Alexis Bell v. Nancy Berryhill
694 F. App'x 490
9th Cir.2017Background
- Alexis Bell, proceeding pro se, appealed the denial of child’s disability insurance benefits under Title II; she needed to show disability onset before age 22 (1994) and dependency on the insured.
- Administrative record contained no medical evidence from the period before 1994; ALJ found Bell not credible and denied benefits.
- Commissioner contacted multiple providers and institutions; records from the relevant period were unavailable due to passage of time.
- Bell sought a sentence-six remand to add new exhibits (A–E); some exhibits were post-1994 records or already in the administrative record.
- The district court affirmed the Commissioner’s denial and denied Bell’s remand motion; Bell appealed to the Ninth Circuit.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether ALJ failed to develop the record about disability onset before age 22 | Bell argued the ALJ did not adequately develop the record given lack of pre-1994 medical evidence and her pro se status and mental illness | Commissioner argued reasonable efforts were made to obtain old records and missing records justified absence of pre-1994 evidence | Court held Commissioner satisfied duty to develop the record given reasonable efforts to contact providers and the historical gap in records |
| Whether district court abused discretion by denying a sentence-six remand for new evidence | Bell argued Exhibits B–E were new, material, and she had good cause for late submission | Commissioner argued Exhibit A already was in the administrative record; B–E were either immaterial, post-date the relevant period, or not shown to be timely submitted with good cause | Court held no abuse: Exhibit A already considered; Exhibits D–E post-date insured period and are not material; Bell failed to show good cause for late submission |
| Whether ALJ properly discounted treating/examining opinions that relied on Bell’s history | Bell contended provider opinions supported disability | Commissioner argued those opinions relied largely on Bell’s self-reports and thus were undermined by ALJ’s adverse credibility finding | Court held ALJ permissibly discounted opinions that depended on claimant’s discredited self-reports |
Key Cases Cited
- Astrue v. Capato, 132 S. Ct. 2021 (U.S. 2012) (qualification rules for child’s insurance benefits and requirement of disability onset before age 22)
- Mayes v. Massanari, 276 F.3d 453 (9th Cir. 2001) (ALJ must develop record further when evidence is inadequate)
- Tonapetyan v. Halter, 242 F.3d 1144 (9th Cir. 2001) (heightened duty to develop record for pro se claimants and those with mental illness)
- Brewes v. Comm’r of Soc. Sec. Admin., 682 F.3d 1157 (9th Cir. 2012) (Appeals Council consideration of evidence makes it part of the administrative record)
- Wood v. Burwell, 837 F.3d 969 (9th Cir. 2016) (sentence-six remand requires materiality and good cause for late evidence)
- Turner v. Comm’r of Soc. Sec., 613 F.3d 1217 (9th Cir. 2010) (post-insured-date opinions are not probative of pre-insured disability)
- Ghanim v. Colvin, 763 F.3d 1154 (9th Cir. 2014) (ALJ may discount provider opinion that is based largely on claimant’s self-reports when claimant is not credible)
