Lead Opinion
(after statingthe facts). — The provisions of the act of the 20th of March 1810 regulating arbitrations, are in part applicable to the cause while it remains in court, and are directory to the court or its officers, and in part they are referable to the cause after it has been committed to the arbitrators, and their jurisdiction has attached, and therefore are directory to them. ' So far as they relate to the cause while it is in court, they are subject to the construction of the court in the first instance, and if the parties or the officers of the court proceed irregularly, the court may correct the irregularity in a summary way.
But those provisions of the act which relate to the proceeding in the cause after it is out of court and before the arbitrators, are for their consideration and construction. They have all the powers ne
But if the question were properly cognizable in this court, we should say the award is binding, until reversed upon an appeal.
The basis of the act is the proceeding by way of arbitration at common law. The act is entitled an act regulating arbitrations, that is, an act not devising an entirely new system of proceeding, but regulating and changing, in some respect, and for some purposes, a proceeding previously known.
In the 3d section of the act, the common law distinction between an arbitrator and an umpire is assumed, in order to make it the foundation of the provisions directing the mode of choosing them. The section first provides for the choice of two, four or six arbitrators, as the parties may agree or the prothonotary direct, and then, in a distinct clause, it provides a method for appointing the umpire. The words are : “ in case the parties agree in the choice of arbitrators, as above directed, the umpire shall be chosen in the manner following,” &c. The inference is inevitable, that- one of the arbitrators
Still, having designated him as the umpire, the legislature indicated, very clearly, the nature of his functions. In the decision, therefore, of interlocutory questions occurring during* the hearing, as well as in the final decision of the cause, he acts in lire character of an umpire. If his colleagues agree, his action is unnecessary. If they disagree, the decision is an act of umpirage; Boyer v. Aurand, 2 Watts 74; and not merely a casting* vote.
To apply this construction to the case under consideration. The two persons first appointed in this case were properly and merely arbitrators. The person last appointed (if the method of the act was pursued) was, in a general and in the popular sense, an arbitrator, and as an arbitrator, entered with his colleagues upon the hearing of the cause, and took part in their proceedings and deliberations.
But his proper and peculiar, and if I may use the expression, active functions, were those of an umpire ; and his intervention was indispensable only at the points of difference between his colleagues, (if there were any) occurring during the cause, or at its conclusion. It does not appear whether the absentee in this case was the umpire. If this were a matter of importance, we could not defeat the award by a presumption. Kemble v. Saunders, 10 Serg. & Rawle 193, 194. But the fact is not important; for if the absentee was the umpire, the concurrence of the arbitrators shows that there was no occasion for his interference. If otherwise, the award was the act of the umpire, and made at a time and place duly appointed for making it, under circumstances in which it was impossible that there should be a decision without him.
Under the act of 1810, it is not necessary that the time appointed for making (he award should elapse before the umpire can decide.
It may lie objected that this opinion is founded upon a literal con
As a collateral argument, we may add that, by the 6th and 26th sections of the act, the persons appointed arbitrators are obliged under penalty to serve upon at least ten trials during' a year. In a long cause, where many meetings have been had, it would be unreasonable to require two of the arbitrators, where they are unanimous, to commence the cause anew on account of the necessary or wilful absence of their colleague. Yet this must be done, or all that has been done be lost, unless the arbitrators have power to proceed. In one cause now depending in this court, the arbitrators were occupied, it is said, during seventy-nine days, and the cost taxed upon the appeal amounted to more than 420 dollars. In many cases much time is consumed and great expense is incurred before the trial is concluded. On the score of justice to the arbitrators, and of justice, convenience and economy to the parties, it is better that the act should be construed liberally.
It may also be objected, that according to this principle if the absentee were one of the arbitrators, the umpire might make a good award against the consent of the other arbitrator. Such is the law ; and it is better so, than that the proceeding should be suspended indefinitely. The parties may appeal, and if it is wrong reverse it. This is an advantage which they have not in case of umpirage at common law.
It may also be objected that this construction would put it in the power of the umpire to decide the cause in the absence of the other arbitrators, on the clay first appointed for the hearing, and before they have been organized. But this is not so. The office of an umpire implies the previous action of the arbitrators, and the want of concurrence between them.
The case of Douglass against Kenton (ante p. 21), decided at the last June term, was similar to this. In both cases the defendant contended that the two arbitrators had no power to supply the place
These cases show the propriety of giving effect to the full import of every part of the act in aid of its intention. Certainly it is our duty to do so, before we come to the conclusion that the system devised by the legislature is defective.
The rule in this case must be discharged.
Concurrence Opinion
concurred.
Steoud, J. (after recapitulating the facts). — The objection to this award is, that it was not competent to the two arbitrators to proceed in the case in the absence of the third, and under the circumstances stated. The plaintiff’s counsel, in reply, relies upon two grounds. 1. That the entry of the appeal is a waiver of all objections to the award. 2. That the act of assembly empowers a majority of the arbitrators to proceed, as was done in this case, and that therefore their award is good.
With respect to the waiver, it is to be remarked, that in Dundas v. Bladen, 4 Rawle 463, which was brought originally in the supreme court, a similar state of facts existed, so far as concerns the entry of the appeal, and yet the award was set aside. It is true, in that case, this objection does not appear to have been taken; yet it was too obvious to have escaped the attention of the court, and I therefore consider myself at liberty, if not bound, to infer that it was deemed insufficient. Besides which, after the party had made a written protest, it would seem to me unwarrantable, in a matter of doubt, like the present, where no decision could be referred to as a guide, and where the consequences of a withdrawal from the hearing might have been so greatly and irreparably injurious, (for the party might not have been able to procure bail, or pay the costs, sometimes
The main question is therefore to be examined : “does the act of assembly authorize a majority of the arbitrators, in the absence of one of their number, and against the will of one of the parties, to continue the hearing of a cause partially proceeded in before the whole number, and to render an award against the dissenting party'?”
The precise question here stated has never been decided. An intimation of an opinion upon it was cautiously thrown out in the decision of Douglass a. Kenton ; but the question itself was, at the same time, declared to be “open for discussion.” Having been counsel for the plaintiff in that cause, I did not sit upon the argument, and of course took no part in the decision. Nor had I, as counsel, been led to investigate this question, as the difficulty which induced the application to the court had not reached its crisis when my connection with the case ceased; and, furthermore, (and but for this consideration, I should not deem it proper for me on the present occasion to express an opinion) it is ascertained that this question cannot arise in Douglass v. Kenton.
Before I proceed to the examination of the act of assembly, it may be well to notice certain general principles of law applicable to the doctrine of authorities.
1. In the words of lord Coke, “ there is a diversity between authorities created by the party for private causes, and authorities created by law for the execution of justice.” And he thus illustrates this proposition : “if a man make a letter of attorney to two, to do any act, the survivor shall not do it; but if a venire facias be awarded to four coroners to empannel a jury, and one of them die, yet the others shall execute the same.” Co. Litt. 181, b. The latter clause of his proposition, as well as the illustration, shows that he had in view authorities of a ministerial character.
2. In regard to authorities of a public nature created by law, there is a difference when the duties required are ministerial, and when they are deliberative. We have seen that in respect to ministerial duties, where the authority is conferred on several, the survivors (and it might be added, survivor) may act with perfect legality. But it is further to be noted, in this kind of authority, that all who are alive must concur in the performance. But in authorities of a
The only matter to be ascertained then, is, what number constitutes a quorum of arbitrators, under the act of 1810.
By the 2d section, the number to compose an arbitration, must be three, five, or seven. The remainder of this section, and the three following sections, direct the mode by which the selection of the arbitrators is to be made. They are to be residents of the county where the action is pending, according to the 6th section. The 7th section provides for the fixing of a time and place for the meeting. In the 8th, particular directions are given as to the manner of notifying the arbitrators, &c., when and where they are to meet. The 9th and 18l.h sections authorize the appointment of suitable persons to supply the place of those who, having been originally chosen and duly notified, neglect to attend at the proper time and place. The number being thus complete, their duties and powers arc minutely detailed in the 10th section, which, from its important bearing, it will be fit to give with very little abridgement. “ The arbitrators thus appointed, and met, shall be sworn or affirmed,” &c. &c. ; and they being all thus sworn or affirmed, “ justly and equitably to try all matters in variance submitted to them, either of them shall have power to administer oaths or affirmations to such persons called before them, as they, or a majority of them, shall believe to be proper, disinterested and competent witnesses, as well as to judge of the credibility of their testimony, and the propriety of admitting in evi
The purport of this section to my mind, is exceedingly plain. In order to supply vacancies, by the 9th and 18th sections, as already noticed, such arbitrators as should attend, in compliance with the notice served upon them, were empowered, without oath or affirmation, to elect, in certain contingencies, their colleagues; and the whole number, being thus appointed and met, are all to be sworn or affirmed to try the matter submitted to them. Questions arising in. the course of the trial, such as the competency of witnesses, calls for the productions of papers, and in short the whole law and fact involved in the cause, may be decided by a majority of them ; and to make the power of the arbitrators, if possible, more free from doubt, and as showing conclusively that nothing less than the complete number were deemed competent to perform the duties required of the tribunal, the substance of what had been before mentioned, is repeated thus ; “and if both parties do appear before the arbitrators, &c., the arbitrators shall proceed to investigate, examine and decide the cause to them submitted, and report their determination, and make out an award signed by all or a majority of them.” Precisely this, and nothing less or more would have been the implied powers of such a tribunal, had the act been silent on the subject. The whole number most have met and heard the evidence, &c,, i. e. have proceeded to investigate the cause; and the decision — the award might, then have been made by a majority. It was supposed by the plaintiff’s counsel, that the language, “ and, moreover, the said arbitrators, or a majority of them that are present, shall have full power to adjourn their meetings from day to day, &e.,” evidences that by majority in
But this investigation may be advantageously prosecuted a little further. Enactments subsequent to the act of 1810, and in title or subject supplementary to it, corroborate the views which I have ex-presed. The act of the 28th of March 1820 (Purd. Dig.) provides a mode of supplying vacancies in the original number of the arbitrators occasioned by death ; a work quite unnecessary, at least until the survivors, where these amount to a majority of the whole number primarily appointed, have, by experiment, ascertained that they could not agree. And the “act relating to proceedings in the action of account render,” passed March 30,1821, (Purd. Dig. tit. Ab.) which extends the arbitration act of 1810 and its supplements to the action of account render, expressly declares, “that the arbitrators appointed by virtue thereof, (i. e. of those acts) shall hear, and a majority of them determine on the whole merits of the cause, and report,” &c. These acts being in pari matería, are to be construed together; and can it be contended, that on points perfectly analogous, the legislative intent is so widely different 1
In the state of New York, a statute, which appears so far as concerns the particular point under investigation to bear a very close analogy to our arbitration act, has received a construction whicli fully supports the view which I have taken. The decision may be found in M'Inroy v. Benedict, 11 Johns. Rep. 402.
It remains to be examined whether it is competent to this court to set aside the award.
On general principles, I regard this point free from doubt, and happily, we have the express decision of the supreme court, not only that we have the power, but that it is our duty to interpose, provided the circumstances of the case require revision. In Thompson v. White, 4 Serg. & Rawle 140, Chief Justice Tilghman uses this language : “ the appeal seems to have been the only remedy immediately contemplated by the legislature. Nevertheless, as the award was to have the effect of a judgment, it has been decided that a writ of error would lie on it, in consequence of which it might be revised for errors appearing on the face of the proceedingsAnd in Sheetz v. Rudebaugh, 2 Rawle 149, Huston, J., delivering the unanimous opinion of the court, says : “ many cases have occurred in this court, which have induced the court to reconsider the decisions as to the practice under this law [arbitration act of 1810] ; and on mature and frequent reflection, we have come to the conclusion, that in the cases in which writs of error have been taken to reconsider, and if wrong reverse, reports of arbitrators under the compulsory arbitration act, the court in which the cause veas pending, and to which the report was made, is the proper tribunal to obtain [grant] redress.* When appeal is the proper remedy, the party must appeal; but in those cases where writ of error has been resorted to, the application is hereafter to be made to the court of common pleas A
In the case before us, the error does appear on the face of the pro
Rule discharged,
See ac t of the 16th of June 1836, sect. 22.
