Paul K. Halverson, DrPH, MHSA State Health Officer and Director Division of Health Arkansas Department of Health and Human Services Post Office Box 1437, Slot H39 Little Rock, AR 72203-1437
Dear Dr. Halverson:
I am writing in response to your request for my opinion on a question arising from the following reported facts:
In the 1970's and 1980's, several court cases (O'Brien v. Tilson,
523 F. Supp. 494 (E.D.N.C. 1981); Sydney v. Pingree,564 F. Supp. 412 (S.D. Fla. 1982); and Jech v. Burch,466 F. Supp. 714 (D. Hawaii 1979)) ruled that parents have a constitutionally protected right to choose the name of their child. As a result, language in Arkansas Rules and Regulations pertaining to Vital Records 4.0(e) was stricken. Ark. Code Ann. § 20-18-40 [sic: "-401"] outlines current Arkansas law regarding the ability of parents to choose the surname their children will be given. For married parents and parents who complete an affidavit of paternity, Ark. Code Ann. §20-18-401 (f)(1) states that "the parents may give the child any surname they choose."However, Ark. Code Ann. §
20-18-401 (f)(2) states that "[i]f the mother was not married at the time of either conception or birth or between conception and birth, the name of the father shall not be entered on the certificate of birth without an affidavit of paternity signed by the mother and the person to be named as the father." It then goes on to state that the "parents may give the child any surname they choose." The reference to "parents" in this section could be read to mean that only the two parents acting together can choose the surname of their child. This has led to confusion about the ability of an unmarried mother to give her child a surname that is different from her own. The confusion is compounded by the language of Ark. Code Ann. §20-18-401 (f)(4), which states that if the father is not named on the certificate of birth, no other information about the father shall be entered on the birth certificate. Health care facilities are concerned that allowing an unmarried mother to give her child a surname different from her own could be a violation of Ark. Code Ann. §20-18-401 (f)(4).
Against this backdrop, you have posed the following question:
If an unmarried mother and the baby's putative father do not complete affidavits of paternity, can the mother give her child any surname she chooses?
RESPONSE
In my opinion, the answer to this question is a qualified "yes." Subsection
With respect to the application of A.C.A. §
Subsection
(1) If the mother was married at the time of either conception or birth, or between conception and birth, the name of the husband shall be entered on the certificate as the father of the child, unless:
(A) Paternity has been determined otherwise by a court of competent jurisdiction; or
(B) The mother executes an affidavit attesting that the husband is not the father and that the putative father is the father, and the putative father executes an affidavit attesting that he is the father and the husband executes an affidavit attesting that he is not the father. Affidavits may be joint or individual or a combination thereof, and each signature shall be individually notarized. In such event, the putative father shall be shown as the father on the certificate and the parents may give the child any surname they choose.
(2) If the mother was not married at the time of either conception or birth or between conception and birth, the name of the father shall not be entered on the certificate of birth without an affidavit of paternity signed by the mother and the person to be named as the father. The parents may give the child any surname they choose.
(3) In any case in which paternity of a child is determined by a court of competent jurisdiction, the name of the father and surname of the child shall be entered on the certificate of birth in accordance with the finding and order of the court.
(4) If the father is not named on the certificate of birth, no other information about the father shall be entered on the certificate.
(Emphases added.)
Based upon your prefatory comments, I gather that your single question actually reflects several concerns regarding this statute: first, given your stated concern that possibly "only the two parents acting together can choose the surname of their child," whether the use of the plural term "parents" in A.C.A. §
With respect to the first of these concerns, I believe an unwed mother alone may clearly give the child her own surname if the father is not identified on the birth certificate. To suggest otherwise would be to raise the absurd possibility that no one could provide a surname for the child of an unwed mother who had failed to obtain an official acknowledgment of paternity from the father. I note in this regard that neither the Code nor any provision in the Arkansas Rules and Regulations Pertaining to Vital Records contains any directive that the birth certificate of a child born to an unwed mother automatically list the child's surname as being the same as the mother's if the father has not acknowledged paternity.1 Providing the child the mother's own surname would thus clearly appear to be the mother's prerogative — a proposition so inevitable that I have found no statutory or case law addressing it one way or the other.
With respect to the possibility that the statute's use of the plural "parents" might restrict that prerogative, the Arkansas courts have long held that in interpreting statutory language, it is inappropriate to give the statute a reading that would result in an absurdity, or to presume that the legislature enacted a vain and meaningless law. See Yarbrough v. Witty,
Applying these principles, I believe the final sentence of A.C.A. §
Although the Code never directly says that an unwed mother might at the very least give her child her own surname when the father is not listed on the birth certificate, the legislature may well have deemed this conclusion too obvious to warrant codifying. Indeed, based upon your factual recitation, I gather that the State Registrar of Vital Records is not so much concerned whether the mother might elect to give her child her surname when the father's name does not appear on the birth certificate, but rather whether the mother might herself choose some surname for the child other than her own, including in particular the unacknowledged father's surname. In any event, the case law is replete with instances in which a natural father has sued to change the surname of a child born out of wedlock from the mother's maiden name to the surname of the father. See, e.g.,Huffman v. Fisher,
No Arkansas statute directly addresses the second consideration raised by your question — namely, whether in an instance where a birth certificate does not name the father and no court of competent jurisdiction has established paternity, the unwed mother may independently choose for her child any surname other than her own. However, applying the principles of statutory construction set forth above, subject to various possible later challenges discussed below, I believe that the legislature clearly did not intend to authorize natural parents who are acknowledged on a child's birth certificate to give that child any surname they choose while denying that right to an unwed mother who is the sole acknowledged parent of her child. I believe it would be reasonable for health officials charged with the task of entering or recording the surname of an unwed mother's child where the father is not acknowledged on the birth certificate to assume that the mother has this right and to record the mother's choice of surname accordingly.
In my opinion, in enacting A.C.A. §
The first of these mandates is contained in the equal protection provisions of the United States and Arkansas Constitutions, U.S. Const. amend.
If one were to read the term "parents" globally in the last sentence of A.C.A. §
In considering whether any such rational basis exists, I am struck by the fact that unacknowledged fathers have traditionally had little success in the court when they themselves have brought equal protection challenges attempting to assert some purported parental right, including naming the child. It appears consistent with existing case law that the mother of an out-of-wedlock child whose father is unacknowledged and hence legally unaccountable for the child's care should be considered the sole "parent" of the child for purposes of determining legal rights and obligations. This conclusion also appears consistent with the widely accepted definition of the "parent and child" relationship as "the legal relationship existing between a child and his natural or adoptive parents incident to which the law confers or imposes rights, privileges, duties, and obligations." Uniform Parentage Act § 1 (1973). Although this definition has not been adopted as Arkansas law, I think it is accurate in suggesting that a father who has not acknowledged himself as such and whom the state has not recognized as such should not be recognized as a "parent" for purposes of selecting his out-of-wedlock child's surname.
At issue from an equal protection perspective is whether, for purposes of determining the range of potential surnames available to an out-of-wedlock child, any conceivable rational basis exists to distinguish between, on the one hand, two acknowledged parents and, on the other, the unwed mother of a child whose father is unacknowledged.4 Despite the liberality of this rational-basis standard in upholding governmental classifications, it seems questionable whether A.C.A. §
With respect to the constitutional issues I have been discussing, you have expressly asked about the applicability of three cases —Sydney v. Pingree,
. . . [A] proper interpretation of Anglo-American political and legal history and precedent leads to the conclusion that parents have a common law right to give their child any name they wish, and that the
Fourteenth Amendment protects this right from arbitrary state action.
In Tilson, another district court, invoking Jech, struck down a substantially identical North Carolina statute in the face of a challenge by a married couple who, in accordance with Swedish custom, wished to give their son a surname consisting of the father's given name combined with the suffix "son."
In Sydney, yet another district court, again invoking Jech, struck down a materially identical Florida statute in the face of a challenge by a married couple who wished to give their son a surname consisting of a combination of portions of their own surnames. The court offered the following analysis in support of its holding:
Following the reasoning of the United States Supreme Court in Roe v. Wade,
410 U.S. 113 ,93 S. Ct. 705 ,35 L. Ed. 2d 147 (1973), this court concludes that the due process clause of theFourteenth Amendment protects the plaintiffs' right to choose the name of their child from arbitrary state action.The Court's decision in Roe v. Wade and other privacy cases, e.g., Griswold v. Connecticut,
381 U.S. 479 ,85 S. Ct. 1678 ,14 L. Ed. 2d 510 (1965); Loving v. Virginia,388 U.S. 1 ,87 S. Ct. 1817 ,18 L. Ed. 2d 1010 (1967), hold that the liberty component of the due process clause of theFourteenth Amendment encompasses a freedom of choice in certain matters of marriage and procreation. See Florida Women's Medical Clinic, Inc. et al., v. Jim Smith, et al.,536 F. Supp. 1048 , at 1052-1053 (S.D.Fla. 1982). This constitutional right of liberty and privacy is broad enough to include the right of parents to choose a name for their child. . . .
Although the factual scenarios and the legislation at issue in these cases differ from those at issue here — primarily in that the courts were faced with the issue of whether a married couple could be restricted choosing a surname for their child, not whether the unmarried mother of an out-of-wedlock child could be thus restricted if the father is unacknowledged — I believe the principles upon which these cases turn might likewise apply to any Arkansas legislation that could be read as restricting an unwed mother's right under those circumstances to select her child's surname. However, having offered this general opinion, I will again state that I believe it would be wrong to read A.C.A. §
I must further address your report that "[h]ealth care facilities are concerned that allowing an unmarried mother to give her child a surname different from her own could be a violation of Ark. Code Ann. §
I am reinforced in this reading of the statute by the fact that I am obliged, if at all possible, to read A.C.A. §
Finally, I should explain that an unwed mother's right to name her child whatever she chooses when the father is unacknowledged is "qualified" only to the extent that her choice of surname is subject to challenge after the fact. For instance, an unacknowledged father might seek a judicial determination of paternity, triggering the listing of his name on the birth certificate, and challenge the mother's choice of a surname in that proceeding.7 In that instance, he would have equal standing to select a surname for the child and the court would resolve the dispute by determining what would best serve the child's interests. Moreover, although the Arkansas courts have not found occasion to address the issue, logic suggests that even an individual not acknowledged as the father would have standing to challenge an unwed mother's choice of her child's name, including the surname, if the name misleadingly implies his paternity.8
Assistant Attorney General Jack Druff prepared the foregoing opinion, which I hereby approve.
Sincerely,
MIKE BEEBE
Attorney General
MB/JHD:cyh
In some instances, the interests of putative fathers have been considered so insignificant by the courts that they are denied standing even to attempt to establish their paternity. For instance, under California law, a putative father may be denied altogether the opportunity to establish his paternity in order to avoid disrupting an existing marriage. See Michael H. v. GeraldD.,
Although there is no Arkansas case law that addresses the changing of a child's entire name, we are guided by our case law as it pertains to the changing of a child's surname. The best interest of the child is the dispositive consideration in determining whether a child's surname should be changed. Carter v. Reddell,
75 Ark. App. 8 ,52 S.W.3d 506 (2001). Pursuant to Huffman v. Fisher,337 Ark. 58 ,987 S.W.2d 269 (1999) (Huffman I), in determining the child's best interest, the trial court should consider the following factors: (1) the child's preference; (2) the effect of the change of the child's surname on the preservation and development of the child's relationship with each parent; (3) the length of time the child has borne a given name; (4) the degree of community respect associated with the present and proposed surnames; (5) the difficulties, harassment, or embarrassment that the child may experience from bearing the present or proposed surname; (6) the existence of any parental misconduct or neglect. Id. at 68,987 S.W.2d at 274 . Where a full inquiry is made by the trial court regarding the implication of these factors and a determination is made with due regard to the best interest of the child, the trial court's decision will be upheld where it is not clearly erroneous.
Id. at 492.
Although rare, in some instances natural fathers whose paternity has been judicially determined have resisted the mothers' giving their children patronymic surnames. See, e.g., In the Interestof J.K.,
The right to recover for a false-light invasion-of-privacy claim is conditioned upon the complaining party's demonstrating that (1) the false light in which he was placed by the publicity would be highly offensive to a reasonable person, and (2) that the defendant had knowledge of or acted in reckless disregard as to the falsity of the publicized matter and the false light in which the plaintiff would be placed. Dodrill v. Arkansas Democrat Co.,
265 Ark. 628 ,590 S.W.2d 840 (1979), cert. denied,444 U.S. 1076 (1980). The evidence must support the conclusion that the publisher had serious doubts about the truth of his publication. Howard W. Brill, Arkansas Law of Damages § 33-11 at 671 (4th ed. 2002). In false-light actions, the plaintiff's burden of proof is governed by the clear-and-convincing-evidence standard. Dodrill, supra.Where the plaintiff is not a public figure and the publication is of matters of general or public concern, the plaintiff must prove actual malice by clear and convincing evidence. Dodson v. Dicker,
306 Ark. 108 ,812 S.W.2d 97 (1991). Statements made with actual malice are those made with knowledge that the statements were false or with reckless disregard of whether they were false or not. Id.
