Lead Opinion
Appeal from a judgment of the County Court of Clinton County (McGill, J.), rendered August 7, 2011, upon a verdict convicting defendant of the crimes of murder in the first degree (two counts) and criminal possession of a weapon in the second degree.
On Sunday, January 31, 2010 at 3:50 a.m., Patricia Howard placed a 911 call from Timothy Carter’s residence—located on State Route 374 near Chazy Lake in the Town of Dannemora, Clinton County—advising State Police that defendant, her former boyfriend, was on the premises, had been “knocking on the door . . . for the last 20 minutes or so” and was refusing to leave. State Police dispatched two troopers to the scene and, shortly before the responding troopers arrived, one of Carter’s neighbors, Floyd Guerin, called 911 to report hearing a series of “pops” coming from Carter’s residence. Guerin further advised State Police that he saw an individual—carrying what “[l]ooked like a pistol”—leaving that location in a “[d]ark color GMC” truck and heading back toward Dannemora. Literally seconds
After returning to his residence to assemble a survival backpack, defendant left Clinton County and eventually checked into the Del Motel in the Town of Kirkwood, Broome County under a false name. At approximately 10:15 p.m. on February 4, 2010, a Broome County sheriffs deputy, who had been advised that defendant was wanted for questioning in connection with a double homicide in Clinton County, spotted a black 2001 GMC Sierra—registered to defendant—in the parking lot of the motel. Additional law enforcement personnel, including a hostage negotiator, were summoned and, approximately 2V2 hours later, defendant surrendered to local authorities and thereafter was returned to Clinton County.
Defendant subsequently was indicted and charged with two counts of murder in the first degree, two counts of murder in the second degree and one count of criminal possession of a weapon in the second degree. At trial, defendant admitted that he killed Howard and Carter, but contended that he did so while acting under an extreme emotional disturbance. The jury rejected this affirmative defense and convicted defendant of two counts of murder in the first degree and the related weapons charge. County Court thereafter imposed concurrent prison terms of life without the possibility of parole for the murder convictions, in addition to a concurrent 10-year prison term for the weapons conviction. Defendant now appeals.
We affirm. Although we agree with defendant that the People violated his post -Miranda right to remain silent by, among other things, eliciting testimony on their case-in-chief regarding his failure to apprise the law enforcement officials who apprehended/transported him that he acted under an extreme emotional disturbance at the time of the shootings, defense counsel—with one exception—did not object to any of the challenged testimony or comments at trial, nor did he request any curative or limiting instructions with respect thereto. Accordingly, this issue is largely unpreserved for our review (see CPL 470.05 [2]; cf. People v Fox, 60 AD3d 966, 967 [2009], lv denied 12 NY3d 915 [2009]). To the extent that defendant now claims that counsel’s performance was deficient in this regard, thereby compelling this Court to take corrective action in the interest of justice,
In a prosecution for murder in the first degree, a defendant may assert the affirmative defense of extreme emotional disturbance (see Penal Law § 125.27 [1] [a] [viii]; [b]; [2] [a]), which, if successful, reduces the defendant’s degree of criminal culpability to manslaughter in the first degree (see People v Harris, 95 NY2d 316, 318-319 [2000]). Notably, the defense “does not negate intent” (People v Cass, 18 NY3d 553, 561 [2012] [internal quotation marks and citation omitted]; accord People v Sepe, 111 AD3d 75, 86 [2013], appeal dismissed 22 NY3d 1126 [2014]; see People v Moronta, 96 AD3d 418, 419 [2012], lv denied 20 NY3d 987 [2012]) but, rather, “allows a defendant charged with the commission of acts which would otherwise constitute murder to demonstrate the existence of mitigating factors which indicate that, although . . . not free from responsibility for [the] crime, [defendant] ought to be punished less severely” (People v Sepe, 111 AD3d at 86 [internal quotation marks and citations omitted]; see People v Harris, 95 NY2d at 318-319; People v Casassa, 49 NY2d 668, 679-681 [1980], cert denied 449 US 842 [1980]; People v Moronta, 96 AD3d at 419).
As the Court of Appeals has instructed, the extreme emotional disturbance defense is comprised of both subjective and objective elements. “The subjective element focuses on the defendant’s state of mind at the time of the crime and requires sufficient evidence that the defendant’s conduct was actually
[, which] must be determined by viewing the subjective mental condition of the defendant and the external circumstances as the defendant perceived them to be at the time, however inaccurate that perception may have been, and assessing from that standpoint whether the explanation or excuse for [the] emotional disturbance was reasonable” (People v Harris, 95 NY2d at 319 [internal quotation marks and citations omitted]; see People v Cass, 18 NY3d at 561; People v Casassa, 49 NY2d at 679; People v Sepe, 111 AD3d at 86).
To be sure, the extreme emotional disturbance defense “is significantly broader in scope than the ‘heat of passion’ doctrine [that] it replaced” (People v Casassa, 49 NY2d at 676; see People v Sepe, 111 AD3d at 86) and, for that reason, the “[a]ction[s] influenced by [such defense] need not be spontaneous” (People v Wells, 101 AD3d 1250, 1252 [2012], lv denied 20 NY3d 1066 [2013]). “ ‘Rather, it may be that a significant mental trauma has affected a defendant’s mind for a substantial period of time, simmering in the unknowing subconscious and then inexplicably coming to the fore’ ” (People v Casassa, 49 NY2d at 676, quoting People v Patterson, 39 NY2d 288, 303 [1976], affd 432 US 197 [1977]; see People v Wells, 101 AD3d at 1252). That said, evidence demonstrating a defendant’s “high degree of self-control” (People v Bonilla, 57 AD3d 400, 401 [2008], lv denied 12 NY3d 814 [2009]; see People v Mohamud, 115 AD3d 1227, 1228 [2014]; People v Moronta, 96 AD3d at 420) or “the planned and deliberate character of the [underlying] attack” (People v Acevedo, 56 AD3d 341, 341 [2008], lv denied 12 NY3d 813 [2009]; accord People v Moronta, 96 AD3d at 420), as well as any “postcrime conduct . . . suggesting] . . . that [the defendant] was in full command of his [or her] faculties and had consciousness of guilt” (People v Acevedo, 56 AD3d at 341-342; see People v Parra, 58 AD3d 479, 480 [2009], lv denied 12 NY3d 820 [2009]), is entirely inconsistent with an extreme emotional disturbance defense.
At trial, there was no dispute that defendant killed Howard and Carter; indeed, defendant testified and readily admitted
The record reflects that at some point on Friday, January 29, 2010, defendant learned that Howard—his former girlfriend— was dating Carter. In response, defendant conducted an Internet search in order to obtain Carter’s address and telephone number. Beginning that afternoon and continuing up until the early morning hours of Sunday, January 31, 2010, defendant left a series of increasingly belligerent and threatening phone messages for Howard and Carter—all of which reflect his repeated efforts to talk to Howard, ascertain her whereabouts and attempt to cajole her into returning to him. In addition to persistently calling Howard, defendant ¿so—at some point during the evening of Saturday, January 30, 2010—drove to Howard’s house and knocked on the door to see if she was home. When he received no answer, defendant drove to the residence occupied by Howard’s daughter, hoping that he would find Howard there. When he failed to locate Howard at that address, defendant returned to his home, began calling Carter and resumed his attempts to reach Howard by telephone.
After leaving a final message on Carter’s answering machine at 1:36 a.m. that Sunday,
Shortly after speaking with Davenport and Light, defendant knocked on the door to Carter’s apartment and eventually spoke with Howard, who said, “[G]o home, we’ll talk about it later.” When defendant refused to leave, Howard placed her 911 call to the State Police at 3:50 a.m. At some point thereafter, defendant got into his truck and started to drive away. After driving approximately 200 feet, however, defendant turned around and returned to Carter’s residence with the revolver.
Defendant again spoke with Howard and, in response to an alleged taunt from Howard and Carter’s purported statement that he had a weapon, defendant pulled out his revolver and fired two shots through the glass window in the door. Defendant then reached through the window, unlocked the door and entered Carter’s residence, firing four additional shots. Although the precise shooting sequence is unclear, Howard ultimately sustained two wounds—one to her chest followed by the fatal gunshot wound to her head. Although the pathologist was of the view that Howard most likely was standing when she sustained the chest wound, he testified that her fatal head injury was consistent with “somebody ... in a down position[,] whether on their knees or bent over or some position where the head is down.” Defendant, for his part, could not recall precisely how Howard sustained her fatal head wound, but he denied “purposely step [ping]” on her—despite a photograph contained in the record clearly depicting “pieces of glass . . . shaped in a footprint right at the center of [Howard’s] back.” As for Carter, the pathologist testified that Carter sustained a bullet wound to his left shoulder followed by the fatal wound to his right shoulder. Notably, the angle of trajectory and the fact that the second bullet did not fully exit Carter’s body “suggested that] he was shot while he was down on his left side.” Six .357 shell casings were found in the living room of Carter’s residence—five on a coffee table and one on the floor nearby.
Following the shootings, defendant returned to his residence and, as noted previously, assembled a survival backpack— purportedly planning to walk to his father’s residence—containing sufficient provisions to sustain “two or three or maybe four
To our analysis, defendant systematically hunted down and then executed Howard and Carter, and the foregoing proof— consisting of defendant’s own words and admitted actions leading up to, during and following the shootings—evidences a level of calculation, planning, calm deliberation and consciousness of guilt that is both entirely inconsistent with his claimed extreme emotional disturbance defense and completely undeserving of any leniency or mercy. Although the testimony offered by defendant’s expert witness was, as County Court properly concluded, sufficient to submit the defense to the jury, the foregoing proof, coupled with Davenport’s and Light’s respective statements as to defendant’s demeanor immediately prior to the shootings, overwhelmingly establishes both that defendant is guilty beyond a reasonable doubt and that he failed to prove his affirmative defense by a preponderance of the evidence (see People v Parra, 58 AD3d at 480; cf. People v Mohamud, 115 AD3d at 1228; People v Moronta, 96 AD3d at 420; People v Acevedo, 56 AD3d at 341-342), leading us to conclude that there is no reasonable possibility that the jury’s verdict would have been different but for the admission of the challenged testimony. We therefore find that the error in this regard was harmless (see People v Abare, 86 AD3d 803, 804-805 [2011], lv denied 19 NY3d 861 [2012]; People v Nelson, 69 AD3d 762, 763 [2010], lv denied 15 NY3d 807 [2010]; People v Romero, 54 AD3d 781, 781 [2008] , lv denied 11 NY3d 930 [2009]; People v Loaiza, 201 AD2d 587, 587-588 [1994], lv denied 83 NY2d 912 [1994]; cf. People v Copp, 107 AD3d 911, 912 [2013], lv denied 21 NY3d 1041 [2013]; compare People v Theodore, 113 AD3d 703, 704 [2014]; People v McArthur, 101 AD3d 752, 752-753 [2012], lv denied 20 NY3d 1101 [2013]; People v Patterelli, 68 AD3d 1151, 1154-1155 [2009]; People v Stewart, 20 AD3d 769, 770-771 [2005]). Defendant’s remaining contentions, including the balance of his ineffective assistance of counsel claim, have been examined and found to be lacking in merit.
. Defendant’s emotional state was a key issue at trial and, while the challenged testimony indeed violated defendant’s postarrest right to remain silent,
. Unless otherwise noted, all of these messages were left as voice mails on Howard’s cell phone. A summary of the more pertinent voice mails follows. Friday, January 29, 2010 1:32 p.m. “Are you with him? Are you with him right now? Are you going to call me back? Call me back immediately.” 1:34 p.m. “You gotta call me back.” Saturday, January 30, 2010 (Howard’s birthday) 10:05 a.m. “’I’m asking you for five minutes.” 9:02 p.m. “I hope he didn’t take you out on your birthday. Oh man. Somebody I knew called me and told me who this guy is.” 9:16 p.m. “Alright, please give me a call. What’s going on?” 9:54 p.m. “I know you’re eating, but please give me a call before
. A sergeant with the State Police testified that the shell casings would remain in the revolver after firing; as a result, one would have to open the cylinder and manually eject the casings.
. In addition to the loaded revolver, the survival backpack included food, handwarmers, emergency blankets and toilet paper, as well as a poncho, flashlight, cell phone battery, ski mask, hat and folding knife.
Dissenting Opinion
(dissenting). I respectfully dissent. As the majority concedes, an error of constitutional dimension occurred during
The issue posed is not whether defendant shot and killed the two victims—that evidence is most clearly overwhelming. The sole issue before this Court involves the quantum of evidence disproving defendant’s claim of extreme emotional disturbance—a defense that, notably, he was required to establish only by a preponderance of the evidence (see Penal Law § 25.00 [2]; People v Patterson, 39 NY2d 288, 301 [1976]). In this respect, defendant presented the expert testimony of a forensic psychiatrist who testified that, following a 2006 incident in which defendant was assaulted and injured while working as a prison guard, he suffered from post-traumatic stress disorder and major depressive disorder. This expert testified that defendant’s career, financial security, and family and social networks broke down in the years following his injury; he was unable to return to work, required ongoing psychiatric treatment, suffered from fearfulness, paranoia and recurrent major depressive episodes, and his turbulent, on-again, off-again relationship with Patricia Howard became his “life line.” In the weeks just before the shooting, that relationship, too, broke down, resulting in what the forensic psychiatrist described as accelerating distress and depression, as defendant’s anxiety and forgetfulness worsened and his judgment and cognition deteriorated. Defendant’s expert opined that the “frenetic” telephone calls to
It was the jury’s prerogative to reject this psychiatric opinion and to credit, instead, the contrary views of the People’s expert. Were this case to be returned for trial, a jury might well reach the same conclusions set forth in the majority decision, finding that defendant’s behavior arose from rational calculation rather than increasing desperation and loss of control. Nonetheless, however well founded such a conclusion may appear to be, the process of evaluating, interpreting and assigning weight to conflicting evidence is properly reserved to the jury; in light of the stringent standards governing our review, and upon this record, I do not find that the evidence before us permits a judicial determination. Our task on this appeal is not to engage in weighing the evidence, but is limited instead to determining whether the evidence controverting the extreme emotional disturbance defense is so overwhelming that there is no reasonable possibility that the constitutional error affected the jury’s rejection of that defense (see People v Patterelli, 68 AD3d at 1154-1155). Here, for this Court to reach this conclusion as a matter of law—in effect, rejecting the opinion of defendant’s expert as unworthy of belief—usurps the jury’s prerogative to determine whether, in its discretion, the defense of extreme emotional disturbance is applicable (see People v Gabriel, 241 AD2d 835, 836 [1997], lv denied 91 NY2d 892 [1998]). Considering all of the evidence and, in particular, the conflicting expert opinions, I cannot conclude that the error of permitting the People to use defendant’s postarrest silence to suggest that he had falsified his affirmative defense was harmless beyond a reasonable doubt (see People v Murphy, 51 AD3d at 1058; People v Stewart, 20 AD3d at 770-771; People v Gabriel, 241 AD2d at 836; see also People v Theodore, 113 AD3d 703, 704 [2014]; People v McArthur, 101 AD3d 752, 752-753 [2012], lv denied 20 NY3d 1101 [2013]). Accordingly, I would reverse defendant’s murder convictions in the interest of justice and remit the matter for a new trial on those charges.
Ordered that the judgment is affirmed.
