Petitioner David Ross Delap, Sr. and Respondent Richard L. Dugger both appeal the district court’s conditional grant of De-lap’s petition for a writ of habeas corpus. For the reasons set forth below, we affirm.
I. BACKGROUND
A. Facts
On June 30, 1975, Paula Etheridge was seen washing clothes at a laundromat in Okeechobee, Florida, at approximately 4:00 p.m. She was wearing a red top, light colored shorts, and red tennis shoes. Paula Etheridge was reported missing to the Sheriff’s office the next day.
Between 5:30 and 6:00 p.m. on June 30, Ava Leonard and her daughter watched a car travel down Highway 70 and swerve into their yard. The front passenger door was open and the Leonards saw a man holding a woman wearing a red top and tan or brown shorts by the neck. The woman was screaming for help.
Lois Huff was driving eastbound, behind a truck, on Highway 70 with her three daughters. Between 5:15 and 6:30 p.m. on June 30, Mrs. Huff noticed a struggle in the car behind her vehicle. The man was holding the woman’s head in the crook of his arm. Because she feared that the car behind her was going to hit her car, Mrs. Huff pulled off the road. The other car hit a bridge and kept going. Mrs. Huff attempted to contact the Sheriff’s office, but no one responded, so she attempted to follow the automobile she had seen. She was unable to catch the car.
Willy Kelly, the truck driver, recalled seeing what he thought was a 1975 Dodge or Plymouth traveling around fifty miles per hour. The passenger side door was open, and a woman’s motionless arm was hanging out of it. Kelly slowed down to see what was happening. Before he got a chance to see into the car, however, it turned onto a side road and stopped. Both the driver’s and passenger’s doors came open, and Kelly saw a man walk around to the passenger’s side of the car. Kelly drove on to West Palm Beach.
Jo Randolph was a classmate of David Ross Delap’s from Okeechobee Community College. Randolph saw Delap at approximately 5:00 p.m. on June 30, 1975, before their speech class started. Delap did not attend the first part of class, but he returned to class later with what appeared to be blood on his shirt. Randolph overheard Delap state that his child had been injured in an accident and that he had to leave class to take the child to the hospital. She heard him say that the blood on his shirt came from his child’s cut.
After the Sheriff’s office received the missing person’s report on Paula Ether-idge, investigators checked into the report of the man and woman struggling in a car. Lois Huff pointed out Delap’s car to a deputy, and the car was placed under surveillance while investigators checked De-lap’s background and obtained additional information.
On July 7, 1975, Sheriff’s Deputy Bill Arnold and Chief Investigator for the State’s Attorney Lem Brumley confronted Delap with the fact that Delap matched the description of the man seen struggling with a woman and that Delap’s car matched the car described by witnesses. Delap agreed to go to the Sheriff’s office for questioning. While Arnold and Brum-ley were questioning him, Delap’s home was being searched pursuant to a warrant by Agent Buchannan. Buchannan questioned Delap’s wife and determined that none of the Delap children had been injured or cut recently. Buchannan informed Brumley of this, and Brumley then called in Police Chief Statts to help with the interrogation of Delap. The officers told Delap that his explanation of the blood on his shirt and his child’s injury was a lie, since the hospital where Delap claimed to have taken his child was too far away for him to drive and return to the college in such a short time and since his wife stated that none of his children had been injured. De-lap then gave a statement and took the officers to the purse and body of the vie- *288 tim, who was later identified as Paula Etheridge.
B. Procedural History
An Okeechobee County grand jury indicted David Ross Delap on August 25, 1975, for the premeditated first degree murder of Paula Etheridge. Delap’s attorneys filed various pretrial motions, including a motion to suppress Delap’s confession and a motion to suppress all evidence obtained during the search of Delap’s home. The motion to suppress the fruits of the search of Delap's home was granted; the motion to suppress Delap’s confession was denied.
Delap was convicted of first degree murder in the Nineteenth Judicial Circuit of Florida on February 27, 1976 and sentenced to death. The Supreme Court of Florida reversed Delap’s conviction and remanded the case for a new trial because of the state’s inability to provide a complete transcript of the trial for appellate review.
Delay v. State,
Delap was tried again, this time in Orange County, Florida, in the Ninth Judicial Circuit, because of extensive publicity. De-lap’s counsel renewed all previous pretrial motions to suppress. Delap was again found guilty of first degree murder and sentenced to death.
Delap raised twelve grounds for relief in his direct appeal to the Supreme Court of Florida. The court rejected all of Delap’s claims except for his challenge to the finding that the felony was committed for pecuniary gain. Because five other statutory aggravating factors existed, however, the court affirmed Delap’s death sentence.
Delap v. State,
On December 19, 1985, Delap filed a motion for post-conviction relief in the trial court under Florida Rule of Criminal Procedure 3.850, which was denied without an evidentiary hearing. The Supreme Court of Florida affirmed the decision.
Delap v. State,
Delap’s execution was scheduled for October 15, 1987. On September 24, 1987, Delap filed a petition for writ of habeas corpus and an application for stay of execution with the Supreme Court of Florida. The petition and application were denied on October 8, 1987.
Delap v. Dugger,
Delap filed a second 3.850 motion for post-conviction relief in the Florida trial court on October 9,1987. The court denied relief on October 12, 1987. Delap again appealed to the Supreme Court of Florida, which affirmed on October 13, 1987.
De-lap v. State,
On October 12, 1987, Delap then sought a writ of habeas corpus before Judge Patricia Fawsett in the United States District Court for the Middle District of Florida. On October 13, 1987, the court granted a conditional writ of habeas corpus, Delap’s motion for a certificate of probable cause, and his motion for a stay of execution. Delap v. Dugger, No. 87-907-CIV-ORL-19 (M.D.Fla. October 13,1987) (“District Court Order”). The state filed a motion for relief from judgment and/or motion to amend, alter, or reconsider judgment, and/or motion for new trial on October 22, 1987. On February 24, 1988, Delap filed a motion for reconsideration and rehearing of the Hitchcock issue raised in his petition. On April 21, 1988, the district court entered an amended order, incorporating by reference its earlier order, granting Delap’s conditional writ of habeas corpus. Delap v. Dugger, No. 87-907-CIV-ORL-19 (M.D. Fla. April 21,1988) (“District Court Amended Order”). The court ordered the state to provide Delap with a new sentencing proceeding or to commute his sentence of death to life imprisonment.
Delap raises several grounds on appeal, 1 arguing that:
*289 1) the state denied his Fifth Amendment right to remain silent and Sixth Amendment right to counsel as recognized in Miranda v. Arizona,384 U.S. 436 ,86 S.Ct. 1602 ,16 L.Ed.2d 694 (1966);
2) his confession was coerced;
3) he was denied his Sixth Amendment right to effective assistance of counsel when his attorneys failed to cross-examine changed testimony of two key prosecution witnesses;
4) the state suppressed impeachment evidence in violation of Brady v. Maryland,373 U.S. 83 ,83 S.Ct. 1194 ,10 L.Ed.2d 215 (1963), and Giglio v. United States,405 U.S. 150 ,92 S.Ct. 763 ,31 L.Ed.2d 104 (1972);
5) newly discovered evidence demonstrates that the medical evidence used to convict him had no basis in fact;
6) the trial judge sentenced him to death after an improper ex parte visit to death row; and
7) the Florida courts applied the death penalty in an arbitrary, capricious, and unpredictable manner in violation of the Eighth and Fourteenth Amendments by:
a) applying an unconstitutionally vague construction of the “great risk of death to many persons” aggravating factor; 2
b) improperly relying on a “pecuniary gain” aggravating factor; 3 and
c) allowing consideration of prior charges which did not result in convictions. 4
The state of Florida cross-appeals on two grounds:
1) that the district court erred in finding that a violation of Hitchcock v. Dugger,481 U.S. 393 ,107 S.Ct. 1821 ,95 L.Ed.2d 347 (1987), occurred at Delap’s trial; and 2) that the district court erred in finding that the trial court improperly found as an aggravating factor that the crime occurred during the commission of a robbery, kidnapping, or rape.
We address these contentions in turn below.
II. MIRANDA ISSUES
A. Right to Terminate Interrogation
Delap contends that before the police obtained his confession, Delap invoked his fifth amendment right to end further questioning. He claims that the state’s failure to honor this request violated
Miranda v. Arizona,
The Supreme Court held in
Miranda
that when law enforcement officials conduct custodial interrogations, they must inform the suspect of his or her constitutional right to remain silent, of the fact that anything the suspect says may be used against him or her in court, that the suspect has the right to an attorney, and that if the suspect cannot pay for an attorney the state will provide one for him or her.
The Court defined with greater clarity the scope of a suspect’s right to cut off questioning in
Michigan v. Mosley,
423
*290
U.S. 96,
[tjhrough the exercise of his option to terminate questioning [the suspect] can control the time at which questioning occurs, the subjects discussed, and the duration of the interrogation. The requirement that law enforcement authorities must respect a person’s exercise of that option counteracts the coercive pressures of the custodial setting. We therefore conclude that the admissibility of statements obtained after the person in custody has decided to remain silent depends under Miranda on whether his “right to cut off questioning” was “scrupulously honored.”
It is well settled that even an equivocal invocation by the suspect of the right to cut off questioning requires that the interrogation cease, and further questions are limited to clarifying whether the suspect in fact desires to terminate the interrogation.
Owen v. State of Alabama,
The facts surrounding Delap’s Miranda claim are as follows. Chief Investigator Lem Brumley and Sheriff’s Deputy Bill Arnold approached Delap around 9:00 p.m. on July 7, 1975, at Okeechobee Community College. After a brief discussion, Delap agreed to accompany the investigators to the sheriff’s office. According to Brumley and Arnold, Delap was read his rights and acknowledged that he understood them, and the state trial judge found that Delap was in fact read his Miranda rights. 6 (A16-2801-03). 7 At some point during the *291 interrogation, Delap stated that the public defender’s office was representing him in an unrelated misdemeanor charge.
At a hearing in state court on Delap’s motion to suppress his confession, Chief Investigator Lem Brumley testified as follows:
Q. Did he ever ask to leave?
A. He said on a couple of occasions there he wanted to know how much longer that he would be detained or would be there answering the questions, and I told him I didn’t know. I think the first time was about the time we were — I believe we were searching his car at the rear of the jail. And he said that his wife was home alone with the children, and that she was expecting him home. And that he wanted to go. I says well I don’t know exactly how much longer we’ll be but I’d like to get this matter cleared up. And he said okay, so, about—
Q. Well, did he say he didn’t want to stay? That he wanted to go home?
A. No.
Q. Did you ever at anytime stand in his way to prohibit him from leaving?
A. No, — I didn’t.
(A16-2741) (emphasis added). Bill Arnold, a Sheriff’s Deputy present at Delap’s interrogation, testified as follows:
Q. During the course of your interrogation did you ever tell Mr. Delap that he was free to get up and go home if he wanted to?
A. No sir, I didn’t.
Q. Did anyone else in your presence?
A. No sir.
(A16-2779). Delap himself testified at the suppression hearing as follows:
Q. Did they [Brumley and Arnold] in fact at any time prior to your making the alleged statements implicating yourself, did they tell you that you were free to leave if you so desire?
A. They did.
Q. Did you in fact attempt to leave?
A. Approximately three times.
Q. And what was stated at that time?
A. They asked me to please stay seated. They said they had a few more questions they wanted to ask, and one of them got up and left and said he was going to be back in a little while, and he wanted to ask me another question or two. And he wanted me to stay there until they asked questions, and then they said I was free to go.
(A16-2686, 2691). Delap testified further as follows:
Q. Now, Mr. Delap, from the time that you arrived from the sheriff’s office until the time that you implicated yourself — I assume that when you did make a statement implicating yourself, that you were then placed under arrest, is that correct? A. (no audible response)
Q. You were formally told at that time you were under arrest?
A. Yes sir, after I made the statement. Q. And prior to that time did you feel that you could have got up and left at any time if you desired?
A. They had me believing that I could leave anytime I wanted to because they said I was not under arrest. They were just a few routine questions. In fact, they did say I could leave anytime I wanted to. They just wanted to ask me a few questions.
Q. And you attempted to leave on three occasions?
A. I attempted to, but they—
Q. What do you feel they would have done if you had got up and tried to walk out?
A. Well, that’s hard to tell that. When I did leave the room, they had deputies all the way around the—
Q. Did you feel at that time you could have gotten up and walked out of that sheriff’s office.
A. I felt that I should have been able to. They told me I could.
*292 Q. Did you think you could have if you wanted to get up and walk out right then?
A. I don’t believe I would have made it out.
(A16-2693-94). Delap’s testimony on cross-examination is more explicit:
Q. ... Now, did you ever try to get up and leave and walk out the door?
A. I think I stated three times.
Q. What did they do to you? Did they push you back down?
A. They didn’t touch me, no. But they made it known that I was to stay there. Q. Well, did you say I don’t want to stay?
A. Yes, I did.
Q. Did you say I want to leave?
A. Yes, I did.
Q. And what did they say?
A. They said they had a few more questions and I was to stay there until I answered them.
Q. Who told you that?
A. Lem Brumley told me.
(A16-2701; see A16-2713-14). Later in the interrogation, Delap made a statement incriminating himself and led Brumley and Arnold to where the victim’s purse was buried, and finally to the body of Paula Etheridge.
Delap contends that his statements constituted an equivocal request to terminate questioning, thus invoking his Fifth Amendment right. He further contends that Brumley’s response was not limited to permissible clarification of his equivocal request, but rather constituted continuing interrogation, and that a constitutional violation thus occurred.
We must first decide whether there was an equivocal invocation of Delap’s Fifth Amendment right to terminate questioning, and only if we conclude that there was will we need to address the question of whether Brumley’s responses were permissible clarification or continued interrogation.
In deciding whether Delap’s statements were an equivocal invocation of his right to cut off questioning, we examine the very similar circumstances in two previous cases. In
Martin v. Wainwright,
Q. Wasn’t there a point in the interview before Mr. Scarola arrived where Mr. Martin expressed a desire to stop talking and to take up the conversation again the next day?
A. I don’t recall that. It is possible. It seem [sic] to me like he did say something about waiting until the next day and I don’know [sic] how it was continued.
Q. Well, did Anderson then just keep questioning him after that, isn’t that how it was continued?
A. It is possible.
The other detective present at Martin’s interrogation stated:
Q. Now, at some point during the interrogation, didn’t Nollie Martin say to you he did not want to make a statement? A. Not that I recall, no, sir.
Q. Did he say to you, “I don’t want to make a statement today, I’ll talk to you tomorrow?”
A. He said something about, “Can’t we wait until tomorrow?”
Q. Okay. In response to that, you just kept questioning him, didn’t you? A. Yes, sir. I said, “Let’s go on."
On the other hand, in
Moore v. Dugger,
We do not accept petitioner’s interpretation of this statement. As noted previously, the prospect of going home would naturally be of great interest to any suspect undergoing interrogation. We are not persuaded that this statement evidences a refusal to talk further. This request for information about when, in the future, petitioner would be allowed to leave differs markedly from the statements in Christopher which we held were attempts to cut off questioning, but which were not honored by police. 2 We conclude that petitioner’s statement was not an invocation of his right to remain silent.
After careful consideration of the record in this case in light of Martin and Moore, we conclude that the instant case is controlled by Moore rather than Martin. In Martin, the defendant's statements were made in the context of whether or not the defendant had "expressed a desire to stop talking and to take up the conversation again the next day." The defendant's question-"Can't we wait until tomorrow?" -was an indication that defendant wished to stop talking and wait until tomorrow, thus constituting an equivocal invocation of his right to cut off questioning.
By contrast, the context in the instant case was not whether or not Delap wished to terminate or delay questioning, but rather whether or not Delap felt like he was free to go home. The nature of Delap’s questions related to how long it would be before Delap could go home. 8
Thus, Delap’s questions in this case were virtually identical to the question in Moore, “When will you all let me go home?” This court in Moore held that such a statement did not constitute an equivocal invocation of the right to cut off questioning. Accordingly, Delap’s questions in this case do not constitute an equivocal invocation of his Fifth Amendment right to terminate questioning.
Since there was no invocation of Delap’s Fifth Amendment right to silence, we affirm the district court on this issue without addressing whether or not Brumley’s responses were permissible clarification.
B. Right to Counsel
Delap contends that questioning by the police continued after he requested an attorney in violation of
Miranda v. Arizona,
Investigator Brumley stated that Delap told Brumley that he was represented by the public defender’s office on an unrelated misdemeanor charge:
Q. And you knew that Mr. Delap was awaiting trial on a misdemeanor charge here in Okeechobee County. And that we had been appointed previously to represent him.
A. Only after the conversation started. Q. You didn’t know that there was a charge pending against him? You hadn’t discussed that during all the surveillance time?
A. Yes. That he had been arrested. But I didn’t know in the case of a misdemeanor, I didn’t know that you had been appointed. But he told me that you had during the course of the conversation.
Q. You make any effort whatsoever at that time to get in touch with us and advise us that you were interrogating our client?
A. Well, he was your client for the misdemeanor and not the felony.
Q. Well, is he any less indigent at that time or this offense and for a misdemeanor?
A. That’s for the court to determine. Q. You knew that he was being represented by the Public Defender in connection with a criminal charge that was pending in Okeechobee County.
A. Yes, prior to the confession he made, yes.
(A16-2762-63). Brumley did not ask Delap whether he wanted the attorney representing him on the other charge present before continuing the interrogation. (A16-2762). The public defender’s office was not contacted until nearly six hours after Delap first told Brumley that he was represented by counsel, while Delap was in the process of being booked. (A16-2763).
Delap argues that this was at least an equivocal request for counsel, and that all custodial interrogation should have ceased so that the investigators could clarify his “request.”
Owen,
Delap again relies on
Martin v. Wainwright,
De~ap never requested a `awyer, even tentatively-he merely informed the interrogating officers that he had a lawyer for an unrelated charge. The record indicates that Delap did not intend his discussion of his representation by counsel in the misdemeanor proceeding to be a request for his attorney. During cross-examination at a December 12, 1975 hearing on Delap's motion to suppress his confession, Delap himself testified as fo'lows:
Q. Did you ever at any time ask to call a lawyer?
A. A lavjyer didn’t enter my mind.
Q. Never thought about it? You knew that you were represented by an attorney on a case that was coming up. You knew that, didn’t you?
A. Not at that time I didn’t. It never entered my mind.
Q. Why? You had a lawyer.
A. I had a lawyer, yes. But at that time I was-my mind was in a turmoil. I was trying to counteract their questioning and-
Q. You weren’t denied the right to call a lawyer.
A. They didn’t offer it to me.
Q. Did you ask to call a lawyer?
A. It didn’t enter my mind, no.
(A16-2702-03) (emphasis added).
Delap argues that the use of “post-request” statements to clarify his initial statement violates
Smith v. Illinois,
Because we hold that Delap did not even equivocally invoke his right to counsel, the duty to limit further questioning to clarification was never triggered. Therefore, we affirm the district court on this issue.
III. VOLUNTARINESS OF THE CONFESSION
Delap argues that his confession was involuntary. He claims that the police used improper “good eop/bad cop” interrogation techniques that improperly exploited his unstable mental condition, that he was induced to confess by promises of psychiatric treatment, and that he was threatened and repeatedly told by the police that they knew he was guilty and that he had better confess. 11
After a full evidentiary hearing, the state trial court made findings of fact that no threats were made and that there were no promises of psychiatric help to induce
*296
the confession. Although the issue of vol-untariness is a matter for independent federal determination, subsidiary factual questions, “such as ... whether in fact the police engaged in ... intimidation tactics” are entitled to the presumption of correctness provided for in 28 U.S.C. § 2254(d).
Miller v. Fenton,
IV. INEFFECTIVE ASSISTANCE OF COUNSEL
Delap contends that his trial counsel rendered constitutionally defective assistance by failing to cross-examine adequately two key state witnesses whose testimony allegedly changed between Delap’s first and second trials. 12
Dr. Hampton Schofield, the Okeechobee County Medical Examiner, testified at De-lap’s first trial as to the cause of death of Paula Etheridge. At the first trial, Dr. Schofield stated that he was unable to determine from the autopsy whether a skull fracture or strangulation was the most probable cause of death. When asked whether he could precisely ascertain the cause of death, Dr. Schofield replied that he “would rather not suggest that one [cause] was more prominent than the other.” (A17-2965). Dr. Schofield testified that the only injury he had located on the victim’s body was a small fracture to the skull (A17-2957, 2968), and that this injury was consistent with a fall from a moving vehicle onto pavement. (A17-2964). Dr. Schofield also testified that he had noticed a collection of blood in the form of two parallel marks on the side of the victim’s neck, which suggested strangulation as a probable cause of death. He testified that “I have considered the probable cause of death was by strangulation, but I have no findings to corroborate or sustain it.” (A17-2958, 2960) (Rl-1-11, 12).
At Delap’s second trial, Dr. Schofield testified that, based on the same autopsy, he could “present a logical cause of death.” (A2-349). While he stated that there was “a combination of happenings in this instance,” (A2-349), Dr. Schofield stated that his findings were consistent with strangulation and that “this person must have been considered as having been strangled.” (A2-350-51). Furthermore, Dr. Schofield asserted, strangulation “presents itself time and time again as being the most prominent cause of death.” (A2-384) (Rl-1-12-13). Dr. Schofield admitted, however, that he could not be certain that the cause of death was strangulation, and, consistent with his testimony at the first trial, he still believed that there were two possible causes of death. (A2-372-74, 355).
Delap also contends the testimony of another key prosecution witness, State Attorney Chief Investigator Lem Brumley, materially changed at the second trial. In pre *297 trial statements and at Delap’s first trial, Brumley testified that Delap confessed to killing Paula Etheridge by striking her on the head with an object Delap picked up from the side of the road. (A17-2990). Brumley also testified that Delap confessed that the victim struggled while in his car, and to subdue her Delap held onto her with his right hand around her neck. (A17-2988).
At the second trial, Brumley testified that Delap told Brumley that Delap grabbed the victim around the neck as they struggled in Delap’s car. (A4-740). Brum-ley also testified that Delap confessed to beating and strangling the victim and choking her to death. (A4-741, 794-97) (Rl-1-17-18). Defense counsel did not amplify this particular alleged inconsistency at the second trial, but Brumley’s recollection of Delap’s confession was impeached, and Brumley was forced to admit that his notes of the confession were sketchy. (A5-866, 872).
The testimony of Dr. Schofield and Brumley provided the principal evidence of premeditation, which was the state’s only theory of conviction in Delap’s second trial. 13 Delap argues that despite his trial counsel’s awareness of the impact that this testimony might have had on the jury, counsel did not impeach the witnesses with their earlier statements, nor did counsel present any expert medical testimony to attempt to demonstrate the lack of medical evidence to support Schofield’s conclusion that strangulation was the cause of death. Delap argues that this lack of witnesses at trial, along with counsel’s failure to “offer any coherent line of defense to the jury,” constituted ineffective assistance of counsel in violation of the Sixth Amendment.
Strickland v. Washington,
Strickland
also requires the deficient performance to have prejudiced the defense.
Id.
at 687,
With regard to the first part of the
Strickland
test, a reviewing court must strongly presume that counsel’s conduct falls within the wide range of reasonably professional assistance.
Id.
at 689-90,
The district court, after offering Delap an evidentiary hearing on this issue, 14 concluded both that the performance of counsel was within the wide range of professional competence and that Delap was not prejudiced by his attorney’s alleged infirmi *298 ties. Our review of the record indicates that the district court was correct in holding that Delap’s trial counsel was not ineffective.
Both the district court and the Florida Supreme Court concluded that Dr. Scho-field’s and Brumley’s testimony at the two trials was substantially consistent. District Court Order 11;
Delap v. State,
Furthermore, Delap’s counsel vigorously cross-examined both Dr. Schofield and Brumley at the second trial.
15
See Griffin v. Wainwright,
The Sixth Amendment requires effective assistance of counsel in order to ensure that the adversarial process of trial properly functions.
United States v. Cronic,
Moreover, in light of the minimal nature of the alleged inconsistencies, and in light of the stronger weight that the jury must have placed on the confession, we are persuaded that Delap has failed to satisfy the prejudice prong of the Strickland test.
V. BRADY CLAIM
Delap argues that the state suppressed evidence of a witness’s involvement in drug smuggling in violation of
Brady v. Maryland,
To establish a
Brady
violation, Delap must demonstrate (1) that the prosecution suppressed evidence (2) that was favorable to him or exculpatory and (3) that the evidence was material.
United States v. Blasco,
The purpose of the
Brady
rule is to ensure that a criminal defendant receives a fair trial.
United States v. Agurs,
is material only if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different. A “reasonable probability” is a probability sufficient to undermine confidence in the outcome.
While
Bagley
was decided in the context of a request for impeaching evidence, its materiality test is equally applicable to purely impeaching evidence that was not requested by the defense.
Id.
(test is “sufficiently flexible to cover the ‘no request,’ ‘general request,’ and ‘specific request’ cases of prosecutorial failure to disclose evidence favorable to the accused”);
see United States v. Severdija,
Our examination of the circumstances convinces us that the evidence concerning Brumley’s involvement in drug smuggling activities was not material under the
Bag-ley
test. Delap argues that exposure of Brumley’s illegal activities to the jury would have cast substantial doubt on his credibility. First of all, as the district court noted, it is highly questionable whether the evidence would have been admissible under Florida law. Brumley had not been charged nor convicted of any crime during Delap’s first or second trials. Brumley was not indicted until late 1981, well after Delap’s October 1978 second trial. Therefore, his illegal activities would not be admissible as a prior criminal conviction under Fla.Stat. § 90.610.
See Rolle v. State,
Second, like the district court, we believe that the result of the trial would have been the same regardless of whether Brumley’s testimony was impeached. The physical evidence of Delap’s guilt was strong, including but not limited to Delap’s confession, 17 the blood on his shirt, the matching descriptions of Delap and the victim struggling in Delap’s car, the medical testimony, and a shovel found after a search of De-lap’s car. This evidence was sufficiently powerful so that even had Brumley’s testimony been impeached with evidence of drug dealing, there was not a reasonable probability that the outcome of Delap’s trial would have been different.
Therefore, Delap’s Brady claim must fail.
VI. “NEWLY DISCOVERED EVIDENCE” CLAIM
Delap contends that the testimony of Dr. Hampton Schofield, Medical Examiner for the Nineteenth Judicial Circuit of Florida, who testified in Delap’s case, was false and misleading. In support of his claim, Delap submitted an affidavit to the second Florida 3.850 court from Dr. Schofield’s succes
*300
sor, Dr. Ronald L. Reeves, to the effect that Dr. Schofield’s testimony rested on inadequate medical evidence.
18
(2SR1-13-Exhibit A). On October 12, 1987, the state court denied Delap’s second motion for post-conviction relief pursuant to Florida Rule of Criminal Procedure 3.850. (2SR1-14). The Supreme Court of Florida affirmed on the ground that the motion was procedurally barred because it was not filed by January 1,1987, in accordance with the time limits of Rule 3.850, and Delap’s claim did not fall within one of the exceptions to the time limit.
Delap v. State,
Under
Sykes,
noncompliance with a state procedural rule generally precludes federal habeas corpus review of all claims as to which noneompliance with the procedural rule is an independent and adequate state law ground upon which to deny review.
In Sireci, the Supreme Court of Florida upheld the trial court's granting of a limited evidentiary hearing on Sireci's second 3.850 motion. Sireci claimed that his due process rights were violated because two psychiatrists appointed before trial to evaluate his sanity failed to conduct competent and appropriate evaluations. A third psychiatrist examined Sireci during the pend-ency of the appeal from his first 3.850 motion and, unlike the first two psychiatrists, took into account Sireci's past medical history in concluding that Sireci suffered from organic brain damage and paranoid psychosis, conclusions vastly different from those reached by the previous psychiatrists.
The Florida courts consistently apply the rule that successive motions for post-conviction relief are denied “unless the movant alleges that the asserted grounds were not known and could not have been
*301
known to the movant at the time the initial motion was filed.”
Christopher v. State,
Under
Wainwright v. Sykes,
Instead of arguing that he had cause for his procedural default and suffered prejudice therefrom, Delap argues that he has demonstrated a “miscarriage of justice” sufficient to overcome the “cause and prejudice” test because Dr. Reeves’ affidavit demonstrated that Dr. Schofield’s testimony was false or misleading. In
Murray v. Carrier,
VII. GARDNER VIOLATION
The judge at Delap’s second trial made an ex parte visit to death row while he was considering Delap’s sentence. The only evidence of this visit in the record comes from the judge’s comments at the February 16, 1979 sentencing hearing, where he stated that
[tjhis trial was October 13th [1978], and that was almost four months and three days ago. The Court is aware of situations where judges immediately sentence the accused in many cases like this. I want to point out to you that during that four months, I have done a lot of thinking about this. I refuse to make any decisions until I have had an opportunity to find out all I could about the problem involved. I even went out to Raiford and talked to some of the people that you might call cage mates. I saw the facilities. I sat in the electric chair. I saw the chairs that witnesses sit in.
(A7-1336) (emphasis added). In his sentencing findings required by Florida law to impose the death penalty, the trial judge found as a nonstatutory mitigating factor Delap’s acceptable behavior on death row, “as determined by the court’s own personal investigation.” (A14-2461). 19
Delap argues that the judge’s visit to death row violated the principle set forth in
Gardner v. Florida,
The Florida Supreme Court found that the judge’s actions violated
Gardner,
but that the visit did not affect Delap’s “substantial rights,” because the judge found only a nonstatutory mitigating factor which he considered in imposing sentence.
Delap v. State,
The state argues that no Gardner violation occurred in Delap’s case because “there is nothing confidential about death row.” “Lawyers, judges and laypersons often go to Starke,” the state maintains, “to educate themselves as to the facilities there.” Brief for State of Florida at 33. This argument completely misses the point. Certainly attorneys and judges are free to visit prisons in order to make a general assessment of conditions; more should do so. Delap’s objection to the judge’s visit rests on the fact that the judge obtained information about Delap’s conduct in prison apparently by interviewing his cellmates and guards. The obtaining of such ex parte information violates the Gardner principle.
Several factors lead us to conclude, however, that any
Gardner
violation was harmless beyond a reasonable doubt under the circumstances of this case. First, it is clear from the record that the trial judge applied his observation of Delap and interviews with his cellmates only in Delap’s favor. Second, under Florida law the sentencing judge may consider only the enumerated statutory aggravating factors in imposing the death penalty. Fla.Stat. § 921.141 (1977);
Profitt v. Wainwright,
We emphasize that we need not and do not decide the question whether a
Gardner
violation could ever constitute harmless error in a situation where a court possibly could have relied on the information in imposing the death penalty.
See Harvard v. Florida,
*303 We find that any error was harmless beyond a reasonable doubt under the unique circumstances of this case.
VIII. HITCHCOCK VIOLATION
Delap claims that the jury in the penalty phase of his second trial was improperly instructed to consider only statutory mitigating factors in violation of the Eighth and Fourteenth Amendments as set forth in
Lockett v. Ohio,
At the close of the sentencing phase of Delap’s trial, the judge instructed the jury on its duty to render an advisory sentence based on whether sufficient aggravating circumstances existed to justify imposition of the death penalty and whether sufficient mitigating circumstances existed to outweigh any aggravating circumstances found to exist. (A7-1256). The court stated the statutory aggravating factors applicable to Delap’s case. The court then instructed the jury on mitigating factors, stating that “[t]he mitigating circumstances which you may consider, if established by the evidence, are these,” listing the statutory mitigating factors seriatim. The court later emphasized that “your verdict must be based on your finding of whether sufficient aggravating circumstances exist and whether sufficient mitigating circumstances exist which outweigh any aggravating circumstances found to exist.” (A7-1256-60). The record indicates that before this instruction was read to the jury, De-lap’s attorney requested an additional instruction that would have allowed the jury to consider “[s]uch other mitigating circumstances as you may find to exist,” because he believed that the instructions as read appeared “to limit the jurors to the enumerated mitigating circumstances.” The trial judge denied the request, but at no time did the trial judge limit the quantity or type of mitigating evidence presented by the defense. (A7-1263-64). While the jury was deliberating, the judge sent a copy of the instructions to the jury, over defense counsel’s objection, so the jury could “make absolutely sure of [its] decision.” (A7-1265).
Delap presented his claim to the Supreme Court of Florida on direct appeal. The court rejected Delap’s
Lockett
claim, noting that “[i]t does not appear that the trial judge precluded defendant from offering any evidence of non-statutory mitigation,” and that “the standard jury instruction adequately covered the instructions on mitigating circumstances.”
Delap v. State,
The district court noted, and we agree, that the jury instruction at issue in this case is almost identical to the instruction in
Hitchcock
itself. The instruction in
Hitchcock
began: “[t]he mitigating circumstances which you may consider shall be the following [listing statutory factors].”
In judging whether a violation of
Hitchcock
occurred, however, the court must consider the totality of the circumstances.
Hargrave v. Dugger,
This court has applied a harmless error analysis to
Lockett
and
Hitchcock
violations.
See, e.g., Demps,
The state also argues that in Delap’s case the prosecutor mentioned to the jury that it was not limited to statutory mitigating factors. Read in context, however, the thrust of the prosecutor’s remarks was in the other direction, namely, that the jury could consider only the statutory factors in mitigation.
21
Delap v. Dugger,
Your advisory opinion now is to decide, as I say, not in a callous and indifferent way, but decide if the guidelines that we have given to us by our elected officials, by our State legislature, and the belief we have in the constitutionality of this provision which has been upheld by the Supreme Court of the United States and the Supreme Court of Florida, as to whether or not this is a circumstance and a type [of] case where we want to advise this Court to impose the death penalty.
The legislature is trying to help us take out emotional or sympathetic aspects and has set forth certain circumstances under which the death penalty should be considered. These are enumerated in the statute, and the Court will instruct you on them later. There are certain aggravating circumstances, some of which, or at least one of which, has to *305 be there before you can advise the death penalty.
The Court will instruct you that you shall consider certain aggravating circumstances, and you are limited to it. If you feel that there are sufficient aggravating circumstances to where the death penalty should be recommended, the Court will instruct you that you should go on then and consider, and you may consider, but you are not limited to considering, certain mitigating circumstances which this Court will enumerate what the mitigating circumstances are.
(A7-1238-39) (emphasis added). Immediately after his allusion to the fact that the jury could consider all mitigating evidence, the prosecutor stated that the “Court will enumerate what the mitigating circumstances are.” (A7-1239). Later in his argument, the prosecutor discussed mitigation solely in terms of the statutory factors,
22
and in fact argued to the jury that it should not consider Delap’s remorse or his mental or emotional disturbances in mitigation. The prosecutor in Delap’s sentencing proceeding “discussed, one by one, the statutory mitigating circumstances, clearly implying to the jury that the statutory test was exclusive.”
Messer v. State of Florida,
We cannot conclude that the
Hitchcock
error in Delap’s sentencing proceeding was harmless beyond a reasonable doubt.
Chapman v. California,
In this case, there was substantial non-statutory mitigating evidence presented which could have led to a recommendation of a lesser sentence by the jury. This evidence included Delap’s feelings of remorse (A7-1332-33); his capacity for rehabilitation (A6-1137); his demonstrated good behavior while in prison (A7-1336, A14-2461); as well as expert psychological testimony as to Delap’s mental and emotional problems caused in part by organic brain syndrome (A6-1122-23, 1198). Furthermore, Delap cooperated with authorities after his arrest, he attended college, and was a father of young children. One or more of these factors could have caused a properly instructed jury to recommend life imprisonment.
See Caldwell v. Mississippi,
The record indicates that at least one juror voted for life imprisonment. (A7-1268). Whether other jurors voted for life is not known, but the totality of the circumstances indicates that the Hitchcock error in this case was not harmless beyond a reasonable doubt.
IX. DOUBLE JEOPARDY/COLLATERAL ESTOPPEL ISSUE
In his petition for a writ of habeas corpus to the district court, Delap contended that his acquittal of felony murder at the guilt phase of his first trial served to bar the state from seeking a felony murder aggravating factor at the sentencing phase of his second trial. Although the jury was not instructed on felony murder at the guilt phase of Delap’s second trial, the advisory sentencing jury was instructed over a defense objection to consider as an aggravating factor that the crime occurred in the course of the commission or attempt to commit “involuntary sexual battery, robbery or kidnapping.” (A13-2197). In his order sentencing Delap to death, the sentencing judge found as an aggravating factor that the crime “was committed while the Defendant was engaged in the commission of a kidnapping, robbery and rape.” *307 (A14-2460-61). Delap claims that he was unconstitutionally subjected to double jeopardy because he was acquitted of felony murder at his first trial. He argues that it was error for the sentencing judge at his second trial to instruct the jury on felony murder and to find a felony murder aggravating factor. In its initial order of October 13, 1987, the district court agreed with Delap, see District Court Order 41-49, and the court adhered to and expanded its prior holding in an amended order of April 21, 1988. See District Court Amended Order 3-32. The state now appeals the district court’s determination of this issue. 24
In order to resolve this claim, we must address the district court’s finding that De-lap was acquitted of felony murder at his first trial. Because we conclude that the district court’s finding that Delap was acquitted of felony murder at his first trial is not clearly erroneous, we then turn to the double jeopardy and collateral estoppel implications of that acquittal. For the reasons set forth below, we affirm the holding of the district court.
A. Was Delap Acquitted of Felony Murder at His First Trial?
The initial question we must address in order to resolve this issue is whether Delap was in fact acquitted of felony murder at his first trial. We conclude that the district court’s finding of fact that Delap was acquitted of felony murder at his first trial in 1976 is not clearly erroneous.
The Double Jeopardy Clause of the Fifth Amendment provides that no person shall “be subject for the same offence to be twice put in jeopardy of life or limb.” U.S. Const. amend. V.
Benton v. Maryland,
The trial judge’s characterization of his or her actions does not control whether there was an “acquittal” for double jeopardy purposes.
Scott,
Determining whether Delap was in fact acquitted of felony murder at his first trial requires more detective work than usual, because the records of Delap’s first trial *308 are woefully incomplete. 25 The initial indictment against Delap under Florida’s first degree murder statute 26 contained a general charge of premeditated murder. 27 At a pretrial proceeding held on September 26, 1975, Delap’s counsel moved to dismiss the indictment on the ground that the indictment did not sufficiently inform Delap of the actual offense; i.e., whether the state was pursuing a premeditated murder theory, a felony murder theory, or both. The state successfully argued to the trial judge that the Florida statute did not require the prosecution to specify whether it was pursuing premeditated murder, felony murder, or both. (A19-3349-50). 28
The state proceeded at Delap’s first trial under both felony murder and premeditated murder theories. At the close of the state’s case on the third day of trial, January 7, 1976, Delap’s counsel moved for judgment of acquittal on the grounds that there was insufficient evidence to convict Delap of either premeditated murder or felony murder. 29 The focus of both the prosecutor’s and defense counsel’s argument was on the issue of premeditation, 30 *309 and the ruling of the trial court reflects that focus:
THE COURT: Based on your judgment of acquittal, the only thing I am required to determine is if there is sufficient evidence from which the jury can lawfully reach a verdict of guilty and the Court is of the opinion that there is sufficient evidence on the basis of premeditation. That there is evidence that could be construed by the Jury to show that the defendant intended to either, from the beginning or at some point during the drive, that he intended to actually effect her death.
The Court will deny the motion.
(A18-3083). Thus, as the district court noted, the trial judge had not ruled that there was insufficient evidence of felony murder at this point; he merely ruled that there was sufficient evidence of premeditated murder for the state’s case to proceed. District Court Amended Order 8-9.
Delap renewed his motion for judgment of acquittal of first degree murder at the close of all the evidence. (A19-3332). Again, the argument focused on premeditation, but the prosecutor brought up felony murder:
MR. KOBLEGARD: ... I think the jury is to decide this premeditated killing. It is certainly sufficient evidence to go to the Jury on a first degree murder charge. I don’t think the Court ruled out a felony murder, I believe the Court merely stated that the Court found there was evidence enough to go to the Jury on a question of premeditation....
(A19-3334). The trial judge then denied the motion on the same grounds he had expressed earlier:
THE COURT: I don’t believe the Court ruled a felony murder yesterday, either I said that it was one charge or one count and that alone was evidence. On that basis, that would be proper to deny the motion. That is the extent to which my ruling went yesterday.
As far as premeditation, of course, that is beside the total of the evidence. Even Doctor Haber’s statement a few minutes ago didn’t rule out what has been reflected in the last few moments. Counsel is familiar with the charge on premeditated design.
But, it will be read to the Jury. The law doesn’t fix the exact period of time which must be passed between the point of intent to kill and carry out the intent. Maybe it is only a short time.
It is not my function to weigh the evidence, it is the duty for the Jury. I think the evidence is sufficient for them on this basis, this definition of premeditated design to find if there was one.
So, the Court will deny the motion.
(A19-3334-35). 31
Unfortunately, the opening and closing arguments of counsel, voir dire of the jury, the transcript of the jury charge conference, and the jury instructions in both the guilt and penalty phases of Delap’s first trial are not in the record.
Delap v. State,
The jury, of course, found Delap guilty of first degree murder. (A19-3339-40). Neither the verdict (A16-2644, A19-3339- *310 40) nor the judgment entered by the court (All-1882, A16-2646) specified whether Delap was found guilty of premeditated murder, felony murder, or both. The documents state only that Delap was found guilty of first degree murder.
The records of Delap’s first trial which survive include the written order setting forth the findings of the trial judge in support of his imposition of the death penalty. Judge Trowbridge stated that:
(d) ‘The capital felony was committed while the defendant was engaged * * * in the commission of, or an attempt to commit, or flight after committing or attempting to commit, any robbery, rape, kidnapping ****.’ Although the Court found the evidence at trial insufficient to support a felony murder basis for conviction, an inference can be made from defendant’s conduct that such a crime was a motive for his actions toward the victim.
(A11-1886, A16-2648) (emphasis added). This statement strongly suggests that De-lap was acquitted of felony murder. As the district court noted, “insufficient” evidence is a legal term of art, indicating that there was no evidence which would enable a reasonable jury to find the defendant guilty. District Court Amended Order 11;
Tibbs v. State,
The district court found that had this been the only evidence on this question, it could not have concluded that Delap had been acquitted of felony murder. District Court Amended Order 11-12. The district court also found, however, that the complete record of Delap’s second trial shed considerable light on what actually happened at the first trial. At the outset of Delap’s second trial, Delap’s counsel (who had also represented him at his first trial) filed a motion in limine seeking to forbid all reference or argument on the felony murder doctrine on double jeopardy grounds. (Al-16). In support of the motion, counsel cited the finding of aggravating circumstances by the first trial judge quoted above and then went on to argue that:
The written jury instructions must be filed in every death penalty case. If the Court will look at those written jury instructions, I think that is [sic] filed somewhere in your case file. I think that you will find that there are no instructions, no standard jury instructions, on the felony murder rule.
(Al-18). 32 The district court attached considerable significance to the fact that in its response, the prosecutor did not challenge defense counsel’s statement that a felony murder instruction was not given, but instead argued that what happened at the first trial was irrelevant. District Court Amended Order 14 (Al-19). Judge Philip G. Nourse, who presided over Delap’s second trial, ordered counsel not to use the words “felony murder” in their arguments, but deferred ruling on the substance of Delap’s motion. (Al-25).
While the state relied on the original indictment in Delap’s second trial, the second trial proceeded only on a premeditated murder theory. Premeditated murder was *311 the theory of the case discussed in the state’s opening and closing arguments. (A2-326-33, A5-954-1000, A6-1001-12). At the close of the evidence, the state voluntarily withdrew its request for a felony murder instruction (A5-903), which the prosecutor later stated was a rare occurrence. (R5-44-11-12).
The district court also noted that deposition testimony of the attorneys who handled Delap’s first trial indicated that Delap was acquitted of felony murder. Both of Delap’s attorneys clearly recalled that at the close of the state’s evidence, the trial judge ruled there was insufficient evidence of felony murder. (R5-42-4-6, R5-43-7). The attorneys for the state did not clearly remember whether Judge Trowbridge granted Delap’s motion for an acquittal as to felony murder. (R5-44-6, R5-45-22). Various photocopies of notes and proposed jury instructions also are in the record, but were not helpful to the district court. District Court Amended Order 16.
Alvord v. Wainwright,
The state first argues that Judge Trow-bridge’s reference to felony murder in his findings at Delap’s first capital sentencing proceeding, where he stated that “[although the Court found the evidence at trial insufficient to support a felony murder basis for conviction, an inference can be made from defendant’s conduct that such a crime was a motive for his actions toward the victim,” was merely the judge's personal comment on the evidence, and not a legal ruling. A trial judge’s statement regarding his or her perception of the facts, which does not actually resolve any factual elements of the offense, is not an acquittal and has no double jeopardy effect.
Leary v. United States,
The state next argues that the Supreme Court of Florida made a factual finding that Delap was not acquitted of felony murder and that the district court erred in not according this alleged finding a presumption of correctness.
See
28 U.S.C. § 2254(d)(1). Delap raised his double jeopardy argument on direct appeal, and the Supreme Court of Florida adopted the state’s position that Delap was not acquitted of the death sentence. The court stated that “the defendant here was not acquitted of whatever was necessary to impose the death sentence at his first trial and sentencing hearing,”
Delap v. State,
B. Double Jeopardy Implications
The state contends that the general rule applies in this case — i.e., that the Double Jeopardy Clause does not prevent the government from retrying a defendant who succeeds in setting aside his first conviction because of an error in the proeeed-ings leading to the first conviction.
Lockhart v. Nelson,
— U.S. -, -,
The state’s “clean slate” argument ignores the fact that the first trial judge found the evidence insufficient to sustain a felony murder instruction. The acquittal of Delap of felony murder at his first trial “actually represented] a resolution, correct or not, of some or all of the factual elements of the offense charged.”
United States v. Martin Linen Supply Co.,
The Seventh Circuit was presented with a closely analogous situation in
Wilson v. Meyer,
The Supreme Court in
Green v. United States,
When Delap was acquitted of felony murder at the first trial, that acquittal did not bar his second conviction for premeditated murder. However, the finding that there was insufficient evidence of felony murder constituted an acquittal of felony murder, barred any appeal of that acquittal, and barred any further prosecution for that felony murder.
Smalis v. Pennsylvania,
Having concluded that Delap was acquitted of felony murder and could not have been reprosecuted therefor, we now turn to the effect of this conclusion on the capital sentencing phase of Delap’s second trial.
C. Collateral Estoppel Effect of Prior Acquittal at Second Sentencing.
The issue which we now address is whether Delap’s acquittal of felony murder at the guilt phase of his first trial serves, through collateral estoppel principles, to bar a finding that the murder occurred during the commission of a felony so as to constitute an aggravating factor justifying imposition of the death penalty. 38
In
Ashe v. Swenson,
In order to successfully invoke collateral estoppel, a party must demonstrate: (1) that the issue in question was actually raised and litigated in the prior proceeding; (2) that the determination was a critical and necessary part of the final judgment in the earlier litigation; and (3) that the issue in the later proceeding is the same as that involved in the prior action.
Deweese v. Town of Palm Beach,
The state makes no argument that the elements of collateral estoppel are not present in this case. We conclude that the first two factors are easily satisfied here. There is no question that the issue of felony murder was actually litigated in the first trial, and that the judgment of acquittal of felony murder was final. As the district court noted, “the judgment of acquittal completely removed felony murder as a theory from the case, and that ruling
could not
be appealed.” District Court Amended Order 18-19 (emphasis in original).
See State v. Brown,
The only aspect of collateral estoppel which requires extended discussion is whether the issue Delap seeks to foreclose, application of the felony murder aggravating factor in Florida’s death penalty statute, is identical to the felony murder offense under Florida law. We conclude that the felony murder aggravating circumstance is coextensive with a felony murder theory of prosecution. The felony murder statute, Fla.Stat. § 782.04 (1976), provides in relevant part that murder is “[t]he unlawful killing of a human being, ... when committed by a person engaged in the perpetration of, or in the attempt to perpetrate, any involuntary sexual battery, robbery, ... [or] kidnapping.” The relevant portion of Florida’s capital sentencing statute provides that one aggravating circumstance to be considered in determining whether to impose the death penalty is whether “[t]he capital felony was committed while the defendant was engaged, or was an accomplice, in the commission of, or an attempt to commit, or flight after committing or attempting to commit, any robbery, rape, ... or kidnapping.” Fla.Stat. § 921.141(5)(d) (1977). 39 The plain meaning of the two statutory provisions makes it clear that the issue is the same.
The state argues first that the standard of proof is different, i.e., that the felony aggravating factor need not be proved beyond a reasonable doubt. However, Florida law is absolutely clear that each aggravating circumstance in § 921.141 must be proved beyond a reasonable doubt.
Ford v. Strickland,
The state also argues that under the Florida death penalty statute, the felony murder aggravating factor can be found *316 not only for the commission of a murder in the course of a felony, but also when a murder is committed in the course of an attempted felony or flight after commission of an enumerated felony. The state argues that the ability to find the felony murder aggravating factor for attempt or flight, in addition to the actual commission of the felony, makes the aggravating factor easier to prove than actual felony murder. This argument has no merit. The Florida murder statute specifically provides that felony murder may be found both when the enumerated felony is attempted or actually committed. Fla.Stat. § 782.04 (1976) provides that a person who kills while “engaged in the perpetration of, or in the attempt to perpetrate,” any of the enumerated felonies is guilty of felony murder. The state conceded at oral argument that flight from the commission of a felony, one of circumstances in which the aggravating factor can be found, is not at issue in this case. 41
Having concluded that the felony murder aggravating circumstance in this case presents the same issue, in the collateral estoppel sense, as the felony murder of which Delap was acquitted at his first trial, we turn finally to the question of whether the
Ashe
principle properly extends to the sentencing phase of a capital trial. As the Court in
Ashe
emphasized, “the rule of collateral estoppel in criminal cases is not to be applied with the hypertechnical and archaic approach of a 19th Century pleading book, but with realism and rationality.”
*317
The Court in
Bullington v. Missouri,
We believe that our position is supported by the values underlying the Double Jeopardy Clause. Well-established double jeopardy principles hold that Delap could not be charged again and convicted for the offense of felony murder on which he was acquitted by the first trial judge. The values underlying this double jeopardy principle were stated by Justice Black in
Green v. United States,
The underlying idea, one that is deeply ingrained in at least the Anglo-American system of jurisprudence, is that the State with all its resources and power should not be allowed to make repeated attempts to convict an individual for an alleged offense, thereby subjecting him to embarrassment, expense and ordeal and compelling him to live in a continual state of anxiety and insecurity.
For the reasons stated by Justice Black, Delap cannot be charged again and convicted of this felony murder. For the same reasons, we conclude that he should not be sentenced to death on the basis of a felony murder for which he has been acquitted.
In addition to double jeopardy and collateral estoppel principles, Eighth Amendment values support our decision. This case is analogous to
Johnson v. Mississippi,
We have carefully examined
Poland v. Arizona,
In
Poland,
the defendants were convicted of first degree murder. At the capital sentencing proceeding, the prosecution sought the death penalty based on two statutory aggravating factors: that the defendants committed the offense in consideration for something of pecuniary value and that the offense was especially heinous, cruel, or depraved. The trial court found that the “heinous, cruel, or depraved” factor was present, but that the “pecuniary value” factor only applied to killings for hire and therefore did not apply.
The defendants in
Poland
did not contend that the “acquittal” on the “heinous, cruel, or depraved” aggravating circumstance would collaterally estop the state from relying on that factor at the second sentencing. That argument was not available to the defendants in the Supreme Court, because the Arizona Supreme Court had held in the second appeal that the evidence of that aggravating circumstance was again insufficient.
See Arizona v. Poland,
Furthermore, in this case Delap’s acquittal of felony murder occurred during the
guilt/innocence
phase of his first trial. Thus, we need not address what collateral estoppel effect, if any, would result had the jury at the sentencing phase of Delap’s first trial concluded that he had not committed murder during the course of a felony.
43
Here, we have a conclusive and final
*319
judgment in the
guilt/innocence
phase that Delap was not guilty of felony murder. Therefore, the concern of the
Poland
Court that capital sentencing proceedings would be transformed into “minitrials” on each aggravating and mitigating factor,
D. Harmless Error
The state’s final argument 44 is that any error committed by the consideration of the felony murder aggravating circumstance was harmless. We need not address the state’s harmless error argument because we have already concluded that the Hitchcock error which occurred was not harmless beyond a reasonable doubt and thus a new sentencing proceeding will be required in any event.
X. CONCLUSION
To summarize, we affirm the district court’s denial of relief with respect to De-lap’s conviction. Thus, we reject Delap’s claims that his Miranda rights were violated (Part II), that his confession was obtained through coercion (Part III), that he was denied effective assistance of counsel (Part IV), that the state improperly suppressed impeachment evidence (Part V), and that newly discovered evidence cast doubt on the medical evidence used to convict Delap (Part VI).
We reject Delap’s claim that his sentence was tainted by
Gardner
error (Part VII); on this issue, we affirm on harmless error grounds the district court’s denial of relief. We also affirm the district court’s grant of habeas corpus relief with respect to De-lap’s sentence. We reject the state of Florida’s arguments that the district court erred in granting relief based on a violation of
Hitchcock v. Dugger,
Accordingly, the judgment of the district court is
AFFIRMED.
Notes
. In his second 3.850 motion for post-conviction relief in state court and in his federal habeas petition to the district court. Delap raised a claim based on
Caldwell v. Mississippi,
.Although Delap makes a strong argument that this case involves an improper application of this aggravating factor, we decline to address the issue because of our resolution of the Hitchcock claim. See infra Part VIII.
. Because a new sentencing proceeding is required due to our resolution of Delap’s
Hitchcock
claim,
see infra
Part VIII, we need not address this claim. We can safely assume that a resentencing court will comply with the Florida Supreme Court's determination that the facts of this case could not support a finding that Delap acted for pecuniary gain.
See Delap v. State,
. Because of our resolution of Delap’s Hitchcock claim, see infra Part VIII, we also decline to address this issue.
. This case was decided prior to the close of business on September 30, 1981, and is binding precedent under
Bonner v. City of Prichard,
. Delap testified, however, that he was not read his
Miranda
rights before he made his confession. (A16-2686, 2691, 2702, 2705). The state trial judge’s finding to the contrary is entitled to the presumption of correctness to be accorded state court findings of fact in federal habeas corpus cases. 28 U.S.C. § 2254(d) (1977);
Agee
v.
White,
Although this court must make an independent determination of whether Delap's statement was an equivocal request to cut off questioning, and of whether the subsequent questioning was appropriate clarification-i.e., whether Delap's right to cut off questioning was scrupulously honored, see Lightborne v. Dugger,
. References to the district court record, except the appendix, are cited as "R (volume # )-(document # )-(page # )." References to *291 the twenty-volume appendix, comprising the record of the state court proceedings, are cited "A (volume #) — (page #). References to the one volume of the second supplemental record are cited "2SR1 — (document #) — (page #).
"Then I got nothing else to say. If you are accusing me of murder, then take me down there.” “I got nothing else to say.” "What’s the need of me saying anything then?”
Christopher,
. The district court also found that the nature of Delap’s questions were "how much longer the interview would last.” District Court Order, at 26.
. The law relating to requests for counsel and restrictions on further questioning parallels the law relating to requests invoking the right to remain silent. See
supra
Part II.A.; Martin,
. The district court initially found that "informing the interrogators about some collateral representation clearly does not constitute a request for an attorney.” District Court Order 25. Later in its order, the court stated that Delap "did not invoke his right to counsel in an unambiguous, unequivocal manner."
Id.
at 26. Because we agree with the district court that Delap did not even equivocally request an attorney, we affirm. We note, however, our cases do not require a suspect to invoke his right to counsel in "an unambiguous, unequivocal manner.” In
Owen v. State of Alabama,
. In his petition for writ of habeas corpus to the district court, Delap also argued that the confession was the fruit of an illegal search of his home. The district court rejected this claim, Delap has not pressed it on appeal, and therefore we deem it abandoned.
See Ballard v. Johnson,
. In his petition to the district court, Delap also argued that he was denied his Sixth Amendment right to confront and cross-examine witnesses, that Lem Brumley should not have been exempted from the rule of sequestration of witnesses, that the decision not to have Delap testify at his second trial was unreasonable, and that Delap’s counsel was constitutionally ineffective by failing to request a hearing based on
Richardson v. State,
. In Delap's first trial, the state pursued both felony murder and premeditation theories of conviction, but the trial court found insufficient evidence to support a conviction for felony murder. See infra Part IX.
. Neither side presented testimony at this evi-dentiary hearing before the district court, but Delap did proffer evidence which the district court found was already included in the record. District Court Order 10, 11.
. The trial judge at Delap’s second trial specifically found that “the cross examination of Dr. Schofield was long and thorough.” (A2-380).
. Therefore, we assume
arguendo
but expressly do not decide that Brumley’s knowledge of his own illegal activities, as a member of the prosecution team, was imputed to the prosecution.
*299
See Freeman
v.
State of Georgia,
. Brumley was not the only officer present during Delap’s interrogation. Therefore, even if Brumley were impeached, the other officers present could testify as to Delap’s confession.
. In his capacity as Interim Medical Examiner for the Nineteenth Judicial Circuit, Dr. Reeves received a request for medical records of Paula Etheridge’s death from Delap’s counsel pursuant to the Florida Public Records Act. His review of the records caused him to contact Delap’s counsel and submit an affidavit accompanying Delap’s second 3.850 motion which detailed his conclusion that Dr. Schofield’s autopsy protocol was ”striking[ly] and alarming[ly] deficient” and that his conclusion that the victim was strangled was "without any basis in fact.” (2SR1-13-Exhibit A).
. The judge also noted that "perhaps" Delap had shown some remorse. (A14-2461).
. The state contends that Delap is procedurally defaulted from raising the
Gardner
claim because Delap did not object at the time the trial judge announced that he had made his visit to death row. The state did not raise the issue of procedural default in its response to Delap’s habeas petition, and thus has waived procedural default.
See
Response to Petition for Writ of Habeas Corpus 71-72 (October 1, 1987);
Pennington v. Spears,
. Thus, we need not decide whether, under some circumstances, a prosecutor’s remarks could cure an erroneous jury instruction, although we do note that throughout almost every criminal trial, including this one (A7-1236), the jury is instructed that it cannot rely on what attorneys say either as evidence or as a definitive statement of the law. Even if a prosecutor could correct an erroneous jury instruction, the comments relied upon by the state fall far short of correcting the constitutionally deficient instruction.
. The prosecutor’s argument as to mitigating circumstances was as follows:
Mitigating circumstances. What are the mitigating circumstances? I submit to you there are none that apply in this case. Mr. Ferraro is going to argue that Mr. Delap was under extreme mental or emotional disturbances. You heard the psychiatric testimony. He was not under any extreme emotional or mental disturbances; that he was frustrated, and if he didn’t get his way, he took his way. We don’t condone that.
We do not deny the fact that he may have had some anxiety or emotional disturbance of some kind, but not to the extreme that it would cause the act, and then the fact you would come in and say that he had some emotional feelings at that time, therefore, he should not have to face up to the penalty.
I submit to you that if anybody can commit a crime in this State because of some emotional problem, I hope I am not normal. To commit a crime like this, I would hope that would be abnormal.
Did he appreciate the capacity of the criminality of his actions? All three of the psychiatrists said that he knew what he was doing. He knew it was wrong. He knew he shouldn’t do it. He could have stopped it if he wanted to. All of them said this man was frustrated. The defense says that because he didn’t get his way, they want you to say that should be enough to create mitigating circumstances.
Also, there is one here about extreme duress. I submit that extreme duress is outside duress. The nearest that any psychiatrist came to saying anything about duress, Dr. Haber said he did have extreme inward stress. I submit to you anytime you commit a crime, there is some kind of stress on you. It is just not normal to do it.
What did the psychiatrists all say? He knew what he was doing. He had the capability. He was an intelligent man, above average intelligence. They all said that he was a man that knew what he was doing. He knew what was wrong. I think Dr. Gilbert said the man knew he had committed a crime. He knew he had done wrong. He knew he was guilty. He felt guilt feelings. He felt like that he should be punished by society by giving to society what he had taken away from it. That was Dr. Gilbert.
*306 (A7-1244-45).
. The state also argues that there was "compelling evidence” of five aggravating circumstances in Delap’s case, and that the nonstatutory mitigating evidence was weak. There is some disagreement in this circuit as to the proper role of the habeas court in weighing aggravating and mitigating evidence in a
Hitchcock
situation.
See Tafero v. Dugger,
We note that the aggravating factors in De-lap's case, while present, were far from "compelling.” The Supreme Court of Florida struck the “pecuniary gain" factor on direct appeal.
Delap v. State,
. This claim was properly before the district court. The state has not claimed procedural default or failure to exhaust state law remedies on this issue. See District Court Amended Order 17 n. 16.
. Delap’s first conviction was reversed by the Supreme Court of Florida because the state could not provide a complete transcript for appellate review.
Delap v. State,
. The Florida first degree murder statute in effect at the time Delap was charged provided:
(l)(a) The unlawful killing of a human being, when perpetrated from a premeditated design to effect the death of the person killed or any human being, or when committed by a person engaged in the perpetration of, or in the attempt to perpetrate, any ... involuntary sexual battery, robbery, ... [or] kidnapping ... shall be murder in the first degree and shall constitute a capital felony, punishable as provided in § 775.082.
Fla.Stat. § 782.04 (1976).
. The indictment read as follows:
David Ross Delap, late of the County of Okeechobee aforesaid, in the Circuit and State aforesaid, David Ross Delap on the 30th day of June, in the year of Our Lord one thousand nine hundred and seventy-five with force and arms, at and in the County of Okeechobee aforesaid David Ross Delap did unlawfully and feloniously from a premediated [sic] design to effect the death of Paula Etheridge, a human being, did kill and murder her, the said Paula Etheridge, by inflicting wounds and injuries in a manner, means, or by an instrumentallity [sic] unknown to the Grand Jury at this time, from which said wounds and injuries the Paula Etheridge did languish and die; against the form of the Statute in such case made and provided, to the evil example of all others in like cases offending and against the peace and dignity of the State of Florida.
(A16-2634).
. Under Florida law it is permissible for the prosecution to proceed on either a felony murder or premeditated murder theory when the indictment charges only the offense of first degree murder or premeditated murder.
Knight v. State,
. Delap’s counsel argued as follows:
MR. SCHWARZ: Your honor, at this time the Defendant respectfully move [sic] for a judgment of acquittal as far as the charges, murder in the first degree is concerned on the basis that by the testimony of Mr. Arnold, there is nothing within which the felony of murder could apply....
The case law cited reflect [sic] kidnapping and false imprisonment and it must also be shown to exist with the additional ingredient, purposely holding a victim for ransom, to be paid for the release of such person. There is absolutely no testimony of any rape, robbery, the money is still in the purse. Therefore, that would not be applicable.
Therefore, the only conceivable could be premeditated. There is absolutely no evidence here of premeditated design to kill anyone. If it is anything, the only intent that has been shown is the intent to possibly commit a battery....
There is certainly no evidence that he intended to cause her death, it shows that he was trying to prevent her from resisting, fighting, trying to jump out which might possibly have gotten her injured. We submit there is no evidence sufficient to go to a jury on a crime of murder in the first degree.
(Al8-3073-74, 3077).
. For example, the prosecutor argued in response to Delap’s motion that
First of all,'it is clear from the charges that this was a premeditated murder and I think it is charged in the indictment in the manner provided either premeditated murder or felony murder which, in this case, takes place of having to prove premeditation....
*309 As to the felony murder, we submit that the evidence shows that the man put a knife to her throat or to her back, depending upon which version you consider, Mr. Brumley’s or Mr. Arnold’s, he intended to take her with him and later killed her when she was struggling with him trying to cry out.
(A18-3078-80).
. After the trial and sentencing, Delap’s counsel filed assignments of error with the trial court. Assignment of error number three asserted that ‘‘[t]he Court erred in denying defendant’s Motion for Judgment of Acquittal made at the close of the State’s case and renewed again at the close of all evidence.” (A20-3387, All-1892, A16-2652).
. A few moments later, Delap’s counsel reiterated his argument:
Now, a circuit judge [Trowbridge] decided that they took both shots, the felony murder rule or premeditation and only the premeditation could go forward. I submit that it was an acquittal to the felony murder doctrine.
I apologize if I inadvertently referred to the transcript. I believe my comments were that we can't refer to the transcript because it is so fraught with inaccuracies. That is why I am citing to the Court the findings of fact in support of sentence filed in this cause by Judge C. Pfeiffer Trowbridge, a Circuit Court Judge on February 27, 1976, a copy of which if not in ■ the Court file is attached to my motion, a certified copy no less. This is what I am referring to the Court.
I am also referring to the Court the written jury instructions, not the ones transcribed by the Court reporter, but the ones that C. Pfeif-fer Trowbridge read to the jury which are stapled together and handed to the clerk and as by law, what is read, has to be filed.
I submit to you in both instances that there is evidence that he has been acquitted on the basis of the felony murder.
(Al-22-23).
.
Bullington
held that the state of Missouri could not again seek the death penalty against a defendant who received a term of life imprisonment at a first trial. The jury’s decision to sentence the defendant to life was treated as an "acquittal" of the death penalty under Missouri law, because the sentencing procedure offered only the two alternatives, life imprisonment or death.
. If this statement by the Supreme Court of Florida may be considered a finding of fact, then it is entitled to the § 2254(d) presumption of correctness.
Sumner v. Mata,
. We assume
arguendo
that the district court’s finding that Delap was acquitted of felony murder at his first trial is a question of fact, to which the clearly erroneous standard of review applies.
See Wainwright v. Goode,
. The state argues that, because premeditated murder and felony murder are both enumerated in the same Florida first degree murder statute, an acquittal on either premeditated murder or felony murder should not bar subsequent reprosecution on either or both theories. Like the district court, we reject the state’s argument. It is clear that if premeditated murder and felony murder are separate offenses for double jeopardy purposes under the test set forth in
Blockburger v. United States,
The state, however, argues that premeditated murder and felony murder are the same offense for double jeopardy purposes. Even if this were the case, the acquittal on felony murder would invoke double jeopardy and bar any subsequent reprosecution for felony murder. Double jeopardy applies even though only one offense is involved. For example, when a defendant is charged with first degree murder, but only convicted of the lesser included offense of second degree murder, the double jeopardy clause forbids retrial on the greater offense. This is so because the defendant "was forced to run the gantlet once on that charge and the jury refused to convict him.”
Green v. United States,
Thus, whether felony murder and premeditated murder are the same offense, or are separate offenses, for double jeopardy purposes, the first trial judge's finding of insufficient evidence of felony murder triggered application of double jeopardy principles and barred any subsequent retrial for felony murder.
. We, like the district court, do not think that the fact that intent murder and felony murder were charged in separate counts in
Wilson
meaningfully distinguishes that case from the present case. District Court Amended Order 22 n. 21.
See Green v. United States,
. In his findings required by Florida law in order to impose the death penalty,
see
Fla.Stat. § 921.141(3) (1977), the judge at Delap’s second trial found as an aggravating circumstance that "(d) The capital felony was committed while the Defendant was engaged in the commission of a kidnapping, robbery, and rape.” (A14-2460). Had Delap been
convicted
of felony murder at his first trial, there would be no impediment to a finding of a felony murder aggravating factor at sentencing.
Lowenfield v. Phelps,
. Both the murder statute, Fla.Stat. § 782.04, and the capital sentencing statute, Fla.Stat. § 921.141, list other felonies. The only offenses relevant in this case are rape (or involuntary sexual battery), robbery, and kidnapping.
.
See Bullington,
. In any event, a defendant who kills while fleeing from the commission of a felony can be convicted of felony murder.
See State v. Hacker,
At oral argument for the first time, the state advanced the argument that the sentencing judge at Delap’s second trial found that kidnapping, rape, and robbery could have been a motive for the murder, and that such a finding would be sufficient to support the aggravating factor under Florida law. The state does not cite any authority for the proposition that the trial judge may properly find as an aggravating factor that the alleged felonies were a “motive" for the murder. To the contrary, the Florida statute defines the aggravating circumstance to be that the capital felony was committed "while the defendant was engaged ... in the commission of’ the felony, not that the felony was a motive. Moreover, there was error in any event when the judge charged the sentencing jury that they could find the felony murder aggravating circumstance.
. We need not decide the precise extent to which collateral estoppel applies in the sentencing phase. Here, we hold only that a defendant cannot be sentenced to death on the basis of an aggravating circumstance which must be proven beyond a reasonable doubt and which is coextensive with a felony of which the defendant has been acquitted.
For example, we expressly do not hold that any particular facts (e.g., Delap’s transportation of the victim in his car) underlying Delap’s felony murder prosecution will be inadmissible in a subsequent resentencing proceeding. De-lap has not pointed to any specific facts that were necessarily decided in his favor by his
*317
acquittal of felony murder.
Cf., e.g., United States
v.
DeMarco,
We hold only that the underlying facts may not be used to charge Delap with the felony murder aggravating circumstance, because he has already been acquitted of that felony murder.
See Johnson v. Mississippi,
. In several cases, courts have refused to apply collateral estoppel to mitigating or aggravating factors in a capital sentencing proceeding. In these cases, however, courts concluded that collateral estoppel was inapplicable because the sentencer did not affirmatively find that a mitigating or aggravating factor did not exist; therefore, there was not a valid and final determination that the defendant sought to collaterally estop the state from prosecuting.
See, e.g., Padgett v. Texas,
. In its reply brief, the state cites
Lockhart v. Nelson,
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