Lead Opinion
OPINION
I. INTRODUCTION
A father appeals a superior court order granting long-term guardianship of his daughter to maternal relatives in another state. The father has a history of inappropriate sexual relationships and during four years of the child’s life was incarcerated following a federal conviction for transportation of child pornography. The superior court ordered the guardianship based in part on expert testimony that the father could not yet be left alone with his daughter, given the
We conclude that the superior court had the statutory authority to establish a guard-iansMp' under these circumstances. But the court’s finding that the daughter was likely to suffer serious emotional or physical harm if returned to her father’s care was based in part on findings that lack the required basis in the expert testimony. We therefore remand for the superior court to consider whether the remaining findings are sufficient to support the guardiansMp order,
II. FACTS AND PROCEEDINGS
A. Facts
Dana was bom in July 2008 to Jude and Marya M.
1. Dana’s placement history
Dana lived with both parents for her first mne months, but Jude then took her away because of Ms concerns about Marya’s heavy drinking. Soon afterward the police began investigating Jude for possession of child pornography — explicit photographs of his teenaged half-sister. The police contacted the Office of Children’s Services (OCS), which placed Dana with Jude’s friends, the Care-lawns. Jude visited Dana several days a week until Ms arrest in November 2009. Dana was then retened to her mother’s custody and OCS closed its file. In December 2009 Jude pleaded guilty to the federal offense of transporting child pornography across state lines and was sentenced to 60 months in prison followed by five years of supervised release.
Dana lived with her mother and half-siblings for about a year and a half. OCS opened tMs case in April 2011, when Marya left the children alone in an apartment. Dana was again placed with the Carelawns until Jiily 2013, when OCS decided she should live with Marya’s sister, Natalia Winsome, in another state. Although the Carelawns wanted to adopt Dana, Natalia’s family was a priority placement under ICWA.
While living with the Winsomes, Dana was sexually abused by Natalia’s minor son Roland. When Dana told the Winsomes about the abuse in April 2015, they immediately took her to the hospital. Roland was arrested for sexual assault and removed from the home. At the time of the second termination trial Dana was still living with the Winsomes, and the entire family was participating in a state program for families suffering the effects of sexual abuse. Dana had received individual treatment as well,
2. Jude’s sexual history and treatment
Jude has a Mstory of inappropriate sexual relationships beginmng in childhood and including sex with cousins, an ex-girlfriend of Ms father, a half-sister, and (more or less contemporaneously) the half-sister’s mother, Ms former stepmother. Jude spent several years of his 60-month prison sentence at Devens Federal Medical Center in Massachusetts, which provides a voluntary program for sex-offender rehabilitation. There he was diagnosed with two paraphilic disorders; “hebephilia” because of Ms strong sexual attraction to teenaged girls and “incest” because of Ms relationsMp Mstory and sexual fantasies.
Jude successfully completed Devens’s intensive sex-offender treatment'program, and a risk assessment rated Mm as having a “Low-Moderate” risk of sexual recidivism. A Relapse Prevention Plan recommended that he “should have NO contact with any children under the age of 18 ... unless supervised by a responsible adult who is aware of [Ms] sex offense Mstory.” The Plan advised
B. Proceedings
1.First termination trial
Dana was adjudicated a child in need of aid in December 2011. OCS petitioned to terminate Jude’s parental rights in August 2012 on the grounds that Jude would “not be released until 2014, and it is at best unclear if he will have resolved his history of sexual behavior against underage female relatives by then.”
After hearing testimony in April 2014, the superior court found five of the six elements required for termination: (1) Dana was a child in need of aid due to concerns about Jude’s sexual history; (2) Jude’s troubling conduct had not been remedied; (3) OCS had made timely and reasonable efforts to provide family support services; (4) active efforts had been made to reunify the family; and (5) termination was in Dana’s best interests.
2.Second termination trial
. Jude and OCS could not agree on an appropriate permanency plan once Dana moved out of state to live with the Winsomes, and the superior court scheduled a second termination trial. At OCS’s request the superior court agreed to consider the alternative of a jong-term guardianship with the Winsomes. It heard evidence in October and November 2015.
Dr. Richard Lazur, who had been retained by OCS to assess Jude, testified that Jude’s risk of reoffense within a year was 3.2% and within five years was -5.9%. The superior court found that both Dr. Lazur and Dr. Blair, Jude’s treating therapist, believed that Jude continued to pose “a small' but significant risk” to Dana. Both experts “recommended a detailed transition program with safeguards to protect [Dana]” and that “any reintroduction should occur over a long period of time in a safe, therapeutically-controlled environment.”
The court again concluded that OCS had proven all but one element required for termination; it found that the likelihood of harm from Dana’s return to Jude’s care was proven by clear and convincing evidence but not beyond a reasonable doubt. The court found that “[a]ceording to Dr. Lazur, [Jude] has made outstanding progress toward recovery” and “the evidence [still] fails to show beyond a reasonable doubt that [Jude]’s conduct is unlikely to change.” The court therefore denied termination for a second time.
3.Guardianship order
Having denied termination, the court turned to OCS’s alternative request that Dana be placed in a long-term guardianship with the Winsomes. The court first determined that it was authorized to consider guardianship because Jude’s parental rights had been suspended both .by Dana’s status as a child in need of aid and by the terms of Jude’s probation, which prohibited unsupervised contact with Dana. The court made three findings required to support a guardianship order: (1) that active efforts were made and were unsuccessful; (2) that “leaving the child in the parent’s custody would
Jude appeals from this order. The guardian ad litem sides with OCS in supporting the order.
III. STANDARDS OF REVIEW
“In child in need of aid cases, ‘we review the trial court’s factual findings for clear error and its legal determinations de novo.’ ”
“Whether a trial court’s findings are consistent with the child in need of aid” or other applicable statutes “is a question of law that we review de novo.”
“Whether the state complied with the ‘active efforts’ requirement of [ICWA] is a mixed question of law and fact.”
IV. DISCUSSION
Jude’s claims on appeal focus on the long-term guardianship order and fall into three mam categories: (A) that the order exceeded the superior court’s statutory authority, (B) that the court applied the wrong standard of proof for its finding of a likelihood of harm, and (C) that the evidence does not support the court’s findings.
A. The Superior Court Was Authorized To Establish A Guardianship Under AS 13.26.045.
Alaska Statute 13.26.045 authorizes the superior court to “appoint a guardian for
It is true, as Jude contends, that the parent of a child in OCS custody retains “residual rights” unless and until all parental rights are terminated; these residual rights include “the right and responsibility of reasonable visitation, consent to adoption, consent to marriage, consent to military enlistment, [and] consent to major medical treatment.”
“When a child is committed under AS 47.10.080(c)(1) to the department, ... a relationship of legal custody exists” between OCS and the child, imposing on OCS the daily custodial responsibilities that would otherwise be the parent’s.
Jude argues that “[t]he logical extension” of this, holding is that any child custody order granting “one parent sole legal and physical custody” suspends the noncustodial parent’s rights. But the analogy to private child custody disputes is inapt, as demonstrated by the Arizona case on which Jude relies, Morales v. Glenn
The opposite is true in the case of a child in need of aid. OCS has custody only because of a judicial determination that the parent has committed conduct or created conditions that put the child’s welfare at risk.
Jude also finds support for his argument in a regulation, 7 Alaska Administrative Code (AAC) 56.370(b), which states in part that an agency may not place a child in a guardianship without having on hand, among other things, “evidence that ...' parental rights have been terminated or suspended by the court.” Jude argues that every case to which subsection .370(b) applies involves a child that “has been, like Dana, adjudicated to be a child in need of aid,” so the regulatory requirement is superfluous if a CINA adjudication necessarily suspends parental rights. But as OCS points out, the provision applies to cases other- than CINA cases and to agencies other than OCS,
In sum, because Jude’s custodial rights had been suspended, the superior court did not err in concluding that it had the authority under AS 13.26.045 to appoint a long-term guardian for Dana.
B. The Guardianship Was Not A De Facto Termination That Triggered ICWA’s Requirement That The Likelihood Of Harm Be Proven Beyond A Reasonable Doubt.
Jude argues that even if the guardianship was statutorily authorized, it was a de facto termination of parental rights for which ICWA requires a higher standard of proof. ICWA prohibits termination absent proof “beyond a reasonable doubt, including testimony of qualified expert witnesses, that the continued custody of the child by the parent ... is likely to result in serious emotional or physical damage to the child.”
In support of his argument that the guardianship effectively terminated his parental rights, Jude points to our decision in D.H. v. State.
But the de facto termination in D.H. was of only one parental right, albeit an important one: the right of reasonable visitation. Whether the out-of-state placement constituted a de facto termination of all the father’s parental rights was not at issue. In another case, Nelson v. Jones, we declined to find a de facto termination of all parental rights even where the superior court denied a father any visitation until he admitted that he had sexually abused one of his children.
Jude also asserts that the guardianship order “ends OCS’s custody over Dana” and “changes the legal standard” by which he can regain custody, because under AS 13.26.085,
Because guardianship is a foster care placement under ICWA, the superior court was required to support the guardianship order “by clear and convincing evidence that [the father]’s continued custody of his children was likely to result in serious emotional or physical damage to them.”
C. The Superior Court Did Not Err In Its Findings Of Active Efforts, But Its Findings As To Whether Those Efforts Succeeded And Whether Dana Faces Harm If Returned To Jude’s Custody Lack The Required Expert Support.
The superior court was required to make three factual findings to support the guardianship: (1) by clear and convincing evidence that “active efforts have been made to provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian family and that these efforts have proved unsuccessful”;
1. The superior court did not err in finding active efforts, but its finding that they were unsuccessful requires reconsideration on remand.
Under ICWA, “[a]ny party seeking to effect a foster care placement of, or termination of parental rights to, an Indian child ... shall satisfy the court that active efforts have been made to provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian family and that these efforts have proved unsuccessful.”
Jude argues on appeal that (a) the superior court should not have considered efforts provided by entities other than OCS; (b) considering only OCS’s efforts, there was insufficient evidence that active efforts were made; and (c) active efforts, if made, were successful in rehabilitating him.
a. The superior court did not err by considering efforts made by entities other than OCS.
The superior court’s active efforts finding relied in part on sex offender treatment provided by the federal treatment center in Devens. According to Jude, however, ICWA requires that OCS make all qualifying efforts itself; otherwise, he argues, OCS will be “incentiviz[ed] ... to act passively” while letting others carry the burden of rehabilitation, “which runs counter to ICWA’s text and purpose.” Because Jude’s argument asks whether the superior court’s findings complied with ICWA, we consider it de novo.
ICWA requires the party seeking a foster care placement to satisfy the court that “active efforts have been made”;
Although AM. and other past cases have considered efforts made by various entities of the State of Alaska,
b. The superior court did not err by finding that active efforts were made.
We review in their entirety the efforts made to prevent the breakup of Jude’s family, focusing first on the period of Jude’s incarceration and then on the period following his release.
i, Jude’s incarceration
Jude was arrested in late 2009 and sentenced in August 2010. OCS took custody of Dana in April 2011 and still had custody of her when Jude was released from the Anchorage halfway house in May 2014. The evidence supports the superior court’s finding that active efforts were made during this time.
As noted above, Jude received intensive sex offender rehabilitation treatment while at Devens, and he also participated in parenting and anger management classes. He was able to send Dana gifts and letters and had regular telephone contact with her while she lived with the Carelawns and the Winsomes. OCS apparently had no role in facilitating these contacts, though it “provided [Mr. Carelawn] guidance” in initiating the telephone calls and at one point gave the Carelawns advice as to whether they should continue. Still, the superior court “assigned] significant weight to the fact that this telephone contact was consistent and continuing.” While Jude had no in-person visitation with Dana while at De-vens, “[w]e have previously found that telephonic visits with an incarcerated parent satisfied the active efforts requirement.”
Jude emphasizes the minimal efforts his OCS caseworkers made to contact him while he was in prison, but the evidence supports a conclusion that this was due at least in part to the logistical challenges of his incarceration.
ii. After Jude’s release
In the few months between Jude’s release in early 2014 and Dana’s May 2014 move out of state, OCS worked on Jude’s case plan, referred him to parenting classes, and helped him to continue sex offender treatment.- He had supervised contact with Dana during family therapy sessions and at OCS,
After Dana’s move, OCS caseworker Er-yne Hughes kept in touch with Jude by email and had at least three meetings with him between November 2014 and the second termination trial in late 2015. OCS set up a risk assessment for Jude with Dr. Lazur to determine whether he could safely gain his daughter’s custody.
At the time of the second termination trial Jude was having telephone contact with Dana every Sunday, and OCS was communicating with Jude and the Winsomes about continuing these contacts. OCS had not paid for in-person visitation, but Dana’s therapists were recommending against it at that time. One of the therapists, Lisa Merz, testified that she needed to work with Jude before signing off on in-person visitation, but Jude’s refusal to schedule a phone call or visit Merz hindered progress. When Jude failed to schedule the call during Merz’s business hours, OCS caseworker Hughes emailed him in an attempt to ease tensions and “let[ ] him know that he really needs to do what [Dana’s] clinician is asking of him.” By the time of the second termination trial Jude still had not scheduled the telephone call, though he had left Merz a voicemail. He told Hughes that he could not afford to miss work or travel out of state; Hughes, on the other hand, testified that he could afford it but had told her the trip would be a waste of time without a guarantee of seeing his daughter. The superior court credited Hughes’s testimony on this issue because “evasiveness and some defensiveness” were a “fairly recurrent aspect of [Jude’s] testimony.” Jude does not directly, challenge this finding of fact.
We have held consistently that “[t]he- active efforts requirement does not require perfection.”
c. The superior court’s finding that active efforts were unsuccessful requires reconsideration on remand.
The superior court found that although Jude has “complied with all of the [OCS] plan requirements,” it could not “declare [Jude]’s recovery a success at this time.” Jude argues that this is clearly erroneous; he contends that if active efforts were made they succeeded in rehabilitating him, allowing for the reunification of his family.
ICWA does not define “success” in the active efforts context. Jude argues in effect that efforts succeed when the parent completes each element of a case plan “to satisfaction.” But completion alone cannot define success. We have held that “[Compliance with treatment plans does not guarantee that parental rights will not be terminated because it cannot guarantee that adequate parenting skills will be acquired from the treatment regimen.”
As in non-ICWA cases, the appropriate question here “is whether [the parent] ha[s] remedied the problems that placed [his] children at risk and gained the necessary skills so that the children could be safely returned to [the parent’s] care.”
And a failure to remedy, when combined with a continuing likelihood of harm to the child, may demonstrate that active efforts did not succeed.
2. One aspect of the superior court’s finding that Dana would likely suffer serious emotional or physical damage in Jude’s custody lacks support in the expert testimony.
Before appointing a guardian under ICWA the superior court “was required to find by clear and convincing evidence that [Jude]’s continued custody of [Dana] was likely to result in serious emotional or physical damage to [her].”
As an alternative to Jude’s argument that the finding of harm required proof beyond a reasonable doubt (addressed above in Section IV.B), Jude contends that the finding was not supported by clear and convincing evidence. The superior court based its finding of harm on three “considerations”: (1) that Jude “still poses a significant risk of re-offense”; (2) that “there are good reasons to be cautious” about reunifying Jude with Dana given his extensive sexual history with relatives and teens and “the fact that [Dana] will be a teenager in six years”; and (3) Jude’s “inability to meet [Dana’s] caregiving needs.”
Jude first asserts that the superior court’s decision that he “poses a significant risk of re-offense” is in stark contrast with the expert testimony, pointing to Dr. Lazur’s testimony that he is a “poster boy for sex offender treatment” because of his desire to make positive changes in his life.
Jude takes issue with the term “significant,” analogizing that “[i]f a weather forecast calls for a 6 percent chance of rain, one would never say there is a ‘significant’ chan[c]e of rain.” OCS responds that “[a] small risk of rain may not warrant an umbrella, but a small risk that a child will be sexually abused may be cause for serious concern.” We agree that the significance of the risk depends in part on the seriousness of the harm to be avoided. And deciding whether a particular risk is significant in the context of a child in need of aid case is for the court, even if that risk has been quantified by an expert witness.
We are more concerned with the court’s second consideration: that because of Jude’s sexual history, the risk of sexual offense encompasses Dana as a possible victim. Dr. Lazur testified that the risk Jude would sexually offend with his daughter was essentially nonexistent. He testified that “there’s no evidence, either from the test data, the risk assessment, my judgment of looking at him and seeing where he is and seeing what he’s doing, that he poses a danger” to Dana. His opinion was based on Jude’s age, “awareness[,] and ability to control his drives” and also on Jude’s “very different” relationships with his former sexual partners — whom he viewed as “people of convenience” there to “serve his needs” — and with his daughter, whom he was motivated to care for as a parent. Dr. Blair deferred on this issue to Dr. Lazur. In short, the superior court’s conclusion that Dana was at risk of sexual abuse by her father finds no support in the expert testimony given at trial.
The court’s remaining concern, however — Jude’s “inability to meet [Dana’s] care-giving needs” — is well supported by the evidence. The court found that Jude “is simply not the kind of caregiver [Dana] needs right now.” The court referred to the testimony of Dana’s therapist, Merz, who testified that Jude “has displayed a pattern of failing to understand [Dana’s] past traumas and does not understand the child’s fears and anxieties.”
The court found that Jude, incontrast, “is neither legally nor psychologically capable of parenting [Dana].” It found that despite Jude’s positive response to treatment, he continued to “put[] his own needs and desires first.” The court noted the “narcissistic personality traits” observed by both Dr. Blair and Dr. Lazur and that Jude continued to exhibit those traits at trial. Merz’s testimony supported these findings; although she had had no direct contact with Jude, she reported that his telephone calls gave Dana “a big increase in anxiety and uncertainty” in part , because of Jude’s failure to recognize that his promises about their future together aggravated Dana’s “fear of the unknown.”
The superior court also discussed the emotional impact on Dana of any transition from the “permanency and stability” of the Winsomes’ home to the uncertainty of reunification with Jude. It noted that Jude was currently barred by law “from having unsupervised [contact] with anyone under the age of eighteen”; that both Dr. Lazur and Dr. Blair testified about the necessity of a slow reintroduction, with “a detailed transition plan with safeguards”
In granting the guardianship, therefore, the court decided that Dana should remain with the Winsomes until Jude’s “likelihood of relapse decreases,” noting Dr. Lazur’s testimony that Jude’s statistical risk of reoffend-ing will drop by 50% five years after his release from prison. The court noted that Jude “may be ready to act as [Dana’s] father if he continues to progress.” But it also noted its continuing concern with how Jude’s narcissistic personality traits might impact his “ability to place [Dana’s] needs before his own” and his minimalization of some of his past transgressive behavior.
In sum, we see no clear error in the superior court’s conclusions (1) that Jude’s risk of sexual reoffense is “significant”; (2) that Jude is currently unable to meet Dana’s needs as her caregiver; and (3) that moving Dana from her secure environment with the Winsomes to a transitional setting with her father in Alaska would be disruptive and emotionally damaging. But given the expert testimony requirement of ICWA, it was error to rely on Jude’s sexual history and risk of sexual reof-fense as posing a particular danger to Dana; this conclusion is not supported by the expert testimony,
3. The superior court did not abuse its discretion by finding that guardianship was in Dana’s best interests.
To support a guardianship order under AS 13.26.060(b) a court must find that “the welfare and best interests of the minor will be served by the requested appointment.” Jude challenges the court’s best interests finding in this case first because of the risk of sexual abuse posed by Natalia’s son Roland. The superior court found that “in spite of the risk that [Roland] will likely return to the [Winsome] house, ... guardianship with the [Winsomes] would adequately protect [Dana] from additional physical or psychological harm.”
The record supports this finding. A number of witnesses testified that the Winsomes responded immediately and appropriately to Dana’s report of abuse. The entire family participated in a program called RSafe, which included individual treatment for both Roland and Dana. Witnesses confirmed that because the reparation goal of RSafe “is always victim-centered,” any decision about whether Roland returns to the Winsome home will be based on the therapeutic recommendations for Dana.
The court also heard evidence of the small reoffense rate for child offenders generally (because they are driven by different impulses than adults are) and for RSafe graduates in particular. The court also reasoned that living in a household supervised by the adult Winsomes, even if Roland were living there too, would be a more normal family dynamic than returning to Alaska, where a “workable transition plan” had yet to be developed.
Finally, Jude relies on testimony that the Winsomes asked Dana to call them “Mom” and “Dad” in order to avoid confusing their younger son; according to Jude, “[t]his demonstrated both a desire to replace Jude with Mr. Winsome” and a failure to prioritize Dana’s needs over this “minor concern” for their son. We understand why Jude would find this troubling, but the superior court does not appear to have addressed it, and given the court’s other best interests findings it is very unlikely to have made a difference. Importantly, the court found that the Win-somes provide Dana a stable environment;
We conclude that the superior court did not abuse its discretion by concluding that guardianship was in Dana’s best interests.
y. CONCLUSION
The superior court’s long-term guardianship order is VACATED. The case is REMANDED for reconsideration of whether clear and convincing evidence, including the testimony of qualified expert witnesses, supports a finding that Dana would likely suffer serious emotional or physical damage if placed in Jude’s custody
STOWERS, Chief Justice, with whom WINFREE, Justice, joins, concurring in part and dissenting in part.
. We use pseudonyms to protect'the parties' privacy.
. 25 U.S.C. § 1903(4) (2012).
. See 25 U.S.C. § 1915(b) (2012). In addition to the family relationship, Natalia and Marya are members of the same Alaska Native tribal entity.
. OCS also requested termination of Marya's rights. She failed to appear for trial, and the court terminated her parental rights in June 2014.
. See AS 47.10.088(a)—(c); 25 U.S.C. § 1912(d) (2012); CIÑA Rule 18(c).
. See 25 U.S.C. § 1912(f); CIÑA Rule 18(c)(4).
. Emma D. v. State, Dep’t of Health & Soc. Servs., Office of Children’s Servs., 322 P.3d 842, 849 (Alaska 2014) (quoting Chloe O. v. State, Dep’t of Health & Soc. Servs., Office of Children’s Servs., 309 P.3d 850, 855 (Alaska 2013)).
. David S. v. State, Dep't of Health &Soc. Servs., Office of Children's Servs., 270 P.3d 767, 774 (Alaska 2012) (quoting S.H. v. State, Dep’t of Health & Social Servs., Div. of Family & Youth Servs., 42 P.3d 1119, 1122 (Alaska 2002)).
. Tessa M. v. State, Dep't of Health & Soc. Servs., Office of Children’s Servs., 182 P.3d 1110, 1114 (Alaska 2008) (quoting In re Adoption of A.F.M., 15 P.3d 258, 262 (Alaska 2001)).
. Emma D., 322 P.3d at 849 (quoting Chloe O., 309 P.3d at 856).
. Tessa M., 182 P.3d at 1114 (citing Brynna B. v. State, Dep’t of Health & Soc. Servs., Div. of Family & Youth Servs., 88 P.3d 527, 529 (Alaska 2004)).
. Madonna v. Tamarack Air, Ltd., 298 P.3d 875, 878 (Alaska 2013) (citing Curran v. Progressive Nw. Ins. Co., 29 P.3d 829, 831 (Alaska 2001)).
. Tessa M., 182 P.3d at 1114 (quoting Brynna B., 88 P.3d at 529).
. Maisy W. v. State, Dep't of Health & Soc. Servs., Office of Children’s Servs., 175 P.3d 1263, 1267 (Alaska 2008) (citing T.F. v. State, Dep’t of Health & Soc. Servs., 26 P.3d 1089, 1092 (Alaska 2001)).
. Chloe O., 309 P.3d at 856 (citing Pravat P. v. State, Dep't of Health & Soc. Servs., Office of Children's Servs., 249 P.3d 264, 270 (Alaska 2011)).
. In re M.K., 278 P.3d 876, 880-81 (Alaska 2012).
. Id., 278 P.3d at 881 (quoting Farmer v. Farmer, 230 P.3d 689, 693 (Alaska 2010)).
. Jude does not directly challenge the superior court's reliance on his probation conditions as a separate suspension of his parental rights. Because we agree with the superior court that Jude's custodial rights were suspended by the CINA adjudication, we need not address the effect of the probation conditions.
. AS 47.10.084(c).
. See AS 13.26.005 (definitions).
. Doe v. State, 189 P.3d 999, 1002-03 (Alaska 2008) ("We give de novo review to questions of law, including issues of statutory interpretation.” (citing Doe v. State, Dep’t of Pub. Safety, 92 P.3d 398, 402 (Alaska 2004))).
. AS 47.10.084(c).
. We do not address the circumstance in which the trial court returns the child to the parent’s custody in an ongoing CINA proceeding. See AS 47.10.080(c)(2).
. AS 47.10.084(a) ("[The relationship of legal custody] imposes on [OCS] the responsibility of physical care and control of the child, the determination of where and with whom the child shall live, the right and duty to protect, nurture, train, and discipline the child, [and] the duty of providing the child with food, shelter, education, and medical care....").
. "Suspend” means " [t]o interrupt; postpone; defer” or "[t]o temporarily keep (a person) from performing a function ... or exercising a right or privilege." Suspend, Black's Law Dictionary (10th ed. 2014).
. See A.H. v. State, 779 P.2d 1229, 1232 (Alaska 1989) ("[T]he designation of the minors as children in need of aid acted to cut off the father’s sole legal custody....”).
. 114 Ariz. 327, 560 P.2d 1234 (1977).
. Id. at 1236.
. Id.
. Id. at 1238.
. Id. at 1236-37.
. Id. (citing Ward v. Ward, 88 Ariz. 130, 353 P.2d 895, 901 (1960)).
. See AS 47.10.011 (defining children in need of aid).
. Under 7 AAC 56.010(a) (2015), the provisions apply to licensed "child placement agencies," including, for example, programs for runaway minors operated by municipalities or corporations. See AS 47.10.310.
. We also reject Jude's argument that the phrase "adoption or legal guardianship” in AS 47.10.080(7)(2)(B), addressing permanency plans, means that the two options are "aligned" such that OCS can seek neither one without first petitioning for termination. Such a reading is not required by the statutory language, and it directly conflicts with the express direction of AS 13.26.045 that the appointment of a guardian may follow either termination or suspension of a parent's custodial rights.
. The State argues that the guardianship order in this case was authorized not only by AS 13.26.045 but also by AS 47.10.110, which addresses the appointment of a guardian "in the course of a [CINA] proceeding.” We discussed the relationship between these two laws in Terry S. v. State, Department of Health & Social Services, Office of Children’s Services, 168 P.3d 489, 495 (Alaska 2007). More recently the legislature enacted AS 47.10.111, which addresses petitions for adoption or legal guardianship of children in need of aid and will govern the course of such proceedings in the future. Ch. 6, § 9, SSSLA 2016.
. 25 U.S.C. § 1912(f).
. 25 U.S.C. § 1903(1).
. 25 U.S.C. § 1903(1)(i).
. See CIÑA Rule 10.1(b) (requiring compliance with ICWA where a court "is authorizing an Indian child’s removal ... or continuing a previous order authorizing removal” (emphasis added)).
. Although the guardianship is long-term,, it is not permanent; it can be terminated by court order. See AS 13.26.085.
. See Terry S. v. State, Dep't of Health & Soc. Servs., Office of Children's Servs., 168 P.3d 489, 495 (Alaska 2007) (observing that under ICWA "the appointment of a guardian constitutes a 'foster care placement’ ”). This interpretation is also consistent with the commentary to the new ICWA regulations. Indian Child Welfare Act Proceedings, 81 Fed. Reg. 38,778, 38,798 (June 14, 2016) ("Where a guardianship meets [the foster care placement] criteria, it is subject to applicable ICWA requirements for child-custody proceedings.’’).
. 723 P.2d 1274 (Alaska 1986).
. Id. at 1275.
. Id. at 1277.
. Id. at 1276-77.
. 944 P.2d 476, 479-80 (Alaska 1997).
. Id. at 480.
. AS 13.26.085 was renumbered in 2016 as AS 13.26.186; its text remains the same.
. 25 U.S.C. § 1903(1)(i); see also Dep’t of Human Servs. v. J.M., 266 Or.App. 453, 338 P.3d
. See AS 25.23.130 (providing that an adoption decree will "relieve the natural parents of the adopted person of all parental rights and responsibilities, and ... terminate all legal relationships between the adopted person and the natural parents ... so that the adopted person thereafter is a stranger to the former relatives for all purposes"); In re K.L.J., 813 P.2d 276, 279 n.2 (Alaska 1991) (“The effect of an adoption is to permanently terminate the legal relationship of parent and child, except when the natural parent is the spouse of the adopting parent.” (quoting Delgado v. Fawcett, 515 P.2d 710, 711 (Alaska 1973))).
. Terry S. v. State, Dep’t of Health & Soc. Servs., Office of Children’s Servs., 168 P.3d 489, 496 (Alaska 2007); 25 U.S.C. § 1912(e) (2012).
. 25 U.S.C. § 1912(d); cf. CINA Rule 81(c)(2)(B) (establishing a clear and convincing standard for active efforts in termination proceedings).
. 25 U.S.C. § 1912(e).
. In support of this third requirement the superior court cited C.W. v. State, 23 P.3d 52, 57 (Alaska 2001), which relied on the CINA statutes’ guardianship provision, AS 47.10.110. A best interests finding is also required by AS 13.26.147(b) (formerly AS 13.26.060(b)). We note that AS 13.26.147(b) requires other findings as well, including that venue is proper, the person seeking appointment as guardian is qualified to act as one, and the required notices were given. Jude does not allege any error related to these findings.
. 25 U.S.C. § 1912(d).
. N.A. v. State, DFYS, 19 P.3d 597, 603 (Alaska 2001).
. Jon S. v. State, Dep’t of Health & Soc. Servs., Office of Children’s Servs., 212 P.3d 756, 763 (Alaska 2009) (quoting A.A. v. State, Dep’t of
. Id. (citing A.A., 982 P.2d at 261).
. Chloe O. v. State, Dep't of Health & Soc. Servs., Office of Children's Servs., 309 P.3d 850, 856 (Alaska 2013) (citing Pravat P. v. State, Dep’t of Health & Soc. Servs., 249 P.3d 264, 270 (Alaska 2011)).
. Tessa M. v. State, Dep't of Health & Soc. Servs., Office of Children’s Servs., 182 P.3d 1110, 1114 (Alaska 2008) ("Whether a trial court’s findings are consistent with the child in need of aid statutes is a question of law that we review de novo.”).
. 25 U.S.C. § 1912(d).
. See, e.g., Claudio P. v. State, Dep’t of Health and Soc. Servs., Office of Children’s Servs., 309 P.3d 860, 865 (Alaska 2013) (Department of Corrections efforts); Jon S., 212 P.3d at 765 (parole officer efforts); Denny M. v. State, Dep’t of Health & Soc. Servs., Office of Children’s Servs., 365 P.3d 345, 350 (Alaska 2016) (therapeutic courts).
. A.A., 982 P.2d at 261; see also Jon S., 212 P.3d at 763 n.26 ("Although incarceration does not absolve the state's active efforts duty, the court may consider the impact of incarceration on the possibility of active remedial efforts.”).
. 945 P.2d 296, 306 (Alaska 1997).
. Jon S., 212 P.3d at 763-64 ("In evaluating whether the state has met its active efforts burden, we look 'to the state's involvement in its entirety.’ " (quoting Maisy W. v. State, Dep’t of Health & Soc. Servs., Office of Children’s Servs., 175 P.3d 1263, 1268-69 (Alaska 2008))).
. See A.M., 945 P.2d at 306 ("Active intrusion by [OCS] into DOC's therapeutic programs would have been inappropriate and unreasonable, if not impermissible as a matter of law and impossible as a matter of practical reality.”). Other courts agree with our recognition of the
. Jon S., 212 P.3d at 763-64 (quoting Maisy W., 175 P.3d at 1268-69).
. Tessa M. v. State, Dep't of Health & Soc. Servs., Office of Children's Servs., 182 P.3d 1110, 1114 (Alaska 2008).
. David S. v. State, Dep't of Health & Soc. Servs., 270 P.3d 767, 778 (Alaska 2012) (citing Dashiell R. v. State, Dep’t of Health & Soc. Servs., Office of Children's Servs., 222 P.3d 841, 844, 850 (Alaska 2009)).
. These included the facility's anti-virus software, which interfered with email communication, and time limits on phone calls. Jude admitted that "[t]he phone system in prison is very hard to deal with.”
. A.M., 945 P.2d at 306.
. Id.
. 222 P.3d at 850.
. Philip J. v. State, Dep't of Health &Soc. Servs., Office of Children’s Servs., 314 P.3d 518, 530 (Alaska 2013) (quoting Pravat P. v. State, Dep’t of Health & Soc. Servs., Office of Children’s Servs., 249 P.3d 264, 272 (Alaska 2011)).
. Thomas H. v. State, Dep’t of Health & Soc. Servs., Office of Children’s Servs., 184 P.3d 9, 16 (Alaska 2008); see also Philip J., 314 P.3d at 530 (”[T]he fact that OCS could have done more does not undermine the other active efforts that OCS made.”).
. V.S.B. v. State, Dep’t of Health & Soc. Servs., Div. of Family & Youth Servs., 45 P.3d 1198, 1208 (Alaska 2002) (citing In re T.W.R., 887 P.2d 941, 945 (Alaska 1994)); see also Barbara P. v. State, Dep’t of Health & Soc. Servs., 234 P.3d 1245, 1260 (Alaska 2010) ("[Completion of a case plan [in a non-ICWA case] does not guarantee a finding that [a parent] has remedied [his] conduct.”).
. V.S.B., 45 P.3d at 1207.
. Id.
. Barbara P., 234 P.3d at 1260; In re J.S., 374 Mont. 329, 321 P.3d 103, 110 (2014) (observing that the goal of active efforts in an ICWA case is "to avoid the breakup of Indian families whenever possible by providing services designated to remedy problems which might lead to severance of the parent-child relationship” (quoting In re G.S., 312 Mont. 108, 59 P.3d 1063, 1072 (2002))).
. Thomas H. v. State, Dep't of Health & Soc. Servs., Office of Children’s Servs., 184 P.3d 9, 17 (Alaska 2008) (holding that the trial court's "analysis [regarding harm], coupled with [its] holding ... that [the father] failed to remedy his conduct within a reasonable time, disposes of th[e] argument [that active efforts were successful]”); see also Carl N. v. State, Dep't of Health & Soc. Servs., Div. of Family & Youth Servs., 102 P.3d 932, 936-37 (Alaska 2004) (affirming a finding of likelihood of harm in part by relying on the parent's failure to remedy).
. See Terry S. v. State, Dep't of Health & Soc. Servs., Office of Children’s Servs., 168 P.3d 489, 496 (Alaska 2007); 25 U.S.C. § 1912(e).
. Pravat P. v. State, Dep’t of Health & Soc. Servs., Office of Children's Servs., 249 P.3d 264, 270 (Alaska 2011).
. C.J. v. State, Dep't of Health & Soc. Servs., 18 P.3d 1214, 1217 (Alaska 2001).
. 25 U.S.C. § 1912(e). As noted above, the term "foster care placement” in the act is defined to include guardianships. See 25 U.S.C. § 1903(1)(i).
. Diana P. v. State, Dep’t of Health & Soc. Servs., Office of Children's Servs., 355 P.3d 541, 547 (Alaska 2015) (first citing 25 U.S.C. § 1912; then citing E.A. v. State, Div. of Family & Youth Servs., 46 P.3d 986, 992 (Alaska 2002)).
. Marcia V. v. State, 201 P.3d 496, 508 (Alaska 2009).
. The superior court recognized Dr. Lazur as an expert in the psychological evaluation and treatment of sex offenders and risk assessments of sex offenders.
. The superior court recognized Dr. Blair as an expert in the field of sex offender treatment.
. Diana P., 355 P.3d at 546-47 ("The findings of a likelihood of serious emotional or physical damage are findings that must be made by the trial judge, not the expert witness.” (quoting Marcia V., 201 P.3d at 508)). Though an expert witness such as Dr. Blair or Dr. Lazur is in the best position to estimate the risk of sexual reof-fense, it is up to the superior court to determine whether that risk is significant in the context of a CIÑA case.
.Merz was qualified as an expert in mental health counseling.
. Dr. Lazur's and Dr. Blair's opinions about the necessity of a transition period were not based on a sexual risk that Jude posed to Dana. Dr. Lazur’s discussion of the transition period was based on the general need for a parent and child, long separated, to get to know each other, and Jude's need for time to figure out how to be a parent. Dr. Lazur was asked, "[W]hat I'm getting is that the primary basis for those ideas and recommendations for the transition is not the risk of reoffense, but related to re-familiarization in the parenting .,. issues that need to be worked out,” and he answered, "Exactly,” As for Dr. Blair, his testimony about a necessary transition period was based in part on what lie understood to be the conditions of Jude’s probation and in part on what he understood to be OCS’s typical practice in reunifying families. He repeatedly deferred to Dr. Lazur as to whether Jude posed a risk of sexual reoffense to Dana.
. See 25 U.S.C. § 1912(e)(requiring “a determination, supported by clear and convincing evidence, including testimony of qualified expert witnesses, that the continued custody of the child by the parent ... is likely to result in serious emotional or physical damage to the child”).
. Pravat P. v. State, Dep’t of Health & Soc. Servs., Office of Children’s Servs., 249 P.3d 264, 270 (Alaska 2011).
. See AS 47.05.065(4)(A)—(B) (stating that "the child should be placed in a safe, secure, and stable environment” and "the child should not be moved unnecessarily”).
.Such a move would currently require two transitions: one from the Winsomes to a temporary placement in Alaska, then, assuming that Jude progresses appropriately with his rehabilitation, another from that placement to his home.
Concurrence in Part
with whom WINFREE, Justice, joins, concurring in part and dissenting in part.
I disagree with this court’s resolution of the likelihood of harm issue.
It does not matter that this testimony came from the daughter’s therapist as opposed to Drs. Blair and Lazur. Merz’s testimony is directly relevant to the issue and is compelling. Under our precedent the superi- or court is permitted to aggregate other testimony with expert testimony,
I concur with the remainder of this court’s opinion and believe the superior court’s order granting the long-term guardianship should be affirmed.
. "Whether a child would likely suffer serious physical or emotional harm if returned to a- parent’s custody is a question of fact.” Chloe O. v. State, Dep’t of Health & Soc. Servs., Office of Children’s Servs., 309 P.3d 850, 855 (Alaska 2013) (citing Pravat P. v. State, Dep’t of Health & Soc. Servs., Office of Children's Servs., 249 P.3d 264, 270 (Alaska 2011)). "In child in need of aid cases, 'we review the trial court’s factual findings for clear error..." Emma D. v. State, Dep’t of Health & Soc. Servs., Office of Children's Servs., 322 P.3d 842, 849 (Alaska 2014) (quoting Chloe O., 309 P.3d at 856), "We will find clear error only when a review of the entire record leaves us 'with a definite and firm conviction that the [trial court] has made a mistake.’ ” David S. v. State, Dep’t of Health & Soc. Servs., Office of Children’s Servs., 270 P.3d 767, 774 (Alaska 2012) (citing S.H. v. State, Dep’t of Health & Social Servs., Div. of Family & Youth Servs., 42 P.3d 1119, 1122 (Alaska 2002)).
. This court explains at pages 559-60 of the opinion: "The [superior] court found that Jude ... 'is neither legally nor psychologically capable of parenting [Dana],’ It found that despite Jude’s positive response to treatment, he continued to 'put[] his own needs and desires first.’ The court noted the 'narcissistic personality traits' observed by both Dr. Blair and Dr. Lazur and that Jude continued to exhibit those traits at trial. Merz’s testimony supported these findings; although she had had no direct contact with Jude, she reported that his telephone calls gave Dana 'a big increase in anxiety and uncertainty’ in part because of Jude’s failure to recognize that his promises about their future together aggravated Dana’s 'fear of the unknown.’ "
. See Diana P. v. State, Dep’t of Health & Soc. Servs., Office of Children's Servs., 355 P.3d 541, 547 (Alaska 2015) (“While ICWA requires that the evidence supporting [the finding that continued custody is likely to cause serious harm to the child] include expert testimony, it does not ... require that the expert testimony provide the sole basis for the court’s conclusion.”).
