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477 F. App'x 861
3rd Cir.
2012
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Background

  • In 2004 Sykes was arrested on murder charges and placed in JTVCC general population.
  • Media attention grew after the state announced it would seek the death penalty.
  • On July 7, 2005, Sykes was moved to the SHU and remained there for at least fifteen months.
  • Sykes filed a pro se in forma pauperis § 1983 suit in 2006 alleging lack of due process for SHU confinement.
  • District Court dismissed Traci Johnson for failure to serve; others were granted summary judgment on various grounds.
  • This court affirms, holding defendants are protected by Eleventh Amendment and qualified immunity; no due process violation shown.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Johnson's personal involvement Sykes alleges Johnson participated in transfer decision. Johnson was not involved in the decision; she commented post-transfer. No personal involvement; liability requires participation.
Official-capacity claims and Eleventh Amendment Officials sued in their official capacities seek injunctive relief and damages. Official-capacity claims are barred by Eleventh Amendment immunity. Officials in official capacity are immune; suits barred.
Qualified immunity for remaining defendants Defendants violated clearly established rights by SHU confinement without due process. Confinement justified by safety, escape risk, and media attention; no clearly established right violated. Defendants entitled to qualified immunity.
Substantive due process / procedural due process Pretrial SHU housing without procedural protections violated due process. Reason for transfer and post-transfer actions lacked intentional punishment; no due process violation proven. No substantial due process violation established.

Key Cases Cited

  • Baraka v. McGreevey, 481 F.3d 187 (3d Cir. 2007) (personal involvement required for liability)
  • Betts v. New Castle Youth Dev. Ctr., 621 F.3d 249 (3d Cir. 2010) (Eleventh Amendment immunity for official-capacity claims)
  • Camreta v. Greene, 131 S. Ct. 2020 (2011) (qualified immunity depends on clearly established rights)
  • McKee v. Hart, 436 F.3d 165 (3d Cir. 2006) (test for clearly established rights in § 1983 cases)
  • Ashcroft v. al-Kidd, 131 S. Ct. 2074 (2011) (clear standard for qualified immunity inquiries)
  • Stevenson v. Carroll, 495 F.3d 62 (3d Cir. 2007) (procedural due process concerns with SHU housing pre-trial detainees)
  • Stevenson v. Carroll (remand discussion), 2011 WL (3d Cir. 2011) (post-transfer procedural protections discussion (contextual))
  • Shoats v. Horn, 213 F.3d 140 (3d Cir. 2000) (expanded to address SHU-related due process concerns)
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Case Details

Case Name: Ambrose Sykes v. Thomas Carroll
Court Name: Court of Appeals for the Third Circuit
Date Published: Apr 30, 2012
Citations: 477 F. App'x 861; 11-4576
Docket Number: 11-4576
Court Abbreviation: 3rd Cir.
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    Ambrose Sykes v. Thomas Carroll, 477 F. App'x 861