*1 argued September 30, Argued on and remanded June reversed rehearing 9, 1964, former modified December January 27, 1965 NEELY STATE OF OREGON 2d 557 2d 482 395P. 398P.
Howard R. Lonergan, Portland, the cause argued and filed briefs for appellant. Merten, J.
Charles Portland, argued cause for the brief were George On Van Hoomissen, respondent. Portland, and Gerald R. Attorney, District Pullen, Portland. Attorney, District Deputy A Mc Chief Justice, Before lluster, Rossman, Jus- Perry, Sloan, O’Connell, Denecke, Goodwin tices. J.
DENECKE, *2 The defendant was convicted crime of of the statu- tory rape upon stepdaughter. ap- a ORS 163.220. He peals upon ground deprived that he was of con- rights guaranteed by stitutional to him the “due process” clause the Fourteenth Amendment of the alleges He United States Constitution. that his oral they and written confessions were because inadmissible having prior were obtained to his been taken before magistrate, and before he had been afforded the assistance of counsel. p.m., deputy
Sometime between 3:30 and two 4:00, place sheriffs arrested the at his of em- defendant ployment. pursuant The arrest was to a warrant of statutory rape. for arrest the crime of There is a conflict in the evidence as to whether or not the de- placed fendant was inf ormed that he had been under approximately p.m., arrest. At 4:15, after he had changed and clothes, showered ac- defendant, companied by plant pro- the two left officers, and They ceeded to the office in sheriff’s Gresham. arrived approximately p.m. at the sheriff’s office at 4:35, questioned The officers defendant about they p.m., began and at hour, to 5:45, take down the statement in which the defendant confessed the signed defendant crime. After the had read Rocky taken to he was statement, Butte Jail, where p.m., evening. at he was booked same 7:20, Later evening, was released on he bail. of whether or not the issue defendant On was ad- testimony to counsel, vised of Officer is ambiguous. officers, interrogating one Dow, about his asked that defendant The officer is clear further testi- the officer’s However, to counsel. that, (1) to two interpretations: mony susceptible the defendant being made, confession to the prior counsel and was in- to he had whether asked after the interrogation officer that formed or after (2) to counsel, be entitled would defendant asked about the defendant was made, the confession he was entitled to counsel. advised and was counsel was not informed prior he interpretation either Under entitled to coun- that he was the confession making interrogation. prior sel testified interrogator, the other Graven,
Officer the defendant available a telephone there was time to call an any attorney. used it at have could to the defendant did not talk about Officer Graven to counsel to this because, according defendant’s *3 to come in and plead the defendant wanted officer, get probation. and see if he could guilty that he was never informed testified Defendant under arrest until after know was he did not he and He stated that the officers the confession. had signed bim in his and brought stepdaughter that his wife told statement defendant of accusing a written made she said they officers wanted state- that crime; which for the divorce proceeding defendant ment from defendant and his and wife; between then pending was the divorce the matter would got his wife once that that the officers never Defendant stated forgotten. be bim with the belief attorney and, if he wanted asked of a criminal danger arrested nor not he was that he needed one. not think he did prosecution, or not he whether was told no evidence There any to make statement or that have did not he against such a statement could Mm. The de- be used testimony fendant’s creates an that he was inference not so advised. no
There is evidence that the defendant was coerced making Although into the confession. there is some might possible from which it evidence conclude by trickery, that the confession was obtained defense counsel has so contended. never probably can
The defendant testified that he write earning as well officers. He had as the been year. per $7,000 between After he $5,000 attorney. jailed, he retained his own past our decisions the admission of Under defend rights. ant’s confession would not be violative of his (1958). Nunn, 321 P2d 546, 553, State Or recently, Supreme Court of the However, United stating pres has decided several cases that the States ence or absence of certain circumstances renders the constitutionally confession inadmissible. recent of
The most these decisions is Escobedo v. (June Illinois, 84 S Ct ed2d 1758, 12 US 1964). In case the defendant had been arrested, interrogated, upon and released the issuance of a writ corpus attorney. Approxi of habeas obtained Ms mately days again brought he later was arrested and jail p.m. between 8:00 He 9:00, asked to see attorney, attorney and his asked to see Ms client. requests Both were denied. Defendant was not advised rights. Although constitutional it is not known interrogated, long he how it is known that cer damaging during tain admissions were obtained *4 interrogation. Because these made admissions, with were counsel, out the assistance held to be admitted right guaran- in violation of defendant’s to counsel as by teed the Fourteenth Amendment, state defendant’s conviction was reversed. majority’s
The essence of the decision is: “We hold, therefore, where, as here, the investigation longer general inquiry is no into an begun partic- unsolved crime but has to focus on a suspect, suspect police ular custody, has been taken into police carry process out a of interro- gations eliciting incriminating that lends itself to suspect requested statements, .and been de- opportunity lawyer, nied an to consult with his police effectively have not warned him of his absolute constitutional to remain silent, the accused has been ‘the Assistance of denied Counsel’ violation the Sixth Amendment to the Con- obligatory upon by stitution as ‘made the States * * the Fourteenth Amendment,’ L ed2d at 986
Neely request did not the assistance of counsel; present one of the critical facts therefore, in the Esco- request bedo case is absent here. Whether such a necessary successfully before an accused can contend deprived he to counsel we do not now need decide. previously-quoted
In the statement of the crucial elements in the Escobedo decision, fact that defendant had not been informed of his to remain specifically majority silent was stated. The reiterated portions partially fact in other of its distinguished Crooker v. California, 357 US 433, 78 (1958), 2 L ed2d Ct as S follows: “* * '* Among the critical circumstances distinguish [Crooker .that case California] which petitioner are that the from this one there, but not explicitly advised here, his con- ‘say to remain silent, stitutional and not to *5 492 ** response questions,
anything’ the in .to 12 L at ed2d 986 justices joining in and the two White,
Mr. Justice part part, agree of the with this at in least dissent, his majority opinion. Mr. White writes: Justice may with a narrower concerned “The Court be responds unknowing defendant who
matter: to the mistakenly police questioning be- because he will he must and that his admissions lieves that hardly worry against this him. But not be used fired. the Court has now calls the broadside that he need not The to inform an accused failure against may be used and that his answers answer very him indeed to whether dis- relevant say compelled. Court, are Cases in this closures ignor- premium placed a on never have least, rights. If is told of constitutional an accused ance it would better, answer and did not know he must very resulting doubtful that the admissions could against him. the accused not used When be been rights at all the char- informed of Court very acteristically surrounding properly closely at looks v Texas,
circumstances. See Ward
Haley
L
62
v
1139;
ed
Ct
547,
1663,
S
316 US
Payne
92 L ed
68 S Ct
224,
302;
US
Ohio,
596,
2 L
ed2d
Malloy Hogan, Ct 84 S (June 1964), ed2d decided week before Esco- bedo, stated:
“* * * The Fourteenth Amendment secures against privilege state invasion the same that the *6 guarantees against Amendment in- Fifth federal fringement right person a remain of to silent —the speak in unless he chooses to cise the unfettered exer- penalty, no his own and to suffer as will, Twining, in L held such silence.” 12 ed2d at petitioner’s decision held the That that constitu- right pre- to tional be free from self-incrimination holding contempt a from vented court him in for re- testify fusing conducting before a referee in- an quiry alleged gambling. into However, court’s dis- cussion makes it clear that it is of the that right police interrogation to remain silent in a also from the against derives Fifth Amendment majority self-incrimination. The admits that while this expressed view in Bram was the v. United States, 168 (1897), contrary 42 L 183, 18 S Ct ed 568 US expressed Mississippi, had later in Brown been v. (1936). 56 S Ct ed 682 US See Beisel, Hlegal By Control Over Enforcement the Law, discussing (1955), supra. Bram v. United States, Oregon excluding involuntary The decisions con upon have fessions based the exclusion common-law Oregon evidence, rules of codified into an statute. Wintzingerode, State v. OBS 136.540. 9 Or 160- (1881). Oregon We have never held that the con prohibition against (Art stitutional self-incrimination exclusionary 12)§ rule and we was tbe basis this I, Malloy that at time. need not determine issue this Hogan, supra, make and Escobedo to remain during police interrogation a a Fourteenth silent Amendment derived from Fifth Amendment of the Federal Constitution. requires that the Escobedo decision
We conclude effectively that accused be warned of constitu an right to silent and that if this is not tional remain by affirmatively state, a ob shown confession warning tained without is inadmissible. Whether such in law officers must addition advise enforcement it neces accused of his to counsel and whether sary given magistrate we this advice now decide. ‹ need not defendant’s other contention have considered
We
already
again be tried because he
cannot
he
jeopardy.
in
On
basis of
record
been once
attempt
try
proceeding
matter,
the second
this
against
on this
defendant
issue.
we find
trial.
and remanded for
new
Eeversed
*7
ON REHEARING
‹ People
(Aug
Rptr 264,
1964),
Dorado,
Cal
George Hoomissen, Van District Attorney, M. George Joseph, Deputy District Attorney, Port- the cause for land, argued respondent on rehearing. *8 Deputy- E. Pullen, on the briefs was Gerald them With Attorney, Portland. District Oregon 'Frye, Eugene, filed a for F. brief William Attorneys’ curiae. Association as amicus District and Justice, Before Chief Perry, McAllister, Goodwin, Denecke O’Connell, Lusk, Sloan, Justices. J.
DENECKE, petitioned rehearing The state for a and the Ore- Attorneys’ gon District filed Association a brief in petition. granted support petition. We In our initial we stated there was no evidence that defendant had been advised that he did any have to make statement. not concluded that We Illinois, Escobedo v. 84 Ct. S (June 1964), requires ed2d 977 that an be ef- accused fectively warned of constitutional to remain affirmatively and that if this is silent not shown warning state, confession obtained such a without is inadmissible. we Therefore, reversed and remanded the case.
It called our attention in the state’s brief petition rehearing on that on the form on typewritten which defendant’s confession was were following printed words: * “* * following my I make the statement, will, own free without fear, threats, coercion, or promises immunity any of reward or kind: required I I any know that am not to make state- any ment I know may statement I make against proceedings be used me in Criminal following Court. The facts are true to the best of ** my knowledge: (Emphasis added.) *9 read testified that defendant One of the officers signing thoroughly conld the it. It statement before referring reasonably was inferred that the officer deny that the entire document. Defendant did not to read statement. he person usual circumstances a notice
Under knowledge or of what he has read or for ex written; ample, person reading a document “RE headed LEASE” is held to have notice the document Kelly’s Olympian awas release. Broad v. Co., 156 Or (1937). 66 P2d 216, 233, 485 The circumstances under which a confession is may destroy obtained weaken or the inference of knowledge ordinarily reading which arises from the or writing of a statement. doWe not find in this case, they destroy however, that did such inference.
The circumstances here were that “I words, required any know that I am not to make statement,” readily were understandable; defendant awas mature according testimony, man, to his and, able to write as deputy well as interrogation sheriffs; short and no claim of coercion was made. frequently
Circumstances upon attendant a confes- including being sion, charged this one, with a serious — being brought police crime, to a station, courthouse jail, being interrogated or law enforcement may understanding dull the of what an ac- officers— cused has read or written. However, this defendant testify did not that he did not printed understand statement the confession.
Under upon circumstances attendant taking of this confession we hold that defendant had knowl- edge silent and, remain therefore, the confession was not inadmissible ground. on that
Haley v. Ohio, 332 US ed S Ct. 302, (1948), Haynes Washington, 224, (1963), 10 L ed2d S Ct are not contrary. Haley to the In the defendant was 15; he interrogated by relays midnight from signed until 5:00 a.m. he when confession. Under such circumstances the Court was of the that de appreciated fendant could not have the statement in gives you “the law confession, to make you this statement or not as see fit.” The there Court, such recital. ‹ weight gave no fore, Haynes In prom- the recital was that no or threats had ises been made. had Defendant been held incom- *10 p.m. signed municado from 10:00 until he a confession p.m. day. During period at 2:00 the next this he had questioned been two repeat- hours or more. He had edly asked to call his wife and was told he could not signed he do until a so confession. The state contended that the statement in the confession no threats or promises had been made was conclusive that the con- voluntarily. fession had been made The Court held probative that such statement of was doubtful value independent and made its own examination of the facts and found confession coerced. Defendant also
5. contended that his confession inadmissible because it was was obtained without his being first advised of his constitutional to the of In assistance counsel. our initial spe we cifically did not decide this issue. We must now so decide.
The state admits that defendant was not advised, ‹ The prevailing opinion by Mr. Douglas, Justice with concurring, three other Justices iurter and reversed. Mr. Justice Frank specially concurred in the decision to reverse.
499 his to making of prior confession, to the counsel. P2d 1106 Kristich,
In
Or
State v.
the New York
(1961),
expressly
follow
refused to
we
Appeals
constitu-
“that
it violates
decision
Court
rights
question
when
an
after arrest
accused
tional
attorney. People
DiBiasi,
v.
he asks for
observed,
We
however:
The does not discuss the voluntariness of approval the statements. with It cites the decisions of Appeals the New York Court of which we refused to supra. Kristich, in follow State supra, Then in Illinois, Escobedo v. the Court moved this constitutional to the assistance of stage process a counsel to in the criminal earlier than the time of The Court held: indictment. interrogation
“The here was conducted before petitioner formally indicted. But the context make case, of this that fact should no difference. petitioner requested, op and was denied, When portunity lawyer, investiga to consult with his genéral investigation ceased to tion had * * * ‘an the crime.’ unsolved Petitioner had become purpose interrogation accused, and * * ‘get him’ to confess #. was to hold, therefore, here, as where, “We investigation longer general inquiry is no into begun par an unsolved crime but has to focus on a suspect, suspect ticular has been taken into custody, police carry police process out a interrogations to.eliciting that lends itself incrimi nating suspect requested statements, and opportunity denied an to consult with law been yer, his effectively have not warned him, of his absolute constitutional to remain the accused has denied ‘the silent, been Assistance in violation of the Sixth of Counsel’ Amendment obligatory upon as ‘made to the Constitution States 12 L ed2d ## by the Fourteenth Amendment,’ at 986. Neely Escobedo, because of admits, that if
The state opportunity requested an to consult with had attorney request, had been denied such his con- *12 Escobedo unequivocally be inadmissible. fession would Four- situation Neely’s that a holds suspect of counsel. to the assistance Amendment teenth is whether therefore, remaining, decisive issue The inform defendant that state had obligation the assistance of counsel. he had a of a criminal At the judicial stage proceeding has the of court, obligation state, through advising to the assistance of a defendant counsel. of an affirmative In the absence showing such conviction is advice, any constitutionally erroneous. Cochran, v. Carnley In 369 US S Ct L8 defendant (1962), ed2d 70 was held entitled to the counsel at assistance appointed trial. The trial in that case did record not show that the trial judge or that offered, defendant declined, counsel. The state court high held, therefore, the defendant was pre- sumed to have waived counsel. The United States Supreme Court commented this upon ruling: “* * * This might mean that could petitioner
have suffered no constitutional if he deprivation formally had not requested and that counsel, failure to make such a request to be unless presumed the record shows the contrary. But it is settled that where the assistance coimsel ais constitu tional requisite, to be counsel furnished * # *” does not on a depend request. (Emphasis L added.) 8 ed2d at 75-76.
The conviction was reversed. v. Sacks,
In Doughty Ohio St NE2d 727, 728 defendant “had (1963), discussed the retention of counsel with his [for wife trial] but never made to the court any request counsel be appointed to * * him Gideon v. Wain represent Distinguishing wright, 83 S Ct 792, 9 ed2d 799, 93 (1963), upon request
ALR2d that no basis de counsel was made this court defendant, Ohio corpus. petition In a memorandum nied the for habeas citing Carnley supra, opinion, Cochran, the United *13 Supreme Doughty nom States Court sub v. reversed, (1964). 376 84 650 Maxwell, 202, US S Ct ed2d 702, 11 L argument upon oral The state contended necessity distinction should be made between the informing of right an accused of his to counsel at the judicial stage proceeding prior a criminal of and acknowledged obligation thereto. The state its judicial an inform accused of his to counsel at the stage. obligation The state contends it has no such interrogation. › agree. of at the time We cannot Goldberg, writing
In Escobedo Mr. Justice for the majority, stated: companion “We have also learned the lesson of
history
system
justice
that no
of criminal
or
can,
depend,
should, survive if it comes to
for
con-
its
effectiveness on the
tinued
citizens’ abdication
through
rights.
unawareness of their constitutional
system
preserving
worth
No
should have to fear
permitted
that if
accused is
to consult with a
lawyer, he will become aware
of,
exercise,
* * *”
rights.
12 L ed2d
these
985.
Goldberg
speaking
ignorance
Mr. Justice
of
ignorance
to be silent;
one’s
however,
of an
differently.
accused’s
to counsel cannot be treated
› People
375,
Hartgraves,
(Nov.
v.
31 Ill2d
1964);
Former reversed and modified; remanded. dissenting. PEEEY, J., agree portion I am unable to with of the ma- opinion jority holds in that, which the absence of in- forming prisoner to assistance of counsel, this is a denial of a constitutional prevents the use of confession obtained. my opinion,
In v. Illinois, Escobebo US requires ed 84 S 12 L 2d such no con- Ct requirement nor do I clusion, believe that such would protect any practical way rights in a of an accused that should affect the admission the con- fession if tarily without obtained duress or fraud volun- prisoner.
from the
Goldberg,
It should be noted that Mr. Justice
writ-
ing
majority
supra,
Illinois,
Escobedo v.
commences the
with this statement:
question
“The critical
in this
ease whether,
under the circumstances, the refusal
petitioner’s request
to honor
to consult with his
lawyer during
interrogation
the course of an
con
stitutes a denial of ‘the Assistance of Counsel’ in
violation of
Sixth
Amendment to the Constitu
*15
obligatory upon
by
tion as ‘made
Fourteenth
the States
the
Wainwright,
Gideon
Amendment,’
v.
342,
372 US
ed 2d
799, 804,
For I unable to discover matter legal consequence this what assistance at time lawyer accusation honest could be to his client other keep reminding prisoner than to to remain silent. being litigated
There then are no matters wherein prevent play fair the assistance of counsel would if effectively prisoner been warned of his con- right to remain for from then silent, stitutional on all proceedings evidentiary question become on the of the statements. voluntariness logical majority opinion simply The result public require indigents that the furnish counsel prior require- to heretofore determined constitutional my opinion, purpose. no and, reasonable ments, *16 Wainwright, Gideon 83 S Ct 9 ed 2d ALR2d 799, 93 733. portion
For the above I reasons, dissent from that requires which officers shall, prior interrogation, prisoner inform a to counsel or constitutional has been invaded.
