65 F.4th 114
4th Cir.2023Background
- Appellants (Rush, Parker, Nwobi) had disability claims denied by SSA ALJs whose appointments were ratified by Acting Commissioner Nancy Berryhill.
- Berryhill became Acting SSA Commissioner on Inauguration Day 2017 under an Obama order of succession and served initially as DCO pursuant to the FVRA.
- FVRA § 3346(a)(1) permits acting service for 210 days (300 days for transition vacancies); Berryhill’s initial period expired November 16, 2017; GAO reported noncompliance and she stepped down.
- After President Trump nominated Andrew Saul in April 2018, Berryhill resumed acting service under § 3346(a)(2) (service while a nomination is pending) and in July 2018 ratified ALJ appointments later denying appellants’ claims.
- Appellants challenged Berryhill’s authority, arguing § 3346(a)(2) only tolls (a)(1) and cannot authorize acting service if (a)(1) already expired; district courts rejected this and granted summary judgment to the government.
- The Fourth Circuit affirmed, holding § 3346(a)(1) and (a)(2) are disjunctive and independent; Berryhill properly served and the ALJ appointments were valid.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether 5 U.S.C. § 3346(a)(2) authorizes acting service when a nomination is submitted after § 3346(a)(1)’s 210-day period expired | (Appellants) § 3346(a)(2) is only a tolling provision; acting service during a pending nomination is allowed only if the nomination occurred within the initial 210 days, so Berryhill’s later service was unauthorized | (Govt) The statute uses disjunctive “or”; (a)(2) creates an independent period of acting service from the date a nomination is submitted while it is pending, regardless of (a)(1)’s expiration | Court holds (a)(1) and (a)(2) are independent; § 3346(a)(2) authorized Berryhill’s acting service and her ALJ ratifications were valid |
Key Cases Cited
- Lucia v. SEC, 138 S. Ct. 2044 (2018) (ALJs are inferior officers requiring constitutional appointment)
- Carr v. Saul, 141 S. Ct. 1352 (2021) (discussing SSA ALJ appointment issues post-Lucia)
- NLRB v. SW Gen. Inc., 580 U.S. 288 (2017) (overview of the FVRA and its time limits)
- Reiter v. Sonotone Corp., 442 U.S. 330 (1979) (ordinary meaning of “or” as disjunctive)
- United States v. Woods, 571 U.S. 31 (2013) (ordinary use of “or” separates independent meanings)
- Niz-Chavez v. Garland, 141 S. Ct. 1474 (2021) (textualist approach to statutory interpretation)
- Russello v. United States, 464 U.S. 16 (1983) (statutory omissions imply intent)
- TRW Inc. v. Andrews, 534 U.S. 19 (2001) (avoid interpreting statutes to render language superfluous)
- Seila Law LLC v. CFPB, 140 S. Ct. 2183 (2020) (executive appointment and removal powers)
