Patrik W. Neustrom Saline County Counselor 118 South Seventh St. P.O. Box 1697 Salina, Kansas 67402-1697
Dear Mr. Neustrom:
As Saline county counselor, you request our opinion as to propriety of transferring certain budget items from the district court's budget to the budget for the sheriff's department. We understand that the sheriff's budget originally contained most of the $400,000 transferred for client administration, civil process, client transportation, security and capital improvement. Historically, the district court budget has been under $200,000, but now it is almost $ 600,000 with the addition of the transferred items.
K.S.A.
"Except for expenses required by law to be paid by the state, from and after January 10, 1977, the board of county commissioners of each county shall be responsible for all expenses incurred for the operation of the district court in the county."
K.S.A. 1992 Supp.
"The board of county commissioners shall then have final authority to determine and approve the budget for district court operations payable by their county. . . . The budget shall include all expenditures payable by the county for operations of the district court in such county. . . . The compensation to be paid to district court personnel excluded from the judicial personnel classification system pursuant to subsection (b) of K.S.A.
20-162 , and amendments thereto, shall be listed in the budget as a separate item for each job position. After the amount of such district court budget is established, the expenditures under such budget, other than expenditures for job positions contained in the budget, shall be under the control and supervision of the administrative judge, subject to supreme court rules relating thereto, and the board of county commissioners shall approve all claims submitted by the administrative judge within the limits of such district court budget. No board of county commissioners shall decrease such budget for district court operations to a level below the amount of the 1978 calendar year budget approved by the board of county commissioners less the amount of compensation and fringe benefits provided in such budget for judges and other personnel positions which are assumed by the state pursuant to this act."
According to K.S.A.
We understand that the opponents of the transfer believe the board of county commissioners is evading the tax lid law by transferring part of the sheriff's budget to the court, the court's expenses being exempt from the tax lid.
K.S.A. 1992 Supp. 79-5028 in pertinent part provides:
"The provisions of K.S.A. 79-5021 to 79-5036, inclusive, and amendments thereto, shall not apply to or limit the levy of taxes for the payment of:
. . . .
(d) expenses incurred by counties for district court operations under the provisions of K.S.A.
20-348 or20-349 , and amendments thereto, and expenses incurred by counties for the detention of juveniles; . . ."
We are mindful that the questioned transfer would allow the sheriff's office to spend another $200,000 from its budget. However, whatever the motives of the board of county commissioners may be, there is no statute prohibiting the transfer of budget items from the sheriff's office to the district court, as long as they reflect "expenses incurred for the operation of the district court." We understand that this year the district court has requested for the first time security to be provided by the sheriff's office. The court apparently feels that such security is necessary for it to function properly. Consequently, the expense of providing security for the court is for the operation of the court. What other expenses can be legitimately categorized as "expenses for operation of the district court" is a more troublesome question. According to the documents provided, the transferred budget items include personnel (sheriff, undersheriff, deputies, and clerks), prisoner meals, vehicle purchase, vehicle maintenance, vehicle supplies, travel expenses, and service equipment.
We decline to discuss the supplemental budget item by item to determine whether it is appropriately considered as expenses incurred for the operation of the district court. However, we mention our concerns on certain items to illustrate our position. For example, salaries of the deputies assigned to maintain courtroom security are legitimately included in the district court's budget. Further, any other expenses incident to having the security officers in the court may be included in the court budget to be paid by the county. We have stated that while the salaries of court services officers are paid by the state, it is the county that must provide the office space, pay the travel expenses as well as any other expenses incident to the position. Attorney General Opinion No. 90-88.
We note that the expenses for service of civil process are included in the $400,000 transferred from the sheriff's office to the district court. The job positions responsible for service of process were moved from the district court to the sheriff's office in 1979 by statute. K.S.A.
Another area that concerns us involves the expenses related to prisoners. The sheriff is in charge and custody of the jail and all the prisoners in the county. K.S.A.
Additionally, the expenses incurred by the county for the detention of juveniles are exempt from the aggregate tax levy limit under K.S.A. 1992 Supp. 79-5028(d). Regardless whether juvenile detention expenses are transferred to the court budget, these expenses are exempt from the tax lid.
We emphasize that we decline to answer factual questions regarding what each budget item specifically includes. We hope that our analysis and discussion on the matter provides sufficient guidelines for you.
Next, we will discuss allegations of violation of the separation of powers doctrine. Like the constitution of the United States, the Kansas constitution contains no express provision establishing the doctrine of separation of powers. However, it has been recognized what the very structure of the three-branch system gives rise to the doctrine. Statev. Reed,
There is no challenge to a statute involved in our case; nor is there presented a usurpation by one department of the powers of another. Reed,
Your specific inquires are answered as follows based on the earlier discussions.
1. Q. Does the transfer of funds, previously appropriated to the sheriff's department to the court budget violate the tax lid law? A. No. The transfer is not illegal under the tax lid law, if the transfer involves expenses incurred in the operation of the court.
2. Q. Does the allocation of funds by the county commissioners to the court in the form of the supplemental budget for judicial functions or court operations violate the provisions of K.S.A.
3. Q. Given the concept of shared discretion and the identification of duties as set forth in K.S.A.
4. Q. In the event the court does not authorize the expenditure of funds under his control and supervision, can the sheriff overspend his budget, as both budgets are part of the general fund? A. No. After the court's budget is established, the expenditures under the budget, other than expenditures for job positions contained in the budget, are under the control and supervision of the administrative judge, subject to supreme court rules. The county may not spend money from the court's established budget without the administrative judge's participation. However, the county may pay for the expenses incurred for the detention of juveniles and court operation without limitation of the tax lid under K.S.A. 1992 Supp. 79-5028.
Very truly yours,
ROBERT T. STEPHAN Attorney General of Kansas
Nobuko K. Folmsbee Assistant Attorney General
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