778 F.3d 525
6th Cir.2015Background
- Pola was indicted January 6, 2009 for possession with intent to distribute oxycodone under 21 U.S.C. § 841(a)(1),(b)(1)(C).
- He, a Canadian citizen, was a lawful permanent resident in Louisville, Kentucky at indictment.
- He entered an Alford plea September 21, 2009 and was sentenced February 16, 2010 to 46 months’ imprisonment and three years’ supervised release.
- Pola filed a pro se notice of appeal April 19, 2010; the appeal was dismissed as untimely.
- On August 5, 2011 Pola filed a § 2255 motion alleging ineffective assistance of counsel for failing to file a notice of appeal.
- A magistrate ordered an evidentiary hearing, but Pola was removed to Canada by ICE on September 19, 2012; hearing could not proceed as planned.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the court has jurisdiction to review after mootness argument | Pola contends injury in fact persists due to collateral consequences | Government argues no ongoing injury after removal | Jurisdiction exists; collateral consequences keep injury in fact alive |
| Whether Pola is entitled to an evidentiary hearing on ineffective assistance claim | Affidavits show material factual dispute about request to appeal | Record shows no clear request and credibility issues | Yes, Pola entitled to an evidentiary hearing to develop Flores-Ortega claim |
| Whether district court erred in relying on Partin affidavit to deny hearing | Credibility and factual disputes preclude summary ruling | Partin affidavit credible; Pola’s affidavit self-serving | District court erred; factual disputes require hearing |
| What effect would an evidentiary hearing have on potential vacatur and admissibility | Successful hearing could lead to vacatur and new direct appeal | Vacatur may not occur if appeal rights not supported | Hearing warranted to determine potential vacatur and appellate rights |
Key Cases Cited
- Roe v. Flores-Ortega, 528 U.S. 470 (U.S. 2000) (whether counsel must file a notice of appeal after client instruction or demonstration of interest)
- Spencer v. Kemna, 523 U.S. 1 (U.S. 1998) (standing and injury-in-fact in habeas mootness analysis)
- Carafas v. LaVallee, 391 U.S. 234 (U.S. 1968) (collateral consequences sustain habeas challenges after sentence served)
- Fiswick v. United States, 329 U.S. 211 (U.S. 1946) (recognizes deportation consequences as collateral consequences of conviction)
- Campbell v. United States, 686 F.3d 353 (6th Cir. 2012) (vacatur/remand when ineffective assistance potentially cures conviction defects)
- Barakat v. Holder, 621 F.3d 398 (6th Cir. 2010) (evidence of a recorded conviction may be rebutted by vacatur order for immigration purposes)
