwien March was disturbed Tepperwien helped out and it would take go fact that he had to Employee Con- Id. When but a half-hour of his time. discipline cerns to erase the rec- in, came En- and two ord.3 tergy lawyers confronted him about the complaint. obviously NRC Tricked into an Jury Finding B. The Retaliation situation, Tepperwien sensibly adversarial evidence, must, if a Viewing asked record could be made of what as we no, light said. He was told and he was most to Tepperwien, favorable there further told that if he persisted justification is no the majority’s holding for request it jury’s finding would be considered failure to that retaliation cooperate grounds conjecture. and would be termi- amounted sheer surmise and otherwise, him. nating purported concluding half-hour mat- majority be- ter became a gins by saying hostile three-hour interview that factfinders at not, law, about his sexual complaint, materially harassment at were as a matter of tion(s)” dispute identifying There is no at issue action subjected counseling January equipment counseling). to a session (describing 2006. See 881-82 J.A. Janu- ary “counseling” as a "conversation” Finally, in mid-March 2006 session”); ("re- “counseling J.A. charge filed a formal with the EEOC. Thus session”). scinding] counseling aborted) (and bogus eventually There is ensued a fact- *20 similarly dispute counseling no that a regarding allowing session finder an who had officer Entergy alcohol) "discipline.” at strong constitutes See J.A. (possibly smell into the facil- (form "documenting] disciplinary ity- 881-82 ac- they well been from mak- may because have dissuaded actions employment adverse occurrences,” Tepper- discrimination, that charge a future of de- ing were “common help- were acknowledged factfinders spite wien the fact that factfinders were com- situations, that was “there ful in most employees, mon for other and the the Entergy to initiate” reason for good in so finding. acted within reason atOp. against Tepperwien. factfinders Second, although Tepperwien indeed situations, in testified that “most fact-find- common were indeed occur- Factfinders (em- helpful,” ers are there to be J.A. 229 rences, He had Tepperwien. but not for added), phasis clear of testi- import the his in engaging protect- until none he started situation, as a in his mony whole is that 2004,4 activity in November and then ed counseling (among factfinders and the the after of they happened like clockwork each things) they other were harmful because major- complaints about Messina. The specter discipline raised the of and were “[cjontext that ity correctly points out a genuine workplace issued to address in determination of whether matters” our protect- punishment concern but as for his adverse, materially employer action is factfinder, During conduct. Tep- ed one Ry. Fe Burlington Northern & Santa Co. perwien investigating told the officers that White, 53, 69, 126 S.Ct. v. 548 U.S. “just factfinder another witch the was (2006), thus 165 L.Ed.2d 345 it is hunt, pin something trying to on me.” analysis that factfinders relevant our conducting J.A. 270. told the He officers However, at Bur- Entergy. were common missing equipment the factfinder that he ma- instructs us that the lington Northern being “scapegoat,” made a and Sanfi- adversity inquiry probes “per- terial the essentially agreed lippo there no basis person the spective of a reasonable for the factfinder. J.A. 237. 69-70, Id. at plaintiff’s position.” O’Brien, explicitly also told Hettler and added). then, 2405 (emphasis Here S.Ct. counseling conducted the that fol- who must the of a rea- perspective we consider factfinder, missing the who, equipment lowed person Tepperwien, had sonable like thought counseling that he the was retalia- subject any be- never been factfinders complaint for his week complaint tion the before making fore of discrimination.5 short, majority’s sugges- the person position A reasonable such the NRC. Tepperwien's majority employment history an 4. The terms the evidence on this But is isn’t, "equivocal,” Op. integral part adversity inquiry it point at of material suggests figurative occupied that it is. not even first shoes The because forms Tepperwien, against by person hypothe- factfinder which he in- we must reasonable retaliation, Indeed, by deed claims was act of see premising its determination size. Appellant brought Brief for materially ad- that factfinders were not 2004, shortly December after his first com- finding they verse on that were its factual plaint reasons, of Even evi- sexual harassment. if the justified good majority itself equivocal, obligation dence were our when acknowledges retaliatory that evidence of mo- posture confronted with such evidence this adversity tive and evidence of material often light in the most is to view it favorable separated. explain neatly cannot be As I be- Tepperwien. low, 6-7, justifi- see to the extent that thе infra employer’s cation for an action on the bears action, majority erroneously impact of claims adverse evidence 5. history prior "good perwien’s discipline-free to his so-called factfin- reasons” hold, activity goes only question require us to as a protected ders insufficient motive, law, retaliatory they were not materi- whether had a matter ally question Op. us adverse actions. not before here. at 569-70. *21 (c) Employee himself Tepperwien Program; characterized Concerns at tion that the counseling “helpful” urging Employee and of the the factfinders Concerns Coordi- nator, of testimo- attorney; an unfair characterization his he had to consult an (d) disregards responsi- the ny grievance process whole and our took six weeks as a required in the most him to a bility light to view the facts file detailed written Tepperwien. to submission and to submit to favorable an interview with the coordinator. finding majority’s that there were The the “good usurps factfinders That’s a lot go through reason[s]” of trouble to jury’s exchange workplace role. The inference that the for complaining the of dis- certainly enough factfinders were unwarranted efforts to crimination. It’s to dis- Tepperwien pin something sup- making suade reasonable worker from ported only by Tepperwien (though not his a complaint. majority such Yet the holds testimony jury’s alone is to the the that finding sufficient sustain that effect verdict), jury’s by Entergy’s conjecture. but also own amounted to sheer surmise and above, investigators. As discussed Sanfi- majority’s The of the opinion remainder all lippo admitted that of at people regard in this purports divides and to con- talking he should have been other quer things various bad that missing equipment, about the Tepperwien happened Tepperwien on the heels of likely was the least candidate for a factfin- complaints his about Messina. The result bogus der. And when that factfinder was fairly neither characterizes evidence counseling right escalated to a after the For example, nor convinces. trivializing NRC, complaint Hettler Tepperwien’s the remarkable fact that they told not O’Brien did want complaint protected that he wasn’t being subjecting counseling to be him to the but Barry from Messina caused to threaten to by were ordered to do so Cherubini. The site, toss off the work permitted to conclude from this majority says threat “was made after evidence, from the tight temporal proximi- Tepperwien facetiously asked whether he ” ty Tepperwien’s between complaints and ‘kick groin.’ Op. could Vito in the at 571 hostility the factfinders and from the overt 217). (quoting But J.A. leaves out Barry of towards and his com- Barry’s some evidence. threat came after plaints, justi- that the factfinders were not statement, something “good fied reasons” all but instead important happened Specifi- between. punish pro- served for his cally, Barry Tepperwien to told use the tected conduct. reporting policy company’s if Messinа ha- finds, majority also as a him again. matter rassed Then Tepperwien, who of law, counseling even the moments earlier had told that “En- Barry perwien materially employ- tergy’s policies adverse on sexual harassment and lengthy ment action. Its workplace strained violence not worth are reasoning ignores paper on,” the real-world conse- they’re protested written quences already inflicted on immedi- “done that twice.” ately after he complaint took outside J.A. That’s when made his (a) to the NRC: the counsel- The jury rationally threat. could have ing, which was a of discipline, form be- concluded that threat Barry’s because im- (b) record; part came of his employment mediately mak- followed discussion about challenge discipline, ing person he needed to future complaints, reasonable grievance procedures invoke the discouraged, have if not would been dis- *22 dis- actions that would to subjected been any making such from altogether, suaded complain- from worker a reasonable suade complaints. job here is Our ing of discrimination. appel- of example egregious most The the evi- determining whether to limited majority’s is the late-court-as-factfinder favorable most dence, light in the viewed Em- “Separating Tepperwien’s on reliance verdict, not that supports Tepperwien, to he at 572. When Op. Survey.” See ployee might facts that for record the to troll on a indicated Entergy, left one. a different supportеd have that job and he’d his he liked form that suggestion, majority’s Contrary to the Without again. working there consider by retaliation from employees protecting this majority finds why, explaining treating to not amount employers does of law a matter determining as in useful genteel in a or gloves kid them “with mate- to subject him not Entergy did that “delicately,” id. at fashion,” or Op. at in consequences employment rially adverse commitment to Title is YII’s Nor 573. Messi- complaints about his retaliation work- when diluted protection such is in this approach defect obvious na. One risks, like nuclear security has place considering re- job or liking one’s agency. law enforcement or a plant power feeling de- reasonably it and to turning effective secu- no tension between is There sexual about complaining terred respect to employer an requiring rity and inconsis- necessarily are harassment faith good make right to exclusive, employee’s as the mutually tent, alone let discrimination employment of complaints importantly, But more suggests. majority materially ad- subjected to being without his testimony explaining gave The ma- employer. by actions verse majority survey, which the on the answers the con- suggestions to jority’s needless why he asked When to mention. fails case or our logic in support no trary have working for consider would that he wrote the antiretaliation demeaning law, he jury that he told again, po- they create in Title VII provision disgruntled abe appear to want “didn’t un- and other in this for mischiеf tential elaborated He 282. J.A. employee.” employers which in “contexts” specified “think- he was survey filling out when in the employees treat permitted will be in the happen going what ing about in manner” which tumble “rough he about whether future,” concerned Op. at this case. was treated perwien go to work able to be “going another “get plant” power another and believed security position,” armed always are findings though jury Finally, easily [him]” follow survey “could exit deference, hard to it is great entitled J.A. employment. sought future

he they deserve in which conjure a context Supreme The this one. than more exit Tepperwien’s like Weighing facts that the determina- emphasized has Court explana- at-trial and his survey responses meets challenged conduct tion of whether all of alongside responses, those tions espe- is standard materially adverse case, quintes- in the evidence the other Burlington North- cially fact-intensive. not a jury, of the sentially the function any significance ern, “the it stated review. post-verdict court depend will often act of retaliation given exit about heard case Tepperwien’s Con- circumstances. particular upon ex- heard as it survey, just impact social The real matters. text in that gave answers for the planations aon depends often behavior workplace it found that survey, and *23 circumstances, surrounding place. previously He had molested constellation of O’Hara, relationships which are expectаtions, represen- union by simple a recitation of fully captured years tative. And to prior ten per physical case, acts giving the words used events rise to this (who U.S. at 2405 formed.” 548 S.Ct. appears O’Hara’s father also to (internal omitted). Point) quotation marks And have worked at Indian had said year, Thompson this in v. N. Am. just earlier way “that’s Vito is.” J.A. 327. — Stainless, LP, —, “way” U.S. 131 S.Ct. way Entergy That was the al- (2011), Court 178 L.Ed.2d lowed him to be. statutory “[g]iven stated that the broad (cid:127) began Messina harassing variety workplace text and the of contexts in physical 2003. After a sexual as- occur, may in which retaliation Title VII’s began sault in November he re- simply provision antiretaliation not redu However, porting the harassment. comprehensive to a set clear cible of after shortly complaint each in-house at rules.” Id. 868. Retaliation claims thus made, was by bogus he was hassled implicate provision, remedial viola broad factfinder, and after the NRC com- of only tions which are determined after a plaint made, was he was hassled searching of all of chal aspects review bogus counseling, despite spotless all lenged actions the wider context prior record. they which occurred order to determine (cid:127) continued, The sexual abuse and in impact workplace the “real social of behav August 2005 was physi- there another obviously ior.” Jurors are better to suited cal touching Tepperwien of in a sexual- determining impact contempo the social of ly suggestive manner. rary workplace judges. behаvior than are event, immediately reported that majority only usurps The thus not though even inap- Messina admitted proper jury role of the but substitutes for hair, propriately touching the victim’s body significant, per a factfinder with “punishment” mainly consisted of haps disabling, even institutional limita ten of paid weeks leave. tions. (cid:127) fact, Barry had wanted fire C. The Damages Award Punitive of Messina, but speaking after to “un- For the same reasons sets aside the named others” at Indian he Point had jury’s verdict in favor of to reverse bring course and Messina claim, majority the retaliation also sets right back workplace. into the J.A. jury’s punitive aside award of dam- 216-17. The influence of un- those ages. Op. at 572-73. The majority twice why named others was taunt- Messina repeats jury its conclusion that a could ed Tepperwien by saying going “I’m “only good find” that tried in faith want, you touch I much as comply obligations with its Title under nothing you there’s can do about it.” Op. VII. 573-74. disagree. I J.A. 205. jury reasonably

The could have inferred (cid:127) When reminded employer evidence, bad faith from when the prior harassment and asked what viewed the light Tep- most favorable to going protect be done to him perwien, that established the following: against harassment, Barry’s further

(cid:127) Messina was a problem long Vito first ... “laugh[ reaction was to off’ ]

standing in the Indian Point work- the concern. J.A. 439. Damages Punitive D. The Amount to tell (cid:127) reaction His second him molested if that Messina typical perwien case heard this it. When report just should damages. again, punitive regarding instructions protested be damages may that such told It was abuse Messina’s because punish Enter- insufficient in its discretion awarded twice reported been deter it previously or to conduct outrageous gy *24 back being welcomed he was in the conduct and here in similar engaging from proximity in close workplace to consid- asked specifically into the It was future. being him of him, Barry “may adequately be accused Entergy to whether er to damages and threatened of actual award by “overemotional” an punished any J.A. of the site. for amount off As the kick him only.” J.A. 799. that was told jury the damages, to complained punitive (cid:127) after Right awarded, you to be the sum fixing lied Barry “in January in the NRC En- degree to which the consider his meeting on should a him to to lure himto wrongful its for punished be should tergy interro- of purpose for the sole day off which award degree to and the Then conduct complaint. the him about gating Entergy deter another will or one sum to fire of lawyer threatened company a from commit- Entergy like companies recording insisting on future.” J.A. in acts the wrongful ting con- adversarial obviously an what was 799-800. frontation. (i.e.,

(cid:127) “outage” other instruc- those and a scheduled Equipped When with reactors) in Entergy, the nuclear that turning tions, jury off decided the in- meeting that the attorney argued 2006 occasioned to early whose management security unless liability Tepper- the no volving could be there hostility toward staff, made his was a homosexu- Messina proved that wien deterrence, respond- so to all. clear al, рunishment needed Messi- put damages. Entergy $500,000 outage, punitive in to the ing awarded it Tepperwien, together damages with of such na back the calculation Though science, less de- given to the En- him to move precise requiring anything but escape quarrel to Messina.6 size, shift to night it’s difficult sirable tergy’s an award that jury’s assessment the The faith. reek of bad These actions finally to order necessary in size was that the all weighing in justified fully jury that attention, say to except Entergy’s get concluding that evidence and $300,000, of cap of statutory exceeds the Messina protecting in more interested 42 U.S.C. unaware. jury was the which sexually of his own consequences the from the 1981a(b)(3). Thus, I reduce would § his protecting than behavior harassing $300,000 but to award damages punitive brought they when retaliation victims from jury’s verdict. the uphold otherwise (and the Entergy’s that behavior NRC’s) attention. [*] [*] # [*] [*] [*] by company the by but the the two is done fact of the majority makes much company’s case. victim,” helps night hardly to moved asked be out, district com- pointed But Op. at 571-72. court As the shift. Id. district trial, scarcely de- less judge observed moved Messina pany could have employee it failed when an credit requiring by serves its shift instead night desirable It's Dodge.” J.A. 652. “got out of protect move himself inaction own haras- separates company thing if one there. victim, separation of "if ser configuration At first blush the of ver- case seems anomalous.

dicts this One employer

would think that conduct that is $500,000

sufficiently egregious warrant punitive ‍​​​​‌​​​‌‌‌‌‌‌‌​‌​‌‌​‌‌‌‌​‌​‌‌​​​​​​​​​‌​‌‌‌‌‌​‌‍damages would also result

damage plaintiff, and hence merit an compensatory

award of damages. But

review of the trial record reveals that Tep-

perwien, a former member of the Strategic military

Air Command who wore a bearing sleeve,

on his presented even *25 attorneys tough

own as a and honorable

soldier who refused to buckle under Enter-

gy’s mishandling his complaints about jury’s

Messina. The determinations that compensation

he needed no despite Enter-

gy’s acts of retaliation but that Entergy punished

needed to be and deterred can- reasonably be characterized the re- conjecture;

sult surmise or to the con-

trary, they were amply supported by the

evidence at trial. I therefore respectfully

dissent. VALDIVIEZO-GALDAMEZ,

Mauricio

Petitioner

v.

ATTORNEY GENERAL OF STATES,

the UNITED

Respondent.

No. 08-4564.

United States Court of Appeals,

Third Circuit.

Argued: Feb.

Opinion Nov. filed:

Case Details

Case Name: Tepperwien v. Entergy Nuclear Operations, Inc.
Court Name: Court of Appeals for the Second Circuit
Date Published: Oct 31, 2011
Citation: 663 F.3d 556
Docket Number: Docket 10-1425-cv
Court Abbreviation: 2d Cir.
Read the detailed case summary
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