Adar v. Smith
2011 U.S. App. LEXIS 7545
5th Cir.2011Background
- Mickey Smith and Oren Adar adopted Louisiana-born Infant J in New York in 2006 and sought to have his Louisiana birth certificate issued with both adoptive parents listed.
- Louisiana Rev. Stat. § 40:76(A) allows a new birth record upon presentation of a certified out-of-state adoption decree; § 40:76(C) directs showing the names of the adoptive parents.
- Registrar Darlene Smith refused to issue a two-name birth certificate, arguing 'adoptive parents' in § 40:76(C) means married couples; she offered to list only one adoptive parent.
- Smith and Adar sued under 42 U.S.C. § 1983 for declaratory and injunctive relief, alleging violations of the Full Faith and Credit (FFC) Clause and equal protection.
- The district court ruled for Smith and Adar on the FFC claim; the en banc Fifth Circuit later reversed on the FFC issue and remanded for dismissal, while addressing standing and the equal protection claim.
- The court held that, although appellees have standing and federal question jurisdiction to consider whether a § 1983 claim lies, their complaint fails to state a cognizable FFC claim and fails to state an equal protection claim.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does the FF&C claim support a §1983 action against the Registrar? | Adar/Smith argued FF&C gives private right enforceable via §1983. | Registrar argued FF&C creates no private federal right or remedy under §1983. | No cognizable §1983 FF&C claim. |
| Is there jurisdiction or standing to hear FF&C claims here? | Appellees have standing to seek relief and federal jurisdiction over a FF&C claim. | Challenged standing and lack of federal question jurisdiction. | Appellees have standing and jurisdiction to consider the claim, but claim invalid on the merits. |
| Did Louisiana's enforcement of birth records comply with FF&C by recognizing the New York decree? | Recognition of the New York adoption decree should compel a two-name birth certificate. | Louisiana may enforce its own vital statistics rules and need not duplicate out-of-state procedures. | FF&C does not compel two-name birth certificates; recognition does not override Louisiana law. |
| Does the Equal Protection Clause require listing both adoptive parents on an out-of-state adoption? | Unmarried adoptive parents should be treated equally with married adoptive parents. | State has rational basis to prefer married families for stability and to align with Louisiana law. | Equal protection claim fails; rational basis supports the state’s approach. |
Key Cases Cited
- Baker v. General Motors Corp., 522 U.S. 222 (U.S. 1998) (FFC enforcement limits; enforcement measures do not travel with a judgment)
- Thompson v. Thompson, 484 U.S. 174 (U.S. 1988) (FFC is a rule for courts, not a private federal remedy)
- Hood v. McGehee, 237 U.S. 611 (U.S. 1915) (FFC does not compel forum-state to grant every benefit of foreign judgments)
- Rosin v. Monken, 599 F.3d 574 (7th Cir. 2010) (FFC limits on recognizing foreign judgments in state enforcement)
- Finstuen v. Crutcher, 496 F.3d 1139 (10th Cir. 2007) (circuit holding that certain out-of-state adoptions cannot be categorically non-recognized)
- Estin v. Estin, 334 U.S. 541 (U.S. 1948) (recognition vs enforcement; marital status effects in rights and duties)
- Durfee v. Duke, 375 U.S. 106 (U.S. 1963) (FFC as nationwide force via res judicata)
- Underwriters Nat’l Assurance Co. v. N.C. Life & Accident & Health Ins. Guar. Ass’n, 455 U.S. 691 (U.S. 1982) (FFC requires forum-state to apply its own rules to recognition of judgments)
- Magnolia Petroleum Co. v. Hunt, 320 U.S. 430 (U.S. 1943) (FFC as the export of local res judicata policy)
