DECISION AND ORDER
This is a pro se civil rights action by a former inmate who, at the time that the complaint was filed, was in the custody of the New York State Department of Correctional Services. Plaintiff John Nevarez, who has since been released from custody and is apparently living in an apartment in the Bronx, alleges that defendants prevented him from using the Groveland Correctional Facility law library, prevented him from attending religious services, and otherwise violated his constitutional rights.
Defendants have moved to dismiss the complaint pursuant to Rule 37 of the Federal Rules of Civil Procedure. The basis for the motion is that plaintiff failed to appear for a video deposition that had been noticed for August 28, 2012.
“Rule 37(b)(2) contains a non-exclusive list of sanctions that may be imposed on a party when the party ‘fails to obey an order to provide or permit discovery.’ ” Salahuddin v. Harris,
In view of the Second Circuit’s preference for deciding cases on the merits, see Robertson v. Dowbenko,
Nevertheless, I also conclude that some penalty is warranted here. Plaintiffs nonap-pearanee at the deposition may not have been occasioned by bad faith, but neither was it completely excusable. Plaintiff has not demonstrated any reason why he could not have apprised defense counsel of his medical appointment sooner, or sought to reschedule either that appointment or the deposition itself.
The Court of Appeals has directed district courts to consider “the efficacy of lesser sanctions” than dismissal in deciding upon an appropriate penalty under Rule 37. “[S]o long as a warning has been given that noncompliance can result” in a sanction, Valentine,
Among the sanctions that may be imposed under Rule 37, in addition to dismissal, are deeming facts admitted, precluding evidence, striking pleadings, and imposing costs, including attorney’s fees, incurred by the moving party as a result of the opponent’s failure to obey a court order or to provide discovery. “Such costs ‘must’ be imposed against the offending party ‘unless the failure was substantially justified or other circumstances make an award of expenses unjust.’ ” Dixon v. Albany County Bd. of Elections, No. 08-CV-502,
In the ease at bar, I conclude that the imposition of costs is an appropriate sanction for plaintiffs unexcused failure to appear for his deposition. As outlined in the declaration of defense counsel, preparation for the deposition necessitated considerable time and effort, much of it occasioned by counsel’s willingness to accommodate plaintiff, by conducting the deposition via video, so that plaintiff could appear at a location relatively close to his home. See Dkt. # 28-1 ¶¶ 6-9. Having inconvenienced defense counsel as well as, presumably, other persons involved in setting up the video equipment and preparing to record plaintiffs testimony, it is plaintiff who should bear the costs incurred as a result of his own failure to appear.
At this point, however, there is nothing in the record upon which the Court can determine the amount of costs that should be assessed against plaintiff. Accordingly, the Court directs defense counsel to submit further documentation in that regard, as set forth in the Conclusion of this Decision and Order.
CONCLUSION
Defendants’ motion for an order dismissing this action and for other relief (Dkt. # 28) is
IT IS SO ORDERED.
