Catherine McNAIR, Ancillary Administratrix for the Estate of
Edward Earl McNair, Plaintiff-Appellant,
and
Edward Earl McNair, deceased, Plaintiff,
v.
LEND LEASE TRUCKS, INCORPORATED; Lend Lease Dedicated
Services, Incorporated, Defendants-Appellees,
and
Robert Monroe, Administrator of the Estate of Thomas Paul
Jones; Thomas Paul Jones, deceased, Defendants.
No. 93-2528.
United States Court of Appeals,
Fourth Circuit.
Argued Jan. 30, 1996.
Decided Sept. 10, 1996.
ARGUED: Donald Haskell Beskind, Blanchard, Twiggs, Abrams & Strickland, P.A., Raleigh, North Carolina, for Appellant. John C. Millberg, Maupin, Taylor, Ellis & Adams, P.A., Raleigh, North Carolina, for Appellees. ON BRIEF: Karen M. Rabenau, Blanchard, Twiggs, Abrams & Strickland, P.A., Raleigh, North Carolina, for Appellant. Richard N. Cook, Maupin, Taylor, Ellis & Adams, P.A., Raleigh, North Carolina, for Appellees.
Before WILKINSON, Chief Judge, RUSSELL, WIDENER, HALL, MURNAGHAN, ERVIN, WILKINS, NIEMEYER, HAMILTON, LUTTIG, WILLIAMS, MICHAEL, and MOTZ, Circuit Judges, and PHILLIPS, Senior Circuit Judge.
Vacated and remanded by published opinion. Judge HALL wrote the majority opinion, in which Chief Judge WILKINSON and Judges MURNAGHAN, ERVIN, WILKINS, LUTTIG, WILLIAMS, MICHAEL, and MOTZ joined. Judge WIDENER wrote a separate concurring opinion. Senior Judge PHILLIPS wrote a dissenting opinion in which Judges RUSSELL, NIEMEYER and HAMILTON joined.
OPINION
K.K. HALL, Circuit Judge:
Catherine McNair, administratrix of the estate of Edward Earl McNair, brought an action in state court against Thomas Paul Jones and his employer, Lend Lease,1 seeking damages for the wrongful death of her intestate. The action was removed on diversity grounds, and default judgment was entered against Jones. The court ruled that Jones was outside the scope of his employment at the time of the accident and, therefore, McNair had failed to state a claim against the employer under the doctrine of respondeat superior. Lend Lease's Rule 12(b)(6) motion to dismiss was granted, and McNair appeals.
* On appeal from an order granting a motion to dismiss under Fed.R.Civ.P. 12(b)(6), we accept as true the facts alleged in the complaint. Doe v. Doe,
II
The plaintiff contends that Jones' negligence was the proximate cause of her decedent's death and that his negligence should be imputed to Lend Lease under the doctrine of respondeat superior. The district court ruled that, as a matter of law, Jones was outside the scope of his employment at the time of the collision, and, therefore, Lend Lease could not be held vicariously liable. We review this ruling de novo. Revene v. Charles County Comm'rs,
III
The fundamental principle of respondeat superior is simply stated: An employer is liable for his employee's torts that occur while the employee is "acting in the scope of his employment or about his master's business." Parrott v. Kantor,
Not every deviation from the strict execution of his duty is such an interruption of the course of employment as to suspend the master's responsibility; but if there is a total departure from the course of the master's business, the master is no longer answerable for the servant's conduct.... The departure commences when the servant definitely deviates from the course or place where in the performance of his duty he should be.
Hinson v. Virginia-Carolina Chemical Corp.,
* The district court held that Jones left the scope of employment when he stopped on the side of the road and left the cab of his truck to walk to the lounge. We disagree with the court's view that Jones "was on a mission of his own and was not in the course and scope of his employment" as soon as he left the truck to eat. During arguments on the motion to dismiss, Lend Lease's lawyer conceded that a truck driver on an extended trip is "probably within the scope of his employment" when he takes "any reasonable breaks [ ] for meals or to rest or for whatever reason or purpose."
The district court cited as a general rule that an employee driving his own or even his employer's vehicle to a place where he intends to eat is not ordinarily within the scope of his employment until he resumes his job duties. This is indeed the general rule, the theory being that the employee furthers no interests of his employer during a lunch break and is free to pursue his own interests during the allotted period. See generally W.E. Shipley, Annotation, Employer's Liability for Employee's Negligence in Operating Employer's Car in Going To or From Work or Meals,
A long-haul trucker, however, often has no choice but to stop on the road to eat. See Roberts v. Burlington Industries, Inc.,
B
If stopping and taking a "reasonable break" does not take Jones outside the scope, is a 3-4 hour break unreasonable as a matter of law? We are unable to say so from the record before us, for many of the same reasons that we cannot say that any break does not automatically remove a driver from the scope. The question of what is reasonable must be informed by a host of facts that have yet to be developed: What rules and policies applied to his situation? How far had he driven that day, and how much farther had he to go? When was his last stop, and when would he next have a chance to stop? See, e.g., Turnbow v. Hayes Freight Lines,
C
The next point at which the district court found a departure from the scope of his employment was "when [Jones] chose to remain in the bar and consume alcoholic beverages until 11:15 p.m...." This alternative holding involves a "frolic" that is unlike the usual case of an employee's detour from the assigned or most direct route to accomplish some purely personal purpose. There are, however, North Carolina cases that do involve employees who have caused injuries while engaged in what might be characterized as "conduct frolics." Although the injury-causing conduct occurred during business hours and on the business premises, some frolics have been found to fall outside the scope of employment. See, e.g., Medlin v. Bass,
In carving out a "category of intentional tortious acts designed to carry out an independent purpose" of the employee, the North Carolina courts have been careful to note that "[w]here the employee's actions are conceivably within the scope of employment and in furtherance of the employer's business, the question is one for the jury." Medlin,
IV
Even if an employee who spends several hours drinking alcoholic beverages can be said to have embarked on a frolic of his own, the case is not over. The complaint alleges sufficient facts to permit a finding that, even had he left the scope at some point in the evening, Jones had returned to the scope of his employment prior to the accident.
In discussing whether Jones might have returned to the scope of his employment at some point before the accident, the district court located the physical point of return at the cab of the truck. It follows, then, that drunk or not, an employee behind the wheel and headed toward his assigned destination is "about his master's business."6 We agree with the district court to the extent that its holding can be read to reject the contention that the level of intoxication alone can define when an employee is frolicking. See, e.g., Bejma v. Dental Dev. and Mfg. Co.,
The question devolves to this: Even if it is assumed that Jones had deviated from the scope of his employment at some point during his drinking spree, is there any set of facts under which it could be found that he had returned to the scope of his employment before the accident? We predict that the Supreme Court of North Carolina would hold that there is.
One court has developed a two-pronged test to determine whether a frolicking employee has re-entered the scope of his employment: (1) Had the employee formed the intention to act in furtherance of his employer's business, and (2) was such an intention coupled with a reasonable connection in time and space with the work in which he should have been engaged? Prince v. Atchison, T. and S.F. Ry. Co.,
We are not faced with the common situation in which an employee has travelled miles off his assigned route to visit family or friends. See, e.g., Hinson,
The judgment is vacated, and the case is remanded for further proceedings.
VACATED AND REMANDED.
WIDENER, Circuit Judge, concurring:
I concur in the result.
PHILLIPS, Senior Circuit Judge, dissenting:
I respectfully dissent for reasons expressed in the vacated panel opinion.
Judge RUSSELL, Judge NIEMEYER and Judge HAMILTON join in this dissent.
Notes
In the complaint, Jones is described as an employee of both corporate defendants, Lend Lease Trucks, Inc., and Lend Lease Dedicated Services, Inc. In this opinion, these defendants are referred to collectively as "Lend Lease."
Based on the complaint's allegations of stopping "before dusk" in late May, the court took judicial notice that this made out a claim that Jones initially stopped between 7:00 and 8:00 P.M
We adopt that portion of Judge Phillips' opinion for the panel majority that explained why it is proper to consider the fact of Jones' intoxication--a fact not appearing on the face of the complaint--in this appeal from a Rule 12(b)(6) dismissal. See McNair v. Lend Lease Trucks, Inc.,
We note, as we have previously, that North Carolina is the only state in the Fourth Circuit that does not allow federal courts to certify questions of state law to its highest court. See Doe,
Sandy has not been assiduously followed by the North Carolina courts. See, e.g., Martin v. Georgia-Pacific Corp.,
Butler v. Baker,
