2:15-cv-03909
E.D. Pa.Aug 14, 2015Background
- Gary Battaglini was convicted by a jury on February 5, 2013, of racketeering conspiracy in EDPA criminal case no. 09-496-11.
- At trial, FBI agent John Augustine testified about statements by a cooperating witness that implicated Battaglini; the cooperating witness later recanted those statements.
- The cooperating witness recanted after Augustine’s testimony; the Government did not call the cooperator and did not disclose the recantation to defense prior to Augustine’s testimony.
- Plaintiff alleges Assistant U.S. Attorney Frank Labor called Augustine and failed to disclose the recantation, causing a wrongful conviction based on perjured testimony; he brings a Bivens damages claim against Labor and Augustine.
- Battaglini sought leave to proceed in forma pauperis; the Court granted IFP but dismissed the complaint as legally baseless and denied leave to amend as futile.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Battaglini's Bivens claims challenging his conviction are cognizable while conviction stands | Brought a § 1983-like Bivens suit claiming constitutional injury from prosecution and testimony; seeks damages for wrongful conviction | Conviction remains intact; claims seeking damages for an unvacated conviction are not cognizable under Heck | Dismissed: Heck bar applies — plaintiff must have conviction reversed or otherwise called into question before damages claim lies |
| Whether Labor and Augustine are liable for alleged use/ nondisclosure of false testimony/recantation | Labor and Augustine’s failure to disclose and alleged use of perjured testimony caused constitutional violations | Prosecutor and witness actions are within protected functions: prosecutors have absolute immunity for prosecutorial acts and decisions not to disclose during prosecution; witnesses have absolute witness immunity | Dismissed: both defendants entitled to absolute immunity (prosecutorial and witness immunity); claims barred |
Key Cases Cited
- Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 (recognition of implied damages action against federal officers for constitutional violations)
- Brady v. Maryland, 373 U.S. 83 (constitutional obligation to disclose materially exculpatory evidence)
- Heck v. Humphrey, 512 U.S. 477 (damages claims challenging conviction not cognizable unless conviction reversed or invalidated)
- Imbler v. Pachtman, 424 U.S. 409 (absolute immunity for prosecutors for conduct within prosecutorial function)
- Briscoe v. LaHue, 460 U.S. 325 (absolute immunity for witnesses for testimony, even if allegedly perjured)
- Neitzke v. Williams, 490 U.S. 319 (standard for dismissal of frivolous complaints)
- Higgs v. Attorney General, 655 F.3d 333 (pro se pleadings construed liberally)
- Lora-Pena v. F.B.I., 529 F.3d 503 (Heck rule applied to claims against federal actors)
