Lead Opinion
The Full Commission finds as fact and concludes as matters of law the following, which were entered by the parties as:
2. Plaintiff was employed by defendant at its facility in Plymouth, North Carolina, from January 1, 1967, until the hearing before the Deputy Commissioner and continuing.
3. Defendant was self insured during the time of plaintiff's employment with defendant.
4. Plaintiff was last injuriously exposed to asbestos during his employment with defendant. Plaintiff was exposed to asbestos for thirty (30) days within a seven month period as set forth in N.C. Gen. Stat. §
5. Defendant manufactures paper and paper products, including paper for crafts, bags, boxes, and pulp for baby diapers. The approximate size of defendant's plant in Plymouth, North Carolina, is 3/4 of a mile long. The entire facility is built on approximately 350 acres and encompasses about 20 different buildings. The newest building was built in the 1960s and the vast majority of the insulation used in the original construction of the buildings contained asbestos. Steam-producing boilers are used at the facility, along with hundreds of miles of steam pipes covered with asbestos insulation. The heat coming off the steam pipes is used, among other things, to dry the wet pulp/paper.
6. Plaintiff first worked in the boiler room when defendant hired him in 1967. He worked on the black liquor lines that fed into the boiler area. The boilers were wrapped in asbestos insulation. Plaintiff next worked on the paper machines, which had large asbestos-containing dryer felts that rotated to dry and move the pulp/paper. He also helped the millwrights install and repair pipes. While he worked on the pipes, the workers around him would tear off the asbestos insulation on the pipes. This would cause the air to become dusty and would make plaintiffs clothes filthy. Defendant did not provide plaintiff with a respirator for his protection against asbestos exposure while he was working in such areas.
7. Plaintiff does suffer from the occupational diseases of asbestos-related pleural disease and asbestosis. Plaintiff was initially only diagnosed with asbestos-related pleural plaques. During the pendency of this action, he developed interstitial lung disease. An amended Form 18B was filed for the additional diagnosis of asbestosis. Defendant agreed that plaintiff was diagnosed with asbestosis and asbestos-related pleural diseases on October 28, 1999, by Dr. Hayes, who was the examining panel physician.
8. Plaintiffs income during the fifty-two (52) weeks prior to his diagnosis on October 28, 1999, was $47,780.85, which is sufficient to produce the maximum compensation rate for 1999, $560.00. By separate stipulation by counsel for both parties on August 13, 2002, it is stipulated that plaintiff's wages were sufficient to earn the maximum compensation benefits available under the North Carolina Workers' Compensation Act in the year 2000, which was $588.00.
9. Plaintiff contends that he is entitled to an award of a 10% penalty pursuant to the provisions of N.C. Gen. Stat. §
10. Should N.C. Gen. Stat. §§
11. Should plaintiff be awarded compensation pursuant to N.C. Gen. Stat. § 9761.5(b), the Industrial Commission may include in the Opinion and Award language removing plaintiff from further exposure pursuant to N.C. Gen. Stat. 97-62.5(b).
12. The following documents were stipulated into evidence:
a. Plaintiffs medical records from Raleigh Internal Medicine, Dr. Segarra and Dr. Gaziano;
b. Plaintiffs amended Form 18B;
c. Plaintiffs W-2 Wage and Tax Statement for 1998; and,
d. The curriculum vitae of all physicians who examined plaintiff
2. Defendant manufactures paper and paper products, including paper for crafts, bags, boxes, and pulp for baby diapers. The approximate size of defendant's plant in Plymouth, North Carolina, is 3/4 of a mile long. The entire facility is built on approximately 350 acres and encompasses about 20 different buildings. The newest building was built in the 1960s and the vast majority of the insulation used in the original construction of the buildings contained asbestos. Steam-producing boilers are used at the facility, along with hundreds of miles of steam pipes covered with asbestos insulation. The heat coming off the steam pipes is used, among other things, to dry the wet pulp/paper.
3. Plaintiff first worked in the boiler room when defendant hired him in 1967. He worked on the black liquor lines that fed into the boiler area. The boilers were wrapped in asbestos insulation. Plaintiff next worked on the paper machines, which had large asbestos-containing dryer felts that rotated to dry and move the pulp/paper. He also helped the millwrights install and repair pipes. While he worked on the pipes, the workers around him would tear off the asbestos insulation on the pipes. This would cause the air to become dusty with asbestos fibers and would make plaintiffs clothes filthy. Defendant did not provide plaintiff with a respirator for his protection against asbestos exposure while he was working in such areas.
4. Plaintiff was exposed to asbestos-containing materials on a regular basis for more than thirty working days or parts thereof within seven consecutive months from 1967 to the date of the hearing before the Deputy Commissioner.
5. The following medical records confirming the diagnosis of asbestosis were submitted to the Industrial Commission by counsel for the parties:
a. Dr. Dominic Gaziano of Pulmonary Diseases and Internal Medicine, a B-reader, evaluated a chest x-ray dated October 15, 1998, and plaintiff's occupational history. It was his conclusion that the chest x-ray findings were compatible with bilateral pleural plaques. It was his overall opinion, to a reasonable degree of medical certainty, and the Full Commission finds as fact, that the x-ray changes are due to asbestos pleural-disease, which plaintiff acquired through his occupational exposure to asbestos.
b. Dr. Jay T. Segarra, a B-reader, evaluated a chest x-ray dated July 7, 1999, which had a grade I film quality. He reported that inspection of the lung parenchyma reveal a diffuse interstitial patter, consisting of small irregular linear opacities within the middle and lower lung zones bilaterally, of size and shape S/T, with a profusion rating of 1/1. Examination of the pleural surfaces reveals bilateral circumscribed pleural thickening, in profile, along the lateral thoracic walls, width B, extent 2 bilaterally. It was Dr. Segerra's overall impression, and the Full Commission finds as fact, that there were pleural and parenchymal abnormalities present consistent with pulmonary asbestosis, assuming a sufficient environment exposure history and an adequate latency period.
c. A CT scan report dated October 22, 1999, interpreted by Dr. Fred M. Dula of Piedmont Radiology in Salisbury, North Carolina, a radiologist and B-reader. He reported focal interstitial changes in both lung bases including short, thickened interlobular septal lines extending to the pleural surfaces. Overall, it was his opinion, and the Full Commission finds as fact, that there were interstitial changes in a distribution consistent with asbestosis.
d. An advisory medical evaluation report authored by Dr. D. Allen Hayes, a panel physician who examined plaintiff at the request of the North Carolina Industrial Commission on October 28, 1999. He took an occupational history of the plaintiff and reported that plaintiff had worked at Weyerhaeuser for the past 34 years, and has been a pipe fitter's helper and worked in the boiler room. Plaintiff had to remove asbestos to work around boiler pipes. Additionally, plaintiff stated to Dr. Hayes that he had previously smoked less than one-half pack of cigarettes per day, but stopped smoking about 20 to 25 years prior to that time.
e. After a full physical evaluation, review of medical records, and performance of a pulmonary function test, electrocardiogram, blood test, and chest x-ray, it was the conclusion of Dr. Hayes that plaintiff has asbestosis and probable asbestos-related pleural plaques. He recommended that arrangements be made to separate plaintiff from his workplace exposure to asbestos. He also advised a re-evaluation by the Advisory Medical Committee after one year. The CT scan performed on October 22, 1999, was reviewed by Dr. Hayes subsequent to the plaintiff's panel exam. Dr. Hayes reported that he observed parenchymal changes consistent with subtle degrees of sub-pleural fibrosis, which would be consistent with asbestosis in an appropriate clinical setting.
6. Plaintiff does suffer from asbestosis and asbestos-related pleural disease as a result of his many years of asbestos exposure while employed by the defendant. His pulmonary impairment is permanent and likely to progress. Plaintiff would benefit from medical monitoring, evaluation, and some treatment in the future as a result of his asbestosis and asbestos-related pleural disease. Further, medical monitoring is reasonably necessary due to his increased risk of developing lung and other asbestos-related cancers.
7. Plaintiffs income during the fifty-two (52) weeks prior to his diagnosis on October 28, 1999, was $47,780.85, which is sufficient to produce the maximum compensation rate for 1999, $560.00. By separate stipulation by counsel for both parties on August 13, 2002, it is stipulated that plaintiff's wages were sufficient to earn the maximum compensation benefits available under the North Carolina Workers' Compensation Act in the year 2000, which was $588.00.
2. Plaintiff was last injuriously exposed to the hazards of asbestos dust while employed by defendant, and for as much as 30 days or parts thereof, within seven consecutive months, which exposure proximately augmented his asbestosis. N.C. Gen. Stat. §
3. N.C. Gen. Stat. §
4. While it has been determined that a retiree who is no longer employed by the asbestos-exposing industry is not entitled to an order of removal and the subsequent award because he no longer faces the possibility of exposure, see Austin v. General Tire,
5. The legislative intent of Sections
6. Pursuant to N.C. Gen. Stat. §
7. The issue of the constitutionality of N.G. Gen. Stat. §§
8. Plaintiff is entitled to have defendant pay for such medical expenses incurred or to be incurred as a result of plaintiff's asbestos related pleural disease and asbestosis as may be required to monitor, provide relief, effect a cure, or lessen plaintiff's period of disability. N.C. Gen. Stat. §§
9. Plaintiff is entitled to undergo subsequent examinations as provided by law, pursuant to the provisions of N.C. Gen. Stat. §§
10. Defendant stipulated that, should the Industrial Commission determine that plaintiff contracted the occupational disease asbestosis during the course and scope of his employment with defendant, defendant would waive further proof needed under N.C. Gen. Stat. §
2. Defendant shall pay an additional sum of 5% of the weekly compensation awarded in Paragraph 1 above to plaintiff, which shall also be paid in a lump sum. As per agreement of the parties, defendant shall also pay a 10% late penalty pursuant to N.C. Gen. Stat. §
3. Defendant additionally shall pay interest in the amount of 8% per annum on this award from the date of the initial hearing on this claim, March 15, 2000, until paid in full. The interest shall be paid in full to the claimant and is not subject to attorneys' fees. N.C. Gen. Stat. §
4. Defendant shall pay all medical expenses incurred or to be incurred when bills for the same have been approved, in accordance with the provisions of the Act.
5. Plaintiff shall undergo additional examinations as provided by law.
6. A reasonable attorney's fee of 25% of the compensation due plaintiff as was awarded in paragraphs 1 and 2 above is approved for plaintiffs counsel. Defendant shall deduct 25% of the lump sum otherwise due plaintiff shall pay such 25% directly to plaintiffs counsel.
7. The Commission hereby retains jurisdiction in this matter to address the issue of permanent impairment, as plaintiff has not undergone the additional panel examination as required by law for such determination. Upon completion of such examinations, should the parties be unable to agree on what additional compensation, if any, is due, the parties may request a hearing before this Commission on this matter.
8. Defendant shall pay the costs of this proceeding.
This 11th day of October 2002.
S/_____________ THOMAS J. BOLCH COMMISSIONER
CONCURRING:
S/__________________ BERNADINE S. BALANCE COMMISSIONER
DISSENTING:
S/_______________ DIANNE C. SELLERS COMMISSIONER
Dissenting Opinion
While plaintiff has contracted the occupational disease of asbestosis, I must respectfully dissent from the majority decision to order removal and pay 104 weeks of benefits pursuant to N.C. GEN. STAT §
"If the Industrial Commission finds at the first hearing that the employee has asbestosis or if the parties enter into an agreement to the fact that the employee has asbestosis, it shall by order remove the employee from any occupation which exposes him to the hazards of asbestosis"
[Emphasis added] Plaintiff has met the first condition for removal through the agreement of the parties and the evidence that he has asbestosis. Plaintiff, however, has not met the second condition, and indeed has presented no evidence to prove that his occupation currently "exposes him to the hazards of asbestosis." Thus, plaintiff has not established that he is entitled to an order of removal. Further, only an appropriate order of removal triggers the payment of 104 weeks of benefits. See Austin,
141 N.C. App. at 415 ; Moore, supra.
The application of the statutory provision regarding removal and subsequent payment of 104 weeks has a practical purpose and historical significance. By way of an explanation, employees in a dusty trade are entitled to a dusty trade card only after passing a chest x-ray examination, and for as long as their yearly chest x-rays remain clear. Upon a finding of asbestosis after clinical examination (the first panel examination), the employee's dusty trade card is revoked, prohibiting his continued employment in the dusty trade industry. The diagnosis of asbestosis and evidence of current hazardous exposure to asbestos thereby trigger an order of removal and the second and third panel examinations during which time the 104 weeks of benefits is paid. The length of the 104 week period is significant in the statutory scheme of the panel examinations. A 52 week period exists between the first and second panel examinations and another 52 week period exists between the second and third panel examinations. This accounts for the 104 weeks of benefits which are provided as a "safety net" for an employee who is suddenly prohibited from further employment in the dusty trade industry where the employee is currently hazardously exposed and whose final disability determination will not be made until after the third panel examination. Although §
Plaintiff has the burden of proof on the issue of current exposure to the hazards of asbestos. While plaintiff is not required to provide scientific proof of his current exposure to asbestos for purposes of §
Plaintiff has not presented any evidence that his employment with defendant currently exposes him to the hazards of asbestos. No testimony was offered in this case and the stipulated facts do not address the issue of current exposure to asbestos in plaintiff's current employment. The majority finds in Finding of Fact No. 4, "plaintiff was exposed to asbestos-containing materials on a regular basis for more than thirty working days or parts thereof within seven consecutive months from 1967 to the date of the hearing before the Deputy Commissioner." However, there is no evidence, stipulation, or reasonable inference1 to support the finding that plaintiff is currently, hazardously exposed to asbestos. The parties stipulated that plaintiff was employed by defendant from 1967 to present. The parties also stipulated that plaintiff was last injuriously exposed (30 work days inside of seven consecutive months) to asbestos while employed by defendant. These stipulations taken together, however, do not support the majority's finding and conclusion that plaintiff was hazardously exposed "to the present." The stipulation does not define when during the thirty-some years of employment plaintiff was last exposed to the hazards of asbestos, and more significantly, does not state whether plaintiff iscurrently exposed to the hazards of asbestos. Thus, there is no evidence to support an essential element of plaintiff's claim.
Plaintiff's argument arises from a misinterpretation of the Court of Appeals' decision in Barber v. Babcock Wilcox Construction Company,
Plaintiff has misinterpreted the Barber decision. Plaintiff, out of context, quotes Barber to find that §
Similarly, the Supreme Court's decision in Fetner does not support plaintiff's argument that a stipulation of "last injurious exposure" is equivalent to a stipulation of current exposure. See Fetner v. RockyMount Marble Granite Works,
Contrary to the suggestion of plaintiff, the Fetner and Barber
decisions do not abrogate the requirement of plaintiff to establish by the greater weight of the competent evidence the period of hazardous exposure. Rather, these decisions hold that §
Further, the plaintiff's illogical argument that the last thirty days of employment was injurious, without producing evidence of exposure to any asbestos during this thirty-day period, directly violates the Supreme Court's holding in Fetner that the Commission may "not arbitrarily select any thirty days of employment." Fetner,
Further, the Barber and Fetner cases were only in litigation due to the apparent inequity resulting from the strict application of §
The question of current exposure to asbestos as a condition precedent to the award of 104 weeks of benefits was recently addressed by the Court of Appeals in Abernathy. See Abernathy v. Sandoz Chemical, ___ N.C. App. ___,
"An employee who is no longer employed in a position that causes harmful exposure need not be `removed' from his employment."
Austin,
141 N.C. App. at 415 ,540 S.E.2d at 835 . Judge Greene's statement is consistent with the express language of the Act requiring the Commission to order removal from "any occupation that exposes him to the hazards of asbestos". If the employee is not exposed to the hazards of asbestos, there is no hazardous employment from which to order the removal and the order of removal would be a legal nullity and, hence, could not trigger an award for 104 weeks of compensation.3
Further, plaintiff illogically argues that he does not need to be removed from his employment because, if he were to become subject to the hazards of asbestos, he could use respiratory equipment and avoid the exposure. If this argument is correct, there would be no need for an order of removal because employment under such circumstances would prevent hazardous exposure to asbestos.
Moreover, I disagree with the majority's interpretation of §
"The Order of Removal does not constitute an order removing plaintiff from his employment with defendant, but plaintiff must be ordered removed from any occupational exposure to asbestos for the remainder of his employment." [Conclusion of Law No. 3]
"Plaintiff is hereby ordered removed from any occupation that further exposure him to the hazards of asbestos. N.C. Gen. Stat. §
97-61.5 (b)" [Order of Removal]
Because this order of "removal" does not sufficiently, or actually, order plaintiff's removal from his employment with defendant, it does not satisfy the second condition for removal. Further, since the majority's order of "removal" is not in fact such an order, it does not trigger the award of 104 weeks of benefits. Austin,
Moreover, in the instant claim, plaintiff has not sought a waiver from removal from the Commission. In addition, plaintiff has not presented evidence to the Commission on the issue of whether the Commission should approve a waiver of further benefits and allow plaintiff to continue in hazardous employment. Therefore, a §
Id. at 378,. . . defendants also contend that "most importantly, the payment of one hundred four weeks of compensation is reserved to those employees who are actually removed from their employment." (Emphasis added). This Court addressed the removal requirement in Moore v. Standard Mineral Co.,
122 N.C. App. 375 ,469 S.E.2d 594 (1996).[T]he term "removal" as used by G.S. §
97-61.5 presumed medical diagnosis will occur during the hazardous employment. Thus the language regarding "removal from the industry" has specific application only to occasions when . . . identified victims of occupational disease are thereafter "removed" from hazardous industry by a directive of the Commission. However, the phrase is inapposite to instances as that sub justice wherein a claimant is diagnosed at some point subsequent to leaving hazardous employment.
Clark
The general rule for recovery for individuals suffering from asbestosis or asbestos-related disorders is found at N.C. Gen. Stat. §
Except as herein otherwise provided, in case of disablement or death from silicosis and/or asbestosis, compensation shall be payable in accordance with the provisions of the North Carolina Workers' Compensation Act.
Clark
S/_______________ DIANNE C. SELLERS COMMISSIONER DCS/gas
"Plaintiff was last injuriously exposed to asbestos during plaintiff's employment with defendant, and specifically, plaintiff was exposed to asbestos for 30 days within a seven month period, as is required by N.C. Gen. Stat. §
97-57 ."
Plaintiff, and the majority opinion, also inappropriately relies onHoneycutt v. Carolina Asbestos Co.,
