EMILY DAHL; HANNAH REDOUTE; BAILEY KORHORN; MORGAN OTTESON; JAKE MOERTL; KIA BROOKS; AUBREE ENSIGN; REILLY JACOBSON; TAYLOR WILLIAMS; KAELYN PARKER; ANNALISE JAMES; MAXWELL HUNTLEY; SYDNEY SCHAFER; DANIELLE NATTE; NICOLE MOREHOUSE; KATELYN SPOONER v. BOARD OF TRUSTEES OF WESTERN MICHIGAN UNIVERSITY; EDWARD MONTGOMERY, KATHY BEAUREGARD; TAMMY L. MILLER
No. 21-2945
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
October 7, 2021
File Name: 21a0234p.06
RECOMMENDED FOR PUBLICATION Pursuant to Sixth Circuit I.O.P. 32.1(b). On Emergency Motion to Stay Injunction Pending Appeal. United States District Court for the Western District of Michigan at Grand Rapids; No. 1:21-cv-00757—Paul Lewis Maloney, District Judge.
Before: GUY, McKEAGUE, and READLER, Circuit Judges.
COUNSEL
ON MOTION: Michael S. Bogren, PLUNKETT COONEY, Grand Rapids, Michigan, for
ORDER
PER CURIAM. Western Michigan University, a public university, requires student-athletes to be vaccinated against COVID-19, but it considers individual requests for medical and religious exemptions on a discretionary basis. Sixteen student-athletes applied for religious exemptions. The University ignored or denied their requests and barred them from participating in any team activities. The student-athletes then sued, alleging, among other things, that University officials violated their free exercise rights. The district court preliminarily enjoined the officials from enforcing the vaccine mandate against plaintiffs. Now, the officials ask us to stay the injunction and proceedings in the district court pending appeal. Although it is a close call, because the free exercise challenge will likely succeed on appeal, the factors considered in granting a stay favor the student-athletes. Accordingly, we decline to issue a stay.
I.
According to a recently announced University policy, “to maintain full involvement in the athletic department” at Western Michigan, students must be vaccinated against COVID-19. The policy, as announced by text message, states that “[m]edical or religious exemptions and accommodations will be considered on an individual basis.” Several student-athletes sought religious exemptions. In some cases, the University denied the student-athlete‘s application, stating that the applicant would have “[n]o participation in Intercollegiate sports.” In other cases, the University failed to respond but still barred the student-athlete from further participation in college sports. And the University official who processed the applications confirmed that she barred every unvaccinated student-athlete from “engag[ing] in team activities.”
This lawsuit followed. Sixteen student-athletes alleged that University officials violated their rights under federal and state law, including the First Amendment‘s Free Exercise Clause. The district court issued a preliminary injunction allowing plaintiffs to participate in team activities without being vaccinated. The district court‘s order did, however, allow the University to require plaintiffs to wear face coverings and take COVID-19 tests to participate in athletic events. In conjunction with their appeal of that ruling, defendants asked the district court to stay the injunction. The district court, however, denied the motion to stay. Defendants now ask us to stay both the preliminary injunction and the district court‘s proceedings during the appeal.
II.
To determine whether to grant a stay pending appeal, we consider “(1) the likelihood that the party seeking the stay will prevail on the merits; (2) the likelihood that the moving party will be irreparably harmed; (3) the prospect that others will be harmed by the stay; and (4) the public interest in the stay.” Crookston v. Johnson, 841 F.3d 396, 398 (6th Cir. 2016). While no single factor necessarily is dispositive, Coal. to Def. Affirmative Action v. Granholm, 473 F.3d 237, 244 (6th Cir. 2006), the first—the likelihood of success—in many instances will be the “determinative factor” in our analysis, Thompson v. DeWine, 959 F.3d 804, 807, 812 (6th Cir. 2020) (per curiam).
III.
Beginning, then, with the likelihood that defendants will succeed on the merits of their appeal, we focus on the strength of plaintiffs’ free exercise claim. Monclova Christian Acad. v. Toledo-Lucas Cnty. Health Dep‘t, 984 F.3d 477, 482 (6th Cir. 2020) (“[P]reliminary injunctions in constitutional cases often turn on the likelihood of success on the merits . . .” (citation omitted)). To prevail, plaintiffs must show that defendants burdened their religious exercise and that defendants’ conduct cannot withstand the appropriate level of scrutiny.
A.
The First Amendment, as incorporated through the Fourteenth Amendment, prevents a state from “prohibiting the free exercise” of religion.
A party may mount a free exercise challenge, it bears noting, even where it does not have a constitutional right to the benefit it alleges is being improperly denied
Application of these benchmarks leads us to conclude that the University‘s failure to grant religious exemptions to plaintiffs burdened their free exercise rights. The University put plaintiffs to the choice: get vaccinated or stop fully participating in intercollegiate sports. The University did not dispute that taking the vaccine would violate plaintiffs’ “sincerely held Christian beliefs.” Yet refusing the vaccine prevents plaintiffs from participating in college sports, as they are otherwise qualified (and likely were recruited) to do. By conditioning the privilege of playing sports on plaintiffs’ willingness to abandon their sincere religious beliefs, the University burdened their free exercise rights. See id.
Defendants respond that the Free Exercise Clause only prevents them from forcing plaintiffs to choose between their faith and a “generally available benefit,” which, they say, does not aptly describe playing college sports. But in the free exercise context, “generally available” refers to “the baseline against which burdens on religion are measured.” Locke v. Davey, 540 U.S. 712, 726 (2004) (Scalia, J., dissenting). For instance, state grants awarded to nonprofits “scoring highest based on several criteria” are generally available to eligible entities even though only 14 organizations (out of 44 applicants) received one. Trinity Lutheran, 137 S. Ct. at 2017-18, 2024; see also Locke, 540 U.S. at 727 (Scalia, J., dissenting) (noting that a state may condition a generally available benefit on “academic performance, income, and attendance at an accredited school“). It follows that all plaintiffs must show is that they are “otherwise eligible” to play intercollegiate sports—that is, eligible apart from the regulation that burdens their religious exercise. See Trinity Lutheran, 137 S. Ct. at 2021. And there is no question plaintiffs are otherwise eligible, as they are already student-athletes.
Plaintiffs’ unique ability to play sports helps frame our analysis with respect to the “coercion or penalt[y]” aspect of a free exercise claim. Id. at 2022. The Free Exercise Clause, we reiterate, “protects against ‘indirect coercion or penalties on the free exercise of religion.‘” Id. (citation omitted). For purposes of assessing whether the University has exerted coercive force or threatened a penalty to impede one‘s free exercise right, our focus is on student athletes. Fair enough, the University‘s vaccine mandate does not coerce a non-athlete to get vaccinated against her faith because she, as a non-athlete, cannot play intercollegiate sports either way. But the mandate does penalize a student otherwise qualified for intercollegiate sports by withholding
B.
Of course, not every burden on the free exercise of religion is unconstitutional. A neutral law of general applicability “need not be justified by a compelling governmental interest” even if the law incidentally burdens religious practices. Smith, 494 U.S. at 886 n.3; see also Mount Elliott Cemetery, 171 F.3d at 403 (explaining that the state may “regulat[e] behavior associated with religious beliefs“). But a law that is not neutral and generally applicable “must undergo the most rigorous of scrutiny.” Monclova Christian Acad., 984 F.3d at 479 (quoting Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520, 546 (1993)).
As the Supreme Court recently reaffirmed, a policy that provides a “mechanism for individualized exemptions” is not generally applicable. Fulton, 141 S. Ct. at 1877 (citation omitted). Accordingly, where a state extends discretionary exemptions to a policy, it must grant exemptions for cases of “religious hardship” or present compelling reasons not to do so. Id. (citation omitted). For example, a city that requires foster agencies to certify same-sex couples as foster parents “unless an exception is granted by the Commissioner... in his/her sole discretion” must provide a compelling reason not to extend a religious exemption to a Catholic foster agency. Id. at 1878. Similarly, a state that denies unemployment benefits to persons who refuse a suitable job “without good cause” must identify a “compelling state interest” not to grant an exemption to a Seventh-day Adventist who would not work on the Sabbath. Sherbert, 374 U.S. at 401, 406; cf. Klaassen v. Trs. of Ind. Univ., --- F. Supp. 3d. ---, 2021 WL 3073926, at *25 (N.D. Ind. July 18, 2021), aff‘d, 7 F.4th 592 (7th Cir. 2021) (holding that a university‘s vaccine mandate was neutral and generally applicable, and therefore subject to rational basis review, when it provided a non-discretionary religious exemption to students).
The University‘s vaccine mandate likewise provides a “mechanism for individualized exemptions.” The policy says that “all student-athletes” must provide proof of at least one dose of a COVID-19 vaccine “to maintain full involvement in the athletic department.” But “[m]edical or religious exemptions and accommodations will be considered on an individual basis.” The University later provided forms on which student-athletes could request an “accommodation” to or an “exemption” from the vaccine mandate for religious reasons. And, like the city in Fulton and the state in Sherbert, the University retains discretion to extend exemptions in whole or in part. For this reason, the policy is not generally applicable. As a result, the University must prove that its decision not to grant religious exemptions to plaintiffs survives strict scrutiny. See Fulton, 141 S. Ct. at 1881.
Defendants resist this conclusion on several fronts. To start, they assert that the University‘s policy is neutral and generally applicable under Fulton and Sherbert because the University refused to allow any unvaccinated player to participate in college sports. But defendants’ emphasis on how they in fact executed the policy ignores the Supreme Court‘s instruction that we put front and center the terms of the policy itself, as the “creation of a formal mechanism for granting exceptions renders a policy not generally applicable, regardless
Next, defendants ask us to consider that “[e]very student who applied for a religious exemption received one.” To that end, the official who evaluated plaintiffs’ applications claims she “in fact granted them an exemption from the vaccine requirement.” But these representations do not square with the record. In at least two cases, the University barred plaintiffs from practice and competition without responding to their requests for exemptions. As for the rest, the University stated, in writing, that it had “denied” them exemptions. Based on the University‘s own documentation, the district court‘s factual finding that plaintiffs did not receive exemptions does not strike us as erroneous, let alone clearly so.
True, the University did maintain plaintiffs’ athletic scholarships and did not formally dismiss them from their teams. But that is not the same thing as granting an exception from the University‘s policy of conditioning “full involvement in the athletic department” on vaccination status. After all, the purported exception plaintiffs received did not allow them to play college sports. Yet playing on the team (and not just receiving a scholarship) is their goal, a point the University itself recognized. See, e.g., Religious Accommodation Request Form at 1, Dahl v. Bd. of Trs. of W. Mich. Univ., No. 1:21-cv-757 (W.D. Mich. Sept. 13, 2021), ECF No. 15-7 (noting that plaintiffs sought exemptions that would allow them to keep “participating in Intercollegiate sports“). And by all accounts, plaintiffs have successfully achieved that goal, at least historically. Two have been team captains. Several have won All-Mid-American Conference awards or been named to All-Mid-American Conference or All-Region teams. They sought exemptions to continue those athletic endeavors, not simply to be “listed as a player on the team website,” as the University offered. Because the University‘s “exemption” would not allow plaintiffs to engage fully in team activities, the district court did not clearly err by finding that the University denied plaintiffs’ requests for exemptions in substance as well as form.
Finally, defendants invite us to decide this case based on the following assumption: that the University‘s policy forbids all unvaccinated student-athletes from participating in sports but allows those with medical or religious objections to retain their scholarships and avoid dismissal and discipline. The policy‘s text, however, says nothing of the sort. We thus see no error—much less clear error—in the district court‘s finding that “[t]he policy Defendants describe[] is not the policy Defendants sent to their student athletes.” Dahl v. Bd. of Trs. of W. Mich. Univ., No. 1:21-cv-757, slip op. at 7-8 (W.D. Mich. Sept. 13, 2021).
C.
Because the University‘s policy is not neutral and generally applicable, we analyze the policy through the lens of what has come to be known as “strict scrutiny.” Fulton, 141 S. Ct. at 1881. That manner of scrutiny requires defendants, to prevail, to show that the University‘s failure to exempt
Defendants, it bears noting, provided the district court with an affidavit stating that COVID-19 vaccines are “the most effective and reasonable way to guard against” the virus. We do not dispute that assessment. But the question before us “is not whether the [University] has a compelling interest in enforcing its [vaccine] policies generally, but whether it has such an interest in denying an exception” to plaintiffs, and whether its conduct is narrowly tailored to achieve that interest. Fulton, 141 S. Ct. at 1881. Defendants present neither evidence nor argument on that score. To the contrary, they contend only that their conduct survives rational basis review.
To sum up, defendants likely violated plaintiffs’ First Amendment rights. The critical first stay factor thus favors plaintiffs. See Thompson, 959 F.3d at 807 (noting that “the likelihood of success on the merits often will be the determinative factor” to obtain a stay during an appeal (citation omitted)).
IV.
The remaining stay factors largely involve dueling considerations regarding who presumably will be harmed with (or without) a stay. And those considerations are less clear cut than our merits analysis. For example, the University presumably faces some risk that an unvaccinated player who participates in full with her team may spread COVID-19 to her teammates, threatening a forfeit of one or more games and possible (and arguably irreparable) financial or reputational injury to the University. But that possibility is somewhat speculative, and it fails to consider the broader picture. For one, the preliminary injunction applies only to plaintiffs—sixteen people—and the University‘s policy, even when enforced, does not limit an athlete‘s exposure to unvaccinated University students at large. For another, under the terms of the preliminary injunction, the
* * * * *
We do not doubt defendants’ good faith, nor do we fail to appreciate the burdens COVID-19 has placed on this nation‘s universities. To that point, our holding is narrow. Other attempts by the University to combat COVID-19, even those targeted at intercollegiate athletics, may pass constitutional muster. See Klaassen, 7 F.4th at 593. But having announced a system under which student-athletes can seek individualized exemptions, the University must explain why it chose not to grant any to plaintiffs. And it did not fairly do so here.
For these reasons, the motion for a stay of the preliminary injunction and the district court‘s proceedings pending appeal is DENIED.
ENTERED BY ORDER OF THE COURT
Deborah S. Hunt, Clerk
