*18 Opinion
An order denying a motion for new trial is nonappealable.
(Rodriguez v. Barnett
(1959)
Background
In October 1997, defendant Los Angeles County Metropolitan Transportation Authority (MTA) terminated plaintiff Renee Walker, who had worked at the MTA as a secretary and administrative assistant. Walker claimed the termination was in retaliation for her cooperation with an investigation conducted by the Office of Inspector General. On January 12, 1999, Walker filed a first amended complaint against the MTA, alleging causes of action for wrongful termination in violation of public policy and a violation of Labor Code section 1102.5, the whistleblower statute.
The case was tried to a jury and, on October 26, 2001, the jury returned a defense verdict. Judgment and the notice of entry of judgment were filed on November 13, 2001.
On December 7, 2001, Walker filed a motion for new trial, asserting claims of jury misconduct, insufficient evidence, and legal and instructional error. Walker also filed a motion for judgment notwithstanding the verdict. On January 3, 2002, the trial court denied both motions.
On February 4, 2002, Walker filed a notice of appeal. The notice stated: “Plaintiff, RENEE WALKER, appeals from the following order made in the above-entitled action: [][] 1) The order denying plaintiff’s Motion for a New Trial, which Motion was heard on January 3, 2002, and which ruling was set forth in a Notice of Ruling, dated January 4, 2002.” The MTA did not file a
*19
motion to dismiss the appeal, but instead raised the issue concerning the viability of the notice of appeal as one of several arguments in its opening brief. The Court of Appeal, in a published opinion, dismissed the appeal on the ground that the denial of a new trial is not an appealable order. The Court of Appeal declined to follow
Shonkoff v. Dant Inv. Co.
(1968)
We granted review to resolve the conflict.
Discussion
“Generally, no order or judgment in a civil action is appealable unless it is embraced within the list of appealable orders provided by statute.”
(Lund v. Superior Court
(1964)
The consequence of that error is an issue that has divided the Courts of Appeal. Where, as here, the sole notice of appeal is from the order denying a new trial, most courts have allowed the appeal to go forward by construing the notice to encompass the underlying judgment. (E.g.,
Zavala v. Arce
(1997)
It is true that
Rodriguez
dismissed an appeal from an order denying a new trial
(Rodriguez, supra,
In this case, only
one
notice of appeal was filed, and dismissal would have the effect of completely denying Walker an appeal. These circumstances recall
Vibert
v.
Berger, supra,
We find Vibert instructive here. Although the California Rules of Court have since been amended, current rule 1(a)(2)—“The notice of appeal must *21 be liberally construed”—restates the substance of former rule 1. Moreover, Walker has presented a colorable argument that she intended to appeal from the underlying judgment and that the MTA, which filed a respondent’s brief on the merits in the Court of Appeal as well as a counter-designation of the record on appeal, would not be prejudiced by allowing the appeal to go forward. The Court of Appeal therefore erred in dismissing the appeal without considering whether, on these facts, the notice might be construed to encompass the underlying judgment.
Contrary to the MTA’s contention, construing a notice of appeal to encompass the underlying judgment does not “violate” the appellate jurisdiction clause, article VI, section 11 of the California Constitution. Although a reviewing court lacks jurisdiction on direct appeal in the absence of an appealable order or judgment
(Griset v. Fair Political Practices Com.
(2001)
We also reject the MTA’s suggestion that granting appellate courts discretion in this area will undermine the “one final judgment” rule, a fundamental principle of appellate practice that prohibits review of intermediate rulings by appeal until final resolution of the case.
(Griset v. Fair Political Practices Com., supra,
The MTA’s claim that construing the notice of appeal to apply to the underlying judgment “would needlessly cause uncertainty” in our state appellate courts cannot withstand scrutiny. As the Court of Appeal acknowledged, California attorney practice guides already advise that “appellate courts have discretion to ‘save’ an appeal erroneously taken from an order denying a new trial (rather than from the underlying judgment) by construing it as an appeal from the judgment.” (1 Eisenberg et al., Cal. Practice Guide: Civil Appeals and Writs (The Rutter Group 2003) f 2:143; see also
id.,
f 2:264.) Witkin, too, states that “[a]n order denying a new trial is nonappealable [citation], but a notice specifying the order may be deemed to constitute an appeal from the judgment.” (9 Witkin, Cal. Procedure (4th ed. 1997) Appeal, § 463, p. 513.) Moreover, the federal courts, which similarly are required to liberally construe a notice of appeal
(Smith v. Barry
(1992)
Because “[t]he law aspires to respect substance over formalism and nomenclature”
(City of Shasta Lake v. County of Shasta
(1999)
*23 Disposition
The judgment of the Court of Appeal is reversed and the cause remanded for further proceedings consistent with this opinion.
George, C. J., Kennard, J., Werdegar, L, Chin, J., Brown, J., and Moreno, J., concurred.
Notes
We disapprove the following pre-Vzfceri cases to the extent they are inconsistent with our opinion:
Estate of Roberson
(1952)
