Lead Opinion
Defendant-Appellant Dr. Mike Crutch-er, sued in his official capacity as the Commissioner of Health (hereinafter referred to as “Oklahoma State Department of Health (‘OSDH’)”) appeals a district court judgment that a state law barring recognition of adoptions by same-sex couples already finalized in another state is unconstitutional. OSDH also appeals the district court’s order requiring it to issue a revised birth certificate for E.D., a Plaintiff-Ap-pellee who was born in Oklahoma but adopted in California by a same-sex couple. We hold that final adoption orders by a state court of competent jurisdiction are judgments that must be given full faith and credit under the Constitution by every other state in the nation. Because the Oklahoma statute at issue categorically rejects a class of out-of-state adoption decrees, it violates the Full Faith and Credit Clause. We therefore affirm the order and judgment of the district court declar
I.
Three same-sex couples and their adopted children have challenged the following amendment to Oklahoma’s statute governing the recognition of parent-child relationships that are created by out-of-state adoptions.
§ 7502-1.4. Foreign adoptions
A. The courts of this state shall recognize a decree, judgment, or final order creating the relationship of parent and child by adoption, issued by a court or other governmental authority with appropriate jurisdiction in a foreign country or in another state or territory of the United States. The rights and obligations of the parties as to matters within the jurisdiction of this state shall be determined as though the decree, judgment, or final order were issued by a court of this state. Except that, this state, any of its agencies, or any court of this state shall not recognize an adoption by more than one individual of the same sex from any other state or foreign jurisdiction.
Okla. Stat. tit. 10, § 7502-1.4(A) (the “adoption amendment”).
Each of the three families has a different set of circumstances. Mr. Greg Ham-pel and Mr. Ed Swaya are residents of Washington, where they jointly adopted child V in 2002. V was born in Oklahoma, and pursuant to an “open” adoption agreement with V’s biological mother, the men agreed to bring V to Oklahoma to visit her mother “from time to time.” However, they do not state any plans to move to Oklahoma or have any ongoing interactions with the state of Oklahoma. After V’s adoption, Mr. Hampel and Mr. Swaya requested that OSDH issue a new birth certificate for V. OSDH did so on July 7, 2003, but named only Mr. Hampel as V’s parent. Mr. Hampel and Mr. Swaya contested that action, prompting OSDH to seek an opinion from the Oklahoma attorney general as to whether it must fulfill the request to list both fathers on the birth certificate. The attorney general opined that the U.S. Constitution’s Full Faith and Credit Clause required Oklahoma to recognize any validly issued out-of-state adoption decree. OSDH subsequently issued V a new birth certificate naming both men as parents. The state legislature responded one month later by enacting the adoption amendment.
Lucy Doel and Jennifer Doel live with their adopted child E in Oklahoma. E was born in Oklahoma. Lucy Doel adopted E in California in January 2002. Jennifer Doel adopted E in California six months later in a second parent adoption, a process used by step-parents to adopt the biological child of a spouse without terminating the parental rights of that spouse. OSDH issued E a supplemental birth certificate naming only Lucy Doel as her mother. The Doels have requested a revised birth certificate from OSDH that would acknowledge Jennifer Doel as E’s parent, but OSDH denied the request.
Anne Magro and Heather Finstuen reside in Oklahoma with their two children. Ms. Magro gave birth to S and K in New Jersey in 1998. In 2000, Ms. Finstuen adopted S and K in New Jersey as a second parent, and New Jersey subsequently issued new birth certificates for S and K naming both women as their parents.
These three families brought suit against the state of Oklahoma seeking to enjoin enforcement of the adoption amendment, naming the governor, attorney general and commissioner of health in their official capacities. The Doels also requested a revised birth certificate naming both
On cross-motions for summary judgment, the district court found that Mr. Hampel, Mr. Swaya and their child V lacked standing to bring the action. The court concluded their claimed injury—refraining from future visits to Oklahoma due to a fear that the state would not recognize their parent-child relationship— was too speculative. Finstuen v. Edmondson,
OSDH appeals from the district court’s conclusion that the Doels and the Fin-stuen-Magro family have standing and its ruling that the adoption amendment is unconstitutional. The Oklahoma governor and attorney general did not appeal. In addition, Mr. Hampel, Mr. Swaya and their child V timely appeal from the denial of standing, and reassert their claim that the Oklahoma amendment violates their constitutional right to travel.
II.
A. Jurisdiction
We have statutory jurisdiction over this appeal pursuant to 28 U.S.C. §§ 1291, 1331. However, prior to reaching the merits, we must also establish whether the plaintiffs possess Article III standing, which requires that a plaintiff establish injury-in-fact, causation and redressability. Opala v. Watt,
The Supreme Court elaborated on the “imminence” requirement in Lujan v. Defenders of Wildlife: “[ajlthough ‘imminence’ is concededly a somewhat elastic concept, it cannot be stretched beyond its purpose, which is to ensure that the alleged injury is not too speculative for Article III purposes—that the injury is ‘certainly impending.’ ”
“Whether a plaintiff has standing is a legal question, which we review de novo.” Lippoldt v. Cole,
We agree with the district court that the Hampel-Swaya family lacks an injury sufficiently immediate to establish standing. Mr. Hampel and Mr. Swaya argue that they are obligated under the open adoption agreement with V’s mother to bring V to Oklahoma, and have refrained from this travel because of a fear that something will happen during their visit that could require Oklahoma agencies to consider the legality of them parent-child relationship. They contend that the potential harm from a failure to recognize Mr. Hampel and Mr. Swaya as V’s parents infringes, on their constitutional right to travel. See Saenz v. Roe,
However, the Hampel-Swaya plaintiffs do not establish the circumstances in which the non-recognition of the adoption would arise. Oklahoma has already issued a revised birth certificate for V, and the Hampel-Swaya family does not claim that it is seeking additional benefits from the state. Ordinary travel generally does not require a state to examine the legitimacy of an asserted parent-child relationship. Although a medical emergency might create a scenario in which parental consent is required, such a situation is merely hypothetical, as opposed to an actual or impending contact with Oklahoma authorities that could jeopardize the rights of any member of the Hampel-Swaya family. Such guesswork invokes Lyons ’ admonition that “[i]t is the reality of the threat of repeated injury that is relevant to the standing inquiry, not the plaintiffs subjective apprehensions.”
The Finstuen-Magro family, though residing in Oklahoma, similarly fails to satisfy the injury-in-fact requirement for standing. Ms. Magro is the biological mother of
But Ms. Finstuen recites no encounter with any public or private official in which her authority as a parent was questioned. Most importantly, she has not established that the amendment creates an actual, imminent threat to her rights as a parent or the rights of her adopted children, because she is not presently seeking to enforce any particular right before Oklahoma authorities. The Finstuen-Magro plaintiffs, therefore, also fail to state a sufficient injury to confer standing under Article III for this suit.
In contrast, the district court correctly held that the Doels have standing under Article III. OSDH has refused to revise E’s birth certificate to add Jennifer Doel’s name as a parent, and thus both Jennifer and E state an injury-in-fact. In addition, Jennifer and Lucy Doel recount an encounter with medical emergency staff in which they were told by both an ambulance crew and emergency room personnel that only “the mother” could accompany E and thus initially faced a barrier to being with their child in a medical emergency. This incident too constitutes a concrete, particularized injury.
In addition to stating an injury-in-fact, the Doels must meet the causation and redressability prongs of Article III standing. “[Tjhere must be a causal connection between that injury and the challenged action of the defendant — the injury must be ‘fairly traceable’ to the defendant ... it must be likely, not merely speculative, that a favorable judgment will redress the plaintiffs injury.” Nova Health Sys.,
We are not persuaded that OSDH’s rationale for denying a new birth certificate was unrelated to the adoption amendment. As an initial matter, we do not assume for
Nothing in the record refutes the Doels’ claim that the adoption amendment is the reason why OSDH has not yet issued a new birth certificate for E. To the contrary, the record before us strongly suggests that the amendment was the reason for the denial. OSDH’s argument that a separate statute bars issuance of a new birth certificate is undermined by the clear language of the statute itself. Instead, by asserting that OSDH had an entirely different reason for denying the Doels’ birth certificate request, OSDH attempts to insert a new “fact” in its appeal from summary judgment. “Unsupported conclusory allegations ... do not create an issue of fact.” MacKenzie,
Moreover, the Doels brought an equal protection claim claiming that Jennifer and Lucy Doel were injured when they were told that only “the mother” could accompany child E in a medical emergency. In equal protection claims, “the injury is the imposition of the barrier itself.” Bu-ehwald v. Univ. of N.M. Sch. of Med.,
OSDH also argues, for the first time on appeal, that the Doels lack prudential standing. “The standing inquiry requires us to consider both constitutional limits on federal-court jurisdiction and prudential limitations on its exercise:” Bd. of County Comm’rs v. Geringer,
Prudential standing is not jurisdictional in the same sense as Article III standing. See, e.g., id. at 1112 (observing that, unlike Article III standing, prudential standing is a “judicially-created set of principles”); Grubbs v. Bailes,
OSDH argues that the adoption amendment applies only to .an adoption by
When we are called upon to interpret state law, we “must look to rulings of the highest state court, and if no such rulings exist, must endeavor to predict how the high court would rule.” Lovell v. State Farm Mut. Auto. Ins. Co.,
In determining whether a statute applies to a given set of facts, we focus on legislative intent which controls statutory interpretation. Intent is ascertained from the whole act in light of its general purpose and objective considering relevant provisions together to give full force and effect to each. The Court presumes that the Legislature expressed its intent and that it intended what it expressed. Statutes are interpreted to attain that purpose and end championing the broad public policy purposes underlying them. Only where the legislative intent cannot be ascertained from the statutory, language, i.e. in cases of ambiguity or conflict, are rules of statutory construction employed.
Keating v. Edmondson,
There is absolutely nothing in the record suggesting that the Oklahoma legislature would find same-sex adoptions more acceptable if they occurred one parent at a time, rather than by both parents at the same time. Indeed, OSDH’s position in litigation is discredited by an Oklahoma case interpreting the statute governing eligibility to adopt a child in Oklahoma. The state court of civil appeals held that the statute, Okla. Stat. tit. 10, § 7503-1.1, categorically denies unmarried couples eligibility to adopt a child, even though it permits single individuals to adopt. In re Adoption ofM.C.D.,
In addition, we must address whether OSDH’s position on the adoption amendment’s applicability renders the case moot. At oral argument, OSDH “conceded” that the adoption amendment does not apply to the Doels for the reasons stated above. The question is whether OSDH’s concession means that it has “ceased its offending conduct” in a way that would moot the appeal. Adarand Constructors, Inc. v. Slater,
An authoritative promise that the state of Oklahoma will not apply the adoption amendment to sequential adoptions theoretically could moot OSDH’s appeal. However, OSDH’s “concession” cannot be construed as such a promise, because it has not demonstrated the authority to act on behalf of the state in doing so. The adoption amendment is universal in that it binds the “state, any of its agencies, [and] any court of this state.” Okla. Stat. tit. 10, § 7502-1.4(A). Dr. Crutcher, as Commissioner of Health and head of OSDH, does not argue that he has inherent authority to interpret adoption statutes on behalf of the state, nor even the authority to bind his successors at OSDH.
Furthermore, to permit an executive agency to moot an appeal by virtue of a statutory interpretation advanced only in the context of adversarial litigation, rather than a rule-making or other appropriate mechanism authorized by the legislature, would violate the Oklahoma Constitution’s
OSDH also has offered the Doels no relief that would moot the case. The Doels still have no revised birth certificate, nor do they have any enforceable assurance that OSDH will not apply the adoption amendment to them in the future. This is not a situation in which “interim relief or events have completely and irrevocably eradicated the effects of the alleged violation.” Building & Constr. Dep%
Finally, the odd posture of the appeal — in which the Commissioner of Health, but not the Governor or Attorney General, has appealed the district court’s declaratory judgment and injunction' — does not render the appeal moot. Dr. Crutcher as Commissioner of Health was an appropriately-named defendant. “Under Ex parte Young, the state officer against whom a suit is brought ‘must have some connection with the enforcement of the act’ that is in continued violation of federal law. So long as there is such a connection, it is not necessary that the officer’s enforcement duties be noted in the act.” Dairy Mart Convenience Stores, Inc. v. Nickel,
B. Full Faith and Credit Clause
Having established jurisdiction, we proceed to consider the merits of OSDH’s appeal. The district court concluded that the adoption amendment was unconstitutional because the Full Faith and Credit Clause requires Oklahoma to recognize adoptions — including same-sex couples’
The Constitution states that “Full Faith and Credit shall be given in each State to the public Acts, Records, and judicial Proceedings of every other State.” U.S. Const, art. 4, § 1. The Supreme Court has often explained the purpose and policies behind the Full Faith and Credit Clause.
The very purpose of the full faith and credit clause was to alter the status of the several states as independent foreign sovereignties, each free to ignore obligations created under the laws or by the judicial proceedings of the others, and to make them integral parts of a single nation throughout which a remedy upon a just obligation might be demanded as of right, irrespective of the state of its origin.
Milwaukee County v. M.E. White Co.,
In applying the Full Faith and Credit Clause, the Supreme Court has drawn a distinction between statutes and judgments. Baker,
However, with respect to final judgments entered in a sister state, it is clear there is no “public policy” exception to the Full Faith and Credit Clause:
Regarding judgments ... the full faith and credit obligation is exacting. A final judgment in one State, if rendered by a court with adjudicatory authority over the subject matter and persons governed by' the judgment, qualifies for recognition throughout the land. For claim and issue preclusion (res judicata) purposes, in other words, the judgment of the rendering State gains nationwide force....
A court may be guided by the forum State’s ‘public policy’ in determining the law applicable to a controversy. But our decisions support no roving ‘public policy exception’ to the full faith and credit due judgments.
Baker,
In numerous cases th[e] [Supreme] Court has held that credit must be given to the judgment of another state although the forum would not be required to entertain the suit on which the judgment was founded; that considerations of policy of the forum which would defeat a suit upon the original cause of action are not involved in a suit upon the judgment and are insufficient to defeat it.
Milwaukee County,
OSDH stops short of arguing that the Full Faith and Credit Clause permits states to invoke a “policy exception,” but contends that requiring Oklahoma to recognize an out-of-state adoption judgment would be tantamount to giving the sister state control over the effect of its judgment in Oklahoma. Specifically, OSDH argues that the recognition of adoptive status in Oklahoma would extend the gamut of rights and responsibilities to the parents and child of the adoption order, including the right of a child to inherit from his parents, and therefore would constitute an impermissible, extra-territorial application of California law in Oklahoma, OSDH argues that inheritance is an Oklahoma property right which California courts lack the power to confer.
OSDH’s argument improperly conflates Oklahoma’s obligation to give full faith and credit to a sister state’s judgment with its authority to apply its own state laws in deciding what state-specific rights and responsibilities flow from that judgment. In Baker, the Supreme Court drew the distinction between the mandate to give full faith and credit to another state’s equity decree and the forum state’s options for enforcing that decree:
The Court has never placed equity decrees outside the full faith and credit domain....
Full faith and credit, however, does not mean that States must adopt the practices of other States regarding the time, manner, and mechanisms for enforcingjudgments. Enforcement measures do not travel with the sister state judgment as preclusive effects do; such measures remain subject to the even-handed control of forum law. See McElmoyle ex rel. Bailey v. Cohen, 13 Peters 312 , 325,10 L.Ed. 177 (1839) (judgment may be enforced only as “laws [of enforcing forum] may permit”); see also Restatement (Second) of Conflict of Laws § 99 (1969) (“The local law of the forum determines the methods by which a judgment of another state is enforced.”).
Baker,
A California court made the decision, in its own state and under its own laws, as to whether Jennifer Doel could adopt child E. That decision is final. If Oklahoma had no statute providing for the issuance of supplementary birth certificates for adopted children, the Doels could not invoke the Full Faith and Credit Clause in asking Oklahoma for a new birth certificate. However, Oklahoma has such a statute— i.e., it already has the necessary “meeha-nism[ ] for enforcing [adoption] judgments.” See id. The Doels merely ask Oklahoma to apply its own law to “enforce” their adoption order in an “evenhanded” manner. See id.
Oklahoma continues to exercise authority over the manner in which adoptive relationships should be enforced in Oklahoma and the rights and obligations in Oklahoma flowing from an adoptive relationship. And Oklahoma has spoken on that subject:
After the final decree of adoption is entered, the relation of parent and child and all the rights, duties, and other legal consequences of the natural relation of child and parent shall thereafter exist between the adopted child and the adoptive parents of the child and the kindred of the adoptive parents. From the date of the final decree of adoption, the child shall be entitled to inherit real and personal property from and through the adoptive parents in accordance with the statutes of descent and distribution. The adoptive parents shall be entitled to inherit real and personal property from and through the child in accordance with said statutes.
After a final decree of adoption is entered, the biological parents of the adopted child, unless they are the adoptive parents or the spouse of an adoptive parent, shall be relieved of all parental responsibilities for said child and shall have no rights over the adopted child or to the property of the child by descent and distribution.
Okla. Stat. tit. 10, § 7505-6.5(A) and (B). By way of illustration, the right of a parent in Oklahoma to authorize medical treatment for her minor child, id., § 170.1, extends by virtue of § 7505-6.5 to adoptive parents as well. Whatever rights may be afforded to the Doels based on their status as parent and child, those rights flow from an application of Oklahoma law, not California law.
OSDH argues that Oklahoma is not bound by the Full Faith and Credit Clause to recognize out-of-state adoptions to which the Commissioner of Health was not a party. OSDH, citing Estin v. Estin,
OSDH’s theory misconstrues the Doels’ lawsuit and the role of the state being asked to give full faith and credit to a sister state’s prior judgment. The Doels do not seek to enforce their adoption order against Dr. Crutcher in his official capacity for the state of Oklahoma as a matter of claim or issue preclusion. Instead, the Doels assert in their Oklahoma suit that Dr. Crutcher and OSDH are obligated under Oklahoma law to issue a supplemental birth certificate and that they have failed to fulfill the constitutionally-imposed duty on states to recognize another state’s judgment. In the course of that adjudication, of course, OSDH must be mindful of the parties’ substantive constitutional rights, one of which is that the Doels’ final judgment in California adjudicating their status as adoptive parents be given full faith and credit. The rights that the Doels seek to enforce in Oklahoma are Oklahoma rights and the Doels have clearly established jurisdiction over Dr. Crutcher and OSDH in Oklahoma, such that the United States District Court for the Western District of Oklahoma can adjudicate those rights. OSDH’s argument would vitiate the Full Faith and Credit Clause by seemingly requiring each state in the nation to be a party to the original action in a sister state in order for the resulting judgment to be enforced across the country. The absurdity of the argument is obvious.
OSDH makes no persuasive argument as to why the Full Faith and Credit Clause of the Constitution should not apply to its' recognition of out-of-state adoption orders. Indeed, many courts — including Oklahoma’s Supreme Court — have determined that the Full Faith and Credit Clause applies to valid adoption decrees from other states.
The validity of the Arkansas decree is not called in question, therefore the same is entitled to full faith and credit under the Federal Constitution, Art. 4, § 1.1 Am.Jur. 627, sec. 10.
As stated in American Law Institute’s Restatement of the Law of Conflict of Laws, sec. 143, “The status of adoption, created by the law of a state having jurisdiction to create it, will be given the same effect in another state as is given by the latter state to the status of adoption when created by its own law.”
We REVERSE the district court’s order in this matter to the extent it held that the Magro-Finstuen plaintiffs had standing and directed OSDH to issue new birth certificates for the Magro-Finstuen plaintiffs. The order and judgment of the district court in all other respects is AFFIRMED.
Notes
. OSDH claims that the Hampel-Swaya plaintiffs were not timely in their appeal. However, the Hampel-Swaya plaintiffs qualify as an "other party” pursuant to Fed. R.App. P. 4(a)(3), which states, "If one party timely flies a notice of appeal, any other party may file a notice of appeal within 14 days after the date when the first notice was filed....” See Smith v. Vigortone Ag Prods., Inc., No. 91-3351,
. The district court erroneously directed OSDH to issue new birth certificates for the Magro-Finstuen plaintiffs. However, the children of Ms. Magro and Ms. Finstuen were born in New Jersey, and these plaintiffs do not claim they are entitled to birth certificates for Oklahoma-born children. Therefore, we reverse the district court's order to the extent it directs issuance of new birth certificates for the Magro-Finstuen plaintiffs.
. OSDH did not raise this argument before the district court. ‘'[T]he general rule [is] that an appellate court will not consider an issue raised for the first time on appeal. Hicks v. Gates Rubber Co.,
. The statute cited by OSDH as the basis for denying E. D.'s birth certificate governs the initial birth certificate issued "within seven (7) days after the birth" for "each live birth which occurs in this state.” Okla. Stat. tit. 63, § 1 — 311(A). Thus, it appears to be wholly inapplicable to the supplementary birth certificates that must be issued to adoptive parents under Okla. Stat. tit. 10, § 7505-6.6(B) and Okla. Stat. tit. 63, § 1-316(A). Even if Section 1-311 could be deemed to apply to adoptive parents, it requires that the father’s name be listed on the birth certificate only "[i]f the mother was married at the time of conception and birth.” Okla. Stat. tit. 63, § 1-311(D)(1). Nothing in the record indicates that either of the Doel mothers were "married at the time of conception and birth,” and so it is unclear why the Department would have applied this statute to Jennifer Doel's request for a new birth certificate for E.
. This conclusion is consistent with our review of motions for summary judgment. We have said "[w]e will disregard a contrary affidavit ... when it 'constitutes an attempt to create a sham fact issue.' ” Burns v. Bd. of County Comm’rs,
In this case, OSDH produced no evidence below as to why it denied the Doels’ their birth certificate, and so we have no occasion to compare conflicting affidavits or documents. Nonetheless, OSDH's evidence presented for the first time on appeal that it relied on another statute to deny the Doels’ their requested certificate is an "attempt to create a sham fact issue,” Burns,
. Oklahoma lacks a rigorous record of legislative history documenting the impetus and rationale for the adoption amendment. However, the Oklahoma House of Representatives published a media release statement on the date of the amendment's passage stating that under the bill "[o]ut-of-state adoptions by homosexual couples would not be recognized in Oklahoma.” See Republican Legislators Applaud Passage of Bill to Prevent State Recognition of Same-Sex Adoptions, Okla. House of Reps. Media Div., April 26, 2004, available at http://www.lsb.state.ok.us/house/news6772. html, last viewed July 31, 2007. The press release states that the legislation was designed to reverse the attorney general’s opinion that the state was "obligated to recognize out-of-state adoptive parent/child relationships.” Id. The bill "would specifically prohibit the issuance of an Oklahoma birth certificate to parents who are of the same sex.” Id. In the press release, Rep. Thad Balkman summarized the amendment as "protecting] children from being targeted for adoption by gay couples.” Id. He also is quoted as stating, “I believe children are better off with two parents — a mother and a father — not two fathers or two mothers.” Id.
In district court proceedings, OSDH conceded that the adoption amendment "provide[s] a clear legislative expression of Okla
. We observe, of course, that we "lack jurisdiction authoritatively to construe state legislation,” United States v. Thirty-Seven (37) Photographs,
. OSDH raises this issue in the context of Article III standing. It seems that an argu- ■ ment based on a state agency’s construction of a statute made only in the context of adver
Therefore, the question of whether OSDH’s new statutory interpretation affects our jurisdiction is squarely a question of whether OSDH has mooted its own appeal.
. "Th[e] contemporaneous construction of the executive officers charged with administering the provisions of the [act] is entitled to great respect by the courts, although it is, of course, not controlling.” Estate of Mae Little Bear,
. The statutory responsibilities of the Commissioner of Health include:
"general supervision of the health of the citizens of the state;” Okla. Stat. tit. 63, § 1-106(B)(1); public health and safety investigations, id.; prevention, control and suppression of the spread of infectious diseases, id.; and administration of the statewide system of vital statistics, id., § 1-304. In addition, OSDH includes a number of statutorily-created offices, such as the Office of Child Abuse Prevention, that engage in statewide planning and monitoring of local programs. See id., § 1-227. None of these authorities encompass an administrative ability to determine the legal parents of an adopted child.
. In addition, Dr. Crutcher's “concession” arguably violates separation of powers by encroaching on the legislature’s ability to enact laws furthering its policy decisions, given our conclusion above that the adoption amendment is intended to apply to all out-of-state adoptions by same-sex couples.
. Despite the fact that courts may use different words, such as ''decree” or "order,” to refer to final adoption decisions, it is clear that all such decisions are "judgments” under the common definition of the term as a "court's final determination of the rights and obligations of the parties in a case. The term judgment includes an equitable decree and any order from which an appeal lies.” Black's Law Dictionary (8th ed.2004) (citing Fed.RXiv.P. 54).
. OSDH also attempts to raise several related arguments for the first time on appeal.
First, OSDH contends that the California adoption order is invalid because it failed to make explicit findings of subject matter jurisdiction, namely the petitioner’s domicile and personal appearance, "an argument severely undermined by notations on the adoption order itself. OSDH further argues that Dr. Crutcher as Commissioner of Health is not bound by findings of the California proceedings that were not "truly litigated.” OSDH contends that the Full Faith and Credit Clause is only triggered when a state court, as opposed to a state agency, is asked to acknowledge the out-of-state adoption, and that no plaintiff in this case has sought such action from an Oklahoma court. OSDH also argues that the Doels have failed to demonstrate that they would be entitled to the requested birth certificate in California, and therefore OSDH is not according the Doels’ adoption “less credit” than California would provide. OSDH’s last new argument is that adoption orders are not ’’final,” because findings of a child's best interests are not "final,” and therefore Oklahoma need not accord such orders full faith and credit.
We do not consider such new theories belatedly advanced in litigation. Bancamerica Commercial Corp. v. Mosher Steel of Kan., Inc.,
. Hood featured an Alabama statute that prohibited inheritance by children adopted through proceedings in other states.
Concurrence Opinion
concurring and dissenting.
Before us are two appeals. In one, No. 06-6216, the Hampel-Swaya plaintiffs appeal the dismissal of their claims for lack of standing. I join Judge Ebel’s opinion affirming that they lack standing.
In the other appeal, No. 06-6213, the Oklahoma State Department of Health (OSDH) appeals the district court’s judgment against it. OSDH named as appel-lees the Finstuen-Magro plaintiffs and the Doel plaintiffs. The Finstuen-Magro plaintiffs, however, have no dispute with the OSDH. Their claims were against the Governor and Attorney General, who have not appealed. As the joint answer brief filed on behalf of the Finstuen-Magro plaintiffs and the Doel plaintiffs states: “Heather Finstuen and Anne Magro did not request any relief of the Commissioner or the Department....” Ans. Br. at 25 n. 10. Therefore, although I would set aside the district court’s order requiring OSDH to issue birth certificates for their children (an action they do not oppose on appeal, see id.), I see nothing to address in this
That leaves only the claims by the Doel plaintiffs. I agree with the panel majority that the Doel plaintiffs have Article III standing and that the appeal with respect to them is not moot. As for the merits, however, I see no need to address the constitutional issues. The OSDH concedes in its brief that the statute challenged by the Doel plaintiffs does not preclude issuance of the birth certificates that they seek. Although the OSDH bases that view on its construction of the statute rather than on an agreement with the plaintiffs’ constitutional arguments, I see no reason not to accept that concession for this appeal. In light of that concession, the only argument of OSDH for setting aside the district court’s judgment is that other statutes prohibit issuance of the birth certificate. But OSDH did not raise that argument in district court, so we need not and should not consider it on appeal. Accordingly, we should affirm the judgment of the district court with respect to the Doel plaintiffs’ claims against the OSDH.
