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David Gillespie and Michael O'Brien v. A.L. Hernden and Frederick R. Zlotucha
04-15-00405-CV
| Tex. App. | Nov 19, 2015
|
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Case Information

*0 FILED IN 4th COURT OF APPEALS SAN ANTONIO, TEXAS 11/19/2015 3:54:26 PM KEITH E. HOTTLE Clerk

*9 FILED 6/20/2014 2:43:57 PM Donna Kay McKinney Bexar County District Clerk Accepted By: Bonnie Banks *79 FILED 5/1/2015 12:53:55 PM Donna Kay McKinney Bexar County District Clerk Accepted By: Jode Sanchez

CAUSE NO. 2013-CI-10278

DAVID GILLESPIE AND § IN THE DISTRICT COURT MICHAEL O’BRIEN §

§ §

408 th JUDICIAL DISTRICT v. § § §

A. L. HERNDEN AND § FREDERICK R. ZLOTUCHA § BEXAR COUNTY, TEXAS

MOTION TO RECONSIDER SUMMARY JUDGMENT

AND IN THE ALTERNATIVE

MOTION FOR NEW TRIAL

TO THE HONORABLE JUDGE OF SAID COURT:

DAVID GILLESPIE and MICHAEL O’BRIEN , Plaintiffs, file this motion to reconsider summary judgment, and in the alternative motion for new trial, pursuant to T EX . R. C IV . P. 320 in support thereof show as follows:

I. BACKGROUND FACTS OF THIS PROCEEDING

This is a breach of fiduciary duty, DTPA and declaratory judgment action, brought to review the conduct of surrounding the applicability, legality and violations of fiduciary duty between lawyers and clients in the context of an oil and gas contingency fee contract. A full and final judgment was rendered against the Plaintiffs on April 2, 2015. The trial court granted summary judgment against Plaintiffs, dismissing the entirety of their case and denying their Motion for Rehearing of their Motion for Summary Judgment denied by the court.

1

II. PROCEDURAL TIMELINE

*80 The Order sought to be appealed from was finalized on April 2, 2015, and thirty days (30) have not expired from its entry. Plaintiffs once again seek redress in regards to the relationship with their former attorneys who acted outside of the bounds of professional conduct and in contravention of their client’s interest. Old Republic Ins. Co. v. Scott, 846 S.W.2d 832, 833 (Tex. 1993). This motion is in accord with the Rule 320 of the T EXAS R ULES OF C IVIL P ROCEDURE .

III.

AS A MATTER OF LAW A.L.HERNDEN BREACHED

FIDUCIARY DUTIES OWED TO PLAINTIFFS

David Gillespie and Michael O’Brien hired A.L.Hernden to be their at torney in a “dispute regarding an alleged partnership involving Joe H. Amberson and the leasing of certain oil and gas interests in McMullen County Texas.” Mr. Hernden had a fiduciary relationship with both David Gillespie and Michael O’Brien during the en tirety of his representation of them.

The Supreme Court of Texas has explained the consequences of this fiduciary relationship which exist between any lawyer, including Mr. Hernden, and his clients, as follows: “In Texas, we hold attorneys to the highest standards of ethical conduct in their dealings with their clients. The duty is highest when the attorney contracts with his or her client or otherwise takes a position adverse to his or her clients’ interest. As Justice Cardozo observed, ‘[a fiduciary] is held to something stricter than the morals of the marketplace. Not honesty alone, but the punctilio of an honor the most sensitive, is then the standard of behavior.’

2 *81 Accordingly, a lawyer must conduct his or her business with inveterate honesty and l oyalty, always keeping the clients’ best interest in mind.” Hoover Slovacek LLP v. Walton , 206 S.W.3d 557, 560 (Tex. 2006), citing, Lopez v. Munoz, Hockema & Reed, L.L.P. , 22 S.W.3d 857, 868 (Tex. 2000). Similarly, in Anglo- Dutch Petroleum International, Inc. v. Greenberg Peden, P.C. , 952 S.W.3d 445, 450 (Tex. 2011), the Supreme Court of Texas held that “Because a lawyer’s fiduciary duty to a client covers contract negotiations between them, such contracts are closely scrutinized. Part of the lawyer’s duty is to inform the client of all material facts. And so that this responsibility is not a mere and meaningless formality, the lawyer must be clear.”

Among the things which a lawyer may do or fail to do, which constitute breaches of his fiduciary duties to his clients are failing to disclose a conflict of interest, improperly benefiting from representation of a client, and engaging in self-dealing. Cases recognizing these breaches of fiduciary duty include Brown v. Green , 2009 W.L. 4573451 at *4 (Tex. App. – Houston [14th Dist.] 2009, no pet.), and Walker v. Morgan , 2009 W.L. 3763779 at *2 – *3 (Tex. App. – Beaumont 2009, no pet.). Mr. Hernden breached his fiduciary duties to both David Gillespie and Michael O’Brien.

Purportedly in consideration of Mr. Hernde n’s representation of David Gillespie and Michael O’Brien, the written contract: sells, transfers and assigns to the said attorney a FIFTY PER CENT (sic)(50%) interest, in and to this matter, claim, and any property obtained through such demand, and/or case, and any compromise,

3 *82 settlements, judgment, or recovery of any sort whatsoever and howsoever acquired relating thereto, that Client may recover or be entitled to by reason of said matter, claim, demand, and/or case.

(italics added). As a matter of law, this contract is unreasonable, unconscionable, and constitutes a breach of Mr. Hernden’s fiduciary duty of full disclosure and his duty of loyalty to his clients. Clients such as David Gillespie and Michael O’Brien are very unlikely to know that an attorne y is “prohibited from acquiring a proprietary interest in the cause of action or subject matter of the litigation the lawyer is conducting for a client.” T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.08(h). Additionally, Mr. Gillespie and Mr. O’Brien are very unlikely to know that a lawyer “shall not enter into a business transaction with the client unless:

(1) the transaction and terms on which the lawyer acquires the interest are fair and reasonable to the client and are fully disclosed in a manner which can be reasonably understood by the client; (2) the client is given a reasonable opportunity to seek the advice of independent counsel in the transaction; and (3) the client consents in writing thereto.”

T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.08(a). Mr. Gillespie’s and Mr. O’Brien’s contracts with Mr. Hernden are not contingent fee contracts permitted by T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.04. The contracts purport to “sell[], transfer and assign” to Mr. Hernden a fifty per cent interest for services rendered and to be rendered. However there is no information on what representation had been

4 *83 rendered or was to be rendered. But more importantly, there is no information as to what constitutes a fifty percent interest in a “disp ute regarding an alleged partnership involving Joe H. Amberson and the leasing of certain oil and gas interests in McMullen County Texas.” Based upon the contract alone, there is no way to understand the work to be done, define the method by which the ownership interest is to be determined, or even to establish what are the expenses to be deducted from the recovery.

Even if this were a valid contingent fee contract, the client cannot make a meaningful, well considered, or intelligent decision regarding whether the fee agreement is appropriate. In his February 24, 2014 deposition, when asked about the value of the fee being charged Mr. Hernden testifies, “[i]n my opinion what it was worth? The day we got it, it was probably worth, at the most, $3,000 a mineral acre. That makes it $120,000.” [1] February 24, 2014 Deposition of A.L.Hernden, 10:25-11:2. However, when asked about the value of the fee contract at the conclusion of the representation Mr. Hernden testifies very differently:

A. Well, I don’t really know what it’s worth today because, number one, the production seems to have gone way down. I mean, you’ve got to know, Eagle Ford wells generally – and this is just a general rule, because it’s not a set rule. They produce 82 percent of their oil in the first year. So, the first year of a lease, you get a bunch of money. Then it goes down in the last 30 years. But at the last, it will be doing two or three barrels a day. So, right now, the last check we got was $5,000, so I don’t know. Maybe it’s going down, nosediving. I have no idea. But that’s a general rule, is 82 percent of the oil from an Eagle Ford well comes the first year. *84 Q. So you don’t know? A. I really don’t know. If I had to put a pencil to it, I would – I would say that it’s not worth nearly what you think it is, because – because of it being Eagle Ford, okay? But I – I could probably figure out – I could take you to some experts and let them decide what it’s worth.

February 24, 2014 Deposition of A.L.Hernden, 11:14-12:8. If at the present time Mr. Hernden cannot calculate the value of his interest, there is no possible way that he could be said to have complied with T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.08. By failing to comply with T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.08, Mr. Hernden breached the fiduciary duty which he owed to Mr. Gillespie and Mr. O’Brien. As such, his contract with Mr. Gillespie and Mr. O’Brien is voidable. T EX . G OV ’ T C ODE § 82.065.

Moreover, through his testimony, Mr. Hernden admits that he spent no more than 100 hours on this matter. February 24, 2014 Deposition of A.L.Hernden, 25:20. Yet for this 100 hours worked, he has made $225,000 and counting. February 24, 2014 Deposition of A.L.Hernden, 34:14-24. In testimony, Mr. Hernden desc ribes his contract like this: “Yeah, I got a Lotto ticket. I won a Lotto ticket for 100 hours worked, okay?” February 24, 2014 Deposition of A.L.Hernden, 33:20-21. There is no possible way that Mr. Hernden could be said to have complied with T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.04. By failing to comply with T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL

6 *85 C ONDUCT 1.04, Mr. Hernden breached the fiduciary duty which he owed to Mr. Gillespie and Mr. O’Brien. Again, this makes his contract with Mr. Gillesp ie and Mr. O’Brien voidable. T EX . G OV ’ T C ODE § 82.065. [2]

Mr. Hernden’s breaches of fiduciary duty were clearly prejudicial and a cause of damage to Mr. Gillespie and Mr. O’Brien. Far more than the amount he originally contemplated, fifty percent of a claim worth no more than $120,000, Mr. Hernden claimed an ownership interest of half the partnership attributable to Mr. Gillespie and Mr. O’Brien. The breach of that fiduciary duty resulted in an improper benefit for Mr. Hernden because he received not a fee, but an ownership interest.

The Supreme Court of Texas has repeatedly condemned lawyers who attempt to charge a contingent fee which exceeds the amount of money recovered by their clients. The cases on this are Levine v. Bayne, Snell & Krause, Ltd. , 40 S.W.3d 92, 95 (Tex. 2001), and Hoover Slovacek, L.L.P. v. Walton , 206 S.W.3d 557, 563 (Tex. 2006). Charging a contingent fee which exceeds the client’s recovery is an unconscionable fee and Mr. Hernden’s contracts with Mr. Gillespie and Mr. O’Brien does so as a matter of law. Mr. Hernden’s contracts claim a fifty percent interest, but charge all of the undefined costs and expenses of litigation to the clients. It is a fifty fifty split, but the client bears all the costs and expenses. As *86 a matter of simple m athematics, Mr. Hernden’s contracts with Mr. Gillespie and Mr. O’Brien attempt to charge a contingent fee which exceeds the amount of money recovered by Mr. Gillespie and Mr. O’Brien. This is a violation of Mr. Hernden’s fiduciary duty of loyalty and const ituted self-dealing and an improper benefit to Mr. Hernden from his representation of Mr. Gillespie and Mr. O’Brien.

IV.

AS A MATTER OF LAW MR. ZLOTUCHA HAD NO RIGHT TO

REPRESENT PLAINTIFFS

At some point in September 2010, Fredrick R Zlotucha undertook representation of Mr. Gillespie and Mr. O’Brien. Mr. Zlotucha has testified that he did not have a written agreement with either Mr. Gillespie or Mr. O’Brien. February 24, 2014 Deposition of F.R.Zlotucha, 12:21-25. Eventually, Mr. Zlotucha claimed to be entitled to one half of the fifty percent claimed by Mr. Hernden.

T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.08 could not be more clear regarding the requirement of the written consent of the client prior to undertaking representation on a contingent fee like that argued in this case. Specifically, T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.08(d) requires all contingent fee contracts to be in writing. Additionally, T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.08(f) requires written consent of the client for all fee divisions between attorneys. By failing to comply with T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.08, Both Mr. Hernden

8 *87 and Mr. Zlotucha breached the fiduciary duty which they owed to Mr. Gillespie and Mr. O’Brien.

Mr. Zlotucha tends to want to argue that the signatures of Mr. Gillespie and Mr. O’Brien on the “disbursement agreement,” “payout,” or “settlement sheet” constitute a consent to his representation. This is untrue. T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.08(f)(2) requires such consent to be prior to the association or referral. By Mr. Zlotucha’s own testimony, this was not the case here. Deposition of F.R.Zlotucha, 12:21-25. Moreover, by relying on the facially unreasonable and unconscionable contract between Mr. Hernden, and Mr. Gillespie and Mr. O’Brien, Mr. Zlotucha engaged in self dealing, and violated his fiduciary duty of full disclosure and his duty of loyalty to his clients. Levine v. Bayne, Snell & Krause, Ltd. , 40 S.W.3d 92, 95 (Tex. 2001); Hoover Slovacek, L.L.P. v. Walton , 206 S.W.3d 557, 563 (Tex. 2006).

Under Texas law, a contingent fee contract for legal services must be in writing and signed by both the attorney and client. T EX . G OV ’ T C ODE § 82.065. Without a written document Mr. Zlotucha cannot claim any entitlement to the property of Mr. Gillespie and Mr. O’Brien. For Mr. Hernden and Mr. Zlotucha to claim that property is a breach of fiduciary duty.

V.

QUESTIONS OF FACT PRECLUDE DEFENDANTS’ SUMMARY

JUDGMENT

The Texas Supreme Court has stated: whether a contract, including a fee agreement between attorney and client, is contrary to public policy and unconscionable at the time it

9 *88 is formed is a question of law. See, e.g. , TEX. BUS. & COM. CODE § 2.302 (courts may refuse to enforce contracts determined to be unconscionable as a matter of law); SkiRiver Dev., Inc. v. McCalla , 167 S.W.3d 121, 136 (Tex. App.--Waco 2005, pet. denied) ("The ultimate question of unconscionability of a contract is one of law, to be decided by the court."); Pony Express Courier Corp. v. Morris , 921 S.W.2d 817, 821 (Tex. App.--San Antonio 1996, no writ) (distinguishing procedural and substantive aspects of unconscionability).

Hoover , 206 S.W.3d at 562. However, in this case, there are fundamental questions as to the value of the services rendered, the value of the fee purportedly agreed to, and the circumstances surrounding its formation. By not considering these fundamental factual questions, a court is powerless in examining the ultimate legal question.

The term "unconscionability" describes a contract that is unfair because of its overall one-sidedness or the gross one-sidedness of one of its terms. Currey v. Lone Star Steel, Co. , 676 S.W.2d 205, 213 (Tex. App.--Fort Worth 1984, no writ); see also TEX. BUS. & COM. CODE ANN. § 17.45(5) (Vernon Supp. 1996) (describing unconscionable actions under the Texas Deceptive Trade Practices-- Consumer Protection Act); TEX. BUS. & COM. CODE ANN. § 2.302 (Vernon 1994) (discussing unconscionable contracts under the Uniform Commercial Code). "Unconscionability" has no precise legal definition because it is not a concept but a determination to be made in light of a variety of facts. Southwestern Bell Tel. Co. v. DeLanney , 809 S.W.2d 493, 498 (Tex. 1991)(Gonzalez, J., concurring) (citing 1 J. WHITE & R. SUMMERS, UNIFORM COMMERCIAL CODE § 4-3 at 203 (3d ed. 1988)); see also RESTATEMENT (SECOND) OF

10 *89 CONTRACTS § 208, comment a(1979) (including "weaknesses in the contracting process" and related public policy concerns).

Although no single formula exists, proof of unconscionability begins with broad factual questions: (1) How did the parties arrive at the terms in controversy; and (2) Are there legitimate commercial reasons justifying the inclusion of the terms? DeLanney , 809 S.W.2d at 498-99(Gonzalez, J., concurring). The first question, often described as the procedural aspect of unconscionability, is concerned with assent and focuses on the facts surrounding the bargaining process. Id. at 499; Tri-Continental Leasing Corp. , 710 S.W.2d at 609. The second question, often described as the substantive aspect of unconscionability, is concerned with the fairness of the resulting agreement. DeLanney , 809 S.W.2d at 499 (Gonzalez, J., concurring); Wade v. Austin , 524 S.W.2d 79, 86 (Tex. Civ. App.--Texarkana 1975, no writ).

Unconscionability involves both questions of law and fact. Pony Express Courier , 921 S.W.2d at 820. In short, unconscionability must be determined on a case-by-case basis. Pearce v. Pearce , 824 S.W.2d 195, 199 (Tex. App.--El Paso 1991, writ denied). As the Texas Supreme Court concludes “ whether a particular fee amount or contingency percentage charged by the attorney is unconscionable under all relevant circumstances of the representation is an issue for the factfinder . Hoover , 206 S.W.3d at 561-62, citing Curtis v. Comm'n for Lawyer Discipline , 20 S.W.3d 227, 233 (Tex. App.-- Houston [14th Dist.] 2000, no pet.) (concluding that the evidence was sufficient to

11 *90 support a finding that a contingent fee equaling more than half of the client's recovery was unconscionable).

Lawyers have a duty, at the outset of the representation, to "inform a client of the basis or rate of the fee" and "the contract's implications for the client." Levine , 40 S.W.3d at 96 (citing R ESTATEMENT (T HIRD ) OF THE L AW G OVERNING L AWYERS §§ 38(1), 18). "To impose the obligation of clarifying attorney client contracts upon the attorney 'is entirely reasonable, both because of [the attorney's] greater knowledge and experience with respect to fee arrangements and because of the trust [the] client has placed in [the attorney].'" Levine , 40 S.W.3d at 95 (quoting Cardenas v. Ramsey County , 322 N.W.2d 191, 194 (Minn. 1982)) (alterations in original). For these reasons, the "failure of the lawyer to give at the outset a clear and accurate explanation of how a fee was to be calculated" weighs in favor of a conclusion that the fee is unconscionable. T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.04 cmt. 8.

On its face, Mr. Hernden’s contract is unconscionable and v iolates the fiduciary duties owed to Mr. Gillespie and Mr. O’Brien by: 1) acquiring a proprietary interest in the cause of action or subject matter of the litigation; 2) entering into a business transaction with the clients without any way to comply with T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.08(a);

3) being impermissibly vague regarding the work to be done, the method by which the ownership interest is to be determined, or what are the expenses to be deducted from a recovery;
12 *91 4) charging an unreasonable fee; and, 5) mathematically seeking a greater recovery than that

awarded to the client. Likewise, the fee taken by Mr. Zlotucha cannot be supported because he breached his fiduciary duties by:

1) attempting to collect a contingent fee where there is no written consent of the client which comports to the requirements of T EXAS D ISCIPLINARY R ULE OF P ROFESSIONAL C ONDUCT 1.08; 2) seeking a fee that is unreasonable; and 3) self dealing in claiming an interest acquired as a result of a facially unconscionable contract.

Each of these are factual issues making summary judgment in favor of Mr. Hernden and Mr. Zlotucha improper.

WHEREFORE, PREMISES CONSIDERED, Plaintiffs pray that this Court grant this motion to reconsider summary judgment, and in the alternative motion for new trial, and such other and further relief, both general or special, to which they shows theirselves justly entitled.

Respectfully submitted,

GENE TOSCANO, INC.

846 Culebra, Ste. 104 San Antonio, TX 78201 TEL: (210) 732-6091 FAX: (210) 735-4167 By /s/ Andrew E. Toscano

ANDREW E. TOSCANO

State Bar No. 00786832 ATTORNEYS FOR PLAINTIFFS

13

CERTIFICATE OF SERVICE

*92 I hereby certify that a true and correct copy of the foregoing instrument has been mailed to the all defense attorneys of record on this 1st day of May, 2015: Mr. Richard A. Sparr, Jr. 1313 N. E. Loop 410, Suite 100 San Antonio, Texas, 78209

SENT BY FACSIMILE TRANSMISSION

TO: (210) 828-5444 Mr. Frederick R. Zlotucha 222 Main Plaza East San Antonio, Texas 78205 SENT BY FACSIMILE TRANSMISSION TO: (210) 227-8316

/s/ Andrew E. Toscano

ANDREW E. TOSCANO

14 *102 FILED 7/3/2015 10:29:15 AM Donna Kay McKinney Bexar County District Clerk Accepted By: Consuelo Gomez

CAUSE NO. 2013-CI-10278

DAVID GILLESPIE AND § IN THE DISTRICT COURT MICHAEL O’BRIEN §

§ 408 th JUDICIAL DISTRICT v. § § A. L. HERNDEN AND § FREDERICK R. ZLOTUCHA § BEXAR COUNTY, TEXAS

NOTICE OF APPEAL

TO THE HONORABLE JUDGE OF SAID COURT:

WHEREAS ON April 2, 2015, the Honorable Cathleen M. Stryker of the 224 th Judicial District Bexar Court, entered a Final Judgment in this cause. Plaintiff, DAVID GILLESPIE wishes to appeal from said Final Judgment to the Court of Appeals for the Fourth District of Texas in San Antonio, Texas.

RESPECTFULLY SUBMITTED, GENE TOSCANO, INC., BY: /s/ Andrew E. Toscano ANDREW E. TOSCANO SBN: 00786832 846 Culebra Road, Suite 104 San Antonio, Texas 78201 210/732-6091 tel 210/735-4167 fax

ATTORNEY PLAINTIFF

*103 FILE COPY CERTIFICATE OF SERVICE I hereby certify that a true and correct copy of the above and foregoing has been sent by hand delivery to the following counsel of record on this 3 rd day of July, 2015: Mr. Richard A. Sparr, Jr. 1313 N. E. Loop 410, Suite 100 San Antonio, Texas, 78209

SENT BY FACSIMILE TRANSMISSION

TO: (210) 828-5444 Mr. Frederick R. Zlotucha 222 Main Plaza East San Antonio, Texas 78205 SENT BY FACSIMILE TRANSMISSION TO: (210) 227-8316 FOURTH COURT OF APPEALS Cardena-Reeves Justice Center 300 Dolorosa Ste. 3200 San Antonio, Texas 78205 210-355-2762- fax

/s/ Andrew E. Toscano

ANDREW E. TOSCANO

*104 COURT OF APPEALS SANDEE BRYAN MARION FOURTH COURT OF APPEALS DISTRICT KEITH E. HOTTLE

CHIEF JUSTICE

CADENA-REEVES JUSTICE CENTER CLERK OF COURT

KAREN ANGELINI

300 DOLOROSA, SUITE 3200

MARIALYN BARNARD

SAN ANTONIO, TEXAS 78205-3037

REBECA C. MARTINEZ

WWW.TXCOURTS.GOV/4THCOA.ASPX TELEPHONE PATRICIA O. ALVAREZ (210) 335-2635 LUZ ELENA D. CHAPA JASON PULLIAM FACSIMILE NO. JUSTICES (210) 335-2762

July 6, 2015 Richard A. Sparr Jr. Andrew E. Toscano Sparr & Geerdes Gene Toscano Inc 1313 NE Loop 410 Ste 100 846 Culebra Rd Ste 104 San Antonio, TX 78209-1529 San Antonio, TX 78201-6244

* DELIVERED VIA E-MAIL *

* DELIVERED VIA E-MAIL * Frederick R. Zlotucha Law Office of Frederick R. Zlotucha 222 E Main Plz San Antonio, TX 78205-2717

* DELIVERED VIA E-MAIL *

RE: Court of Appeals Number: 04-15-00405-CV

Trial Court Case Number: 2013-CI-10278 Style: David Gillespie and Michael O'Brien v. A.L. Hernden and Frederick R. Zlotucha The copy of appellant's notice of appeal in the above styled and numbered cause has this date

been filed or conditionally filed. The fee for filing appeals in this court from the district or county is $195.00. The fee must be paid at the time the notice of appeal is filed. In addition, this court charges an additional fee of $10.00 for the filing of any motion. Any delay in remitting a filing fee will delay the processing of your appeal and the court’s ruling on pending motions. See T EX . R. A PP . P. 5. Our records do not reflect payment of the $195.00 fee. Please remit the filing fee no later than July 16, 2015. If the fee is not paid within the time allotted, the matter will be referred to the court, and the appeal is subject to being stricken by the court. See T EX . R. A PP . P. 5.

In accordance with T EX . R. A PP . P. 32 and 4 TH T EX . A PP . (S AN A NTONIO ) L OC . R. 5.2., a docketing statement must be filed with the notice of appeal. Our records do not contain a docketing statement for this appeal. Please ensure that a docketing statement is immediately filed to ensure prompt processing of the appeal. The Appellant’s docketing statement is due from attorney, Andrew E. Toscano. The docketing statement is to be filed with this court by July 16, 2015.

The appellate record generally must be filed in this court within 120 days after the date of judgment is signed if any party timely files: (1) a motion for new trial; (2) a motion to modify the judgment; (3) a motion to reinstate under T EXAS R ULES OF C IVIL P ROCEDURE 165a; or (4) a request for findings of fact and conclusions of law if required or if not required could properly be considered by the appellate court. See T EX . R. A PP . P. 35.1.

Very truly yours,

KEITH E. HOTTLE, CLERK

_____________________________ Luz Estrada Deputy Clerk, Ext. 53219

cc: Honorable Cathleen M. Stryker Donna Kay McKinney (DELIVERED VIA E-MAIL) *105 Fourth Court of Appeals

San Antonio, Texas

July 28, 2015 No. 04-15-00405-CV David GILLESPIE and Michael O'Brien, Appellants v. A.L. HERNDEN and Frederick R. Zlotucha, Appellees From the 408th Judicial District Court, Bexar County, Texas Trial Court No. 2013-CI-10278 Honorable Cathleen M. Stryker, Judge Presiding

O R D E R

To date, appellant David Gillespie has failed to pay the applicable filing fee in this appeal. Texas Rule of Appellate Procedure 5 provides, A party who is not excused by statute or these rules from paying costs must pay— at the time an item is presented for filing—whatever fees are required by statute or Supreme Court order. The appellate court may enforce this rule by any order that is just.

T EX . R. A PP . P. 5. We, therefore, ORDER appellant, within ten (10) days of the date of this order, to either (1) pay the applicable filing fee in this appeal or (2) provide written proof to this court that he is excused by statute or these rules from paying the filing fee. See T EX . R. A PP . P. 20.1 (providing that party who qualifies as indigent under Rule 20 may proceed without advance payment of costs). If appellant fails to respond within the time provided, this appeal will be dismissed. See T EX . R. A PP . P. 42.3(c).

_________________________________ Karen Angelini, Justice

*106 IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the said court on this 28th day of July, 2015. ___________________________________ Keith E. Hottle Clerk of Court

*107 A.L. s Fourth Court of Appeals

San Antonio, Texas

September 15, 2015 No. 04-15-00405-CV David GILLESPIE ,

Appellant v. A.L. HERNDEN and Frederick R. Zlotoucha, Appellees From the 408th Judicial District Court, Bexar County, Texas Trial Court No. 2013-CI-10278 Honorable Cathleen M. Stryker, Judge Presiding

O R D E R

The trial court signed a final judgment on April 2, 2015. Appellant David Gillespie filed a timely motion for new trial on May 1, 2015. Therefore, the notice of appeal was due to be filed on July 1, 2015. See T EX . R. A PP . P. 26.1(a). However, appellant filed a notice of appeal on July 3, 2015. A motion for extension of time to file the notice of appeal was due on July 16, 2015. See T EX . R. A PP . P. 26.3. Although appellant filed a notice of appeal within the fifteen-day grace period allowed by Rule 26.3, he did not file a motion for extension of time.

A motion for extension of time is necessarily implied when an appellant, acting in good faith, files a notice of appeal beyond the time allowed by Texas Rule of Appellate Procedure 26.1 but within the fifteen-day grace period provided by Rule 26.3 for filing a motion for extension of time. See Verburgt v. Dorner , 959 S.W.2d 615, 617 (Tex. 1997) (construing the predecessor to Rule 26). However, the appellant must offer a reasonable explanation for failing to file the notice of appeal in a timely manner. See id. ; T EX . R. A PP . P. 26.3, 10.5(b)(1)(C).

We, therefore, ORDER appellant to file, within fifteen days from the date of this order, a response presenting a reasonable explanation for failing to file the notice of appeal in a timely manner. If appellant fails to respond within the time provided, the appeal will be dismissed. See T EX . R. A PP . P. 42.3(c).

_________________________________ Karen Angelini, Justice

*108 IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the said court on this 15th day of September, 2015. ___________________________________ Keith E. Hottle Clerk of Court

FILED IN

4th COURT OF APPEALS SAN ANTONIO, TEXAS 09/30/2015 12:52:27 PM KEITH E. HOTTLE Clerk

ACCEPTED

*109 04-15-00405-cv FOURTH COURT OF APPEALS SAN ANTONIO, TEXAS 9/30/2015 12:52:27 PM

KEITH HOTTLE CLERK

NO. 04-15-00405-CV

In the Court of Appeals for the Fourth District San Antonio, Texas D AVID G ILLESPIE , Appellant V . A.L. H ERNDEN , Appellee On Appeal from the 408th Judicial District Court of Bexar County, Texas (Cause No. 2013-CI-10278, Hon. Cathleen M. Stryker, Presiding)

APPELLEE’S MOTION FOR EXTENSION OF TIME

TO THE HONORABLE JUSTICES OF THE COURT OF APPEALS:

1. Appellant, David Gillespie, herewith files his response to this Court’s Order of September 15, 2015. 2. Appellant filed its Notice of Appeal on July 3, 2015, two days after its due date of July 1, 2015. The Clerk’s record was filed on September 9, 2015. 3. Appellant advises the Court that due to a calendar error caused by the preparation of a response to Motion for Summary Judgment in the case styled Civil Action No. 5:14-CV-00733; John Gonzales vs. Robles and Sons, Inc., Robles Service Group, LLC, Vaughn Construction Company, Sunbelt Rentals *110 Industrial Services, LLC and JLG Industries, Inc.; In the United States District Court Western District of Texas San Antonio Division, the hearing on Motion for Rulings in the case styled Cause No. 2012-CI-09903; John Joseph Carreon and John A. Polito vs. Greater San Antonio Transportation Company d/b/a Yellow Cab. in preparation for trial on July 6, 2015, and the final preparation of the documents in the case styled Cause No. 5:14-CV-00149; Candelario V. Gonzalez, et al. v. Cooper Tire and Rubber Company, et al, the Notice of Appeal was not filed timely. Undersigned counsel because of his schedule, inadvertently failed to file the Notice but upon discovery immediately did so.

4. Appellee respectfully requests accept the Notice of Appeal that was filed within the 15 day grace period as timely and for general relief. 5. Appellee files this Motion for Extension of Time to File Appellant’s Brief Notice of Appeal pursuant to Texas Rules of Appellate Procedure 26.3, 10.5(b)(1)(C), 38.6(d), and the Local Rules of Fourth Court of Appeals. WHEREFORE, Appellant, by and through its undersigned Counsel, requests the Court consider this motion and extend the time for filing its Appellant’s Notice of Appeal until July 3, 2015 .

Respectfully submitted,

GENE TOSCANO, INC.

846 Culebra Road, Suite 104 San Antonio, Texas 78201-6244

FILE COPY

*111 Telephone: (210) 732-6091 Facsimile: (210) 735-4167 BY: /s/ Andrew E. Toscano

ANDREW E. TOSCANO

Attorney at Law State Bar No. 00786832 COUNSEL FOR APPELLANT

CERTIFICATE OF SERVICE This is to certify that a true and correct copy of the above and foregoing has this day been served on the counsel below, in the means and by the manner indicated hereinafter:

Mr. Richard A. Sparr, Jr. 1313 N. E. Loop 410, Suite 100 San Antonio, Texas, 78209

SENT BY FACSIMILE TRANSMISSION

TO: (210) 828-5444 Mr. Frederick R. Zlotucha 222 Main Plaza East San Antonio, Texas 78205 SENT BY FACSIMILE TRANSMISSION TO: (210) 227-8316 FOURTH COURT OF APPEALS Cardena-Reeves Justice Center 300 Dolorosa Ste. 3200 San Antonio, Texas 78205 210-355-2762- fax Signed on September 30, 2015.

/s/ Andrew E. Toscano Andrew E. Toscano Counsel for Appellee

*112 FILE COPY COURT OF APPEALS SANDEE BRYAN MARION FOURTH COURT OF APPEALS DISTRICT KEITH E. HOTTLE

CHIEF JUSTICE

CADENA-REEVES JUSTICE CENTER CLERK OF COURT

KAREN ANGELINI

300 DOLOROSA, SUITE 3200

MARIALYN BARNARD

SAN ANTONIO, TEXAS 78205-3037

REBECA C. MARTINEZ

WWW.TXCOURTS.GOV/4THCOA.ASPX TELEPHONE PATRICIA O. ALVAREZ (210) 335-2635 LUZ ELENA D. CHAPA JASON PULLIAM FACSIMILE NO. JUSTICES (210) 335-2762

September 30, 2015 Richard A. Sparr Jr. Andrew E. Toscano Sparr & Geerdes Gene Toscano Inc 1313 NE Loop 410 Ste 100 846 Culebra Rd Ste 104 San Antonio, TX 78209-1529 San Antonio, TX 78201-6244

* DELIVERED VIA E-MAIL *

* DELIVERED VIA E-MAIL * Frederick R. Zlotucha Law Office of Frederick R. Zlotucha 222 E Main Plz San Antonio, TX 78205-2717

* DELIVERED VIA E-MAIL *

RE: Court of Appeals Number: 04-15-00405-CV

Trial Court Case Number: 2013-CI-10278 Style: David Gillespie v. A.L. Hernden and Frederick R. Zlotoucha The Appellant's Motion for Extension of Time to File Notice of Appeal has this date been

received and filed in the above styled and numbered cause. Very truly yours,

KEITH E. HOTTLE, CLERK

_____________________________ Luz Estrada Deputy Clerk, Ext. 53219

*113 FILE COPY COURT OF APPEALS SANDEE BRYAN MARION FOURTH COURT OF APPEALS DISTRICT KEITH E. HOTTLE

CHIEF JUSTICE

CADENA-REEVES JUSTICE CENTER CLERK OF COURT

KAREN ANGELINI

300 DOLOROSA, SUITE 3200

MARIALYN BARNARD

SAN ANTONIO, TEXAS 78205-3037

REBECA C. MARTINEZ

WWW.TXCOURTS.GOV/4THCOA.ASPX TELEPHONE PATRICIA O. ALVAREZ (210) 335-2635 LUZ ELENA D. CHAPA JASON PULLIAM FACSIMILE NO. JUSTICES (210) 335-2762

October 5, 2015 Richard A. Sparr Jr. Andrew E. Toscano Sparr & Geerdes Gene Toscano Inc 1313 NE Loop 410 Ste 100 846 Culebra Rd Ste 104 San Antonio, TX 78209-1529 San Antonio, TX 78201-6244

* DELIVERED VIA E-MAIL *

* DELIVERED VIA E-MAIL * Frederick R. Zlotucha Law Office of Frederick R. Zlotucha 222 E Main Plz San Antonio, TX 78205-2717

* DELIVERED VIA E-MAIL *

RE: Court of Appeals Number: 04-15-00405-CV

Trial Court Case Number: 2013-CI-10278 Style: David Gillespie

v. A.L. Hernden and Frederick R. Zlotoucha

Enclosed please find the order which the Honorable Court of Appeals has issued in reference to the above styled and numbered cause. If you should have any questions, please do not hesitate to contact me. Very truly yours,

KEITH E. HOTTLE, CLERK

_____________________________ Luz Estrada Deputy Clerk, Ext. 53219

cc: Donna Kay McKinney (DELIVERED VIA E-MAIL) *114 David GillespieAppellant/s A.L.

FILE COPY

Fourth Court of Appeals San Antonio, Texas October 5, 2015 No. 04-15-00405-CV David GILLESPIE ,

Appellant v. A.L. HERNDEN and Frederick R. Zlotoucha, Appellees From the 408th Judicial District Court, Bexar County, Texas Trial Court No. 2013-CI-10278 Honorable Cathleen M. Stryker, Judge Presiding

O R D E R

On September 15, 2005, we ordered appellant to offer a reasonable explanation for filing a late notice of appeal. See Verburgt v. Dorner , 959 S.W.2d 615, 617 (Tex. 1997). “[A]ny plausible statement of circumstances indicating that failure to file . . . was not deliberate or intentional, but was the result of inadvert[e]nce, mistake, or mischance, [would] be accepted as a reasonable explanation.” Garcia v. Kastner Farms, Inc. , 774 S.W.2d 668, 670 (Tex. 1989); see also Dimotsis v. State Farm Lloyds , 966 S.W.2d 657, 657 (Tex. App.—San Antonio 1998, no pet.). Any conduct short of deliberate or intentional noncompliance qualifies as inadvertence, mistake or mischance, even if that conduct can also be characterized as professional negligence. Garcia , 774 S.W.2d at 670; Dimotsis , 966 S.W.2d at 657. Appellant timely responded to our order, stating that his counsel, in light of other deadlines in his law practice, inadvertently failed to timely file the notice of appeal. The explanation is reasonable. We, therefore, grant the motion for extension of time to file the notice of appeal and ORDER this appeal retained on the court’s docket . We further ORDER that appellant’s brief is due on November 4, 2015.

kaa _________________________________ Karen Angelini, Justice

*115 IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the said court on this 5th day of October, 2015. ___________________________________ Keith E. Hottle Clerk of Court

FILED IN

4th COURT OF APPEALS SAN ANTONIO, TEXAS 10/21/2015 12:04:27 PM KEITH E. HOTTLE Clerk

ACCEPTED

*116 04-15-00405-cv FOURTH COURT OF APPEALS SAN ANTONIO, TEXAS 10/21/2015 12:04:27 PM

KEITH HOTTLE CLERK No. 04-15-00405-CV __________________________________________ I N THE C OURT OF A PPEALS OF T EXAS F OURTH J UDICIAL D ISTRICT S AN A NTONIO , T EXAS __________________________________________

DAVID GILLESPIE,

Appellant , vs. A.L. HERNDEN and FREDERICK R. ZLOTOUCHA, Appellees . __________________________________________ NOTICE OF APPEARANCE OF APPELLATE COUNSEL &

APPELLANT’S UNOPPOSED MOTION FOR BRIEFING DEADLINE

EXTENSION

To the Honorable Court: Appellant David Gillespie asks this Court and all counsel of record to take notice that he has retained appellate counsel: Kimberly S. Keller, Keller Stolarczyk PLLC, 234 West Bandera Road, No. 120, Boerne, Texas 78006.

Appellant respectfully requests this Court grant him a 30-day briefing deadline extension. 1 Appellant’s brief is currently due on *117 November 4, 2015. If this Court grants this Motion, Appellant’s brief will be due on December 4, 2015. Appellees are unopposed to this Motion.

Respectfully submitted, K ELLER S TOLARCZYK , PLLC 234 West Bandera Road #120 Boerne, Texas 78006 Tele: 830.981.5000 Facs: 888.293.8580 /s/Kimberly S. Keller Kimberly S. Keller

SBN: 24014182

kim@kellsto.com

COUNSEL FOR APPELLANT

legal issues presented by the trial court’s ruling, and prepare and file a brief to this Court raising Appellant’s issues on appeal.

FILE COPY

*118 CERTIFICATE OF CONFERENCE & SERVICE I conferred with opposing counsel, listed below, and was informed Appellees are unopposed to this Motion. Also, I certify that on October 21, 2015, I served this Motion on:

Richard A. Sparr Jr. S PARR & G EERDES 1313 NE Loop 410, Suite 100 San Antonio, Texas 78209 Email: rsparr@sparrlaw.net
Frederick R. Zlotucha L AW O FFICE OF F REDERICK R. Z LOTUCHA 222 E. Main Plaza San Antonio, Texas 78205 Counsel for Appellees /s/Kimberly S. Keller Kimberly S. Keller
*119 Fourth Court of Appeals

San Antonio, Texas

October 21, 2015 FILED IN 4th COURT OF APPEALS

SAN ANTONIO, TEXAS

No. 04-15-00405-CV 11/3/2015 12:11:03 PM KEITH E. HOTTLE

David GILLESPIE , Clerk Appellant v.

A.L.

A.L. HERNDEN and Frederick R. Zlotoucha, Appellee From the 408th Judicial District Court, Bexar County, Texas Trial Court No. 2013-CI-10278 Honorable Cathleen M. Stryker, Judge Presiding

CORRECTED ORDER

The Appellant’s Motion for Extension of Time to File Brief has this date been received and filed in the above styled and numbered cause. Extension of time to file the Appellant’s brief is this date GRANTED. Time is extended to December 4, 2015.

PER CURIAM

ATTESTED TO: ____________________________ KEITH E. HOTTLE CLERK OF COURT

cc: Kimberly S. Keller Richard A. Sparr Jr. No. 120 Sparr & Geerdes Boerne, TX 78006-2805 1313 NE Loop 410 Ste 100

San Antonio, TX 78209-1529 Andrew E. Toscano Gene Toscano Inc Frederick R. Zlotucha 846 Culebra Rd Ste 104 Law Office of Frederick R. Zlotucha San Antonio, TX 78201-6244 222 E Main Plz
San Antonio, TX 78205-2717

ACCEPTED

*120 04-15-00405-cv FOURTH COURT OF APPEALS SAN ANTONIO, TEXAS 11/3/2015 12:11:03 PM

KEITH HOTTLE CLERK No. 04-15-00405-CV __________________________________________ I N THE C OURT OF A PPEALS OF T EXAS F OURTH J UDICIAL D ISTRICT S AN A NTONIO , T EXAS __________________________________________

DAVID GILLESPIE,

Appellant , vs. A.L. HERNDEN and FREDERICK R. ZLOTOUCHA, Appellees . __________________________________________

AMENDED NOTICE OF APPEAL

To the Honorable Court: Plaintiff below, Michael O’Brien, hereby gives notice that he intends to appeal the final judgment entered by the trial court (Hon. Cathleen M. Stryker, 224 th District Court, Bexar County) on April 2, 2015. 1 This appeal will be taken to the Fourth District Court of Appeals in San Antonio, Texas. An original notice of appeal was filed by Plaintiff below, David Gillespie, on July 3, 2015; 2 although *121 the style on the notice contained both David Gillespie’s and Michael O’Brien’s names, O’Brien’s name was omitted, in oversight, within the body of the notice. Gillespie and O’Brien now file this Amended Notice of Appeal to clarify that both Gillespie and O’Brien are appealing the trial court’s April 2, 2015 Final Judgment. 3

Appellants respectfully request the Clerk of the Court to change the style of the appeal to reflect both Appellants, David Gillespie and Michael O’Brien, as appellants in this appeal.

Respectfully submitted, K ELLER S TOLARCZYK , PLLC 234 West Bandera Road #120 Boerne, Texas 78006 Tele: 830.981.5000 Facs: 888.293.8580 /s/Kimberly S. Keller Kimberly S. Keller

SBN: 24014182

kim@kellsto.com

COUNSEL FOR APPELLANTS

*122 CERTIFICATE OF CONFERENCE & SERVICE I certify that on November 3, 2015, I served this Amended Notice of Appeal on:

Richard A. Sparr Jr. S PARR & G EERDES 1313 NE Loop 410, Suite 100 San Antonio, Texas 78209 Email: rsparr@sparrlaw.net
Frederick R. Zlotucha L AW O FFICE OF F REDERICK R. Z LOTUCHA 222 E. Main Plaza San Antonio, Texas 78205 Counsel for Appellees /s/Kimberly S. Keller Kimberly S. Keller

*123 FILED 7/3/2015 10:29:15 AM Donna Kay McKinney Bexar County District Clerk Accepted By: Consuelo Gomez

CAUSE NO. 2013-CI-10278

DAVID GILLESPIE AND § IN THE DISTRICT COURT MICHAEL O’BRIEN §

§ 408 th JUDICIAL DISTRICT v. § § A. L. HERNDEN AND § FREDERICK R. ZLOTUCHA § BEXAR COUNTY, TEXAS

NOTICE OF APPEAL

TO THE HONORABLE JUDGE OF SAID COURT:

WHEREAS ON April 2, 2015, the Honorable Cathleen M. Stryker of the 224 th Judicial District Bexar Court, entered a Final Judgment in this cause. Plaintiff, DAVID GILLESPIE wishes to appeal from said Final Judgment to the Court of Appeals for the Fourth District of Texas in San Antonio, Texas.

RESPECTFULLY SUBMITTED, GENE TOSCANO, INC., BY: /s/ Andrew E. Toscano ANDREW E. TOSCANO SBN: 00786832 846 Culebra Road, Suite 104 San Antonio, Texas 78201 210/732-6091 tel 210/735-4167 fax

ATTORNEY PLAINTIFF

CERTIFICATE OF SERVICE

*124 I hereby certify that a true and correct copy of the above and foregoing has been sent by hand delivery to the following counsel of record on this 3 rd day of July, 2015: Mr. Richard A. Sparr, Jr. 1313 N. E. Loop 410, Suite 100 San Antonio, Texas, 78209

SENT BY FACSIMILE TRANSMISSION

TO: (210) 828-5444 Mr. Frederick R. Zlotucha 222 Main Plaza East San Antonio, Texas 78205 SENT BY FACSIMILE TRANSMISSION TO: (210) 227-8316 FOURTH COURT OF APPEALS Cardena-Reeves Justice Center 300 Dolorosa Ste. 3200 San Antonio, Texas 78205 210-355-2762- fax

/s/ Andrew E. Toscano

ANDREW E. TOSCANO

*130 FILED 11/19/2015 2:00:19 PM Donna Kay McKinney Bexar County District Clerk Accepted By: Consuelo Gomez

C AUSE N O . 2013-CI-10278 D AVID G ILLESPIE § I N THE D ISTRICT C OURT M ICHAEL O’B RIEN , §

P LAINTIFFS , § § — VERSUS — § 408 TH J UDICIAL D ISTRICT § A.L. H ERNDEN AND § F REDERICK R. Z LOTUCHA , §

D EFENDANTS . § B EXAR C OUNTY , T EXAS A LTERNATIVE N OTICE OF C ROSS A PPEAL

TO THE HONORABLE JUDGE OF SAID COURT:

COME NOW A.L. Hernden and Frederick R. Zlotucha, Defendants, and hereby file their Alternative Notice of Cross Appeal of the Order Granting Defendants’ Combined No Evidence and Traditional Motions for Summary Judgment and Final Judgment signed by the 408th Judicial District Court of Bexar County, the Honorable Cathy Stryker, presiding, on April 2, 2015. Defendants A.L. Hernden and Frederick R. Zlotucha desire to appeal this case to the Court of Appeals for the Fourth Court of Appeals District of Texas in San Antonio. This notice of cross appeal is filed in the alternative because it is conditioned on the Fourth Court of Appeals’ denial of the Opposed Motion to Strike Untimely “Amended” Notice of Appeal Filed Four Months After the Deadline that was filed with the Fourth Court of Appeals on November 19, 2015. Defendants A.L. Hernden and Frederick R. Zlotucha file this Notice of Cross Appeal to preserve their ability to complain about the late-filed “amended” notice of appeal filed by Plaintiff Michael O’Brien on November 3, 2015.

*131 Respectfully submitted, /s/ Beth Watkins Beth Watkins State Bar No. 24037675 L AW O FFICE OF B ETH W ATKINS 926 Chulie Drive San Antonio, Texas 78216 (210) 225-6666—phone (210) 225-2300—fax Beth.Watkins@WatkinsAppeals.com Counsel for Defendants/ Cross Appellees A.L. Hernden and Frederick R. Zlotucha

*132 C ERTIFICATE OF S ERVICE I hereby certify that, on November 19, 2015, I electronically served, via FileTime, my e- filing service provider, a true and correct copy of the above document on the following counsel of record:

Ms. Kimberly S. Keller K ELLER S TOLARCZYK , PLLC 234 West Bandera Road #120 Boerne, Texas 78006 (830) 981-5000—phone (888) 293-8580—fax kim@kellsto.com Attorney for Appellant David Gillespie

/s/ Beth Watkins Beth Watkins Counsel for Defendants A.L. Hernden and Frederick R. Zlotucha

NOTES

[1] This is also to say that on the day the contracts were signed, that Mr. Hernden had agreed to act as Mr. Gillespie ’s and Mr. O’Brien’s attorney and provide representation i n exchange for a fifty percent interest in a claim worth no more than $120,000. February 24, 2014 Deposition of A.L.Hernden, 11:10-12. 5

[2] Although the Disciplinary Rules do not define standards of civil liability for attorneys, the Texas Supreme Court states that they are persuasive authority outside the context of disciplinary proceedings, and are applied rules of decision in disputes concerning attorney's fees. Hoover Slovacek, L.L.P. v. Walton , 206 S.W.3d 557, 562 (Tex. 2006); Johnson v. Brewer & Pritchard, P.C. , 73 S.W.3d 193, 205 (Tex. 2002); Bocquet v. Herring , 972 S.W.2d 19, 21 (Tex. 1998); Arthur Andersen & Co. v. Perry Equip. Corp. , 945 S.W.2d 812, 818 (Tex. 1997). 7

[1] Appellant’s newly-retained appellate counsel has recently received the appellate record and needs time to analyze the appellate record, research the

[1] This Amended Notice of Appeal is filed under Texas Rule of Appellate Procedure 25.1(g), which permits a litigant to file an amended notice of appeal to correct a “defect or omission” at “any time before the appellant’s brief is filed.”

[2] A copy of the original notice of appeal is attached to this Amended Notice of Appeal.

[3] Co-Appellants note that the Final Judgment rendered final an interlocutory order entered by the trial court on August 6, 2014, denying Appellants’ summary judgment motion. Co-Appellants intend to appeal both rulings by the trial court. A copy of both the interlocutory order and final judgment are attached to this Amended Notice of Appeal.

Case Details

Case Name: David Gillespie and Michael O'Brien v. A.L. Hernden and Frederick R. Zlotucha
Court Name: Court of Appeals of Texas
Date Published: Nov 19, 2015
Docket Number: 04-15-00405-CV
Court Abbreviation: Tex. App.
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