OPINION
This case requires us to decide whether the Commerce Clause empowers Congress to criminalize the failure to obey a state court order when the State itself has declined to do so. We hold that the Commerce Clause does not invest Congress with such a power.
I. Background
Timothy Gordon Faasse and Sandra Bowman met in a Michigan video store in 1989. The couple began dating, and in 1990. Bowman became pregnant. That summer, Faasse and Bowman visited California, Arizona, and Texas in order to find a place to work and live. They were unsuccessful and returned to Michigan, where they settled in Lansing. Bowman gave birth to a daughter, Noelle, in December of 1990.
Seven months later, the couple again discussed the possibility of moving “out West.” Bowman decided that she wished to remain in Michigan near her family. Faasse felt that the education and employment opportunities were better in California, and he moved to San Diego in June of 1991. Noelle remained with Bowman.
The following year, Faasse filed in Michigan court a petition to establish paternity of Noelle. The state court agreed that Faasse was Noelle’s father, and ordered him to make weekly child support payments of $58.25. The order, entered on January 11, 1994, made the support obligation retroactive to December 1992. As a result, Faasse began his payments $5,391.00 in arrears. The Michigan court would later increase the support order to $125.00 per week.
Faasse’s child support payments were erratic. In 1994, he made four payments totaling $633.00. In 1995, he made ten payments for a total of $1175.00. Faasse made ten more payments in 1996; these came to $690.00. The following year brought payments of $5390.00 in seven instalments. In 1998, Faasse made one payment of $100.00. By September of that year, his arrearage had grown to $28,-313.35.
United States Marshals arrested Faasse in southern California on August 15, 1997. He was charged with one count of willful failure to pay past due child support, in violation of the Child Support Recovery Act (“CSRA”), 18 U.S.C. § 228 (1994). The matter was referred to a magistrate judge, before whom Faasse pled guilty. The magistrate judge accepted Faasse’s plea and sentenced him to six months’ imprisonment, the statutory maximum, and ordered him to make restitution of $28,438.35. Faasse appealed to the United States District Court for the Western District of Michigan, arguing that enactment of the CSRA exceeded Congress’s authority under the Commerce Clause, and that the magistrate judge had abused his discretion in ordering restitution in the full amount of the past-due child support obligation. The district court affirmed.
Before this court, Faasse renews his challenges to the constitutionality of the CSRA and to the restitution order. For the reasons set forth below, we conclude that the CSRA is not a proper exercise of Congress’s power to regulate interstate commerce.
II. The Child Support Recovery Act of 1992
The legislative history surrounding the CSRA reveals two principal concerns on the part of the law’s drafters. First, *663 Congress evidently wished to prevent noncustodial parents from fleeing across state lines to avoid paying their child support obligations. Second, Congress desired to recover those support payments that had not been made. The law that actually emerged from the 102nd Congress, however, reaches far beyond these stated goals. The slippage between the CSRA’s text and its drafters’ design ultimately renders the law constitutionally infirm.
House of Representatives bill 1241— which eventually would be come the CSRA — left the Judiciary Committee with a favorable recommendation. The Committee Report noted that about $5 billion in child support obligations went unpaid each year. H.R. Rep. 102-771, at 5 (1992). In approximately one-third of child support cases, the father lives in a state other than the state where the child or children live, the Report continued, and fifty-seven percent of custodial parents in interstate cases receive child support payments only occasionally, seldom, or never. Id. Suggesting that state enforcement was “tedious, cumbersome and slow,” the Report advocated a federal remedy to take “the incentive out of moving interstate to avoid payment.” Id. The Report concluded:
The Committee believes that a child should be able to expect the most basic support from those who chose to bring the child into the world. That expectation should not end at the state line. The Committee further believes that the taxpayers of America should be able to expect that the burden of caring for these children will be placed on the shoulders of the parents where it rightfully belongs.
Id.
These sentiments were reiterated during the debates held the day after the Committee Report was released. Representatives supporting the bill observed that state enforcement efforts had been “hobbled by a labyrinth of extradition laws and snarls of redtape,” and asserted that H.R. 1241 would strengthen rather than supplant state enforcement. 138 Cong. Rec. H7324-01, H7325 (Aug. 4, 1992) (statement of Rep. Schumer). The Representatives also worried that the burden of supporting children abandoned by deadbeat parents would fall on the American taxpayer through public assistance programs. Id. But running like a leitmotif throughout the debates is the understanding expressed by Congressman Ewing: that the bill would “make it a crime for a parent to cross State lines in order to avoid making court-ordered child support payments.” Id. at H7326.
Yet the text of the Child Support Recovery Act contains no mention of interstate flight, nor does it confine its reach to recovery of delinquent payments. At the time of Faasse’s arrest and conviction, the Act provided in pertinent part:
(a) Offense. — Whoever willfully fails to pay a past due support obligation with respect to a child who resides in another State shall be punished as provided in subsection (b).
(b)Punishment. — The punishment for an offense under this section is—
(1) in the case of a first offense under this section, a fine under this title, imprisonment for not more than 6 months, or both; and
(2) in any other case, a fine under this title, imprisonment for not more than 2 years, or both.
(c)Restitution. — As used in this section—
(1) the term “past due support obligation” means any amount—
(A) determined under a court order or an order of an administrative process pursuant to the law of a State to be due from a person for the support and maintenance of a child or of a child and the parent with whom the child is living; and
(B) that has remained unpaid for a period longer than one year, or is greater than $5,000; and
*664 (2) the term “State” includes the District of Columbia, and any other possession or territory of the United States.
18 U.S.C. § 228 (1994),
amended by
18 U.S.C.A. § 228 (2000).
1
This language is overinclusive; it predicates criminal jurisdiction not on flight across state lines, but on simple diversity of residence. The Act thus sweeps Faasse within its compass, though the record in this case is devoid of any indication that he moved to California to avoid his child support obligations. It is clear that the statute imposes liability even if it is the child who moved out of state rather than the non-custodial parent.
See, e.g., United States v. Sage,
Similarly, the CSRA does far more than “remove the incentive” to move interstate to avoid payment. The CSRA criminalizes a situation that is not criminal in Michigan, simply because the defendant moved to another state, even if he moved to maintain the same, or attain a better, job, or moved to be closer to his family, or to obtain an education. Were the scope of the Act so restricted, it presumably would have been enacted pursuant to Congress’s legislative authority under the Full Faith and Credit Clause, U.S. Const. art. IV, § 1, cl.2, since the Framers committed interstate enforcement of state court orders to that provision of the Constitution.
See
3 Max Farrand, The Records of the Federal Convention of 1787, at 488 (1911) (statement of James Wilson) (remarking that if the Legislature were not empowered to declare the effect of state acts, records and judicial proceedings, “the provision would amount to nothing more than what now takes place among all Independent Nations”);
see also
The Federalist No. 42, at 287 (James Madison) (Jacob E. Cooke ed., 1961) (“The power of prescribing by general laws the manner in which the public acts, records and judicial proceedings shall be proved, and the effect they shall have in other States ... may be rendered a very convenient instrument of justice, and be particularly beneficial on the borders of contiguous States, where the effects liable to justice, may be suddenly and secretly translated in any stage of the process, within a foreign jurisdiction.”);
Green v. Sarmiento,
Put simply, the CSRA is not about recovery of child support payments avoided by interstate flight. Rather, the Act regulates, through the criminal law, obligations owed by one family member to another, using diversity of residence as a jurisdictional “hook.” This realization is troubling, for the States possess primary authority for defining and enforcing both the criminal law and the law of domestic relations. As Thomas Jefferson wrote:
[T]he Constitution of the United States, having delegated to Congress the power to punish treason, counterfeiting the securities and current coin of the United States, piracies, and felonies committed on the high seas, and offenses against the law of nations, and no other crimes whatsoever; and it being true as a general principle, and one of the amendments to the Constitution having also declared, that “the powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people,” therefore ... all their other acts which assume to create, define, and punish crimes, other than those so enumerated in the Constitution, are alto *665 gether void, and of no force; and that the power to create, define, and punish such other crimes is reserved, and, of right appertains solely and exclusively to the respective States, each within its own territory.
Kentucky Resolutions, 2d Resolved cl. (1798),
reprinted in
The Portable Thomas Jefferson 281, 282 (Merrill Peterson ed.1979);
see also Patterson v. New York,
In this case, the CSRA’s encroachment on these traditional preserves of state authority does considerable damage to Michigan’s finely wrought scheme for regulating child support. In light of the traditional notions of federalism and in the wake of the watershed case of
United States v. Lopez,
III. The Constitutional Balance of Federalism
A. State Law and the CSRA
The Supreme Court has observed that when “Congress criminalizes conduct already denounced as criminal by the States, it effects a ‘change in the sensitive relation between federal and state criminal jurisdiction’.”
United States v. Lopez,
Although Michigan has a felony desertion statute on its books, it is rarely enforced and, in any case, it does not link criminal liability to judicial child support orders.
See
Mich. Comp. Laws Ann. § 750J61 (West 1991) (providing liability for refusing “to provide necessary and proper shelter, food, care, and clothing for ... his or her children under 17 years of age”). Civil child support enforcement methods “account for virtually all enforcement activity in Michigan.” Scott G. Bassett,
Family Law, Annual Survey of Michigan Law June 1, 1990-May 31, 1991,
38 Wayne L.Rev. 1045, 1070 (1992). Michigan Law commits to the discretion of state judges the means by which to enforce — or to deter failure to obey — a support order. A circuit court judge may incarcerate a person for child nonsupport, but this remedy is civil in nature.
See
Mich. Comp. Laws Ann. § 552.635;
Mead v. Batchlor,
The CSRA disrupts this delicate scheme. By creating a federal criminal penalty/deterrent for disobedience of support orders in some circumstances, the Act renders nugatory the discretion invested in Michigan circuit court judges. Moreover, these judges are subject to election,
see
Mich. Const, art 6, § 11, and the contours of their discretion are determined by an elected legislature; the CSRA thus prevents Michigan officials from regulating in accordance with the views of the local electorate.
See New York v. United States,
This federal legislative choice is particularly unsettling given that Congressional power to disturb state regulatory programs has customarily been thought to fall into three categories, into
none
of which the CSRA comfortably fits. Congress may, pursuant to its spending power, influence a State’s regulatory decisions by attaching conditions to the receipt of federal funds.
See South Dakota v. Dole,
In enacting the CSRA, Congress has followed none of these well-trodden paths. Although the Act does authorize grants to States to coordinate interstate child support enforcement effort, see 42 U.S.C.A. § 3796ce (West 1994), these monies are not tethered to the criminal provisions of the legislation. The States’ ability to assign social and other costs to the disobedience of child support orders is emasculated regardless of whether they accept federal funds. Similarly, the States have no choice between devising remedies within minimum federal standards or having their child support laws pre-empted. Indeed, the CSRA creates no pre-emption issue; the Act is founded on the existence of state court orders, not their displacement. By piggybacking a criminal sanction on Michigan child support orders, the CSRA recognizes the primacy of the State’s laws at the same time that it expressly overrides portions of such laws.
The Constitution diffuses power to protect the citizenry against just such attempts to fragment official action from political accountability.
See
The Federalist No. 51, at 323 (James Madison) (Clinton Rossiter ed., 1969) (“In the compound republic of America, the power surrendered by the people is first divided between two distinct governments, and then the portion allotted to each subdivided among distinct and separate departments. Hence a double security arises to the rights of the people. The different governments control each other, at the same time that each is controlled by itself.”) Among the structural protections of the Constitution is the doctrine of enumerated powers, and the Commerce Clause figures prominently among these. Although judicial efforts to
*667
maintain the federal balance through exposition of the Commerce Clause have “taken some turns,”
Oklahoma Tax Comm’n v. Jefferson Lines, Inc.,
B. The Commerce Clause
In
Lopez,
the Supreme Court struck down the Gun Free School Zones Act, 18 U.S.C. § 922(q)(1)(A), which prohibited “ ‘any individual knowingly to possess a firearm at a place [he] knows ... is a school zone,’ ” as an unconstitutional exercise of Congress’ power under the Commerce Clause.
United States v. Lopez,
In considering that question, the Court recognized that its case law had not always been clear as to whether an activity must “affect” or “substantially affect”.interstate commerce. The Court then explained that “consistent with' the great weight of our case law ... the proper test requires an analysis of whether the regulated activity ‘substantially affects’ interstate commerce.”
Id.
at 559,
It has been argued that the CSRA falls within all three
Lopez
categories. Because payment of child support on behalf of an out-of-state child will normally require the use of channels of interstate commerce, one argument goes, the CSRA is constitutional under the first
Lopez
category.
See, e.g., United States v. Crawford,
We admit to some confusion with respect to the notion that the CSRA regulates the use of the channels of interstate commerce. The term “channel of interstate commerce” refers to,
inter alia,
“navigable rivers, lakes, and canals of the United States; the interstate railroad track system; the interstate highway system; ... interstate telephone and telegraph lines; air traffic routes; television and radio broadcast frequencies.”
Gibbs v. Babbitt,
Similarly unpersuasive is the argument that the CSRA regulates a thing in interstate commerce. This contention relies on an analogy between child support obligations and interstate debts, and on the further supposition that Congress may compel payment of debts through its power to prevent obstruction of interstate commerce. We find neither half of this contention compelling. Accepting for the moment the rickety analogy between support obligations and debts, (although, as we demonstrate below, support obligations in fact have no commercial character at all) we know of no case that holds that Congress has plenary authority to regulate a debt merely because the obligor and obli-gee reside in different states. Adherents of this theory rely on such
pre-Lopez
cases as
Dahnke-Walker Milling Co. v. Bondurant,
Even if they did so suggest, still another obstacle stands in the way of the hypothesis that the CSRA regulates a “thing in interstate commerce.” Simply put, defendants in CSRA cases do not put something into the flow of interstate commerce; rather, they refuse to do so. It has been argued that this refusal amounts to an “obstruction” of interstate commerce, which Congress has authority to prevent.
See, e.g., United States v. Mussari,
As discussed earlier, the Gun Free School Zones Act could not be sustained as a regulation of an activity that substantially affects interstate commerce for three reasons. Section 922(q) was a criminal statute that, by its terms, had nothing to do with any sort of economic enterprise; it contained no jurisdictional element that would have ensured, through case by case inquiry, that the activity in question affected interstate commerce; and it was passed without findings elaborating the link between the activity criminalized and interstate commerce.
Lopez,
514 U.S at 561-63,
The activity criminalized by the CSRA is’ not commercial in nature.* The most widely accepted general description of commerce is that given in
Gibbons v. Ogden:
“Commerce, undoubtedly, is traffic, but it is something more' — -it is intercourse. It describes the commercial intercourse between nations, and parts of nations in all its branches.... ”
Gibbons,
The failure to obey a state court order, of course, lacks this essential feature of reciprocity. This is so even where the order mandates a transfer of wealth, as do child support orders. “[Pjayment of child support is not conditioned on the performance of a reciprocal duty by the obligee, nor does it benefit the obligor.”
Bailey,
Despite the distinctly noncommercial nature of child support orders generally, there might exist a discrete set of failures to satisfy support obligations that “have an explicit connection with or effect on interstate commerce.”
Lopez,
More significantly, by effectively predicating jurisdiction on mere diversity of residency, the Act “regulates every interstate obligation, without exception.”
Bailey,
*671
The manner in which the activity regulated by the CSRA substantially affects interstate commerce is therefore opaque. “[T]o the extent that congressional findings would enable us to evaluate the legislative judgment [that the failure to satisfy child support obligations] substantially affects interstate commerce, they are lacking here.”
Lopez,
First, the mere fact that the aggregate social costs of an activity come to a large dollar figure cannot, without more, satisfy the jurisdictional requirement that the activity have a substantial relationship to interstate commerce.
See id.
at 1754. The notion that the commerce power includes regulation of activities that are connected with a commercial transaction which, viewed in the aggregate, substantially affects interstate commerce stems from
Wickard v. Filburn,
Likewise, federal regulatory jurisdiction cannot be founded on the possibility that nonpayment of support orders might cause individual citizens to become dependent on programs funded with federal money. Taken to its logical conclusion, this reasoning would allow Congress to regulate activity of any person that depletes another person’s assets and, at bottom, is no different from the “costs of crime” and “national productivity” arguments already rejected by the Supreme Court.
See Lopez,
IV. Conclusion
In
United States v. Morrison,
decided this term, the Supreme Court warned
*672
against overly elastic conceptions of the Commerce Clause that would give Congress authority over “family law and other areas of traditional state regulation since the aggregate effect of marriage, divorce, and childrearing on the national economy is undoubtedly significant.”
Morrison,
Notes
. The Act was amended in 1998, and now includes a provision criminalizing travel in interstate commerce with the intent to evade a support obligation. See 18 U.S.C.A. § 228(a)(2) (2000). It is the earlier version of the statute that is before this court.
