Opinion
We granted review in this case to determine whether conviction of involuntary manslaughter based on “an unlawful act, not amounting to felony” (Pen. Code, § 192, subd. (b)),
1
i.e., a killing resulting from the commission of a misdemeanor offense committed with general criminal intent, requires a further showing that the predicate misdemeanor was dangerous under the circumstances of its commission. The Court of Appeal below read our recent decision in
People
v.
Wells
(1996)
Facts and Procedural Background
Defendant was tried by a jury for involuntary manslaughter by an unlawful act not amounting to felony, to wit, misdemeanor battery. (§§ 192, subd. *668 (b), 242.) During the early morning hours of August 22, 1996, after drinking alcohol and smoking crack cocaine, Evelonia Hunter and the deceased, Duane Spann, ran into defendant and Steve Vickers in front of the motel where Hunter was renting a room in Pomona. Hunter and Vickers, her former-boyfriend, began arguing. Vickers spit in Hunter’s face and slapped Spann with his open left hand. About a minute later defendant punched Spann with a “solid blow” on the right side of his head, using his fist. Spann had not hit defendant or Vickers. Spann fell to the pavement and appeared to have been knocked unconscious. Defendant and Vickers left the scene.
Hunter tried to arouse Spann by touching his face and calling his name. 2 After two or three minutes, Spann regained consciousness and Hunter managed to assist him to his feet. He was still off-balance and unable to walk by himself. Hunter helped' Spann move about 20 feet to a brick ledge where he sat for two to three minutes. Hunter then helped Spann walk the remaining 35 feet to her motel room.
Once inside the room, Hunter and Spann sat on the bed and talked for a while. Spann was unable to speak clearly; his speech, which had previously been normal, was slow and slurred. Spann was still off-balance but able to help Hunter prepare the bed for sleep. Hunter asked Spann if he was all right or if he wanted to call 911. Spann replied that he did not want to call 911. Spann and Hunter went to sleep between 3:00 and 4:00 a.m.
Hunter awoke at approximately 6:00 or 6:30 a.m. Spann was still sleeping. Hunter was unable to awaken him from his sleep, although he did cough and move his hands. She summoned the assistance of a man outside the motel and together they carried Spann outside, propped him against a wall, tried to awaken or revive him with some water, then called the police. Firemen and paramedics arrived and transported Spann by ambulance to the hospital, where he died at approximately 8:30 p.m. that same evening.
Jimmie Manning testified for the prosecution. Manning and defendant were sitting against a fence across the street from the motel on the morning in question and observed Hunter and a man carry out the victim. Defendant told Manning to “go and put some water on him” because “that was the fool that I knocked out last night.”
Dr. Ogbonna Chinwah, a forensic pathologist and deputy medical examiner with the Department of Coroner of Los Angeles County, performed an autopsy on Spann. Dr, Chinwah was unable to observe any external head *669 injuries due to incisions that had been made in Spann’s scalp as part of the craniotomy performed in the hospital to relieve pressure on his brain in an effort to save his life. The autopsy revealed an extensive skull fracture and internal head injuries that resulted in hemorrhaging of the blood vessels between the skull and the brain (subdural hematoma) and eventual death. Although Dr. Chinwah opined that blunt force trauma had caused the skull fracture 'and fatal head injuries, his testimony was equivocal as to whether a blow to Spann’s head with a fist was the likely cause of such injuries, particularly given Hunter’s account of Spann’s limited ability to walk and talk for some time after the assault. The results of Spann’s toxicology report indicated positive signs of alcohol, morphine, and cocaine in his blood, but Dr. Chinwah concluded the level of drugs in Spann’s system was not lethal and did not cause his death.
Defendant did not testify in his own behalf. At the close of the People’s case-in-chief, defense counsel moved for a directed verdict for insufficient evidence (§ 1118.1) based on Dr. Chinwah’s testimony that it was not likely the fatal head injuries suffered by the victim had been caused by a blow from a fist, or that the victim could have walked and talked in the manner testified to by Hunter after having suffering such extensive injuries. The motion was denied, the trial court indicating that although it was “a circumstantial evidence case,” the coroner’s testimony would support a finding that defendant’s blow with his fist to Spann’s head had caused the injuries that eventually led to death, and that defense counsel’s speculation notwithstanding, there was no other evidence that either Hunter or anyone else had caused the victim’s death. In closing argument to the jury, defense counsel conceded that defendant had punched the victim but sought to cast doubt on the credibility of Hunter’s testimony and emphasize the coroner’s testimony that a punch with a fist was a possible but not likely cause of the fatal injuries.
The jury was instructed that, as a matter of law, battery is an inherently dangerous offense and therefore a predicate for involuntary manslaughter without any further proof regarding the circumstances surrounding commission of that underlying misdemeanor. Defendant was convicted of involuntary manslaughter as charged.
On appeal, relying on Wells,
supra,
The Court of Appeal found no reversible error and no ineffective assistance of counsel, and affirmed. Although recognizing that the involuntary manslaughter instruction given below was wrong insofar as it characterized battery as an inherently dangerous offense
(Wells, supra,
We granted review to determine whether our holding in
Wells, supra,
Discussion
Instruction on Involuntary Manslaughter
In
Wells, supra,
Wells
involved a prosecution for vehicular manslaughter under section 192, subdivision (c)(1). The evidence established that the defendant had been speeding on a curving, hilly road when his out-of-control car struck another vehicle, injuring the driver and killing a passenger.
(Wells, supra,
12 Cal.4th at pp. 982-983.) Section 192, subdivision (c)(1) defines one of the three kinds of vehicular manslaughter described in section 192 as “driving a
*671
vehicle in the commission of an unlawful act, not amounting to felony, and with gross negligence; or driving a vehicle in the commission of a lawful act which might produce death, in an unlawful manner, and with gross negligence.” In
Wells
we were asked to decide “if the ‘unlawful act’ to which the statute refers must be an offense that is inherently dangerous to human life or safety, and if so, whether exceeding the maximum speed limit [constitutes] such an unlawful act.”
{Wells, supra,
Although the precise issue in
Wells
was one of statutory construction of section 192, subdivision (c)(1) (defining vehicular manslaughter), we agreed with the Court of Appeal in that case that “the use of the term ‘in the commission of an unlawful act, not amounting to felony’ in both section 192(b) and section 192(c)(1) reflects legislative intent that the same meaning be accorded the term in each subdivision.”
(Wells, supra,
We explained in
Wells
that the Court of Appeal in that case, as well as several previously reported appellate decisions (e.g.,
People
v.
Wright
(1976)
Section 20 provides that “In every crime or public offense there must exist a union, or joint operation of act and intent, or criminal negligence.” In
Stuart, supra,
The defendant in
Stuart
had filled a prescription for sodium citrate from a bottle so labeled which actually contained some sodium nitrite. The defendant was unaware that the bottle was mislabeled, and the two substances, virtually identical in appearance, could not be distinguished absent a chemical analysis. The patient died from the effects of sodium nitrite after ingesting the prescribed medication. However, there was no evidence “that would justify an inference that [the] defendant knew or should have known that the bottle labeled sodium citrate contained sodium nitrite.”
(Stuart,
supra,
We concluded in
Stuart
that the “act” underlying the offense of involuntary manslaughter “must be committed with criminal intent or criminal negligence to be an unlawful act within the meaning of section 192.”
(Stuart, supra,
Although
Stuart
required only that criminal negligence or an act that is “dangerous to human life or safety” be shown in order to convict of misdemeanor manslaughter under section 192(b)
(Stuart, supra,
We therefore set out in
Wells, supra,
The Court of Appeal in this case read our holding in Wells to be limited to those charges of involuntary manslaughter based on unlawful acts that do not require a criminal intent, but which, because they are conducted in a dangerous, criminally negligent manner, encompass criminal culpability. The court concluded that when a charge of involuntary manslaughter is based instead on the commission of “an unlawful act, not amounting to felony” (§ 192(b)), that is to say, a misdemeanor offense committed with general criminal intent, as opposed to conduct amounting to criminal negligence, the “dangerousness” of the misdemeanor is irrelevant. Consequently, the court held that the elements of the offense of involuntary manslaughter in this case were simply that the defendant committed a misdemeanor battery that caused the victim’s death.
The Court of Appeal misread
Wells.
First, it is clear from our express holding in
Wells
that the rationale of our decision was addressed to both
*674
bases for establishing involuntary manslaughter under section 192(b):
4
“We are satisfied therefore that
the offense
must be dangerous under the circumstances of its commission. The inherent or abstract nature of
a misdemeanor which underlies an involuntary manslaughter charge
is not dispositive.”
(Wells, supra,
Second, the Court of Appeal missed the mark when it reasoned: “That the
Wells
court did not intend to impose a ‘dangerous in the commission’ requirement on unlawful acts which are committed with criminal intent is evident from the court’s acknowledgment that, while assault and battery are not inherently dangerous misdemeanors, they
‘may
be predicates for a conviction of involuntary manslaughter under section 192(b).’
(Wells, supra,
To say that because proof of battery requires general criminal intent it is unnecessary to further show that the commission of the battery was dangerous under the circumstances leading to the victim’s death merely begs the question at hand. That misdemeanor assault and battery may be predicates for conviction of involuntary manslaughter logically implies they also may not. Wells recognizes that the crimes of misdemeanor assault and battery are not inherently dangerous in the abstract (i.e., the slightest touching may constitute a battery, and even the utterance of words, when coupled with possession of a weapon, may constitute an assault). Wells explains that misdemeanor assault and battery may support a conviction of involuntary manslaughter under section 192(b) if shown to be dangerous under the circumstances of their commission. Had we intended to suggest in Wells that every killing occurring in the commission of misdemeanor assault or battery is involuntary manslaughter without any further consideration of the factual circumstances surrounding commission of those offenses, we would not have *675 said commission of assault or battery may support a conviction of involuntary manslaughter; instead, we would have stated a killing in the commission of either of those offenses is involuntary manslaughter, regardless of the facts. The Court of Appeal mistakenly read Wells in this manner. Under the Court of Appeal’s rationale, a killing in the commission of every misdemeanor assault or battery, and indeed every misdemeanor or infraction 5 requiring general criminal intent, would automatically constitute involuntary manslaughter. That was not the intended holding of Wells.
Third, as pointed out in
Wells,
over 40 years ago this court observed in
Stuart
that “ ‘[w]ords such as “unlawful act, not amounting to felony” have been included in most definitions of manslaughter since the time of Blackstone [citations] and even since the time of Lord Hale, “unlawful act” as it pertains to manslaughter has been interpreted as meaning an act that
aside from its unlawfulness was of such a dangerous nature as to justify a conviction of manslaughter if done intentionally or without due caution.
[Citations.] To be an unlawful act within the meaning of section 192, therefore, the act in question must be dangerous to human life or safety
and
meet the conditions of section 20 [i.e., be committed with criminal intent].’
(Stuart, supra,
Wells
(and
Stuart)
plainly hold that where involuntary manslaughter is predicated on an unlawful act constituting a misdemeanor, it must still be shown that such misdemeanor was dangerous to human life or safety under the circumstances of its commission. We recognize, as did the Court of Appeal below, that a line of early California intermediate appellate court decisions, many predating
Stuart,
held that “where a person, in committing an assault and battery . . . unintentionally causes the death of his victim, the crime is [involuntary] manslaughter. [Citations.]”
(People
v.
McManis
(1954)
As LaFave and Scott point out, early cases relying on the so-called malum in se/malum prohibitum distinction in fashioning an automatic misdemeanor-manslaughter rule for cases in which the predicate unlawful act
*676
resulting in a killing was malum in se (i.e., a misdemeanor committed with general criminal intent) were indeed widespread. (2 LaFave & Scott, Substantive Criminal Law (1986) Crimes Against the Person, § 7.13(d), p. 296 (LaFave & Scott); see, e.g.,
Broxton
v.
State
(1936)
As has been shown, over 40 years ago, this court rejected a misdemeanor-manslaughter rule that elevates any killing resulting from the commission of a misdemeanor to involuntary manslaughter, when we construed the “unlawful act, not amounting to felony” language of section 192(b) as requiring a showing that the predicate unlawful act or misdemeanor offense is dangerous to human life or safety.
(Stuart, supra,
Prejudice
The involuntary manslaughter instruction given below was incorrect under
Wells
insofar as it informed the jury that misdemeanor battery is an inherently dangerous offense in the abstract. The instruction further removed from the jury’s determination the question of the dangerousness of the predicate misdemeanor battery under the circumstances of its commission, thus permitting the jury to find defendant guilty of involuntary manslaughter on a finding that he committed the battery with general criminal intent. “Under established law, instructional error relieving the prosecution of the burden of proving beyond a reasonable doubt each element of the charged offense violates the defendant’s rights under both the United States and California Constitutions.”
(People v. Flood
(1998)
Because the Court of Appeal erroneously concluded that the involuntary manslaughter instruction given below did not have to comply with
Wells,
it did not have occasion to pass on the question whether such erroneous instruction prejudiced the verdict. In light of the clarification provided herein, we believe it appropriate to remand the matter to the Court of Appeal to afford that court an opportunity in the first instance to entertain and resolve the question of prejudice. (See
People v. Breverman
(1998)
Conclusion
The judgment of the Court of Appeal is reversed, and the matter remanded to that court for further proceedings consistent with the views expressed herein.
George, C. J., Mosk, J., Kennard, J., Werdegar, J., Chin, J., and Brown, J., concurred.
Appellant’s petition for a rehearing was denied August 9, 2000, and the opinion was modified to read as printed above.
Notes
All further statutory references are to this code unless otherwise indicated.
Hunter testified on redirect examination that a man on the street, possibly named Shotlow, assisted her and may have removed money from Spann’s wallet while he was down.
“An instruction defining misdemeanor within the context of a misdemeanor-manslaughter instruction must be given
sua sponte. (People
v.
Failla
[(1966)]
Interestingly, this court’s decision in
People
v.
Failla, supra,
Once again, although Wells involved a prosecution for vehicular manslaughter under section 192, subdivision (c), we explained why the Legislature’s utilization of the same term “unlawful act, not amounting to felony” in both subdivisions (b) and (c) of section 192 rendered our analysis and holding applicable to all forms of involuntary manslaughter, including vehicular manslaughter (§ 192, subd. (c)) and misdemeanor manslaughter (§ 192(b)). (Wells, supra, 12 Cal.4th at pp. 985, 986.)
We further held in
Wells
that “an unlawful act, not amounting to felony” (§ 192(b)) may be either a misdemeanor or an infraction.
(Wells, supra,
Neder
is the high court’s most recent pronouncement on the harmless error standard of review applicable to federal constitutional error arising from misinstruction on the elements of an offense. The high court explained in
Neder
that, “[u]nlike such defects as the complete deprivation of counsel or trial before a biased judge, an instruction that omits an element of the offense does not necessarily render a criminal trial fundamentally unfair or an unreliable vehicle for determining guilt or innocence.”
(Neder, supra,
In
People
v.
Breverman, supra,
