*4 BLACK, WILSON, Before HULL Judges. Circuit BLACK, Judge: Circuit Putman Appellant William Howard convicted of two counts of murder Sep- to death for each count on sentenced 17, 1982, County, Georgia.' tember 22, 1997, filed, pursu- April On petition § ant to 28 U.S.C. federal corpus, challenging for writ of habeas County convictions and sentences as constitutionally infirm. The district court *5 petition. See Putman v. Tur- denied the (M.D.Ga.1999). F.Supp.2d 1285 On pin, 53 1999, 10, filed the September Appellant appeal. We affirm. instant FOR REVIEW I. ISSUES initiated after appeal As this 24, 1996, the Anti- April governed by it is Penalty Act and Effective Death terrorism 104-132, (AEDPA), L. No. of 1996 Pub. McDaniel, 110 1214. See Slack v. Stat. 1600, 473, 1595, 146 120 S.Ct. 529 U.S. (2000). by amended AED- L.Ed.2d 542 As 2253(c)(1) PA, a § mandates that 28 U.S.C. petitioner obtain a certificate habeas (COA) in to take an appealability order COA, petitioner a must appeal. gain To a showing of a denial make “a substantial right.” 28 a constitutional U.S.C. 2253(c)(2). Furthermore, granting a § COA, specify must on which issues a court requisite petitioner has' made 2253(c)(3); § Peo showing. See 28 U.S.C. (11th 1342, 1345 Haley, 227 F.3d ples v. Cir.2000). Here, granted the district COA, appropri specify a but failed 2253(c)(3). § pursuant ate issues Smith, Dept, Paula Khristian GA to enu court’s failure Law, Atlanta, GA, The district Respondent-Appel- for review does appellate for merate the issues lee. 1228 jurisdiction. Appellant’s right process whether to due deprive Haley, us of by prosecutor’s alleged denied fail- (citing High at Franklin v.
227 F.3d
1346
material;1 (2)
(11th
exculpatory
to disclose
tower,
1196,
Cir.2000), ure
1199
215 F.3d
—
trial,
guilt/innocence phase
for the
of the
U.S. -,
1738,
121 S.Ct.
cert. denied
Appellant
whether
was denied effective as-
(2001)). Rather, in
Appellant’s primary contention—-and the only granted one for which we have II. BACKGROUND County legal COA—is that his Cook team 10, early morning July hours of the rendered ineffective assistance of counsel in the vicini- three murders occurred during sentencing phase. In a nut- in ty of Interstate 75 south central Geor- shell, Appellant argues the failure of his parking murder occurred gia. One County lawyers Cook adhere Valdosta, stop of a truck lot sentencing strategy of his Lowndes Coun- two occurred County. The other murders ty lawyers legal constituted deficient assis- Lenox, County, at a rest area near tance, deficiency, and but for this there is County. which lies north of Lowndes probability Appellant a reasonable would Eventually, prosecut- Georgia the state of not have been sentenced to death. driver, truck Appellant, ed for all three murders. fully explore Appellant’s contention, To underlying we must detail the facts all separate
Georgia conducted two trials three murders and the facts related to trial for the three murders —one Appellant’s legal representation at both single murder in Lowndes and an- reiterate, though, trials' —even the in- other trial for the two murders petition only stant challenges the Cook trials, County. prosecution At both Thus, judgment. part presented substantial evidence about all opinion, first we set forth the facts juries three murders. The found Then, surrounding the three murders. we guilty lant of all three murders. But at explain procedural history of the in- (Lowndes trial, County) jury first petition. Lastly, factually stant com- imprisonment, sentenced to life (Cook pare County) whereas the second phase County sentencing and the Cook sentenced to death. *7 phase, focusing representation Ap- petition challenges
The instant
on the
the Cook
pellant
proceeding.
conviction and sentence.
received at each
to,
(1991)),
contrary
ap-
A. Factual lot. He proceeded parking across the Convictions to the front of the Hardin went around underlying Appellant’s convic- The facts there for a few automobile stood forth in the Su- thoroughly tions are set moments. denying Georgia’s opinion preme Court appeal. Putman v. Appellant’s direct meantime, ar- In the Verlin Colter 145, State, 605, 308 147-48 251 Ga. S.E.2d that a parked. rived and He observed Putman, (1983), F.Supp.2d at in quoted empty, yellow an dark-colored semi with repeat 1290-92. those facts here: We parked trailer was the end flat-bed 10, early morning July hours of parking lot and that a the automobile Katie David Hardin and his wife of the blue standing man was front Back], Kentucky, residents [Christine Dodge, occupants appar- were all whose at an were shot to death Interstate ently asleep. Lenox, Georgia. Truck rest area near testified that the man walked Dessie Appellant] Howard [and driver William around to the driver’s side of the Hardin charged Putman was arrested and automobile. She heard loud noise of murder.... two counts passenger man ran side then the spent preceding the week The victims of the car. vacationing Daytona deaths their that, just lay as he Beach with their three children Verlin testified Beverly They automobile, left David’s niece Culver. heard a loud down he Daytona Dodge in their blue se- Beach noise that sounded like firecracker. arrived evening July dan on the 9 and up and saw a woman in the He looked prior at the Lenox rest area some time passenger Dodge open- seat of the front They parked a.m. on the tenth. to 3:00 ing passenger door. The man he parking lot of the rest the automobile had seen earlier ran around the car to sleep. area and went to her door. Later arrivals at the area includ- rest Culver, asleep had Beverly who been Colter, parked spaces who two ed Verlin Dodge in the back seat of the with Ka- Hardins, right to the and Dessie children, tie’s two older testified she Harris, who the drive- parked across was awakened a loud noise. She saw Hardin, through, opposite the automo- car, standing a man outside the next to bile. Hardin, lay in David who the driver’s that, arrival, upon Dessie testified her resting seat with his head on the back of spread a blanket on the hood of her she seat, man next to the door. The blanket, smoking car. she sat on the As *8 car. passenger hurried to the side of the cigarette, a she observed a dark-colored Beverly, Verlin and Dessie all ob- trailer, “semi,” pulling a flat-bed drive happened what next: As Katie served slowly through several times the auto- car, get Hardin tried to out of the parking mobile lot. The truck eventual- man and grabbed her demanded ly parked parking at the end of the lot. refused, go with him. She and she out, got The driver reached into the cab David, lay fatally who screamed truck, object of the retrieved an wounded in the driver’s seat. The man stopped toward her car. He un- walked Katie in the head. He then tree, shot nearby approximately a five der Dessie, placed into the car and some- her. reached feet from and whistled at pants. nothing. thing at him The into the waist-band of his She stared but said off, pathologist ran to truck and drove head- The who He his conducted au- topsy testified that a time of death ed north. could any certainty. not be established with police, called the who arrived at Verlin However, lividity patterns indicated that just area before 5:30 a.m. the rest prior death had occurred some time on information obtained from the Based Hodges’ morgue arrival at the at 3:10 witnesses, posted a lookout was for a p.m. A .38 caliber bullet was recovered male, north on Inter- proceeding white from the interior of his automobile and 75, driving state a dark-blue or black another was recovered from inside his pulling empty, yellow truck an flat-bed skull. trailer. [Appellant’s] After arrival fitting description
A truck was County, clothing was removed from spotted by police just south of Cordele him pockets and the contents of his were in Dooly and followed to a rest area pockets inventoried. his shirt County. parked The truck the exit cartridges two. 38 caliber and an insur- lane of the rest area and the driver went bearing ance card the name William G. Backup to the restroom. units arrived Hodges. pockets In the of his trousers driver, [Appellant], and the was arrested gold were a Timex wristwateh and two after he returned to his truck. Officers gold rings, having one a red stone and [Appellant’s] smelled alcohol on breath rings the other blue stone. The initially Dooly and he was taken to the the watch were identified friends as Office for an intoxime- Sheriffs having belonged Hodges. to William test, [Appel- ter which indicated Serological examination of the reddish- lant’s] blood alcohol level was .13 leg [Appel- brown substance on the [Appellant] what grams/percent. had trousers and on the lant’s] blue-stone appeared pants to be blood on his left ring established that the substance was leg. having blood characteristics consistent recovered a .38 caliber revolv- Officers with the blood of Hodges William [Ap- er from under the driver’s seat of per- inconsistent with the blood of 98.3 pellant’s] truck. The revolver had three general population. cent of the spent cartridges live rounds and two A chamber. A fresh dent was discovered gun its case and David lay right Hodges’ rear corner of the roof of passenger Hardin’s wallet on the horizontal, seat. automobile. The dent was long. paint two or three inches Yellow [Appellant] was returned to Cook dent, grooves in the was County at approximately 7:30 a.m. Des- yellow paint and loose flakes of sur- courthouse, having sie Harris was at the yellow paint rounded the dent. just given investigators. statement [Appel- the same color as the trailer of smoking ciga- As she stood outside rette, truck. lant’s] [Appellant] police arrived in a car. immediately him recognized
She as the [Ap- found in The .38 caliber revolver man who had shot David Katie Har- pellant’s] purchased by truck him at din. Alabama, pawn a Talledega, shop on approximately p.m. May
At
1980. Ballistics examination
2:30
*9
day,
body
same
of William
showed that the bullet removed from the
Gerald
Hardin,
re-
Hodges
slumped
was found
over the
skull of David
bullet
Hardin,
parking
of
in
of Katie
wheel
his automobile
moved from the skull
stop
lot of a truck
in
He had
the bullet removed from the skull of
Valdosta.
in
and the bullet removed
Hodges
been shot
the head and shoulder. William
sentences,
County convictions and
Hodges’ automobile Cook
interior of
from the
appeal. See
gun:
were affirmed on direct
fired from the same
which
had all been
Putman,
145.
revolver.
308 S.E.2d at
.38 caliber
[Appellant’s]
that he was re-
[Appellant] testified
on the
first collateral attack
Florida on the 9th
turning from
petition
was a
for
County judgment
that he
July. He admitted
10th of
corpus and a motion for
of habeas
writ
in
stop
truck
Valdosta
stopped at the
The
filed in state court.
stay of execution
p.m. on the 9th.
approximately 10:00
court found that
state habeas
and three
he had two beers
He said
Appel-
and denied
petition lacked merit
drinks,
in
sleep
went to
mixed
and then
Ap-
of
stay
motion for a
execution.
lant’s
couple of
truck.
he left a
When
and a
pellant
petition
then filed a habeas
later,
a
he took with him hitchhik-
hours
in
stay of execution
federal
motion for
him
He
only
known to
as “Jeff.”
er
granted
court. The district court
district
briefly at the first rest area
stopped
execution,
stay
subsequently
of
but
75,
on Interstate
near
north Valdosta
peti-
voluntarily
lant
dismissed the federal
Hahira,
hands,
to wash his
and subse-
tion.
out at an exit near Adel.
quently let Jeff
execution,
stay
Ap-
Shortly after the
to the rest
proceeded directly
He then
pellant
petition
amended his state
to assert
Dooly County
in
where he was
area
of trial
a claim of ineffective assistance
[Appellant]
having
denied
arrested.
Appellant also filed
state court
counsel.
area. He
stopped at the Lenox rest
trial and to
alternative motions for
new
found
owning
admitted
the .38 revolver
judgment
reopen
in order to
set aside
truck,
having
any-
shot
in his
but denied
corpus
habeas
case.
evidence
the state
it.
one with
court denied these mo-
The state habeas
Putman,
at 147-48.
308 S.E.2d
applied
Supreme
Appellant
tions.
Background
B. Procedural
Georgia
proba-
for a certificate of
Court of
granted
applica-
ble cause. The
mentioned,
previously
As
the state of
evidentiary
and remanded for an
hear-
tion
prosecuted Appellant
sepa-
in two
Georgia
alleged
ing on the issue of trial counsel’s
rate trials
the offenses described
ineffectiveness.
1981,
May
Appellant
was tried
above.
and convicted of the
27, 1985,
August
the state habeas
On
Hodges.
jury
The
sen-
murder of William
evidentiary hearing.
an
In a
court held
imprisonment.
life
Appellant
tenced
4, 1989,
April
written order dated
and sentence were affirmed
The conviction
of fact and
findings
court set forth its
Putnam
appeal.
on direct
[sic]
law, determining
conclusions of
there was
(1982).
State,
418,
250 Ga.
1233
23, 1997,
On April
Appellant filed the
trial. The other defense counsel at the
instant
petition,
federal
seeking habeas re- Lowndes County trial were Marcus Davis
pursuant
lief
§
to 28 U.S.C.
2254. The
and Michael Bennett. Mr. Davis at the
district
petition.
court denied the
Appel-
time of the trial had been an attorney for
lant filed
appeal.
approximately five years.
Bennett,
Mr.
practiced
who
in Lowndes County, had
C.
Background
Factual
Sentencing
been an attorney for approximately four
Legal
Phases and
Representations
years and had never tried a death penalty
Our narration of the facts relating to the
addition,
case.
In
Alderman,
Galen P.
sentencing phases, focusing on Appellant’s
law student and the granddaughter of Ms.
legal representations,
is drawn from the Griner,
Appellant’s
assisted
defense team.
record before the state habeas court when
Appellant’s
considered
petition
habeas
b. Cook County
and his claims of ineffective assistance.5
For
trial,
the Cook County
Mr. Bennett
First, we summarize
legal
experience
was never a member
Appellant’s
de-
of Appellant’s two legal
Second,
teams.
fense team. Mr. Davis
initially
on
we consider the
presented
evidence
Appellant’s Cook County team, but he
arguments at the
phases,
two sentencing
early
withdrew
in the case and had little
and we
alleged potential
mention
witnesses
involvement. Ms.
again
Griner
served as
who were not
Third,
called to testify.
we
Appellant’s lead counsel.
addition
explain differences in the jury instructions.
Griner,
Ms.
represented
Lastly, we examine the defense strategy of
Ms. Alderman and Daniel Studstill. Addi-
Appellant’s
team.
tionally,
(Elsie
Ms.
daughter
Griner’s
Gri-
ner, Jr.),
lay
1.
was a
Experience
investigator
Appellant’s
who
Attorneys
as-
sisted
Cook County
team
a.
Loumdes
“[hjundreds
conducted
of hours of investi-
For
trial,
gation.”
lant’s family privately obtained the ser-
Alderman,
Ms.
a law
vices of
student at
Griner,
the time
attorney Elsie
At
Sr.
trial,
of the
time of
Lowndes County
Ms. Griner had
had
years
over 60
since
experience
graduated
trial
and had been a
and had tried
member of the
countless
cases,
just
criminal
including
bar
year
one
under a
penalty
death
at the time case which her client had received a life Cook
trial.
Appellant’s case was
sentence. Ms. Griner served as
Ms.
lead coun-
Alderman’s first criminal trial as a
sel
and was
all
hearings and at
lawyer.
The state habeas
1012,
court dismissed
Ap-
570,
most of
516 U.S.
116 S.Ct.
133 L.Ed.2d
pellant's
successive,
being
claims as
but the
(1995),
denied,
reh’g
1099,
494
U.S.
116
court
hearing Appellant's
held a
on
six claims
829,
(1996).
S.Ct.
tificate of April and on presume findings the factual of the state 1995, rehearing was denied. The United correct, habeas are since has Supreme States Court denied certiorari on presented clear convincing evidence 4, 1995, December rehearing and denied contrary. to the January Thomas, Putman *11 co-worker, Appellant According to the Defender Public the was
Mr. Studstill concern, help, and Circuit, time to consisting took showed Alapaha Judicial for the But prac- had home. on away from peaceful Mr. Studstill counties. was of five numer- had tried cross-examination, He since 1980. the co-worker conceded ticed law case was cases. ous travel- Appellant criminal he had not observed that a defense case penalty his first death know truck, he did not that ing in his howev- being lawyer, a Prior to attorney. while stay awake drugs to Appellant took years er, for two had worked Studstill Mr. Appel- unaware that he was traveling, and attorney’s district investigator as an occasionally mixed and alcohol lant drank prose- involved in and had been office drugs with alcohol. anti-sleeping his theOn penalty cases. of four death cution un- Appellant was testified Griner Ms. trial, Mr. Studs- eve of the Cook clients, who other compared to her usual state court passed away. The father till’s violent, impressed was and she often a re- a As grant to continuance. refused manner, fair- Appellant’s non-violent most of sult, was absent for Studstill Mr. prison The ness, for others. and concern pres- was phase, but he guilt/innocence had a Appellant that been deputy attested phase. sentencing ent for prisoner, relating trouble-free how stay visiting lant schoolchildren advised Closing Ar- Presented 2. Evidence and prison. out of guments a. Lowndes testimony, Appellant also In his own gave that he advice informed phase of the During the addition, Ap- visiting schoolchildren. handled Mr. Davis life, his family his pellant Nine communicated witnesses. examination any prior evidence history, were called his lack of employment witnesses were as fol- The witnesses mitigation. of convictions, personal de- myriad and a (wife, father, sister, relatives lows: five instance, Appellant talked about For tails. husband), sister-in-law, a step-sister’s sibling; his love tending to a sick his co-worker, Griner, deputy Ms. prison; religious his courses in family; his detained, was Appellant prison where in God. and his belief wit- Nearly all the Appellant himself.6 arguments, closing to the Turning pose a Appellant would not testified nesses Appellant did not accuse prosecutor keep- prison danger to others Rather, prosecutor being friendless. be beneficial Appellant alive would ing punish- different theories of explained the society. deterrence, rehabilitation, and ret- ment: general gave all the same relatives The prosecutor contended ribution. is, a man testimony. That worthy of was not rehabilita- nature; he peaceful character and good tion, and retribution and that deterrence family; and strong love for possessed a penalty. for the death called father, husband, friend. good he was closing argu- conducted the Mr. Bennett inci- particular recounted The relatives appealed He Appellant. ment behalf especially Appellant had been when dences testimony jurors to consider cross-examination, helpful. On kind or particular, he ar- Appellant’s relatives. however, they had the relatives conceded Appellant was the crime for which gued while Appellant’s character not observed contrary to the completely convicted in his truck. traveling he was expert. mental County counsel did not call health 6. The *12 n and a if Appellant had established dur- niece stated would be loss reputation Appellant were executed. years first 38 of his life. Addition- ing the “lingering made a doubt” ally, Mr. Bennett agent personally The GBI did not know possibility that sci- raising the argument, Rather, file, Appellant. based on his he might someday evidence establish entific Appellant’s employment narrated history. innocent. Appehant to be that, history This showed for the most
part, Appellant consistently had been em- County b. Cook ployed. Additionally, the agent GBI was unable to find derogatory information At the Cook four witnesses Appellant’s employment. about phase. during were cahed Appellant’s testimony was similar to his Ms. Alderman examined three witnesses: (who testimony at the Lowndes trial. sister also testified Appellant’s niece, During guilt/innocence phase, Appel- County), Appellant’s and jury lant informed the family, about his Georgia Bureau of In- agent an (GBI). including his three children. At the sen- vestigation Ms. Griner examined tencing phase, Appellant jury told the he Appellant. always had never been trouble and had less, Although quantitatively the testi- Additionally, Appel- been a hard worker. quali- monies of the and niece were sister lant maintained his innocence. tatively given by similar to the testimonies Turning closing arguments, the Cook at the five relatives prosecutor argument made an trial. in more in the As set forth detail County prosecutor. made the Lowndes an im- margin, gave sister and niece Specifically, argued: he Appellant a pression good family man honest, hard-working, important you and friend who was More than what heard you and non-violent.7 Both the sister afternoon what loving, did not hear. sister, Appellant's Ap- Appellant’s 19-year-old pe- who was older than niece had lived riodically Appellant since she was and pellant, a claimed to be "second mother” to Appellant's she considered house to be her jury following Appellant. She told the following home. The niece told the (1) Appellant was close to all his facts: broth- (1) thought Appellant "dad- facts: She as a sisters; (2) loving, Appellant and was a ers good "great dy” very and "a friend” with a any prob- considerate child who never caused humor;” (2) Appellant "loving,” was sense of lems; (3) Appellant, young boy, aas worked "kind,” "honest;” (3) Appellant and minded jobs, delivering papers gro- odd such as and business, much, family very his own loved his mowing yards, using ceries and his income hard; (4) always very and worked the niece (4) support family; Appellant loved his Appellant a had never heard tell lie or seen children, wife, (5) (5) violently; Appellant taught family; Appellant and him act had traits, great many non-violent, man,” the niece a character in- "good person,” a a "fine (6) cluding honesty; Appellant had successful- man;” (6) "family awaiting and a While trial (7) ly encouraged college; the niece to attend letters, prison, Appellant many wrote in- well, quite giving Appellant treated the niece quiring family, especially Appel- about needed; (8) entering money since her when father; (7) during July lant's the week of 4th prom- prison, Appellant had written the niece arrest, prior Appellant hosted college ising help pay her that he would family week-long gathering. a members for (9) possible; Appellant education if called Additionally, family, he had a barbecue for inquire prison to how she was niece from friends, neighbors, did and most of the school; (10) doing Appellant ex- never himself; (8) preparations himself, others; pressed only for concern for loss, especially a (11) death would be for his fami- if it would be loss ly. to die. have attested to You did and would preacher. not hear You did Many opined hear one peaceful You did not character. also gideon. not hear not hear one capable You did single they co-worker. did not believe him who knows friend single personal committing murder. His he’s like. wife knows what friends, mostly family, The affiants were friends, if he personal knows him. His however, affiants, and co-workers.8 The *13 But, you didn’t know. any, has would prison did not include the co-worker it’s not there and it and it wasn’t have Appellant official who testified the kind of [Appellant is] there.... County. affiants were rel- Some preacher have a to man who doesn’t who had testified at the Lowndes atives him; personal a speak up for come and trial, County such as ex-wife. friend; close, family member. a close n the Lowndes (Appellant divorced between So, you than you I that tells more say to trial.) County County trial and the Cook days heard in three anything you’ve else Although ex-wife man. about this trial, County Appellant’s law- at the Cook jury to the did foregoing argument The yers decided not to call her for reasons closing argu- In her go
not unrebutted. Part below. See II.C.4. discussed infra ment, explained that Ms. Alderman affiant was a co-worker who at- Another away, Appellant far lant’s friends lived present at the Cook tested that he was pay their travel ex- could not afford to testi- County but was never asked penses. stressed that She fy- him, pleaded for family by and she stood Additionally, emphasized she mercy. Jury Instructions jury of their delibera- the the seriousness Although the evidence at the Lowndes penalty, Ap- they tions—if chose the death sentencing phas- and Cook Final- pellant die electrocution. would similar, jury instructions had es was County, ly, like Mr. Bennett in Lowndes distinctions, a result of different critical as “lingering made a doubt” Ms. Alderman prosecutors. strategies pursued by the two possibility that one argument, raising County prosecutor present- The Lowndes day Appellant’s might claim of innocence circumstances to only aggravating ed two proven be true. (1) murder jury: committed capital felony, c. Not Called at Witnesses the course of another County Trial wit, Cook robbery Hodges, the armed of William (2) Appellant committed armed rob- surprisingly, Appellant points to Not purpose receiving money or bery for the testify at persons who were not called to value, wit, things monetary other County trial. Unlike in Lowndes the Cook rings and watch. Hodges’ gold-colored two co-worker, prison County, neither a a offi- aggravating one of the these two Unless cial, Appellant in lawyer nor a testified for beyond by proof circumstances was shown County. pro- In the state habeas Cook doubt, jury was instruct- reasonable presented ceeding, Appellant affidavits impose under ed that it could not death people they would numerous who swore asked, course, jury ultimate- County, Georgia if law. Of have testified affidavits, opinion page opin- on the other 8. One affidavit was a based one-and-half counsel, and psychiatrist with state habeas psychiatrist. The as- conversation ion from Georgia Supreme narrated in the should received a facts serts have appeal. psychiatrist opinion on direct psychiatric Court's evaluation. County prosecutor impose Notably, high- not death. ders. The Cook ly did prosecutor did not ar- lighted particular, egregious, and more the trial court did instruct— gue facts of the Hardin and Back murders— —and jury consider the murders that the should County prosecu- facts which the Lowndes Back of David Hardin Katie Christine not, not, tor did and could mention in his circumstances. aggravating instance, closing argument. For the Cook prosecutor stated: County, I impose point [Appellant] if it want to out that ... also told that it could death doubt, found, beyond ag a reasonable executed the mother of three children in circumstance, wit, murder gravating part of I presence. point their want to capital the commission of another during you out to gentlemen ladies and capital But felony. alleged felonies jury, that Katie Christine Back’s death *14 County were far more serious. The Cook you could have been worse. I ask to jury pointed to County Cook instructions recall the circumstances in which he at- capital for each murder three felonies tempted to force her from the automo- count. For both the Hardin and Back bile, him, force her to leave with tried to counts, Hodges murder the murder of and vehicle, refused, her out drag she robbery the armed of Hardin constituted screamed, fought, she she she was shot third capital capi two of the felonies. The and killed. felony tal for the Back murder count was penalties, two imposing death the murder, capital the Hardin while the third County jury aggrava- Cook relied on three Hardin count felony for the murder was murder, ting circumstances: the Hardin stated, Simply the Back unlike murder.9 murder, the Back and the Hardin armed County counterparts, their Lowndes robbery.10 County Interestingly, the Cook jurors permitted County Cook were jury Hodges did not find the murder County, including consider events Cook County aggravating to be an cir- egregious murders of Hardin and cumstance. Back, deciding impose when whether penalty.
the death
4.
County
Strategy
Cook
Defense
closing argument,
the Cook Coun-
Initially,
amongst
the division of labor
ty prosecutor
advantage
took
of this more
County attorneys
was to
jury
by emphasizing
favorable
instruction
had committed three mur-
be as follows: Ms.
Alder-
Griner
Ms.
was,
(the
reciprocal
part,
vating
9. This
instruction
er-
circumstance
Hardin armed rob-
Georgia
Georgia
ror
law. As the
Su-
under
bery).
importantly,
purposes
Most
for
of our
preme
appeal,
jury
here,
Court noted on direct
discussion
this error is irrelevant be-
imposed
penalty
could have
the death
for one
cause,
County jury,
unlike the Lowndes
by using the
murder
second murder as an
County jury
permitted
was
to consider
aggravating
circumstance.
Putman
County
at least one of the Cook
murders as an
145,
State, 251 Ga.
308 S.E.2d
aggravating circumstance for one of the two
(1983).
jury
impose
But the
could not
two
penalties
imposed.
death
(i.e.
murder)
penalties
death
one for each
aggravating
only
where the
circumstance for
penalties,
one of the two death
For
each murder was the other murder. See id.
Georgia Supreme
to be
Court found it
error
State,
313, 315-16,
(citing Burden v.
250 Ga.
(albeit harmless)
Georgia
under
law for the
Nonetheless,
(1982)).
based on
attorneys, testified at the
with Ms.
discussed
particular, Mr. Studstill
explained that
hearing. He
1985 habeas
whether
Ms. Alderman
Griner and
Appellant’s counsel for the
withdrew as
he
agreed
he
testify, and
lant’s ex-wife should
part
large
trial
because
divorce,
would
that,
recent
she
due to the
opinion”
difference of
an “irreconcilable
Additionally,
favorable witness.
not be a
Ms. Alderman. This
with Ms. Griner and
Studstill,
other members
along with
Mr.
on where to
opinion
centered
difference
team,
familiar with
became
the defense
According to
concentrate their efforts.
history.
employment
Appellant’s
Davis,
deep
“very
Ms.
had a
Mr.
Griner
Alderman,
testimony
her
to Ms.
Turning
[Appellant]
was inno-
seeded belief
believed,
if
hearing,
habeas
at the 1985
interfered with Mr.
cent.” This belief
claim of inef-
quite favorable
strategy, which was
preferred legal
Davis’s
For
in-
of counsel.
fective assistance
Mr.
sentencing phase.
on the
As
to focus
stance,
prepared
was not
attested she
she
I
explained
hearing,
at the 1985
“[I]f
Davis
phase of
sentencing
with the
proceed
County]
my
[Cook
had been
Alderman also asserted
the trial. Ms.
probably 80
energies would have directed
that,
call
than the decision
other
sum,
In
sentencing phase.”
percent to
ex-wife,
strategic
no
decisions
County team
Mr. Davis wanted the Cook
respect
sentencing
to the
were made with
strictly
strategy
follow the
addition,
Ms. Alderman assert-
phase.
County team.
conducted the entire Cook
ed
she
clearly at
County trial herself —assertion
III. STANDARD OF REVIEW
sum,
ac-
with the trial record.13
odds
an
The district court neither held
Alderman,
just
luck
cording to Ms.
any indepen
made
evidentiary hearing nor
available for the
that some witnesses were
Therefore,
findings
dent
of fact.
its hold
phase,
ing was
of law and is reviewed de
one
prior
nothing
team had done
legal
Moore,
915,
921
novo. See Hill v.
F.3d
guilt/innocence
to the conclusion
(11th
1087,
Cir.1999), cert. denied 528 U.S.
prepare
sentencing phase.
for the
phase to
(2000).
1241 judgment governing a law pursuant by Supreme to the State set forth Court (2) law, respect granted shall not be with case or when faced materially court facts, adjudicated indistinguishable claim that was on the state court ar proceedings merits in State court unless rived at a result different from that adjudication the claim— reached in a Supreme case. Court See (11th Moore, (1) Bottoson v. 234 F.3d 531 in a resulted decision Cir.2000). to, contrary or involved an unreason- of, application clearly able established A state court conducts an “un law, by
Federal
as determined
application”
clearly
reasonable
estab
States;
Supreme
Court of
United
if
lished federal law it identifies the correct
or
legal
Supreme
rule from
Court case law
(2) resulted in a decision that was but unreasonably applies that rule to the
based on an unreasonable determina-
petitioner’s
facts of the
case. See id. An
light
tion of the
of the
facts
evi-
application may
unreasonable
also occur if
presented
dence
the State court
extends,
a
unreasonably
state court
un
or
proceeding.
extend,
reasonably
legal prin
declines
Furthermore, a state court’s factual find-
ciple
Supreme
Court case law to a
correct,
ings
presumed
are
unless rebutted
context.
Notably,
new
See id.
an “unrea
petitioner
convincing
with clear and
application”
an “objectively
sonable
un
2254(e)(1).
§
evidence. 28 U.S.C.
Williams,
application.14
reasonable”
See
412, 120
dispute
does not
the factual 529 U.S. at
S.Ct. at 1523.
Therefore,
findings
Georgia
of the
courts.
2254(d)(1)
§
Lastly,
provides a
2254(d)(2)
2254(e)(1)
§
§
neither
nor
is rel-
stick for
measuring
federal habeas courts
Rather,
inquiry.
pursuant
evant to our
to reviewing state
decisions. That
court
2254(d)(1),
§
Appellant challenges the le- measuring
“clearly
stick is
established
gal rulings
Georgia
courts.
2254(d).
§
Federal
law.”
28 U.S.C.
“contrary
Clearly
to” and “unreason
established federal law is not the
2254(d)(1)
courts,
application”
§
able-
clauses of
case law of the lower federal
in
Instead,
separate
reviewing
cluding
are
bases for
state
this Court.
the habeas
context,
Taylor,
clearly
court’s decisions.
Williams v.
established federal
law
362, 404-05,
1495, 1519,
holdings,
opposed
529 U.S.
120 S.Ct.
“refers to the
to the
(2000).
dicta,
Supreme
L.Ed.2d
A
[the
389
state court
decisions
Court’s]
“contrary
clearly
decision is
to”
estab
as of the time of the relevant state court
(1)
Williams,
412, 120
lished federal law if either
decision.”15
at
state
U.S.
applied
rule
contradicts
S.Ct.
1523.
By interpreting
applica-
disagree.
plenary power
Our
de
"unreasonable
novo re-
unreasonableness,”
"objective
tion” as
legal
view enables us to correct
errors where
*18
Supreme
rejected
Court in Williams
the "rea-
factfinding
Boyes
unnecessary.
further
is
See
jurist”
by
sonable
standard announced
this
Co.,
1260,
v. Shell Oil Prods.
199 F.3d
1266 n.
917,
Neelley Nagle,
Court in
v.
138 F.3d
924-
(11th Cir.),
denied,
reh’g
13
1244 B, lawyer’s strat- and so on. The course he “must es- performance, deficient show inquiry A.... is [0]ur was course egy counsel would competent no tablish is, strategy, that this limited to whether did that his counsel the action have taken A, a reasonable might have been course lawyer’s strategy, uphold Id. To take.” one. attempt to divine “need not a court underlying the processes
lawyer’s mental
Chandler,
(emphasis
at
n. 16
218 F.3d
1315
at 1315 n. 16.
strategy.”
added).
Id.
Moreover,
ques-
relevant
“[t]he
were
counsel’s choices
tion is not whether
rules
Finally,
absolute
“[n]o
they were reason-
strategic, but whether
performance
what
is reasonable
dictate
470,
Flores-Ortega, 528 U.S.
Roe v.
able.”
Id. at 1317. Absolute
lawyers.”
for
1029, 1037,
481,
Turning to
sentencing.
omissions
by
identified
On
subject,
Appellant, the first alleged
state habeas court
unreasonable
concluded:
omission is a failure to investigate.
A review of the trial transcripts from
support
contention,
of this
Appellant sub-
the Cook County trial and the preceding
mitted
by
affidavits
potential mitigation
Lowndes County trial
indicate
witnesses,
many whom did not testify at
distinction between
testimony
heard
either
trial.19 See supra Part
II.C.2.C.
at the corresponding sentencing phases
This contention lacks merit. The Cook
was the number of witnesses testifying,
County lawyers,
by
either
personal experi-
while the substance of their testimony
ence, a review of the
both,
transcript, or
was very similar. Counsel at the Cook
fully
were
aware of the mitigation evidence
trial
made a strategic decision in
presented at the Lowndes County trial— regard to what mitigating evidence to
Mr. Studstill
inject
thus chose to
Waters,
error into
124 8 as- decision cannot be reviewed. The Prejudice
b.
proceed on
prejudice
sessment of
should
Prejudice
Principles
i.
assumption
that
decisionmaker
be
prejudice, it must
To show
conscientiously,
im-
reasonably,
that,
unpro
for counsel’s
established
but
that
applying the standards.
partially
there is a reason
performance,
fessional
govern the decision.
proceed
the result
probability
able
694-95, 104
at
S.Ct. at 2068.
Id.
have
ing
been different.
would
694,
Strickland,
at
at
104 S.Ct.
U.S.
Principles
ii. Application of
enough
[petition
“It is not
for the
already have held that
We
the errors had some conceiva
to show
er]
un
objectively
court
state habeas
proceed
on the outcome
ble effect
ren
concluding
that counsel
reasonable
...,”
“[v]irtually every act or
ing
because
competent assistance. The state
dered
that test.”
of counsel would meet
omission
held,
deny
as an additional basis for
Id.
at 2067. Neverthe
S.Ct.
relief,
satisfy
failed
ing
less,
petitioner
“need not show
*24
of
assis
prejudice prong
the
the ineffective
likely
deficient conduct more
counsel’s
our
as
that
inquiry
tance standard:
to
in the case.”
than not altered the outcome
holding
court
is whether the state habeas
Rather,
693, 104
at
Id. at
S.Ct.
2068.
concluding
in
objectively
was
reasonable
here,
where,
petitioner challenges a
as
a
the
prejudiced by
that
was not
sentence,
whether
question
death
“the
is
to
County
failure of
counsel
Cook
that, ab
probability
there
ais
reasonable
County mitigation
the Lowndes
case.
errors,
... would
sent the
the sentencer
prejudice, the
habeas
Regarding
state
aggra
have
the
of
concluded that
balance
concluded:
court
and
circumstances did
vating
mitigating
County
not
death.” Id. at
104 S.Ct.
warrant
The murders in Cook
were com-
at 2069.
than
egregious
mitted in a more
manner
County.
in
There
the murder
Lowndes
principle
particularly
is
One Strickland
one,
the
were two victims instead of
and
judice:
pertinent to the case sub
presence
place
took
in the
of
murders
making
whether
the determination
the victims’ children.
in the re-
specified
the
errors resulted
in
County
The murders
Cook
were
pre-
quired prejudice, a court should
by
eyewitnesses, and
observed'
three
judge
jury
sume ...
the
or
acted
any provocation
were committed without
An
according
law.
assessment
the
part
on the
of the victims....
of a
more
likelihood
result
favorable to
case,
in
County
evidence
the Lowndes
possibili-
exclude
the defendant must
the
certainly
arbitrariness,
while
sufficient
authorize
ty
whimsy, caprice,
conviction,
in
circumstantial
“nullification,”
more
A defen-
and
like.
[Appellant] has not shown this
no
luck of
nature.
dant has
entitlement
a
decisionmaker,
by
he
prejudiced
even if a lawless
Court
lawless
Second, Collier,
a
as
examina-
had worked hard as child and
an adult
in
trial counsel’s
family
jury
impression
support
close relatives.” Id.
gave the
"the
that the
his
and
tion
Alderman,
contrast,
nothing
By
in this
Ms.
[the
knew little or
about
witnesses
through
Appellant's
direct
petitioner.]”
Strickland, we the assume Coun ty jurors followed their instructions. respectfully I dissent from the court’s case, opinion in because I this believe that contrast, County jurors the Cook representation Appellant the at permitted, in received accordance their instructions, penalty the phase of his case fell of to consider both short the Cook constitutionally acceptable murders and the standards. The circumstances, murder aggravating Appellant’s as record that attorneys indicates robbery well as the armed County. very did little to that ensure their client of that success were aware at counsel case mitigation credible submit would facts trial. Given strategy in that this defi- Absent phase. sentencing eminently rea- an it was Appel- that likely instant it is performance, cient County counsel a life sentence for Cook decision received sonable have lant would strategy general penalty. the same the death to use rather than to elect trial. second Performance Deficient potential- However, settling on simply that points out correctly majority The discharge not strategy does ly reasonable perfor- claims of deficient evaluating when responsibilities attorney’s constitutional an strategic at look mance, inust attorney’s conduct her client. elected lawyers that the course must still at trial strategy that pursuing those actions take, if and determine reasonableness to Strickland’s conform Chandler, 218 F.3d See were reasonable. omissions) (or standard, actions ie. the whether It is irrelevant n. 16. at 1315 wide within the fall still must counsel they pur- strategy decision select competence. professional range other, alter- a vis some wise vis sued was My re- Chandler, at 1313-14. 218 F.3d (or selected not that was strategy native that indicates the record view considered); ques- relevant not even take lawyers did not lant’s Cook that was actu- strategy whether tion is that to ensure steps basic the most even implement chosen, the efforts ally would be successful. strategy chosen their reasonable. might have strategy, been lies this case conduct The unreasonable See id. direction, strategic of a in the selection counsel did strategy What thereof) (or lack in the effort rather but phase of sentencing at pursue A look strategy. close implement that they settled To extent case? point.1 illustrate this will record penalty phase, strategy for the any clear dem- First, the record reading a fair to focus on have decided appear to counsel little remarkably that there was onstrates reflecting Appellant’s testimony presenting for the preparation substantive reputation *26 character positive generally trial. Appellant’s very late in until phase examina- Alderman’s the crime. prior to his reasons explaining testimony, Davis’s the niece sister at Appellant’s and tion of Appellant’s Cook withdrawing for questions well as the phase, as sentencing team, first indication is the County legal Grissom, reflected agent to G.B.I. directed attorneys Appellant’s that record the aim. general this for the planning sentenc- little engaging this same employed attorneys The the trial.2 record prior to phase ing strategy, and remarkably about little findings tell us challenge fact state not the Appellant did theAs during prior to fact, and actually occurred what cor- findings this court court’s habeas trial. penalty phase of Given the pre- findings the of fact a those rectly afforded detailed, findings, factual However, relevant state absence the sumption of correctness. appeal to carefully record examine the findings are of fact court's relevant habeas what, the anything, we learn about if that see While found unhelpful. the rather prior to and counsel phase actions sentencing took the "preparation sentencing phase case. during the trial, trial, during during the and place before sen- guill/innocence and between recess Griner trial," and that Alderman not 2. Davis testified the court tencing does phase of innocent, thus did Appellant was "prepa- of that believed or extent the nature describe hearing in sentencing prepare for the indeed, to ration,” specific exam- little offers no guilty. Appellant was found event state court’s alleged ples efforts. of these largely bereft of any specific references to period that all almost of the relevant tacti- preparation, actual opposed to mere decisions, cal such as which witnesses to vague discussion, in pretrial call, stages. appear to have been made. The fail- that, Griner testified both pre-trial and ure to have this tactical discussion earlier during she putting “considered” helped ensure that there be would little on various witnesses the sentencing time to enact when the sentencing hear- phase, but her testimony vague as to ing pass, came to though Appellant’s coun- of any substance discussions she had sel likely thought they would have more with her co-counsel about these witnesses. time they than fact, did. the verdict From her testimony, we glean can forty came five minutes after the jury counsel had at least developed ap- retired, some and the phase sentencing began proximation of a sentencing phase strategy (within almost immediately minutes), five pretrial stage, though specific tacti- catching Appellant’s attorneys off-guard. cal decisions were not made at that time. Faced with this problem, Appellant’s coun- testimony Studstill’s indicated par- that he sel inexplicably failed seek a continu- ticipated in general pretrial discussions ance after the verdict so that they could about which witnesses to call at the sen- locate prepare necessary sentencing tencing phase, but he admitted that did he phase witnesses. not himself interview or any pro- contact procrastination This respect to tac- spective witnesses. testimony His further tical planning led inexorably to counsel’s demonstrates that pretrial counsel’s prepa- inability to undertake the actions neces- largely ration was dedicated considering sary to mount a credible sentencing-phase and discussing lines various of defense at defense. For one thing, they failed to phase, to making subpoena any witnesses to testify for the solid commitments about which witnesses defense at the sentencing phase. Aider- or specific call which arguments ad- man and Studstill admitted that they did
vance. Alderman denied that there was not even attempt any contact any preparation substantial pretrial in the witnesses from the sen- stage for the sentencing hearing. tencing phase, or potential other char- Remarkably, the testimony of all three witnesses, acter that did not happen to be attorneys lends support to Appellant’s present in the gallery at the claim that most of the substantive discus- trial.3 Griner claimed to have tried to sion of the sentencing phase took place contact a co-worker (presumably co- during forty-five minutes between the worker that testified Lowndes County), conclusion of guilt phase jury’s and the and one of Appellant’s neighbors, but *27 entry of a verdict. It during was this brief found these witnesses unavailable.4 Gri- Alderman, 3. year less than a out of law school lawyer, enced preparing faced in for the con- time, at the had never tried a criminal case of duct of the day day, coupled trial to any kind before the Cook trial. Yet it trial, Studstill's absence for of the most doubt- was she who majority conducted the vast less contributed to the foresight lack of Appellant's examining every witness at preparing locating potential or witnesses for phases both Appellant (excepting at the sen- the sentencing phase. tencing phase), making opening arguments at guilt both the sentencing phases, and appears This only be the to evidence in the closing sentencing phase. Alderman record suggesting that Griner or others made played away far and conspicuous the most an effort to any that ensure character witness Appellant’s defense, role in courtroom a task present would be testify to at the Cook likely to be overwhelming any for new attor- proceeding. ney. she, daunting that inexperi- task an that their tes- possibility for the prepared these wit- either of subpoena not
ner did sentencing necessary at a than be any timony more would nesses, make apparently or it made less presence. This would have their hearing. to secure cursory effort ap- up- attorneys been “too they three would have Appellant’s likely Not one of that attempt to any serious was found pear to have made after testify to set” valuable witnesses Indeed, that ensure wife submitted Appellant’s guilty. Appellant’s County, such from Lowndes affidavit, dismay at not be- expressing an with whom guard prison co-worker and at the a witness or called as ing prepared friendship, were developed a County trial. provide to similar present to secure and again, this failure Once fact, that end- the witnesses testimony. sentencing witnesses prepare at the the defense testifying for up ed really surprising, because phase is hot Ap- such as people, were sentencing phase no have been almost appears to there niece, hap- that just sister pellant’s to the prior discussion of tactics specific in the courtroom present to be pened the con- separated that minutes forty-five phase of the guilt the conclusion phase from sen- guilt clusion she as much when trial. Griner admitted no phase. Of course there was tencing available that each of the witnesses noted when prepare or witnesses time secure to calling at the sen- allegedly debated she sentenc- planning for the meaningful persons phase were all that tencing than an begin not less ing phase did until If no for the trial. fortuitously present hearing be- sentencing hour before to could have attested one that one an- failure consult gan. Counsel’s to present to be happened had character develop sentencing- a coherent other and might day, Appellant that the courtroom earlier, with their coupled phase strategy any charac- been able not have failure to continuance seek inexcusable phase. sentencing ter witnesses at read, signifi- led to the verdict was after clearly indicates Secondly, record in their sen- costly cant and deficiencies pre- attempt attorneys did that the The G.B.I. phase presentation. tencing they that even- witnesses pare any of the light Ap- on testimony shed little agent’s calling at the tually considered character, did not agent as the pellant’s that attorneys admit phase. All three testify only Appellant and could know to interview pre-trial no effort they made indicated Appellant’s background file that testimony poten- that the and discuss the consistently employed. had been that he the sen- give during tial witnesses were sister and offered useful niece claimed Griner hearing. While tencing (if concerning Ap- unprepared) testimony prospective sentenc- counsel talked genial positive background pellant’s recesses, during trial ing phase witnesses family. relationships with his extended time there no she admitted However, hardly a testimony for their testi- actually prepare witnesses life portrait comprehensive trial. Had the witnesses during the mony these substan- Neither of and character. testifying been briefed up that ended had lived with witnesses tive character likely that the prospective questions, *28 adult; any- knew Appellant as an neither a more co- formed testimony would have relationships, non-familial thing about his pri- character picture Appellant’s of herent testimony upon relied of their and much Furthermore, likely it or to crime. his immediate reports about secondhand preparation, pre-trial that with reasonable capitalized on (also family prosecutor The life. pres- Appellant’s daughter and wife courtroom) relationship between been the distance would have ent in the and his two significant present, be they not did undertake character witnesses in his closing state- any reasonable pre-trial effort to develop a ment, where he “[Appellant noted that is] coherent or comprehensive senteneing- the kind of man who doesn’t have a phase presentation. They were amazingly preacher to come speak him; for lucky when they looked around the court- Mend; personal dose, dose family room after the verdict was read hap- added).5 (emphasis member.” pened to locate spectators two that could provide some useful
Additional
character testimony
character witnesses were ex-
on Appellant’s
available,
course,
istent
behalf.
Of
and could
this tes-
easily
have
timony was
supplied
unprepared
testimony
and easily
that would have
refuta-
devel-
ble.
oped
Due
a more
comprehensive
their
portrait
familiarity with the
case,
Lowndes County
nature.6
This
put
lawyers
failure to
knew
forward a
that
credible
this
mitigation
defendant
case
had a
solid group
not
any
the result of
available
choice;
strategic
rather,
character witnesses that could
provide
was the result of
poor planning
comprehensive
sort of
and a
charac-
lack of
ter
reasonable
evidence they
effort.
needed. Yet they did
nothing to secure this testimony. No com-
course,
Of
when assessing
per-
counsel’s
petent counsel would have done so little to
formance, we do not ask whether counsel’s
ensure their client’s survival. This con-
decisions were strategic, but rather wheth-
duct fell well short of any set of profes-
they
er
Roe,
reasonable. See
norms,
sional
and should not be considered
U.S. at
Looking at what attorneys encountered did, analogous actually part I conduct on the dispute don’t gener- that the of defense al choice of counsel the sentencing phase phase strategy of a death penalty (presenting case. evidence that reflecting pre- positive crime defense counsel called character and ten history witnesses to Ap- stand, pellant) one, presumably was a testify reasonable pos- about especially light aspects itive the success character, that strategy enjoyed Collier’s and the at the marked proceeding. contrast between How- his overall char- ever, Appellant’s lawyers did acter next to and his noth- actions at the time of the ing to effect that strategy. They did crime. questions defense counsel subpoena any witnesses, they pre- did not asked elicited testimony suggesting any pare of the witnesses that happened to Collier ‘good’ “[H]ad a reputation, that he prosecutor 5. The had access to the Lowndes 6. The existence of additional character wit- well, transcript as so he had to know apparent nesses was to Cook counsel did fact have friends and the Lowndes transcript. trial family close willing speak members on his addition, profusion of affidavits in the behalf. His comments about Appellant being suggests record that additional character wit- questionable friendless were light of this nesses available could have been uncovered fact; however, Appellants' attorneys are investigation. reasonable squarely to giving blame prosecutor opportunity credibly make such a seem- ingly argument. incorrect *29 on the witness neighbors two mother and hard worker as a known generally was the defen- that three testified that he stand. All family, and of his care who took a not violent boy” and and veraci- a “nice truth was for dant reputation good a had However, the re- played 1201. also Collier, at Counsel 177 F.3d individual. ty.” had that about Collier’s questions psychiatrist of a no asked corded voice counsel in- specific or more disposition, Williams, did little his who upbringing, examined positive generally he that in which statement stances Williams’s recount than Indeed, coun- itself. injuring manifested character pains to avoid taken had once im- the give to presentation tended surprising- sel’s robbery. Not in a bystanders know not did the that witnesses pression a death sentence. received ly, Williams that concluded The Id. Collier. ample, case, there was In Williams’s none almost “presented counsel in of situations evidence readily available back- of Collier’s available evidence readily crime, had to his prior which Williams have led that would and character ground character, there and admirable displayed Id. penalty.” death jury to eschew evi- unexplored body of large a was also distinctly analogous is case The instant child- of Williams’s the difficulties dence of hold- of our My interpretation to Collier. dis- been could have evidence hood. This de- following: when is the in ing Collier effort; in much without and used covered pursue to a attorneys decided have fense failed to return fact, counsel Williams’s char- positive on the case based mitigation ministry offi- prison call from telephone defendant, testimony that acter of testify Williams to who offered cial de- picture of a beneficial produce would environment regimented in a thrived available, readily is disposition fendant’s in earned carpentry degree of a proud to make some effort not is unreasonable nev- However, counsel Williams’s prison. testi- portion of a substantial present evidence, part in this much of er uncovered attorneys case, Appellant’s In this mony. begin prepare they did not because mitigation present a clearly decided “until a week before phase character. upon Appellant’s based strategy Williams, 529 U.S. the trial.” presented have Testimony that would found Supreme Court S.Ct. life portrait of comprehensive failure to secure attorney’s that Williams’s available; readily character was additional, mitigation readily available this model, i.e. fact, successful had a counsel stan- professional “fell short evidence to use in County transcript, the Lowndes under the dards,” and was unreasonable They did mitigation their case. preparing prong first Strickland. testimony the available most of not case, Ap- or try to locate the conduct In instant they elected because that would deficient witnesses even more attorneys prepare pellant’s credible. unacceptable mitigation case have made conduct found than the mind, additional, unreason- objectively Williams, This, is useful my Williams. per- deficient evidence, that constitutes with the conduct able consistent mitigation prong of the counsel, first under formance by Williams’s employed strategy test. Strickland unrea- to counsel’s went undiscovered due their client’s investigate sonable failure analogous to facts closely Even more law- background. of the Su- substance of this case investigate have to even yers didn’t Tay- holding Williams preme Court’s character; background lant’s mur- was convicted lor. After Williams to a amounts transcript the defendant’s der, put counsel defense *30 case, matter, ready-made mitigation completely As a general the introduction of general strategy consistent with the Cook character evidence is most useful when it Yet, County pursue. counsel wanted to presents an image of the defendant as a they begin seriously because didn’t dis- person, whole shedding light positive forty-five cuss tactics until minutes before aspects of the defendant’s life in varied sentencing hearing began, they were A purpose contexts. central of presenting present anything unable to more than a positive character evidence is to emphasize County hollow shell of the Lowndes miti- sharp distinction between the defen- gation case the Cook trial. The reputation dant’s overall character and and attorneys conduct of Williams’s looks dili- the defendant’s criminal conduct. To do gent by comparison. The actions successfully, this defense counsel must attorneys lant’s took cannot should not present comprehensive picture of the objectively be rationalized as reasonable character, defendant’s life and so that a authority, under current and the state ha- jury can many consider of the defendant’s applied beas court unreasonably federal actions, relationships relevant such as finding. law when it made that (both relationships his family his im- extended), friends, mediate co-work- Prejudice ers, acquaintances. and other close When majority correctly points out that evidence of a positive defendant’s charac- the aggravating factors in the source, ter from only comes one is case exceeded that those naturally likely it weight, to accord less presented at the Lowndes represents merely it a fraction of the de- reality trial. This makes it somewhat identity. fendant’s overall evi- Character more difficult for to demonstrate not easily dence is dismissed when it that prejudiced by attorneys’ he was his sources, variety shedding comes from Nonetheless, unreasonable conduct. but light variety on a rela- defendant’s pres- for counsel’s unreasonable failure to it tionships, presents compre- and when case, mitigation ent a credible there is a picture hensive aof defendant’s life and probability reasonable that character. sentence would have been different. Often, testimony compre- presenting a The majority claims that the distinction hensive view of a defendant’s character is mitigation put between the cases forward Many unavailable. criminal defendants by Appellant’s counsel at the two trials is variety lack the breadth and of the close merely a quantity, differing matter of relationships prior that had volume, “only its not in its substance.” crimes, and thus character evi- This argument suggests mitiga- that presented penalty phase dence at the is presented tion case in Cook However, necessarily incomplete. when substantially presented similar the case testimony reflecting defendant’s character County, in Lowndes pre- neither available, variety angles from a is as it changed sentation would have the out- case, clearly was in the instant far I disagree. come. The substance of the powerful than testimony more character testimony presented at the Lowndes Coun- from one or two sources. ty considerably stronger trial was than present- counsel presented County, and the grossly incomplete ed a constricted and County testimony weakness of the Cook likely view of character and affected the outcome of that sentenc- relation- sister, ing hearing. ships. Appellant’s niece and useful *31 Appellant’s overall been, picture of the complete could may have testimony as their character lack of relevant character. This one of rela- light on only shed jury’s task much easi- respect testimony with made the character tionships, and his pre- prose- er, readily accept counsel had the relationships. they If could those County mitigation close Appellant Lowndes that had no sented the cutor’s claim had a much jury adju- would have the fate should be relationships, and his nuanced, tex- comprehensive, more crime. solely by reference to his dicated Appellant. tured view of readily the avail- Appellant presented Had that have evidence would able character this, and understood prosecutor The Ap- picture of provided comprehensive a the distinction' between pounced on the life, have jury’s the task would pellant’s two tri- presented at the mitigation cases sufficient evi- more difficult. With been statement, prosecu- the closing als. In his character, the Appellant’s positive dence of important the most thundered that tor the same have faced with jury would been dur- light to come to piece of information jury con- challenge the fact that the phase was the ing penalty the fronted, wife, namely pos- a lifetime of weighing a jury didn’t hear friend, against family relationships a member. and achievement or close itive close opportunistic his one prosecutor concluded nature of the crime. No The the horrific with the statement: certainty jury remarks how the would say can with testimony that have decided had this additional the sort of man [Appellant is] However, say I can with presented. preacher a to come been doesn’t have friend, close, him, in personal a I cannot have confidence speak certainty that So, say you I family member. it made on jury’s close decision when was the anything else you that more than incomplete presentation tells the basis of so days about the you’ve heard in three ledger. jury’s The verdict one side of added). (emphasis man. consideration of was rendered without its information, and is a relevant there highly closing remarks thus prosecutor’s The jury’s that the deci- probability reasonable remarkably strong emphasis on the placed have been different had been sion would Appel- of the weaknesses significance reason, For this privy to this information. very weaknesses presentation; lant’s successfully has demonstrat- had that would have been rebutted prejudiced by attorneys’ ed that he was reasonably. attorneys performed lant’s performance. unreasonable would County presentation prevented prosecutor from credi- have Conclusion (incorrect) that making argument bly of man that lacked conclusion, was the sort and trou- several salient close, positive relationships with loving, this case should be reem- bling facts about prosecutor so The fact others. County attor- phasized. importance of dramatically emphasized the neys transcript of the Lowndes had Appellant’s presen- in the the weaknesses dispos- hearing at their County sentencing (“[T]hat you any- more than tation tells sentenc- preparing Appellant’s al to use days in three about the thing you’ve heard transcript phase This ing strategy. man.”) just prejudicial how illustrates manual for nothing less than an instruction was. of relevant evidence omission portrait of put together a successful how to person whose actions on Appellant as testimony pre- The character sharp contrast of the crime stand provide night failed to sented prior to and person than an to the that he was anything other in- Indeed, after the crime. Appellant’s attor-
neys reasonably pursue decided to general
same strategy at the Cook County
case. Yet they neither subpoenaed, pre-
pared, nor steps took any to ensure that
any of the witnesses that testified at the trial would be available
and ready to testify Cook County.
fact, if Appellant’s niece and sister hadn’t
happened to be in gallery day,
Cook County might counsel not have been put
able to relevant character wit-
nesses at the sentencing phase. If this
performance is rationalized as something a
reasonable attorney done, might have
have rendered the word “reasonable”
meaningless.
Given the unreasonable omission of rele-
vant and available character evidence dur-
ing the penalty phase of this
integrity of the death is suspect. verdict likely on death row today
because of the performance deficient
his attorneys at sentencing phase
this case. I respectfully dissent.' BANK,
SUNTRUST as Trustee of the
Stephen Eugene Mitchell trusts f.b.o.
Muse Mitchell Joseph Reynolds
Mitchell, Plaintiff-Appellee,
HOUGHTON COMPANY, MIFFLIN
Defendant-Appellant.
No. 01-12200.
United States of Appeals, Court
Eleventh Circuit.
Oct.
