The facts are not in dispute. The plaintiff, Joel Schiavone, is a well known business executive in the city of New Haven (city). He was educated at Yale University and has lived in the city for more than fifteen years. At one point, he changed his residence to another town, but he moved back to the city on October 1, 1999, and has been a legal voter in and resident of the city since that date. He has declared his candidacy for mayor of the city. The city will hold its next regular mayoral election on November 6, 2001. Id., art. IV, § 9. If Schiavone should be elected, however, he would not be eligible to serve since he would, on November 6, 2001, have been a legal voter in and resident of the city for just slightly more than two years immediately preceding the election.
Schiavone commenced this action by service of process on October 6, 2000. He is the sole plaintiff. The defendants are: John DeStefano, the present mayor of the city; the board of aldermen of the city; and, the city. (The defendants will be collectively referred to as the city.)
Schiavone's complaint consists of a single count. It alleges that the charter requirement that the mayor "shall have been a legal voter in and resident of the *Page 523
city for at least five years immediately preceding said mayor's election" violates his rights under "Articles First and Fifth as well as [the]
On December 7, 2000, Schiavone filed the motion for summary judgment now before the court. The motion requests the relief sought in the complaint.
The motion was heard on January 25, 2001. The issues before the court were significantly refined at the hearing. Schiavone has confined his argument to reliance on three constitutional provisions: (1) the equal protection clause of the federal constitution, U.S. Const., amend.
The city, for its part, has agreed that no material facts are in dispute and that all necessary persons have been notified and joined as parties in the action. No motion to strike for nonjoinder or failure to give notice to interested persons has been filed. See Practice Book § 17-56 (c). Although the case has received considerable local publicity, no other person has moved to join the action. Under these circumstances, it is appropriate to consider the legal issues presented.
The city additionally contends, again without citation of authority, that Schiavone lacks standing to litigate his claim because he was a member of a recent charter revision commission which did not recommend that the durational residency requirement in question be amended. How such membership precludes Schiavone from pressing his claim in court is not explained. The city makes no suggestion that Schiavone himself has at any time supported the provision that he now attacks. Schiavone is not responsible for the creation of the requirement — which, as mentioned, dates from 1897. Such membership in no way reduces Schiavone's stake in the outcome of the controversy. In fact, the city's argument serves to underscore Schiavone's stake in the controversy by citing his involvement in the city's civic and political life. Under these circumstances, it is appropriate to proceed to the merits.
The charter requires the mayor to have been "a legal voter" in the city for five years. Yet, as the city conceded at argument, there is no requirement that a successful candidate have actually cast a single vote in any of those years. Consider two hypothetical candidates, Smith and Jones. Smith has lived in the city for five years. He has been registered to vote throughout this period but has never bothered to cast a single vote. Jones moved into the city four years ago and has conscientiously voted in every election since. How can the government in a modern democracy say that Smith is qualified to be mayor and Jones is not?
The durational residency requirement is even more arbitrary in its working. Suppose that Smith moved to New Haven from Tibet five years ago. He rents an apartment in New Haven but has commuted to New York every day. Jones, on the other hand, has lived in New Haven for most of his life, but five years ago he moved one block across the border to Hamden and resided there for a year before moving back. Throughout this period, Jones has worked in New Haven every day. Once again, how can the government in a modern democracy say that Smith is qualified to be mayor and Jones is not? More importantly, how can the government in a modern democracy preclude the voters from deciding which is the more qualified candidate? These are questions that courts in a modern constitutional democracy cannot ignore. *Page 527
Lower courts do not ordinarily determine that the federal and state equal protection guarantees should be differently construed. The case presented here, however, contains four exceedingly unusual features which, when considered together, require systematic consideration of Schiavone's state constitutional claim. First, the controlling federal equal protection law is established only by the comparatively thin reed of per curiam affirmances rather than by a considered opinion of the United States Supreme Court. Second, the rationales of these now somewhat dated affirmances are, as will be explained in a moment, in significant tension with the reasoning of the court's recent opinions concerning the rights of candidates and voters, leaving considerable doubt that the court would reach the same conclusion if it were to now consider the matter anew. Third, Schiavone's argument is consistent with the relevant equal protection jurisprudence of the Connecticut Supreme Court. Finally, the distinctive language of the Connecticut constitution, as well as distinctive characteristics of Connecticut civic and political life, call for an independent construction of Connecticut's equal protection clause.
With its express reference to "political rights" in mind, Connecticut's equal protection guarantee can appropriately be construed with reference to several other distinctive guarantees of political rights contained in the Connecticut constitution. See A. Amar, "Intratextualism," 112 Harv. L. Rev. 748 (1999). The preamble to the Connecticut constitution invokes the principle of "free government." The separate preamble to Conn. Const., art.
Significantly, the Connecticut constitution imposes no durational residency requirements on elected officials. The governor, for example, need only be "an elector of the state" (in addition to being at least thirty years old). Conn. Const., art.
The Connecticut Supreme Court has subsequently emphasized the distinction between durational residency requirements that impinge on the fundamental right of travel and bona fide residency requirements ascontinuing conditions of municipal employment, which present no analogous equal protection problems. Carofano v. Bridgeport,
Sununu and Chimento, the United States Supreme Court precedents dealing with durational residency requirements for elective office, are, as mentioned, per curiam affirmances. "A summary disposition affirms only the judgment of the court below, and no more may be read into [that] action than was essential to sustain that judgment." (Internal quotation marks omitted.) Montana v. Crow Tribe of Indians,
With respect, this rationale falls well short of being compelling, certainly when applied to the sort of municipal office at issue here. The Smith and Jones hypothetical used earlier illustrate that durational residency requirements do not necessarily ensure exposure of elective officers to their political jurisdictions. Smith could live in New Haven and commute to New York, acquiring little knowledge of New Haven in the process. Jones could move from New Haven to Hamden and back again, working in New Haven throughout, and acquire a thorough knowledge of New Haven in the process. Whether the candidacies of either of these political aspirants are frivolous is a question appropriately left to the voters.
The notion that a substantial residency requirement acts as only a minimal infringement on the candidate inappropriately demeans the role of political candidacy in a democracy. Political candidacy in a democracy is more than a quest for a job. It is the battle of ideas in the public forum. Candidates are not fungible commodities. The annals of our democracy are full of men and women who used the triumph of ideas to shape a nation. The "minimal infringement" doctrine cannot withstand the test of history. Who would now tell Abraham Lincoln in 1860, "Wait five years before running for President; the wait will be a minimal infringement on your rights, and you can run for other office in the meantime?" Who would give a similar command to Franklin Roosevelt in 1932? Or (changing president to prime minister) to Winston Churchill in 1940? Viewed in the light of history, reasoning like this is unconvincing in the extreme. Political candidacy is essential to the working of the democratic state.
Madison recognized in The Federalist No. 57 that the rights of electors and candidates are inextricably bound *Page 536
together. "Who are to be the objects of popular choice?" he asked. His answer was, "Every citizen whose merit may recommend him to the esteem and confidence of his country." J. Madison, "The Federalist" No. 57, reprinted in 2 The Debate on the Constitution (1993) p. 214. Madison's view was consistent with that of other prominent members of the founders' generation. See Powell v. McCormack,
The Supreme Court has given these venerable democratic ideas a renewed vitality in recent years. Although the court has at times stated that there is no fundamental right to political candidacy — Bullock v. Carter,
This logic underlies U.S. Term Limits, Inc. v. Thornton,
The Supreme Court revisited some important aspects of the rights of citizenship in Bush. Bush, as is extremely well known, applies a rigorous equal protection analysis to the counting of ballots. "History," theBush court tells us, "has now favored the voter. . . ." Bush v. Gore, supra,
U.S. Term Limits, Inc., and Bush provide striking evidence that the court's now dated per curiam affirmances in Sununu and Chimento do not provide the last (much less the most persuasive) analysis of the constitutional rights of candidates. In particular, state courts, attempting to construe state constitutional provisions in a reasoned way, can profitably look to U.S. *Page 539 Term Limits, Inc., and Bush, as well as the founders' statements that those decisions reflect, in articulating the fundamental principles of our democracy.
Numerous state courts have considered federal constitutional challenges to durational residency requirements for political candidates. J. Perovich, annot, Validity of Requirement that Candidate or Public Officer Have Been Resident of Governmental Unit for Specified Period, 65 A.L.R. 3d 1048 (1975), cites the pre-Sununu authorities (federal as well as state). The annotation notes that "[t]he length of the required residence has frequently been a critical factor in the court's determination." Id., 1056. Zeilenga v. Nelson,
Matthews v. Atlantic City,
Several other state courts, acting in the post-Sununu era, have rejected federal equal protection challenges to durational residency requirements imposed on political candidates. Mobley v. Armstrong,
Something like this has happened here. It is in the self interest of the class of political candidates to limit its competition. As the California Supreme Court explained in Zeilenga, a durational residency requirement "is a built-in device to prevent competition against . . . oldtimers. . . ." Zeilenga v. Nelson, supra,
Sociological factors must now be considered. Connecticut is a geographically compact state. In modern times, it contains, in addition to some rural areas, a few densely populated cities surrounded by suburbs. Numerous people reside in suburbs and commute to work in nearby cities every day. Some commuters are as familiar with the cities in which they work as with the suburbs in which they sleep.
Some urban residents also commute to work, either to suburbs or to other cities. Many Connecticut residents, residents of New Haven among them, commute to New York every day. Just as residence in a suburb does not necessarily connote lack of familiarity with a nearby city, residence in a city does not necessarily connote anything more than a passing familiarity with that city. A bright line durational residence rule makes little sense in this sociological context. The variety of individual knowledge, commitment and experience being great, it is appropriate to leave the decision as to which mayoral candidate has the necessary qualifications to the voters.
Significantly, the vast majority of the 169 towns in Connecticut have made exactly this decision. The only qualification of elected municipal officers imposed by the General Statutes is that they be present electors of *Page 544
the municipalities in which they are elected. General Statutes §
The classification here is neither "drawn with `precision'" nor "`tailored' to serve legitimate objectives." It is, instead, a meat axe approach that excludes some qualified mayoral candidates and includes others of dubious qualification. Alternative classifications exist. One widely used, less burdensome classification — a one year durational residency requirement — has been approved by many courts, although it must be understood that the constitutionality of a one year requirement is not in issue here. Another solution of unquestionable constitutionality exists: Let the voters decide. To echo a refrain underpinning American democracy for more than two centuries, the right to choose political leaders — to decide who is qualified and who is not — rests not in the government, but in the people.
