Lead Opinion
At the close of the evidence each party moved for the direction of a verdict. By consent of the parties the jury was discharged and the case submitted to the justice presiding, who subsequently rendered his decision containing findings of fact and conclusions of law and directed judgment in favor of the plaintiff. The facts are found in the decision with great detail and settle the conflicting facts and any inferences fairly deducible therefrom in favor of the plaintiff. Each finding is supported by evidence to sustain it and a new trial should not be ordered unless we are satisfied that the decision in its material features is decidedly contrary to the evidence.
It is claimed by the learned counsel for the appellant that the written agreement was without consideration and that it was not ratified by Mrs. Smith after she attained her majority, and these contentions comprise the principal questions requiring consideration.
The agreement on its face imports a valuable consideration. The presence of the seal and the acknowledgment of the receipt of one dollar imply a consideration (Mutual Life Ins. Co. v. Yates County Nat. Bank, 35 App. Div. 218; Matter of Steglich, 91 id. 75; 6 Am. & Eng. Ency. of Law [2d ed.], 762; 2 Whart. Ev. § 1045), which may be rebutted by extraneous proof. (Baird v. Baird, 145 N. Y. 659.) Eliminating, however, the effect of the seal and the acknowledgment of payment, the agreement is founded on services performed by the plaintiff while -in the employment of Miss King, and for which she had agreed to pay. Had Mrs. Smith been an adult the agreement in and of itself would have been sufficient to enable Miss Parsons to recover upon it, unless its validity was impeached by proof.
It becomes important, therefore, to refer to the evidence for the purpose of ascertaining if the recitals of employment and service
The agreement was executed as Mrs. Smith and her husband were about-to depart from this country for their future home in England. . In entering into the agreement she was not acting alone or unadvisedly. Her husband and father were parties to the contract and they personally became liable for the payment of the allowance which she fixed Upon as the remuneration for-the services rendered. The Contract was drawn by her lawyer. The solemn recitals of consideration were not stéalthily inserted in it or with-' out her knowledge. The attorney was,not' preparing this important agreement .for his client without information concerning the consideration. ' He ascertained the inducement for the agreement and ' embodied' it clearly therein. ' There , is no suggestion and there
The two letters quoted, which are the first indication of any intention to pay, do not militate against the contractual liability. These ladies were close friends. We would not expect in their letters, filled with outbursts of affection, to find the one asserting a debt and the other insisting that any payment made was voluntary. There was no enforcible demand.. Miss King was a minor during all the time of the rendition of the services which induced the agreement. When she approached womanhood, realizing that the services had been 'valuable to her and that her friend was needy, she saw fit to impose upon herself their payment as an obligation. The correspondence denotes that the amount had been the subject of conversation and had been agreed upon between them, and that sum was adhered to from the beginning. One or two of the witnesses testified that Mrs. Smith said these payments were voluntarily made by her. They were originally. She could not have been made to pay. She was animated by her love and affection in undertaking to compensate where no debt could have been established. Hone the less, the compelling moral obligation did not wipe out the services rendered upon which she had the right to put a money value and by a binding agreement assume their payment according to her own estimate.
Her declarations, if competent, are not sufficient to warrant the setting aside of the judgment in view of the other evidence contained in the record, and all of which was considered by the trial justice in arriving at his conclusion.
These facts are established by evidence which is substantially undisputed. ■ We think, therefore, the appellant has not affirmatively established that the agreement was without a valuable consideration, but on the contrary, the facts affirm its validity.
It was? of Qourse, essential to the validity of the agreement that
For eight years without interruption she caused the sum, which she had covenanted to pay, to. he turned over to the- plaintiff. An intelligent lady, with abundant, means, with the active co-operation 1 of her husband, she met the obligation graciously undertaken'while a minor. She paid' understandingly. It is too late now to claim that she did not intend to conform to the terms of the written agreement entered into with so much solemnity.- . If Mrs. Smith tiré year before her death hail attempted to repudiate this agreement, claiming that it was without consideration and that it had not been ratified by her, the endeavor-would have been. unavailing if based on the proof contained in this record. The contract was riot void. T-he authorities are- quite uniform in maintaining the principle, that -the contract of an- infant is voidable only,, irrespective, of whether for his benefit or-to his prejudice. (Blinn v. Schwarz, 177 N. Y. 252; Henry v. Root, 33 id. 526; 2 Kent Comm. 234 et seg.; 1 Pars. Cent. [5th ed.] 293 et seq.; 2 Black. Comm. 291; 16 Am. & Eng. Ency. of Law ,[2d ed.], 272 et seg.)
Mrs. Smith, on becoming of age, might have entered into a new agreement with like import, to the old One. She preferred to keep the -old one alive. She’ had the same power to do this as to enter . into-an independent contract.,
It is claimed there was no ratification because Mr. Smith made
Again, it is contended that the recital of consideration, in the agreement is not binding on Mrs. Smith because she was an infant at the time of its execution, and authorities are cited holding that the admissions of an infant are not binding against him. In these cases there had been no ratification, and the admissions made during infancy were attempted to be used to establish an estoppel or a liability" notwithstanding the failure to show an affirmance of the agreement. In Sims v. Everhardt (102 U. S. 300), cited in the dissenting opinion, the infant had executed a deed during her minority asserting that she was of age. There was no recognition of the deed after she attained majority, and she commenced an action to set it aside. It was claimed that she was estopped by her admissions made while- she was an infant. The court held that the declaration could not be resorted to in order to uphold an agreement which depended upon her affirmance after she became of age to give validity to it, The court said (at p. 313): “ The question is whether acts and declarations of an infant during infancy can estop him from asserting the invalidity of his deed after he has attained his majority.” The court further said that the conveyance itself “is an assertion of his right to convey,” and nothing is added to it by a contemporaneous admission.
The recitals in the agreement amount to an admission or declaration by Mrs. Smith that she owed the plaintiff for services while under age, at which time she had reached sufficient maturity to comprehend the scope and force of the declaration, and it is competent evidence against her tending to establish a consideration for the agreement: When Mrs. Smith became of age she ratified the agreement; not a portion, but the agreement as it existed, That
"Of course, the agreement was in no part valid during the infancy of Mrs. Smith, and its validity depended upon her own conduct after she became of. age. Its affirmance, or disaffirmance rested entirely with her, and she elected to make this precise agreement valid and binding against her.
The agreement was executed in this State. It was expected to be performed here. The plaintiff was á resident of New .York, and this had been the home of Mrs! Smith. The services had been rendered here. Mrs. Smith’s property was in this State, and in part, at least, remained invested here. . After she became of age she was in this country and directed her .agent to pay the allowance to Miss Parsons, so .the initial ratification was in the' State of New York. The confirmation of the agreement by Mrs. Smith made it operative from its inception. In these circumstances the agreement is to be governed by the laws of' the State of New York.
The effect of the bequest in'the will of'Mrs. Smith for the benefit of the plaintiff is. not beforp us. That provision may have been intended as a substitute for the allowance fixed by the agreement. No such defense is pleadpd, and no suchf question is suggested in the brief. Thereds nothing in the record to indicate -that Miss Parsons is claiming both .provisions. If such is her position,, and the effect of the will upon the- contract were to be considered u23on this appeal, an entirely different situation might be presented. In' any event the plaintiff has elected to enforce the agreement. If she is not entitled to take' pursuant to the will, and also recover upon the contract, her election ■ has been. made. (Caulfield v. Sullivan, 85 N. Y. 153.)
There is ho proof that the trust bequest under _ the will- has been set apart for the benefit of the plaintiff, or that any 23ayment or tender of payment pursuant to its terms has beén macte. There is no warrant in the record for the statement that she is seeking to recover $3,600.
We have simply tO' determine the validity of the agreement, with the inferences and facts, so far as they are conflicting, resolved. in favor of 'the plaintiff, and we eannot be led away from this plain
The judgment should be affirmed, with costs.
1 All concurred, except McLennan, P. J., and Nash, J., who- dissented in an opinion by McLennan, P. J.
Dissenting Opinion
(dissenting):
The action was commenced on the 10th day of September, 1903, to recover the amount alleged to be due and owing to the plaintiff under and by virtue of a certain contract bearing date the 18th day of December, 1890, executed by the defendant’s testatrix, who at the time was an infant. The defenses to plaintiff’s alleged cause of action are in effect that the contract was not ratified by the testatrix after she became twenty-one years of age and that there was no consideration for the same. The facts, so far as deemed important, are stated in the opinion.
Daisy Fletcher King, defendant’s testatrix, was born in March, 1872. Her mother died during her infancy and she with her two brothers, both older than herself, went to live with their grandmother, a Mrs. Pratt, at her home on Delaware avenue in the city-of Buffalo, N. Y., and so continued until the death of the latter, which occurred in 1885, when the testatrix was thirteen years of age. The plaintiff became a member of the grandmother’s household in 1878, when the testatrix was six years old, and so continued until about a year before the grandmother’s death, when the plaintiff went to New York to live with her mother and sister. Concededly, while living with Mrs. Pratt the plaintiff aided and assisted in earing for and bringing up the testatrix, but there is not a line in the evidence to indicate that she was not fully compensated for any and all services thus rendered by her. Aftér the grandmother, Mrs. Pratt died, the testatrix with one of her brothers, who was seven years older, went to live with the plaintiff at a boarding house kept by her in New York. city. The testatrix lived there and attended a day school for a little over two years or until the beginning of the year 1888, when with the plaintiff she went to Europe, where they stayed about six months. She returned in the latter part of 1888, -and took an apartment on Fifth avenue in New York city
If we stop at this point áiid inquire,' was the testatrix Under any legal obligation to the. plaintiff? the answer must be that there is no evidence to support such claim, but Upon the contrary the facts lead irresistibly to the conclusion that any such obligations, if they existed, had been promptly and fully discharged' as they arose.
■ On December 11,. 1890, the testatrix,, who was then eightéen years of age, was married to- Mr. Willoughby Smith, who resided in London and was a subject of Great Britian. After the marriage she accompanied her husband to England,, where she lived with him continuously until her death on February 9,1902. On the 18th day ¡>f December, 1890, seven days after her marriage, the defendant’s testatrix entered into the contract in question, which is as follows.:
“ This agreement made ■ this eighteenth day of December, in the year one thousand eight hundred and ninety, between Daisy King Smith, wife of Willoughby Statham Smith and said Willoughby S. Smith, of London, England, of the first part, William j. King, as' guardian of the said Daisy King Smith, of .the second part, and Sara B. Parsons,, now of Buffalo, of the third part.
“ Witnesses; Whereas, the party of the third part heretofore ■ entered the employment of the said Daisy King Smith, then Daisy Fletcher King, upon the agreement that such payment should be continued whether so employed or not,'or she be otherwise provided for in case of the marriage of,said Daisy Fletcher King,.
“And whereas, said Daisy Fletcher King "having now intermarried with- said Willoughby S. Smith and intending to live in England, desires to carry into-effect such agreement and understanding;
*649 “ Now, therefore, in. consideration of the premises, the services heretofore performed by said Parsons and of one dollar to them in hand paid, the receipt of which is hereby acknowledged, the parties of the first part have covenanted and agreed and hereby do covenant and agree to pay to the said party of the third part annually during her life, the sum of eighteen hundred dollars in quarterly payments of four hundred and fifty dollars each, and the parties of the first part do hereby bind themselves, their heirs and representatives accordingly;
“ And where'as, the said Daisy King Smith is now a minor- of the age of eighteen years; .
“ And whereas, the said party of the second part is her guardian, having in his custody her income during her' minority, the parties of the first part do hereby authorize, empower and direct the party of the second part to pay the party of the third part such annuity commencing with the first day of December, 1890, and thereafter to pay the same pending the minority of the said Daisy King Smith from any income in his hands belonging to her and the receipts of the party of the third part shall be a good and sufficient acquittance to the party of the second part fbr all such payments.
“ And the parties of the first part do hereby covenant and agree that they will indemnify and save harmless the party of the second part from any liability on account of any such payments and that so soon as Daisy King Smith shall attain the age of twenty-one years they will by their solemn instrument ratify and confirm all such payments
“ But in case of the decease of the said Daisy King Smith the liability of the said Willoughby S. Smith under this agreement shall cease and determine.
“ And the party of the second part hereby assents to the provisions hereof.
“ In witness whereof, the parties hereto have hereunto set their hands and seals the day and year first above written.
“DAISY KING SMITH, [seal]'
“WILLOUGHBY STATHAM SMITH, [seal]
“WILLIAM J. KING, Guardian, • [seal]
“ SABA B. PABSONS, [seal].”
“ March 1st, 1888.
“ My. Dear Daisy.-— As you have often, expressed your, willingness to give me the sum of eighteen hundred dollars per year until you arrive at the age of twenty-one years, if you will write me to this effect Í shall be very grateful,
V Tou-rs faithfully,
“ To Miss Daisy F. King. SARA B. PARSONS.”
“ 503 Fifth Ave., N. T., Meh. ,2, 1888.
“ My Dear Sara.—Tour letter of the 1st inst. received. I am perfectly willing to give you,the sum therein mentioned ($1800 ’ per year) until I reach the age of twenty-one years. ‘ T think I can say in all truth and sincerity that there are few with whom I could have been constantly day and night as I have been with you and always have found them the same, true, devoted, faithful, fond,' always willing to share and sympathize with me in my sorrow or joy as'the case may have been. 1 can assure you that I appreciate all your kindness in past years, and if at any time I can aid you or yours in any way it will only be a great "pleasure to me to do so if such an occurrence may present itself. ' I trust we may always be' together, that is, until either may find the proper person, one to. whom we may give our heart, and even after that. I agree to your offer and with many, many thanks, I am, ■
■“ Tour sincere friend,
“D. F. KING.”
We venture to suggest that there is not a scintilla of evidence which- indicates that at the time the contract in question was made the testatrix was under any legal obligation to the plaintiff; that she owed her one cent for seiwices rendered and which could have been recovered in an action at law. - On the day before the.con tract in question was executed, suppose the plaintiff had commenced an action to recover the value of service^ rendered by her. for or on behalf' of the-infant.. Would it be pretended that there is any fact disclosed tjy the evidence- in this record which would have justified a recovery in that case ?- The . alleged consideration -because of
In the Sims Case (supra) Mr. Justice Strong, in delivering the
We conclude that the reqital or admission of consideration in the infant’s contract furnished- no proof of the. fact, and that independent of such admission there is absolutely no proof of consideration, and, therefore, that the testatrix or her representative was at liberty at any time to assert its invalidity.
Was the contract ratified by defendant’s testatrix after she reached the age of twenty-one years'? We assume it is the law that such an alleged ratification, in order tó be effective as such, must be-“ either by an "express new promise,- made orally' or in writing, or it may be implied from acts or declarations clearly showing an intention to-recognize the contract, -and to be bound by it. The new promise, whether in writing or oral, or evidenced .by conduct, must be clear and Unequivocal, and must, show an intention to'be bound.” (Clark Cont. [1894] 248.) .
- Parsons in his- work on Contracts (Vol. 1 [8th ed.], p. 349) states the rule to be-: “ It (ratification) must be made with the deliberate purpose of assuming a' liability, from which he knows that he is discharged by law.” . v
A mere acknowledgment by an infant after he obtains his majority is not enough. (Jackson v. Carpenter, 11 Johns. 542.)
In Tucker v. Moreland (10 Pet. 58, 15) the court said : “ The mere recognition of the fact that a conveyance, has, been made is not per se proof or a confirmation of it. * •* . * Admitting that acts in pais may amount to a confirmation of a-deed, still we are
As we have seen, the contract in question was executed on the 18th day of December, 1890, seven days after the marriage of defendant’s testatrix, who was then eighteen years of age, and immediately thereafter she Went to England with her husband, where she resided with him until her'death in February, 1902. It appeai-s that the husband had property of his own ; that the income from his wife’s property went into his bank account, no separation or discrimination as to his or hers being attempted. He received and deposited with his own, her income, and all was used for the needs or pleasure of both, as either desired or deemed proper. The contract' which is the subject of dispute, by its terms obligated defendant’s testatrix to pay $1,800 per. year in equal quarterly payments to the -plaintiff during her natural life. The husband guaranteed such payment during the life of his wife. Such payments were made by him or by his direction regularly until his wife’s death, and it is solely because of the payments so made that a ratification of the contract is claimed, to have been established. If there had been no obligation resting upon the husband in' the premises, such payments having been made by or authorized by him, he having charge of his wife’s income, there would be force in the suggestion that they were made pursuant to her request and direction, but he by the terms of the contract had obligated himself to pay during the natural life of his wife. How then can it be said’ that after his wife became twenty-one years of age sncli payments were made in ratification of her alleged legal obligation, rather than in discharge of Ins own as guarantor? Indeed, it appears without contradiction that the wife had frequently stated that she did not understand the contract in question imposed any legal obligation upon her. But in addition it appears that immediately upon reaching her majority she made a will which created a trust in plaintiff’s favor, which would yield to the plaintiff annually during her natural life ¡precisely the amount specified in the contract. Can we say it was the intention of defendant’s testatrix to bestow(npon the plaintiff an annuity of $3,600 instead of $1,800 specified in the contract and will ? We think the evidence conclusively shows that any
The case át bar presents the not unusual situation of' a person seeking to acquire a portion of a decedent’s property without consideration and because of words written or alleged to have been spoken. In this case the defendant’s testatrix sought to provide for the plaintiff, her loved companion, in effect her mother, by giving her annually $1,800 during her natural life. It is now sought to make the estate of the deceased contribute to such support the sum of $3,600 per annum, because we must assume the will of the testatrix which was put in evidence and which, entirely independent of the contráct, provided for the payment to the plaintiff of an annuity of $1,800, is in all respects valid. We think all the acts done by defendant’s testatrix after she became twenty-one years of age are consistent with the proposition that she felt a daughter’s love and affection for the plaintiff; that such feeling impelled her to make provision for her friend, practically her mother; but that ■there was no intention on her part to impose an obligation upon her estate of $3,600 per annum in favor of the plaintiff. Can-it be conceived upon the evidence that defendant’s testatrix by permitting her husband to pay annually the amount specified in the contract,, which he was legally obligated to pay, thereby intended to obligate her estate to annually pay such sum during the natural life bf the plaintiff in addition to the payment of a like sum provided for by her will ?
^ The facts ás to ratification are that the testatrix’s husband, who had charge of the income of her estate and who was jointly obligated with her to make the payments specified in the contract, made or authorized such payments to be made after his wife became twenty-one years of age the same as before and until her death. We think there is no evidence which tends to show that the defendant’s testatrix ever in fact did or intended to ratify the contract in question. All the evidence in the record shows most conclusively that shp intended only to provide for her friend, practically her mother, a life annuity of $1,800. We think there is no evidence which tend_s to support the proposition that the testatrix intended
The conclusion is reached that as matter of law there is not shown to have been any legal consideration to support the contract in question, and that the finding of the learned trial judge that such contract was ratified by defendant’s testatrix after reaching the age of twenty-one years, was contrary to and against the weight of the evidence. ' (
It follows that the judgment appealed from should be reversed upon questions of law and of fact, and that a new; trial should be granted, with costs to the appellant to abide event.
Hash, J., concurred. •
Judgment affirmed, with costs.
