A jury convicted Gillam Kerley of having “refuse[d] registration ... in the armed forces,” 50 U.S.C.App. § 462(a), and Judge Shabaz sentenced him to three years in prison and imposed a fine of $10,000. Having been born in 1961, Kerley was required to register during the eight-day period preceding August 3, 1980. In a series of letters to the Director and the General Counsel of the Selective Service System in 1981 and 1982, Kerley said he had decided not to register. “I have not registered with Selective Service____ To have registered for the draft in July 1980 would have been lending my tacit approval to those very dangerous trends in our na-tion____ It was, and is, my duty to disobey. I am proud to be among the ... men who refused to register.” On the basis of these letters, the Selective Service System searched its files for evidence that Kerley had registered, and found none. FBI agents then met with Kerley and gave him a blank registration card and mailing envelope together with a letter informing Kerley of “his obligation to register.” Kerley gave the agents a statement which accused the government of pursuing a policy of “illegal selective prosecution” (a charge we rejected in
United States v. Kerley,
Kerley’s first argument is that the district court erred in instructing the jury that failure to register with Selective Service is a continuing offense. The provision of the Selective Service Act that creates the duty to register, 50 U.S.C.App. § 453, requires male citizens between the ages of 18 and 26 to present themselves for and submit to registration “at such time or times” as shall be determined by Presidential proclamation; for Kerley that meant the eight-day period that ended on August 3, 1980. He argues that once the period passed, he had no further duty to register; hence the jury’s consideration should have been confined to the eight-day period, a period in which, as we shall see, he conceivably may not have had the willfulness required by 50 U.S.C.App. § 462(a).
This argument might have been compelling under the regime of
Toussie v. United States,
So construed, the statute does not violate the self-incrimination clause of the Fifth Amendment, cf.
Selective Service System v. Minnesota Public Interest Research Group,
The next question is whether the instructions were fatally flawed in eliminating an element of the offense from the jury's consideration. The jury was told, among other things:
Two essential elements are required to be proven in order to establish the offense charged in the indictment: First, that the defendant at the time charged in the indictment had a legal duty to register with Selective Service; and second, that the defendant knowingly failed, evaded, or refused to register.
When the word knowingly is used in these instructions it means that the defendant realized what he was doing and was aware of the nature of his conduct, and did not act through ignorance, mistake, or accident. Knowledge may be proved by the defendant’s conduct, and by all the facts and circumstances surrounding the case.
Kerley argues that these instructions allowed the jury to convict him for failing to register even if he didn’t know he had a duty to register.
To upset his conviction on this basis Kerley must show not only that (1) the statute implicitly requires that the nonre-gistrant knew he had a duty to register and (2) the instructions failed to place this issue before the jury, but also that (3) the failure was plain error. For proper objection to the instruction was not made, Fed.R.Crim.P. 30; and while it is true both that Kerley objected to the quoted instruction at the charging conference and that he was not required to repeat his objection after the instruction was given, see
United
*936
States v. Hollinger,
The first step on this road is no problem. We have no doubt that the statute should be interpreted to require that the defendant had knowledge of the duty to register. See, e.g.,
United States v. Klotz,
A harder question is whether the instructions withdrew the issue of knowledge of legal duty from the jury. In
Liparota v. United States,
Nonetheless we believe that the instructions in the present case failed to place the issue of guilty knowledge adequately before the jury. Here as in
Lipa-rota
the definition of “knowingly” was token from a pattern instruction intended for cases where willfulness is not an element of the crime. See Federal Criminal Jury Instructions of the Seventh Circuit 86-87 (1980) (instruction 6.04 and committee comment). The jury may well have thought that the only “ignorance, mistake, or accident” relevant to deciding whether Kerley had acted knowingly was the kind that occurs when, for example, the letter of registration is misaddressed by the registrant or lost by the post office. (This may have the type of knowledge referred to in
Wayte v. United States, supra,
So there was error — but was it plain? A plain error is not just one that is conspicuous but one whose correction is necessary to prevent a “miscarriage of justice,”
United States v. Young,
Yet a judge in a criminal case may not direct a verdict for the government just because no reasonable jury would acquit.
United States v. Martin Linen Supply Co.,
Why
taking the case away from the jury should be reversible error — no matter how powerful the evidence of guilt —is, like so many propositions in law, far from obvious as an original matter. To say, as the Supreme Court did in
Rose v. Clark, supra,
A better ground for the rule against directing a verdict in whole or in part against a criminal defendant may be the civilizing effect that is assumed to result from adherence to the fundamentals of our adversarial criminal process. If the judge had sentenced Kerley
before
trial (though he had not pleaded guilty), on the ground that his guilt was a foregone conclusion and his demand for trial by jury an obvious delaying tactic and waste of the taxpayers’ money, the violation of Kerley’s procedural rights would not be excused by proof, however overwhelming, that no reasonable (or for that matter unreasonable) jury would have acquitted him. See
United States v. Cerro,
This discussion shows that there is more to the plain-error rule than we let on before. We said a plain error is not only a clear one but one that probably changed the outcome of the case. But we have just seen that some errors are so disturbing that they are deemed plain, and hence reversible even if not properly preserved for appeal, though they probably made no difference to the outcome of the trial. Cf. 3A Wright, Federal Practice and Procedure § 856, at pp. 340-41 (2d ed. 1982). And one of these is to direct a verdict against the defendant. See
Rose v. Clark, supra,
But Judge Shabaz did not direct a verdict against Kerley; he merely failed to instruct clearly on an element of the crime. The question is whether such an error is always reversible. We think not. Any intimations in
Connecticut v. Johnson,
That is different from a case such as the present one, where an element is omitted from the instructions (or at least not clearly included within them); but we do not see why the difference should be determinative. The Court’s emphasis in
Pope
was on the effect, rather than character, of the error. There are as we have seen errors so gross that they cannot be excused by reference to their certain lack of impact on the jury’s deliberations; but merely because the error concerns an element of the crime does not place it in that category. This court has interpreted the category very narrowly. In
United States ex rel. Ross v. Franzen,
The picture in the other circuits is mixed.
Hoover v. Garfield Heights Municipal Court,
We prefer the statement by the Second Circuit that,
“in general,
failure to instruct the jury on an essential element of the offense constitutes plain error.”
United States v. Golomb,
Kerley next argues that the district court should have instructed the jury not to convict him merely on the admissions contained in his letters to the Director and General Counsel of the Selective Service System and in his statement to the FBI agents. Kerley appeals to the rule that requires proof of the “corpus delicti” of the crime, which is to say, proof — apart from the defendant’s confession or admissions — that a crime actually occurred. The rule is a vestige of a time when brutal methods were commonly used to extract confessions, sometimes to crimes that had not been committed, see generally Note,
Proof of the Corpus Delicti Aliunde the Defendant’s Confession,
103 U.Pa.L.Rev. 638 (1955), though even in the bad old days
*940
confessions had (in principle at least) to be corroborated, see Langbein,
Torture and the Law of Proof
(1977). Never well adapted to its purpose (on which see
id.
at 13-14) of preventing the conviction of a person on the basis of an unreliable confession — since the crime might have occurred yet have been committed by someone other than the defendant — the corpus delicti rule no longer exists in the federal system, where the requirement is instead that there must be “substantial independent evidence which would tend to establish the trustworthiness of the statement.”
Opper v. United States,
Least of the alleged trial errors is the judge’s having instructed the jury that they “should” rather than “must” acquit Kerley in the event the government had failed to prove his guilt beyond a reasonable doubt. “Must” is preferable; but it is hardly plausible that the jury supposed that while they “should” acquit Kerley if he was not guilty beyond a reasonable doubt, they didn’t have to acquit him if they didn’t want to. Juries know better than that. We add that the judge also said that the jury “should,” not “must,” convict Kerley if they found that he was guilty beyond a reasonable doubt. In context, “should” was imperative — not hortatory— throughout the instruction.
Kerley argues that the judge relied on misinformation and improper considerations in sentencing him to three years in prison (two years short of the statutory maximum) plus a $10,000 fine (the statutory maximum). The government with commendable candor acknowledges that there are ambiguities in the transcript of the sentencing proceeding and that a remand for resentencing might be in order. We agree. Although the sentence was lawful in the sense of being within the limits set in the statute, and although the judge’s discretion to impose a lawful sentence is plenary in the absence of irregularities, see, e.g.,
Dorszynski v. United States,
The issue is not the length of the sentence, though Kerley complains about the length, noting that although in time of war — and even in time of peace when a draft is in effect — a willful failure to register with the Selective Service System is a very grave offense, it is less grave when there is no draft and the purpose of registration is merely to facilitate reinstatement in the event (which at this writing is remote or at least unlikely) that the draft is reinstated. Precisely because the burdens of registration are today so trivial, willful nonregistration currently appears to be limited to a tiny handful of “peace activists,” such as Kerley, who at the time of sentencing was (and is) the Executive Director of the Committee Against Registration and the Draft. The danger to the nation posed by such groups is small. According to a list supplied by Kerley and not challenged by the government, only 19 other people have been indicted and convicted under 50 U.S.C.App. § 462 since 1982 and only eight have been sentenced to prison or jail — one for two years, one for a year and a half, the others for six months or less. The Sentencing Guidelines (not applicable to this case, however) recommend a sentence of zero to six months for this offense (provided the defendant has no criminal history, as Kerley does not) and a fine of between $500 and $5,000. See United States Sentencing Commission, Guidelines Manual *941 pp. 2.111, 5.2, 5.18 (1987). Under current conditions, long sentences for willful non-registration are unlikely to have much effect beyond creating martyrs for the “peace movement.”
Judge Shabaz, however, may disagree, and it is his prerogative to do so, for the sentence he imposed was within the statutory limit. But the sentence may have been based on legal and factual misunderstandings, a ground for remanding unrelated to the length of the sentence. The judge said in the sentencing hearing that a “sentence of three years would mean perhaps one year [of actual imprisonment]
or less.”
(Emphasis added.) This is incorrect. The tíme served could not be less than one year, because with irrelevant exceptions a federal prisoner must serve a minimum of one-third of his prison sentence before he is eligible for parole. 18 U.S.C. § 4205(a);
United States v. Fountain,
Second, Judge Shabaz appears to have been influenced in his sentencing decision by a belief “that there is the encouragement of the Defendant to others to violate, as perhaps is indicative of his position as the executive director of the Resistance Movement____ And, it would appear ... that it is his continued desire to actively and perhaps illegally oppose those laws without resorting to appropriate legislative action____ And so, in order to deter the Defendant from his continued illegal activity and his aiding and abetting those others who may follow in his footsteps, ... the Court has determined that the higher sentence is the appropriate sentence — ” But Kerley is not executive director of the “Resistance Movement”; nor is there any evidence that he ever has or intends to “aid and abet” other persons to violate the registration statute. The Committee Against Registration and the Draft has never, at least so far as we can tell from the record in this case (including the presentence report), engaged in any illegal activities. Its statement of principles does say, “We support many forms of draft resistance, including non-compliance and civil disobedience,” but the form of support is unclear and there is no indication that it goes beyond moral support or constitutionally protected advocacy. See, e.g.,
Hess v. Indiana,
Maybe all Judge Shabaz had in mind was that the example of Kerley (if published by the media) would incite others to violate the registration act. This would be a permissible consideration but it is not what the judge said. He said that Kerley had to be incapacitated in order to prevent him from inciting illegal activity, and there is no evidence that Kerley has ever committed, or contemplated committing, any illegal act except his own refusal to register for the draft. We need not consider to what extent, if any, a convicted criminal defendant can be prevented, directly or indirectly, from urging others to engage in civil disobedience; for Judge Shabaz made clear that he did not intend to curtail Kerley’s liberty of expression. He did, however, rely on misinformation in sentencing Ker-ley, and a remand for resentencing is therefore required.
But the judge was quite right to dismiss Kerley’s Rule 35 motion for reduction of sentence, on the ground of lack of jurisdiction. “[T]he circuit courts have uniformly acknowledged that the sentencing court is without jurisdiction to rule on a motion for reduction of sentence once a notice of appeal has been docketed.”
United States v. Distasio,
The order in No. 87-2644 is affirmed. The conviction in No. 87-1882 is affirmed but the sentence is vacated and the district judge directed to resentence the defendant.
Supplemental Opinion
The petition for rehearing, filed by the defendant, Gillam Kerley, persuades us that Kerley is entitled to a new trial; and we modify our decision of January 28, supra at 932 accordingly.
*942 We held that the district judge had erred in failing to make clear in his instructions to the jury that to be found guilty of the crime of refusing registration in the armed forces (50 U.S.C. § 462(a)) Kerley had to have known that he had a duty to register, that is, had to have acted willfully; it was not enough to tell the jury that it had to find that Kerley had known he had not registered. But we further held that this was not a plain error in the circumstances and hence that Kerley could not upset his conviction unless he had stated his ground for objecting to the instructions — and, we said, he had not.
In this we erred. We were led into error by Kerley’s appellate counsel, who failed to include in the joint appendix on appeal the relevant pages of transcript showing that Kerley had stated his ground for his objection, and by the government, which should have brought the oversight to out attention. Kerley’s counsel had rectified the oversight in his petition for rehearing, and the government in its response does not argue that the rectification comes too late for us to consider it.
Judge Shabaz had delegated the preparation of a final pretrial order to a magistrate; as part of the final pretrial conference the magistrate held a charging conference at which the parties submitted proposed instructions and objections thereto. Kerley objected to the instruction that required the jury to find only a knowing (in the narrow sense indicated earlier), and not also a willful, refusal to register, saying that “to knowingly fail to perform a duty a person must be aware of a duty and deliberately or willfully neglect to perform it.” The magistrate incorrectly replied “that the definition of knowingly addresses the very problem about which you expressed concern,” but added, “I have noted your objection for Judge Shabaz.” The final pretrial order recited that Kerley objected to the instruction in question “in that it fails to include an element of willfulness or a showing of specific intent.” At the instructions conference at trial, Judge Sha-baz stated, “I do note the or perhaps the continuing objections that you may have as to the substance instructions, the elements of the offense.” In light of this statement there was no need for Kerley to renew his objection on the matter of willfulness. In the circumstances, Kerley (who was not represented by counsel at trial) adequately stated the grounds for his objection, and therefore complied with Rule 30 of the Federal Rules of Criminal Procedure. The ground was valid, and although the error was not plain, the government does not argue that it was harmless; it was therefore a reversible error, so Kerley is entitled to a new trial.
The other grounds on which he seeks a rehearing have no merit, and there is no need to modify any part of our opinion except the statement that Kerley failed to object and the conclusion that he is not entitled to a new trial.
