OPINION OF THE COURT
Defendant has moved for summary judgment dismissing each of the above claims.
The above claims arise from the deaths of Shannon Parmerter and John H. Mattia on the early morning of May 1, 2004, after socializing together at several bars or clubs.
The claims against the State relate to the reconstruction of Fuhrmann Boulevard in the area of the Union Ship Canal between 1988 and 1992. Claimants contend that defendant’s Department of Transportation (DOT) was negligent in its design, construction, maintenance and/or inspection of Fuhrmann Boulevard on its approach to the canal, and its intersection with Commerce Street, such that there was a dangerous curve adjoining the canal that was not adequately shielded with guide rails or other barriers. Other allegations of negligence include inadequate sight distances, lighting, signage, speed regulation and traffic control devices, as well as the claimed failure of the DOT to review and reevaluate its traffic plan and roadway design in light of its actual operation and accident history, and to properly maintain its signage and barriers following the initial construction.
The State now moves for summary judgment dismissing the claims on the ground that it does not own or maintain the area of Fuhrmann Boulevard in question, and has not been responsible for that site since it accepted the reconstructed roadway in April of 1992. In addition, defendant contends that its initial
Summary judgment is a drastic remedy, one which should not be granted where there is any doubt as to the existence of a triable issue of fact (Rotuba Extruders v Ceppos, 46 NY2d 223, 231 [1978]; Sillman v Twentieth Century-Fox Film Corp., 3 NY2d 395, 404 [1957]), with issue finding rather than issue determination the focus of the court in reviewing the submissions (Sillman, 3 NY2d at 404). All evidence must be viewed in a light most favorable to the nonmoving party (Rotuba Extruders, 46 NY2d at 231). To obtain such disfavored relief a movant must establish his cause of action or defense “sufficiently to warrant the court as a matter of law in directing judgment” in his favor (CPLR 3212 [b]), and must do so by tender of evidentiary proof in admissible form (Friends of Animals v Associated Fur Mfrs., 46 NY2d 1065, 1067 [1979]). The failure to satisfy that initial burden requires the denial of motion, without considering the sufficiency of the opposing papers (Winegrad v New York Univ. Med. Ctr., 64 NY2d 851, 853 [1985]). Conversely, once a movant has satisfied that burden the party opposing the motion would have the burden of showing facts sufficient to require a trial of any issue of fact, or demonstrate an acceptable excuse for the inability to tender such proof in admissible form (CPLR 3212 [b]; Friends of Animals, 46 NY2d at 1067-1068; Zuckerman v City of New York, 49 NY2d 557, 562 [1980]). Lastly, in weighing
According to David R. Christopher, who presently serves as the resident engineer for the DOT’s North Erie County Residency
Mr. Christopher also made note of records memorializing that representatives of the City of Buffalo participated in a final inspection of the project on December 17, 1991, and that two of the City’s sewer and lighting representatives then accepted the
In further support of its contention that the City of Buffalo possessed exclusive maintenance responsibility for Fuhrmann Boulevard after the project was completed defendant has tendered various deposition excerpts, including those of Donald Joseph Foleto, an assistant engineer within the City of Buffalo’s Department of Public Works (see Friedfertig affidavit, exhibit W [excerpts of examination before trial of Donald Joseph Poleto]).
In addition to alleging a lack of ownership and maintenance responsibilities the State has urged that the initial manner of signage placement, advisory speed and line striping all fell
The State also urges that even in the absence of formal agreement, the informal acceptance of maintenance and repair responsibilities by the City has relieved it from any duty in that regard.
In my view, defendant’s opinion evidence regarding the State’s lack of responsibility for the area of the accident must yield to the provisions of article XII-B, and the case authority interpreting those provisions. That statute, originally enacted in 1944, created “a State-wide system for the use of State and Federal funds in the construction and modernization of State arterial highways” (Nowlin v City of New York, 81 NY2d 81, 86 [1993]). State arterial highways are roadways running through localities that connect to state highways (Nowlin, 81 NY2d at 86; Albanese v City of New York, 5 NY3d 217, 220 [2005]). In addressing those highways the statute distinguishes between the City of New York and other cities in a number of respects. Significantly, “although the State has the ultimate responsibility for maintenance of state arterial highways located in cities, New York City is the only city that retains ‘jurisdiction’ over those roads” (Matter of City of New York v State of New York, 98 NY2d 740, 742 [2002], citing Highway Law § 349-c [3.4]). Thus, once the State has completed a construction or reconstruction project for an arterial highway within New York City, section 349-c (3.4) requires it to return jurisdiction to that city.
Conversely, I note that the implementation of the above provisions not only requires that the Commissioner engage in a construction, reconstruction or improvement of an arterial highway as provided under the Highway Law, but also issue an official order declaring that the public street, main route or thoroughfare, or portion thereof, is part of the state arterial system of highways for purposes of maintenance and repair (Highway Law § 349-d). None of the parties herein have addressed whether any such order had been issued with respect to the area of Fuhrmann Boulevard and the Union Ship Canal where the incident reportedly occurred. Without question, however, that area expressly fell within the listing of public streets “affected by” the provisions of article XII-B (see Highway Law § 349-e [City of Buffalo]), and Mr. Christopher made clear that both the reconstruction, and the source of maintenance responsibilities, derived from statutory provisions that, in my
Having reviewed article XII-B I cannot hold, as a matter of law, that the State would have been relieved from liability arising from the initial design and reconstruction or subsequent maintenance and repair of the area, irrespective of whether the City of Buffalo had accepted the completed project in late 1991 or the spring of 1992. My denial of relief is based in part on the lack of any evidence of a maintenance agreement with the City for the reconstructed Fuhrmann Boulevard,
Defendant’s second ground for summary judgment, that its manner of design and construction of the highway between 1988 and 1992 complied with the MUTCD, certain AASHTO provisions, and the Highway Design Manual, and otherwise conformed with sound engineering principles, must similarly fail for several reasons. In that regard, I once again note that a question of fact exists as to whether the DOT would have continued to be responsible for the maintenance and repair of Fuhrmann Boulevard beyond April of 1992, in light of the apparent lack of a maintenance agreement with the City of Buffalo for the reconstructed highway, and the potential for retained responsibility for the roadway under article XII-B. That arguable duty for maintenance and repair is not only significant in its own right, but also in assessing whether the qualified immunity that might otherwise have attached to the State’s initial highway design determinations under Weiss v Fote (7 NY2d at
Based upon Ms. Thompson’s affidavit it appears that the State limited its purpose in the installation of guide rails along Commerce Street to the shielding of columns that supported an elevated roadway. The State’s expert offered opinions regarding the lack of practicality or sufficient distance to erect jersey barriers or other attenuators, and the lack of need for those devices in light of speed constraints, signage, and the location of the canal beyond the roadway’s clear zone, although all in a conclusory manner, and without any indication that some or all of those factors led to an affirmative judgment by the DOT not to erect barriers along the 90-degree intersections next to the canal, and instead to focus upon the shielding of support columns. In response, claimants’ expert, Richard N. Reisch, has opined, inter alia, that barrier devices with attenuators should have been constructed to help prevent vehicles from driving into the canal.
Irrespective of the above, the State has failed in its initial burden of establishing, as a matter of law, that the roadway otherwise had been maintained in a reasonably safe condition on the night of the incident, under the ongoing duty of maintenance and repair that arguably existed by reason of article XII-B. That failure itself compels denial of the motion.
Lastly, I cannot find as a matter of law that operator intoxication was the sole proximate cause of the accident. I understand that there is lay opinion evidence that both Ms. Parmerter and Mr. Mattia were drunk at a point shortly before the accident. I also understand that the forensic toxicology report for each decedent reflects the presence of alcohol, although at levels that vary. Conversely, defendant has failed to offer any evidence that establishes the significance of either decedent’s measures of alcohol in assessing impairment. Moreover, even assuming operator intoxication, that manner of vehicle operation cannot simply be deemed the sole proximate cause of the accident. “It is axiomatic that proximate cause ordinarily is a question to be determined by the finder of fact” (Decker v Forenta LP, 290 AD2d 925, 926 [2002]; Derdiarian v Felix Contr. Corp., 51 NY2d 308, 314-316 [1980]). Clearly, an analysis of whether liability can attach for injuries resulting from defects in the design or maintenance of roadside guide rails or abutments can occur separately from the circumstances of the initial accident that preceded the guide rail failure (see Gutelle v City of New York, 55 NY2d 794 [1981]; Lattanzi v State of New York,
I will similarly deny claimants’ cross motion for summary judgment. The Mattia estate did not serve and file a notice of cross motion in support of its application, as required under CPLR 2215 (see Free in Christ Pentecostal Church v Julian, 64 AD3d 1153, 1154 [2009]). There is also some question as to whether the Parmerter estate has éven requested such affirmative relief under CPLR 2215. For those reasons I do not believe that the requirements for a notice of cross motion could be deemed a harmless defect or otherwise waived. Further, claimants’ submissions fail to establish as a matter of law that discretionary immunity for the DOT’s initial design and reconstruction of the site would not attach, or that the State would continue to be responsible for maintenance and repair functions, or that there was negligence in the design, reconstruction, repair or maintenance of the accident site.
Based upon the above, it is ordered, that the motion and cross motion are hereby denied.
. Notwithstanding the reference to CPLR 3211 (a) (2) within the original notice of motion, the State otherwise made clear within its initial and amended papers, and in the course of oral argument, that it sought relief pursuant to CPLR 3212 (b). Claimants have not urged any prejudice on that basis.
. For purposes of this motion I accept that the autopsy reports for Mr. Mattia and Ms. Parmerter each reflect the presence of alcohol. I also am mindful that an acquaintance, Shannon Hueber, believed that both of them were drunk as she observed them at a bar later on the night of April 30-May 1, 2004, and that they rejected offers by Ms. Hueber and her husband to drive them home (see affidavit in support of Richard B. Friedfertig, sworn to Aug. 29, 2011, exhibit N [excerpts of examination before trial of Shannon Hueber], at 15-17, 31-36). Instead, they reportedly declared an intent to travel to another bar, The Pier, on Fuhrmann Boulevard, in Buffalo (id. at 16-17, 35).
. On occasion Fuhrmann Boulevard is described as an east-west route, with the Mattia vehicle traveling eastbound just prior to the accident. I will rely upon the more common description of Fuhrmann Boulevard as a north-south route, with the decedents’ vehicle northbound as it approached Commerce Street. On that basis I also accept that Commerce Street and the adjoining Union Ship Canal are situated in an east-west direction.
. Although the pleadings in the Supreme Court lawsuits were not submitted, the parties have made significant use of the deposition records from those matters. I further note that the second accident, on May 1-2, 2004, has also resulted in litigation both in Supreme Court and in the Court of Claims (see attorney’s affidavit of Carrie L. Smith, sworn to Nov. 18, 2011, para 10, n 1). Certain deposition records from that litigation have also been submitted as part of this motion.
. Mr. Christopher was not the resident engineer for the area involved at the time of the reconstruction project, or at the time of the accident.
. Deposition excerpts from Mr. Christopher have also been tendered herein (see attorney’s affidavit of Carrie L. Smith, sworn to Nov. 18, 2011 [Smith affidavit], exhibit L).
. See also attorney’s affidavit of Carrie L. Smith, sworn to Nov. 18, 2011, exhibit I (Poleto deposition excerpts).
. See also Smith affidavit, exhibit J (Bidell deposition excerpts).
. By judicial notice, the American Association of State Highway and Transportation Officials.
. Based upon Matter of City of New York (98 NY2d at 741-742), I disagree with Mr. Jasen’s assertion that the jurisdiction-transfer provisions of section 349-c (3.4) would apply to cities other than the City of New York.
. Conversely, there is evidence in the record that the City was presented with a maintenance agreement for walks, handrails, curbing, conduit and sewers following the completion of the project (see supplemental affidavit of Peter M. Jasen, sworn to Dec. 6, 2011, exhibit 8 [C]; Common Council Proceedings, Jan. 1-Dec. 31, 1989; minutes of Jan. 10, 1989, item No. 37 [Maintenance Resolution], as later approved, in the minutes of Jan. 24, 1989, item No. 124).
. I reject the State’s assertion that Mr. Reisch’s apparent lack of a professional engineering license disqualifies him from offering opinion evidence with respect to the DOT’s reconstruction efforts. Mr. Reisch formerly-worked as an engineer in charge for the DOT in highway projects, and otherwise offered a sufficient foundation to address the reconstruction project herein. In my view, defendant’s challenge goes to the weight of his testimony.
. I note that the 1991 accident report may have been misidentified in Ms. Smith’s papers.
