OPINION OF THE COURT
Petitioners commenced this election law proceeding by order to show cause on May 16, 2017 seeking, inter alia, injunctive
Respondents Christine Pellegrino and Friends of Christine Pellegrino (collectively Pellegrino) answered and appeared, through counsel, asserting various affirmative defenses including standing, lack of subject matter jurisdiction and failure to state a cause of action. At oral argument, Pellegrino moved to dismiss on the basis that the petition fails to specifically seek relief against her. Petitioners conceded Pellegrino was named solely to assure the presence of necessary parties and that the petition seeks no concrete relief against Pellegrino, such that the petition against Pellegrino is hereby dismissed.
Respondents Voice of Teachers for Education/Committee on Political Education of the New York State United Teachers,
Respondent BOE appeared at oral argument through counsel representing the interests of the Democratic and Republican Commissioners constituting the BOE, respectively, who contend, as relevant here, that petitioners have standing to sue. The Democratic Commissioners oppose injunctive relief to vindicate any rights implicated here. The enforcement counsel of the BOE separately appeared at oral argument and contends that the enforcement counsel has exclusive statutory right to enforce the law at issue, such that petitioners lack authority to sue.
For reasons detailed below, including petitioners’ lack of authority to bring this proceeding in the absence of a private right of action and because the statute upon which petitioners rely does not authorize the relief sought, the relief demanded in the petition is denied and the petition is dismissed.
This proceeding is based upon newly-enacted Election Law provisions that prohibit coordination between political action committees to assist candidates seeking political office. (Election Law § 14-107-a; see Matter of McGrath v New Yorkers Together, 55 Misc 3d 204 [Sup Ct, Nassau County 2016].) The statute prohibits independent expenditure committees from contributing to any candidate, constituted committee, political committee or party committee. (Election Law § 14-107-a [1].) It further prohibits a political action committee from making independent expenditures or contributing to any independent expenditure committee when such committee has “common operational control” as expressly defined by statute. (Election Law § 14-107-a [2] [a].) Candidates and authorized committees
In essence, petitioners claim that on May 5, 2017, respondent New Yorkers for a Brighter Future made a prohibited contribution in the amount of $200,000 to Teachers for Christine, allegedly an independent expenditure committee, and that this contribution was in violation of Election Law § 14-107-a. Petitioners seek an order requiring respondent Teachers for Christine to refund $200,000 to New Yorkers for a Brighter Future and further requiring respondent New Yorkers for a Brighter Future to “amend its registration documents” filed with the BOE. In opposition, the respondents against whom this relief is sought have detailed the manner in which the respondent organizations have both registered and operated in compliance with the provisions of the Election Law. The court need not decide this issue, however, because petitioners have not demonstrated authority to seek judicial review or that this court has jurisdiction to grant the relief requested.
Respondents’ challenge to petitioners’ ability to bring suit raises the related issues of capacity and standing. “ ‘Capacity to sue is a threshold matter allied with, but conceptually distinct from, the question of standing. As a general matter, capacity concerns a litigant’s power to appear and bring its grievance before the court.’ ” (Matter of Graziano v County of Albany, 3 NY3d 475, 478-479 [2004], quoting Silver v Pataki, 96 NY2d 532, 537 [2001].) “Capacity, or the lack thereof, sometimes depends purely upon a litigant’s status” particularly when the litigant’s right to sue depends on “enabling legislation or some other concrete statutory predicate.” (Community Bd. 7 of Borough of Manhattan v Schaffer, 84 NY2d 148, 155-156 [1994]; see also Matter of Parete v Turco, 21 AD3d 691 [3d Dept 2005] [petitioner lacked capacity based upon statutory limits on persons allowed to sue under Election Law § 16-102].)
In order to establish standing and capacity, petitioners are required to demonstrate that a private right of action is implied by the statute that prohibits the political activity about which petitioners complain. The statutory prohibition of spending by independent expenditure committees and political action committees, in certain circumstances, is defined in Election Law § 14-107-a, which itself is found in Election Law article 14, entitled “Campaign Receipts and Expenditures.” Article 14 constitutes a comprehensive statutory scheme to regulate campaign contributions, communications, limitations on spending, and other aspects of campaign finance. (Election Law § 14-100 et seq.) Section 14-126 (“Violations; penalties”) establishes an enforcement mechanism for article 14 violations, including failing to file a required statement, unlawfully accepting contributions that exceed stated limits, knowingly failing to identify required independent expenditures, and making a contribution that exceeds monetary limits. (Election Law § 14-126.) With the exception of the provisions that define willful violations that may constitute a crime, all other violations of section 14-126 may be enforced in a special proceeding or civil action to be brought by the BOE chief enforcement counsel or, in some instances, by the BOE. (Election Law § 14-126 [1] [a]; [2], [3], [3-a].) Section 14-126 does not authorize a private right of action by any other person.
A private right of action should not be implied from a statute if it is incompatible with enforcement mechanisms chosen by the legislature over some other aspect of the overall statutory scheme. (Sheehy v Big Flats Community Day, 73 NY2d 629
The text of the statute, when read in the context of the remainder of article 14, evinces a clear legislative intent to
Petitioners rely upon Election Law §§ 16-100 and 16-114 (3) to support their contention that they have standing to bring this proceeding and that the court has jurisdiction to decide it.
“In election cases, ‘[t]he field of [the court’s] powers is limited to the specified matters’ and the right to judicial redress ‘depends on legislative enactment, and if the [L]egislature as a result of fixed policy or inadvertent omission fails to give such privilege, [courts] have no power to supply the omission.’ ” (Matter of New York State Comm. of the Independence Party v New York State Bd. of Elections, 87 AD3d 806, 810 [3d Dept 2011] [citations omitted] [holding that petitioners who were not expressly conferred standing by Election Law § 16-102 could not seek redress under that section], lv denied 17 NY3d 706 [2011].)
In the realm of statements of campaign receipts, expenditures and contributions, “five qualified voters” like petitioners are conferred with standing to commence a proceeding in Supreme Court only to compel a required party to file such a statement. (Election Law § 16-114.) Here, this statute expressly states that a proceeding to compel the filing of a disclosure statement may be instituted by “any candidate!,] . . . any five qualified voters or by the state or other board of elections.” (Election Law § 16-114 [1].) This statute demonstrates that the legislature purposefully distinguished between proceedings to compel disclosure of campaign spending/contributions and proceedings to penalize unauthorized spending under article 14, and made a policy choice about which parties are legally entitled to seek each type of relief. Here, petitioners are not seeking a judicial mandate that a noncompliant candidate or committee file a disclosure statement of receipts, expenditures and contributions, but instead seek an order restraining campaign contributions and spending and declaring campaign spending unlawful, remedies that are not authorized by sections 16-114, 14-107-a or 14-126 and may not be implied therefrom.
The precedent upon which petitioners rely, Matter of Avella v Batt (33 AD3d 77 [3d Dept 2006]), does not require a different
Based upon the foregoing, the request for a preliminary injunction also must be denied.
“A preliminary injunction may be granted under CPLR article 63 when the party seeking such relief demonstrates: (1) a likelihood of ultimate success on the merits; (2) the prospect of irreparable injury if the provisional relief is withheld; and (3) a balance of equities tipping in the moving party’s favor.” (Doe v Axelrod, 73 NY2d 748, 750 [1988], citing W.T. Grant Co. v Srogi, 52 NY2d 496 [1981].)
Because preliminary injunctions prevent litigants from taking actions that they are otherwise legally entitled to take in advance of adjudication on the merits, they should be issued cautiously and in accordance with appropriate procedural safeguards. (Uniformed Firefighters Assn. of Greater N.Y. v City of New York, 79 NY2d 236 [1992].) Courts do not have “inherent authority” to issue preliminary injunctions either to protect the jurisdiction of an administrative agency adjudicating a dispute or to prevent actions which could render the agency’s determination moot. {Id.) A party seeking a preliminary injunction is required to post an undertaking in an
Based upon the court’s findings concerning the threshold issues of standing, capacity and jurisdiction, petitioners do not have a likelihood of success on the merits. To the contrary, construction of the applicable statutes shows that petitioners are precluded from seeking the relief in the petition. Nor have petitioners demonstrated that the equities favor an injunction, particularly when such relief would restrain the First Amendment rights of respondents. (See New York Progress & Protection PAC v Walsh, 733 F3d 483 [2d Cir 2013].) Thus, petitioners’ request for a preliminary injunction is also denied. The request for a declaratory judgment similarly is denied based upon the foregoing determination of threshold issues of standing, capacity, and jurisdiction. The court need not address the other issues raised in the petition or respondents’ motion to dismiss based upon the foregoing.
Accordingly, it is hereby ordered and adjudged that the relief requested in the petition is hereby denied and the petition is dismissed, without costs.
. The record is devoid of any administrative request or order by the Board seeking an amended registration statement. Paragraph 81 of the petition seeks an order “to correct the Board’s decision” but does not annex or particularize any administrative decision such that the court need not analyze whether this claim is properly framed as an article 16 proceeding or whether petitioners have standing to challenge such an order (if it exists).
. Though the BOE contends that there is a private right of action, lest there be lack of other recourse, the BOE emergency and final regulations implementing chapter 286 of the Laws of 2016 closely follow the text of the statute and similarly reserve to the BOE and its enforcement counsel the right to commence an action for civil penalties in Supreme Court. (See 9 NYCRR 6200.10 [eff Apr. 26, 2017].) No party has supplied any legislative history supporting a private right of action. The BOE enforcement counsel argues that the statute reserves enforcement remedies to the civil penalties specified by statute upon action by the enforcement counsel.
