Baker v. United States
670 F.3d 448
| 3rd Cir. | 2012Background
- Baker, pro se, sued the United States and FCI-McKean officials under the Federal Tort Claims Act for injuries from second-hand smoke in 2004.
- District Court dismissed the case on July 11, 2006 and sent notice to Baker at his former address (FCI-Lisbon).
- Baker did not receive the Dismissal Order; docket shows the envelope was returned as not at that address and no forwarding occurred.
- Baker later moved in 2007–2008, filing Rule 60(b), Rule 4(a)(1), Rule 4(a)(4), and Rule 4(a)(6) motions after learning of the dismissal; he received the Dismissal Order only January 7, 2008.
- District Court denied the motions as untimely; Baker appealed, and the Third Circuit consolidated his appeals with related cases addressing timeliness under Appellate Rules 4(a)(4) and 4(a)(6).
- Court holds that Appellate Rule 4(a)(6)’s 180-day outer limit is jurisdictional and cannot be equitably extended for prison delay; prison-delay Tolling under Rule 4(a)(4) does not apply here because delay was caused by clerk error, not prison officials.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court erred in denying reopening under Rule 4(a)(6). | Baker argues prison delay should be excluded, starting the time from January 7, 2008. | Bowles requires strict adherence to the 180-day outer limit; no equitable extension. | No; Rule 4(a)(6) is jurisdictional and cannot be equitably extended; delay attributed to prison officials was not established. |
| Whether Rule 4(a)(4) tolls the time to file an appeal given alleged prison delay in delivery. | Fiorelli/Long allow tolling where prison delay occurred. | Delay here was due to clerk error, not prison delay, so tolling does not apply. | No; tolling under Rule 4(a)(4)(A) does not apply because the delay was caused by the clerk, not prison officials. |
Key Cases Cited
- Bowles v. Russell, 551 U.S. 205 (2007) (jurisdictional time limits for appeals are mandatory)
- Kontrick v. Ryan, 540 U.S. 443 (2004) (claims-processing vs. jurisdictional rules; applies to bankruptcy-like timing)
- Grana v. United States, 864 F.2d 312 (1989) (prison-delay in mail tolling 4(b) situations (criminal context))
- Fiorelli v. United States, 337 F.3d 282 (2003) (tolling of 4(a)(4)(A) for prison delay in timely motion practice)
- Poole v. Family Court of New Castle County, 368 F.3d 263 (2004) (clerk’s delay not tolling when delay caused by clerk’s mailing)
- Long v. Atlantic City Police Department, 670 F.3d 436 (2012) (Fiorelli controlling; fact-finding for prison-delay tolling in 4(a)(4) cases)
- Baker v. Williamson, 2011 WL 6016931 (3d Cir. Dec. 5, 2011) (2011) (related case recognizing clerk-error delay impact on remedies)
