OPINION
delivered the opinion of the Court,
In this post-conviction case, we clarify the appropriate prejudice analysis for ineffective assistance of counsel claims arising from, the failure to properly request jury instructions on lesser-included offenses where, - as. here, the jury was given no option to convict of any lesser-included offense. The jury, convicted the petitioner as charged of one count of aggravated burglary and multiple counts of aggravated rape, especially aggravated kidnapping, and aggravated robbery in connection with a home invasion. On direct appeal, the Court of Criminal Appeals affirmed the convictions and declined to address the trial court’s failure to instruct the jury on lesser-included offenses because the petitioner’s trial counsel did not request the instructions in writing as required by statute. Thereafter, the post-conviction court denied relief. On appeal, a majority of the Court of Criminal Appeals granted a new trial on the especially aggravated kidnapping charges based on ineffective assistance of counsel. We hold that the Court of Criminal Appeals erred in concluding that the petitioner was prejudiced by his trial counsel’s failure to request a jury instruction on aggravated kidnapping as a lesser-included offense of especially aggravated kidnapping. We conclude that no reasonable probability exists that a properly instructed jury would have convicted
I.
On the evening of July 21, 1999, Albert Smith was at his house in Memphis, Tennessee, with his friend Deana T. and his eight-year-old son. An older man, later identified as Genore Dancy, 1 forced his way into the house. A younger man, later identified as the petitioner, Rashe Moore, entered the house a few minutes later. Both Mr. Moore and Mr, Dancy were armed with handguns during the home invasion that lasted approximately two hours. They took personal items from Mr. Smith and Deana. T. at gunpoint. While Mr. Dancy continued to hold the victims at gunpoint, Mr. Moore ransacked the house.
A short time later, Mr. Smith’s roommate arrived at the house with Shauntel K. and Latoya K. They were forced inside at gunpoint. Mr. Moore and Mr. Dancy took various items of personal property from the six victims and then made them strip down to their underwear and lie on the floor of the den.
Mr. Dancy ordered Latpya K. into another room while Mr. Moore held the other victims at gunpoint. Mr. Dancy forced his penis into Latoya K’s mouth at gunpoint. Mr. Dancy and Latoya K. then returned to the den. Mr. Moore ordered Shauntel K. into another room while Mr. Dancy held the other victims at gunpoint. Mr. Moore forced his penis into Shauntel K.’s mouth at gunpoint. When, a pager sounded, Mr. Dancy shot it. Mr. Moore and Shauntel K. then returned to the den. Mr. Moore and Mr. Dancy ordered the six victims into the kitchen, covered them with a sheet as they were lying on the floor, and bound their hands and feet with duct tape. Mr. Dancy then ordered Deana T. into another room, where he forced his penis into her vagina.
While the victims. were lying on the kitchen floor, a friend of Mr, Smith’s roommate arrived at the house and was ordered inside at gunpoint. Mr. Moore and Mr. Dancy pulled the man’s shirt over his head, took his keys and money, pulled his pants down to his ankles, bound his hands, and put him under the sheet with the other six victims.
Additional intruders entered the house. Four or five intruders took Deana T. from the kitchen with a pillowcase on her head. One intruder forced his penis' into her mouth, arid then another intruder repeated this act. The intruders removed the duct tape from her ankles and then ’vaginally raped her. When Mr. Moore, Mr. Dancy, and the other intruders left, they took with
Deana T., Mr. Smith, and Shauntel K. identified Mr. Moore in a photo lineup. At the trial in February 2002, four victims— Deana T., Mr. Smith, Shauntel K, and Latoya- K.—identified Mr. ■ Moore as the younger man who, armed with a handgun, entered the house, took valuable items from the victims, bound seven victims and forced them to lie under a sheet on the kitchen floor, raped Shauntel K. at gunpoint, and held a gun on the victims while Mr. Dancy raped Latoya K. and Deana T. and while other intruders then raped Deana T. Mr. Smith and Deana T. testified that Mr. Moore appeared to be a willing participant in the events of July 21, 1999.
Mr. Moore presented an alibi defense. He testified that he was at a club with his girlfriend on the evening' of July 21, 1999, and was not involved in the home invasion. He did not deny that any of the events occurred, just that he was not present.
At the close of proof, the trial court announced its decision not to instruct on any lesser-included offenses because Mr. Moore did not contest that the offenses occurred but denied his involvement, testifying that he was elsewhere at the time of the.home invasion. Mr. Moore’s attorney then orally requested the trial court to instruct -the jury on facilitation as a lesser-included offense for the aggravated rapes of Latoya K and Deana T. The trial court denied the request, explaining that no factual basis supported a jury instruction for facilitation, or any other lesser-included offense, based on the evidence. The trial court stated, “I think it’s an all or nothing defense that has been presented.” The jury convicted Mr. Moore as charged of six counts (later merged into three counts) of aggravated rape, five counts of aggravated robbery, seven counts of especially aggravated kidnapping, and one count of aggravated burglary. Mr. Moore received an effective sentence of ninety-nine years.
The Court of Criminal Appeals affirmed the judgment of the trial court.
State v. Moore,
No. W2002-01195-CCA-R3-CD,
Thereafter, Mr. Moore filed a petition for post-conviction relief. The post-conviction evidentiary hearing focused on his allegation that trial counsel was ineffective for failing to properly request jury instructions on lesser-included offenses.
Trial counsel testified that Mr. Moore consistently maintained that' he was at a
Trial counsel doubted that the outcome at trial would have been different had the trial judge instructed the jury on any lesser-included offenses. .Trial counsel testified that.“in reality the jury was going to believe [Mr. Moore] was there and participated in these things, or they weren’t.” -In trial counsel’s opinion, the case was not about lesser-included offenses. On cross-examination, however, trial counsel clarified that he thought the record was adequate for an appellate court to review the trial judge’s refusal to instruct on any lesser-included offenses. Explaining that this trial judge routinely refused to - instruct on lesser-included offenses when the evidence supported the charged offense, trial counsel gave this example of what the trial judge might say: “You want the jury to believe that this witness who said she was raped at gunpoint, that somehow she wasn’t raped at gunpoint, when that wasn’t your defense? No,' that would be ludicrous, we are not charging it.” Then, attempting to'justify his failure to request instructions on lesser-included offenses, trial counsel added, “So you didn’t argue. I made my record and I didn’t argue.” Trial counsel knew that appellate courts had sent cases back to this trial judge because of instructional error under the prior version of Tennessee Code Annotated section 40-18-110(a).
See, e.g., State v. Cox,
No. W2000-02238-CCA-R3-CD,
The post-conviction court ruled' that the trial cdurt had denied the request for jury instructions on lesser-included offenses on its merits, not because trial' counsel had failed to make a written request. The post-conviction court stated, “There is additionally no evidence to suggest that the trial court would have granted [Mr. Moore’s] motion for any additional lesser[-]included offenses had [trial counsel]
The Court of Criminal Appeals reversed the post-conviction court’s judgment on Mr. Moore’s convictions for especially' aggravated kidnapping, but affirmed the judgment in all other respects.
Moore v. State,
No. W2013-00674-CCA-R3-PC,
The State sought permission to appeal the Court of Criminal Appeals’ decision overturning Mr. Moore’s especially aggravated kidnapping convictions.- Mr. Moore sought permission to appeal the Court of Criminal Appeals’ decision affirming the denial of post-conviction relief on the rest of his convictions. We granted the parties’ applications to clarify the appropriate prejudice analysis for ineffective assistance of counsel claims arising from the failure to properly request jury instructions on lesser-included offenses where, as here, the jury was given no option to convict of any lesser-included offénse.
II.
A.
The Sixth Amendment -to the United States Constitution and article I, section 9-of the Tennessee Constitution guarantee individuals the right to effective assistance of counsel in criminal proceedings.
See Strickland v. Washington,
To prevail on a claim of ineffective assistance of counsel, a petitioner must establish both that counsel’s per
A claim of ineffective assistance of counsel presents a mixed question of law and fact.
Fields v. State,
B<
In this case, the alleged ineffective assistance arises from trial counsel’s failure to properly request jury instructions on lesser-included offenses. The first question we address is whether trial counsel’s failure to make'á written request for lesser-included offense instructions constitutes deficient performance. To establish deficient performance, a petitioner must demonstrate “that counsel’s representation fell below an objective standard of reasonableness.”
Strickland,
The. State' conceded that trial counsel’s lack of knowledge regarding.the necessity of making a written request for lesser-included offense instructions was deficient.
Moore,
Notwithstanding the alibi defense, Mr. Moore had a constitutional right to lesser-included. offense instructions warranted by the proof.
See State v. Allen,
69
Trial counsel’s decision to forego requesting instructions on any lesser-included offenses, except facilitation, was not an informed choice based upon adequate preparation.
See Goad,
C.
Having determined that trial counsel’s performance was deficient, the second question is whether this deficiency resulted in prejudice. To establish prejudice, a petitioner must show “a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.”
Strickland,
In assessing whether the jury would have convicted a petitioner of a lesser-included offense instead of the charged offense, the analytical framework for the prejudice inquiry at post-conviction mirrors the harmless error inquiry on direct appeal.
See State
v.
Richmond,
Under the
Williams
analysis, where the jury convicts the defendant of a greater charged offense rather than an immediately lesser offense standing between omitted lesser-included offenses and the offense for which the defendant was convicted, any error from the omission of jury instructions on these other asserted lesser-included offenses is harmless beyond a reasonable doubt because the jury, by finding the defendant guilty of the greater offense to the exclusion of the immediately lesser offense, necessarily rejected all other lesser-included offenses.
4
The lead opinion in
Bryant
referred to a strict approach of reviewing these lesser-included offense issues and suggested that this approach was rejected in all circumstances.
See Bryant,
D.
We now apply this prejudice analysis to Mr. Moore’s case. In determining whether a reasonable probability exists that a properly instructed jury would have convicted Mr. Moore of any of his asserted lesser-included offenses instead of the charged offenses, we conduct a thorough examination of the record, including the evidence presented at trial and the theory of defense.
See Allen,
The Court of Criminal Appeals reviewed the following asserted lesser-included offenses of Mr. Moore’s respective convictions: (1) especially aggravated kidnapping—aggravated kidnapping, kidnapping, false imprisonment, and attempt;- (2) aggravated rape—rape, aggravated sexual battery, sexual, battery, and facilitation; (3) aggravated robbery—robbery, aggravated assault, assault, theft, attempt, and facilitation; and (4) aggravated burglary— burglary, aggravated criminal trespass, criminal trespass, attempt, and facilitation.
Moore,
As relevant to the charges against Mr. Moore, especially aggravated kidnapping is false imprisonment “Accomplished with a deadly weapon or by display of any article used or fashioned to lead the victim to reasonably believe it to be a deadly weapon[.]” Tenn.Code Ann. § 39-13-306(a)(1) (1997). Aggravated kidnapping is false imprisonment “[w]hile the defendant is in possession of a deadly weapon or threatens the use of a deadly weapon.”
Id.
§ 39-13-304(a)(5) (1997). '' For purposes of our analysis, especially aggravated kidnapping and aggravated kidnapping differ in whether the defendant uses a deadly weapon or merely possesses (or threatens to use) a deadly weapon. Overwhelming evidence showed that the perpetrators used deadly weapons by holding the victims at gunpoint.' Mr. Moore presented an alibi theory of defense. He did not contest whether the perpetrators used deadly weapons, as opposed to merely possessing them. No reasonable probability exists that a properly instructed jury would, have convicted Mr. Moore of aggravated kidnapping instead of especially aggravated kidnapping. Therefore, we hold that the Court of Criminal Appeals erred in concluding that prejudice resulted from trial counsel’s failure to properly request a jury instruction on aggravated kidnapping. Because of the overwhelming evidence supporting the deadly weapon element, we also hold that no prejudice resulted from
Next, we apply the prejudice analysis to the aggravated rape convictions. As relevant to the charges against Mr. Moore, “armed with a weapon” is the element that distinguishes aggravated rape from rape, 8 as well as aggravated sexual battery from sexual battery. 9 Sexual pen-étration, as opposed to sexual contact, is the element distinguishing rape from sexual battery. 10 Overwhelming evidence proved that the victims were sexually penetrated and that the perpetrators were armed with guns. Mr. Moore did not challenge either of these distinguishing ele-merits, which were not relevant to his alibi defense. No reasonable probability exists that a properly instructed .jury would have convicted Mr. Moore of any of these asserted lesser-included offenses instead of aggravated rape. Therefore, we conclude that no prejudice resulted, from trial counsel’s failure to properly request jury instructions on these asserted lesser-included offenses of aggravated rape.
We next address the aggravated robbery convictions. As relevant to the charges against Mr. Moore, the use of a deadly weapon is the element that distinguishes aggravated robbery from robbery and theft,
11
and aggravated assault from assault.
12
The taking of property is the element distinguishing robbery from ass
Regarding the conviction for aggravated burglary, the elements distinguishing it from the asserted lesser-included offenses of burglary, aggravated criminal trespass, and criminal trespass are. (1) entry into a habitation and (2) intent to commit a felony, theft, or assault. 14 Overwhelming evidence supported these distinguishing elements. Mr. Moore did not contest these distinguishing elements, and they were not part of his theory of defense. No reasonable probability exists that a properly instructed jury would have convicted Mr. Moore of any of these asserted lesser-included offenses instead of aggravated burglary. Therefore, we conclude that no prejudice resulted from trial counsel’s failure to properly request jury instructions on these asserted lesser-included offenses of aggravated burglary.
A^e now address facilitation with respect to fhe convictions for aggravated rape, aggravated robbery, and aggravated burglary. Facilitation applies when, “knowing that another intends to commit a specific felpny, but without the intent required for criminal responsibility under § 89-11-402(2), the [defendant] knowingly furnishes substantial assistance in the commission of the felony.”
Id.
§ 39—11— 403(a) (1997). Specifically, Mr. Moore argues that trial counsel was 'ineffective regarding the aggravated rapés of Latoya K. and Deána T. For these offense's, the jury convicted Mr. Moóre based on his criminal responsibility for Mr. Dancy’s conduct as the actual perpetrator, along with the' conduct of other intruders on the subsequent aggravated rapes of Deana T.
15
Overwhelming evidence showed that Mr. Moore shared Mr. Dancy’s intent in committing the aggravated rapes. Proof that Mr. Moore was the actual perpetrator of the aggravated rape of Shauntel K. showed that he shared the intent required for criminal responsibility for the other aggravated rapes. In addition, overwhelming evidence demonstrated that Mr. Moore shared Mr. Dancy’s intent in committing the aggravated burglary arid the aggravated robberies, regardless of whether Mr.
Finally, we analyze attempt with respect to the convictions for especially aggravated kidnapping, aggravated robbery, and aggravated burglary, Criminal attempt applies to situations where the defendant, begins or tries to complete a criminal act.
Id.
§ 3?-12-101(a) (1997). We recently held that “criminal attempt is available as a lesser-included offense of any charged offense in every case in which: (1) the charged offense has a requisite intent element; and (2) the proof has fairly raised the completed offense.”
State v. Thorpe,
In reviewing an ineffective assistance of counsel claim, we reach the same result regardless of whether, as the record here suggests, the trial court would have refused to give properly requested instructions on lesser-included offenses. Omitting lesser-included offense instructions was harmless beyond a-reasonable doubt because the jury, if given the opportunity, would not have convicted Mr. Moore of any of the asserted lesser-included offenses instead of the charged offenses. Because omitting these lesser-included offense instructions was harmless beyond a reasonable doubt, any deficiency of trial counsel resulting in the absence of these instructions cannot be prejudicial.
III.
We conclude that no reasonable probability exists that a properly instructed jury would have convicted Mr, Moore of any of his asserted lesser-included offenses instead of the charged offenses. Because Mr. Moore suffered no prejudice, he did not receive ineffective assistance of counsel as to any of his convictions. We hold that the Court of Criminal Appeals erred in concluding that prejudice resulted from trial counsel’s failure to request a jury instruction on aggravated kidnapping as a lesser-included offense of especially aggravated kidnapping. We therefore reverse the Court of .Criminal Appeals’ judgment granting a new trial on the especially aggravated kidnapping charges and reinstate the post-conviction court’s judgment denying relief as to the especially aggravated kidnapping convictions. We further hold that the Court of Criminal Appeals properly affirmed the denial of post-conviction relief on Mr. Moore’s convictions for aggravated rape, aggravated robbery, and aggravated burglary.- It appearing that Mr. Moore is indigent, costs of this appeal are assessed to the State óf Tennessee.
Notes
. Genore Dancy was convicted in a separate trial of four counts (later merged into two counts) of aggravated rape, five counts of aggravated robbery, seven counts of especially aggravated kidnapping, and one count of aggravated burglary,
State v. Dancy,
No. W2001-02451-CCA-R3-CD,
. Article I, section 6 provides in pertinent part that "the right of trial by jury shall remain inviolate[,]" Tenn. Const, art. I, § 6.
. The term “could" connotes a possibility, no matter how improbable; whereas, the
Strickland
prejudice prong requires a "reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding
would
have been different.”
Strickland,
. We need not specifically define the term "immediately lesser offense” in this case because the jury- here was given no option to convict Mr. Moore of any lesser offense, We clarify, however, that the term "immediately lesser offense” does not encompass facilitation of the charged offense, attempt to com-mit_ the charged offense,- or' solicitation to commit the charged offense. See Tenn.Code Ann. § 40—IS—110(G)(2)—(4) (20Í 2) (specifically including facilitation, attempt, and solicitation in the definition of lesser-included offense);
. The "verdict returned by the jury” factor, although not material on this issue in many cases, was important to the analysis in Allen because the jury rejected the charged offense of aggravated robbery and instead convicted the defendant of the lesser-included offense of robbery. Id. at 185. In light of the verdict convicting him of robbery and the controverted evidence of his intent, this Court held that the failure to instruct on the asserted lesser-included offense of facilitation of robbery was reversible error. Id. at 191-92. The "verdict returned by the jury” factor is not intended to be simply a review of the sufficiency of the evidence.
. In this case, we need not determine the broader applicability of a strict approach because the jury was given no option to convict Mr. Moore of any lesser-included offense.
. See id. §§ 39-13-302(a) (1997) (defining ■false imprisonment as "knowingly re-mov[ing] or confin[ing] another unlawfully so as to interfere substantially with the other's liberty”), 39-13-303(a) (1997) (defining kidnapping as false imprisonment "under circumstances exposing the other person to substantial risk of bodily injury”).
. See id. §§ 39-13-502(a)(l) (1997) (defining aggravated rape, as relevant here, as "unlawful sexual penetration of a victim by the defendant or the defendant by a victim” where "[floree or coercion is used to accomplish the act and the defendant is armed with a weapon or any article used or fashioned in a manner to lead the victim reasonably to believe it to be a weapon”), 39-13-503(a)(l) (1997) (defining rape,, as relevant here, as "unlawful sexual penetration of a victim by the defendant or of the defendant by a victim” where "[floree or coercion is used to accomplish the act”),
. See id. §§ 39rl3-504(a)(l) (1997) (defining aggravated sexual battery, as relevant here, as "unlawful sexual contact with a victim by the defendant or the defendant by a victim” where "[floree or coercion is used to accomplish the act and the defendant is armed with a weapon or any article used or fashioned in a manner to lead thé victim reasonably to .believe-it-to be a weapon”), 39—13—505(a)(1) (1997) (defining sexual battery, as relevant here, as "unlawful sexual contact with a victim by the defendant or the defendant by a victim” where “[floree or coercion is used to accomplish the act”).
.’ See id. §§ 39-13-503 (rape), 39-13-505 (sexual battery).
. See id. §§ 39-13-402(a)(l) (1997) (defining aggravated robbery, as relevant here, as robbery “[ajccomplished with a deadly weapon or by display of any article used or fashioned to lead the victim to reasonably believe it to be a deadly weapon"), 39-13-401(a) (1997) (defining robbery as "the intentional or knowing theft of property from the person of another by violence or putting the person in fear”), 39-14-103(a) (1997) (defining theft of properly as "knowingly obtaining] or exercising] control over the property without the owner’s effective consent” when the defendant acts ."with intent to deprive the owner, of t [the] property”).
. See id. §§ 39-13-102(a)(l)(B)' (1997 & Supp.1999) (defining aggravated assault, as relevant here, as committing an assault when the defendant "[u]ses or displays a deadly weapon”), 39-13-101 (a)(2) (1997) (defining assault, as relevant here, as "[intentionally or knowingly causing] another to reasonably fear .imminent bodily injury”).
. See id. §§ 39-13-101 (assault), 39-13-401 (robbery).
. See id. §§ 39-14-403(a) (1997) '(defining aggravated burglary, as relevant here, as "burglary of a.habitation”), 39-14-402(a)(l) (1997) (defining burglary, as relevant here, as entry, "without the effective consent of the property owner,” into "a building other than a habitation (or any portion thereof) not open to the public, with intent to commit a felony, theft or assault”), 39-14-406(a) (1997) (defining aggravated criminal trespass, as relevant here, as "enter[ing] or remaining] on property” without the owner’s effective consent and where the defendant's presence will cause fear for the safety of another),- 39-14-405(a) (1997) (defining criminal trespass, as relevant here, as "enterfing] or remaining] on property” without the owner’s effective consent).
. See id. § 39-11-402(2) (1997) (defining criminal responsibility, as relevant . here, as when, ”[a]cting with intent to promote or assist the commission of the offense, or to benefit in the proceeds or results of the offense, the [defendant] solicits, directs, aids, or attempts to aid another person to commit the offense”).
