Alvin Waller, Jr. v. State of Tennessee
W2016-00265-CCA-R3-PC
Tenn. Crim. App.Nov 30, 2016Background
- Victim accepted a ride from Alvin Waller, Jr.; after consensual sex in the car he prevented her from leaving, threatened her with a gun, and later shot her in the head when she tried to leave.
- Waller was tried and convicted of especially aggravated kidnapping and aggravated assault; attempted voluntary manslaughter (a lesser-included) was later merged into aggravated assault.
- On direct appeal, this Court reversed the attempted voluntary manslaughter conviction but affirmed the kidnapping and aggravated assault convictions, applying State v. White’s “essentially incidental” test.
- Waller filed multiple post-conviction petitions claiming ineffective assistance of counsel for failure to request a White-based special jury instruction on whether the confinement was essentially incidental to the aggravated assault.
- The trial record (now in the post-conviction proceedings) showed the jury was not instructed under White; trial counsel admitted awareness of White but did not request the special instruction.
- The post-conviction court denied relief, finding no deficient performance or prejudice; Waller appealed that denial.
Issues
| Issue | Petitioner’s Argument | State’s Argument | Held |
|---|---|---|---|
| Whether trial counsel was ineffective for failing to request a State v. White special jury instruction on “essentially incidental” confinement | Counsel’s omission was deficient and, had the jury been properly instructed, Waller would have been acquitted of kidnapping | No prejudice resulted from omission; record supports kidnapping not being incidental so no ineffective assistance | Even if omission was deficient, no prejudice shown; post-conviction court’s denial affirmed |
Key Cases Cited
- State v. White, 362 S.W.3d 559 (Tenn. 2012) (establishes that kidnapping is unlawful only if removal/confinement is more than "essentially incidental" to an accompanying felony and requires jury instruction)
- Vaughn v. State, 202 S.W.3d 106 (Tenn. 2006) (standards for post-conviction review and ineffective assistance analysis)
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (two-prong ineffective assistance test: deficiency and prejudice)
- Goad v. State, 938 S.W.2d 363 (Tenn. 1996) (deficiency and prejudice framework applied in Tennessee)
- Moore v. State, 485 S.W.3d 411 (Tenn. 2016) (prejudice inquiry for erroneous jury instruction in ineffective assistance claims mirrors harmless-error analysis)
