In a malpractice action the jury awarded Martin Salgo
1
the sum of $250,000 against defendants Leland Stanford Jr. University Board of Trustees, Stanford Uni
Questions Presented
1. Was res ipsa loquitur applicable, and if so, were the instructions thereon proper? 4
2. Liability of Dr. Gerbode for negligence of hospital team.
3. Instructions on alleged other negligence of defendant Gerbode.
4. Experimentation and the manufacturer’s brochure.
5. Instructions on (a) duty to call specialist; (b) physician’s duty to disclose; (c) failure to produce evidence.
6. Medical texts as evidence.
7. Reference to malpractice judgments.
Evidence
Dr. Gerbode has been licensed to practice medicine in California since 1937. He specializes in surgery, surgery of the heart, major vessels, and in thoracic surgery, with a special interest in cardiovascular surgery. He is recognized as an outstanding authority and is a professor of surgery at Stanford Medical School. Plaintiff was 55 years of age, with a history of eye condition indicating premature aging. About two or three years prior to the occasion upon which this suit is based, he had developed cramping in his legs upon walking and for approximately a year had been treated with drugs by a physician. This doctor referred him to Dr. Gerbode as a specialist in the surgical treatment of arterial diseases./# December 31,1953, at Stanford Hospitals, Dr. Gerbode examined plaintiff. His chief complaint was cramping pains in his legs, mostly in the calves, causing intermittent limping. This condition had started gradually, becoming increasingly more
. Dr. Gerbode advised plaintiff that he had evidence of serious circulatory disturbance, that the examination indicated that plaintiff might have a block in his abdominal aorta,' and that there was something else wrong as shown by the pain in his right side and back. Dr. Gerbode told plaintiff of the seriousness of his condition and that plaintiff should enter the hospital for a thorough evaluation of his condition • that one of the things the doctor wished to have done was a study of plaintiff’s aorta, which would entail an anesthetic and an injection of some material in the aorta to localize the block; - also X-rays of his gastrointestinal tract would be taken. Dr. Gerbode stated that if his clinical findings were borne out by the further examination contemplated his condition would be helped by an operation removing and replacing a segment of the aorta. Such an operation would improve the circulation to the legs and back and prolong his life. Dr. Gerbode did not explain all of the various possibilities to plaintiff of the proposed procedures but did say that his circulatory situation was quite serious. Dr. Gerhode reported to the referring physician and recommended the performance of an aortography in order to locate the block and its extent so that proper surgery could be done.f 'A study of the gastrointestinal -tract was. also necessary. An aortography consists of injecting in the aorta an X-ray contrast medium and then taking X-ray pictures of the abdominal aorta and its branches to discover the block, if any. /
The normal procedure is for the attending surgeon to tell members of the house staff team who are to perform the procedure basically what the problem is. Dr. Gerbode did this with Dr. Ellis and Dr. Andrews of the staff. Dr. Ellis was to perform the aortographyEllis had five years practice in surgery and was in charge of all special diagnostic procedures at the hospital, such as aortographies, that had to do with the injection of radio-opaque or contrast material in various arteries and blood vessels of the body.
On January 7th Dr. Ellis called on plaintiff in his hospital room and informed him that he was to do the aortography and would do it the next afternoon. He explained that he would inject some material into the aorta and take films at that time to see if they could ascertain the precise condition of plaintiff’s circulatory system. The next afternoon Dr. Ellis saw plaintiff and informed him that the procedure had been postponed until the following day because plaintiff still had some barium in his intestines from the first X-ray study.
On January 6th, Dr. Howard, an anesthetist, saw plaintiff and examined him to determine if he was fit to receive the anesthetic. When the procedure was postponed, Dr. Clark saw the patient on January 7th and informed him the procedure would take place on the next day.
On the afternoon of January 8th Dr. Ellis went to the X-ray room where plaintiff was lying on a table.,/ Present were the anesthesiologist, Dr. Bengle, Dr. Andrews, a radiologist, and several technicians. Dr. Gerbode was there at the beginning of the procedure but gave no instructions and did not participate in the procedure. Plaintiff was already anesthetized and asleep. Dr. Ellis was inserting the needle in plaintiff’s aorta when Dr. Gerbode came in the room. As the patient was apparently in good condition Dr. Gerbode left and did not see the patient again until the next morning. /í-
An aortography is a procedure requiring an anesthesiologist, a radiologist and a surgeon. The function of the surgeon (Dr. Ellis) is to insert the needle necessary for the injection
1. Bes Ipsa Loquitur.
The court instructed that the doctrine applied.' If it did not, or if the instructions thereon were improper, the judgment will have to be reversed, even though there should be evidence of negligence of any or all defendants.
(Dees
v.
Pace,
The application of the doctrine of res ipsa loquitur in malpractice cases is a development of comparatively recent years. Before that time, the facts that medicine is not an exact science, that the human body is not susceptible to precise understanding, that the care required of a medical man is the degree of learning and skill common in his profession or locality, and that even with the greatest of care untoward results do occur in surgical and medical procedures, were considered paramount in determining whether the medical man in a given circumstance had been negligent. But gradually the courts awoke to the so-called ‘ ‘ conspiracy of silence. ’ ’ No matter how lacking in skill or how negligent the medical man might be, it was almost impossible to get other medical men to testify adversely to him in litigation based on his alleged negligence. Not only would the guilty person thereby escape from civil liability for the wrong he had done, but his professional colleagues would take no steps to insure that the same results would not again occur at his hands. This fact, plus the fact that usually the patient is by reason of anesthesia or lack of medical knowledge in no position to know what occurred that resulted in harm to him, forced the courts to attempt to equalize the situation by in some cases placing the burden on the doctor of explaining what occurred in order to overcome an inference of negligence. One other fact contributed to the application of the doctrine, namely, that certain medical and surgical procedures became so common that in many of them the laymen knew that if properly conducted untoward results did not occur,
5
and in others medical men
The great difficulty in the application of the doctrine is to determine where to draw the line. To apply it in all cases where an unexpected result occurs would hamstring the development of medical science. No medical man would dare to use new procedures, especially in surgery, because if injury resulted he would be prima facie guilty of negligence. Medical science has developed in leaps and strides in the past few years. Procedures that 40 years or even 10 years ago, would have been considered impracticable and fatal are now being successfully used; for example, surgery upon the heart. Even the procedure used in this case, translumbar aortography where the aorta is punctured and a foreign substance injected in order to determine the location of a suspected block, is one which but a few years ago would not have been attempted but one which is of great value in determining whether or not corrective surgery is needed and advisable. Thus a great responsibility rests upon the courts—to determine the point at which the doctrine will apply in order to be fair to a patient who has received a result which either common knowledge of laymen or of medical men teaches ordinarily would not occur without negligence, and to be fair to the medical men if there is a result which could occur without negligence and which should not impose upon them the presumption of negligence. 6
Cases in which the doctrine has been applied follow:
Ragin
v.
Zimmerman,
In these cases application of the doctrine was denied:
Farber
v.
Olkon,
Jf A study of the cases both pro and con on the application of the doctrine in malpractice actions demonstrates that the doctrine is- applicable only where it is a matter of common ' knowledge among laymen
or
medical men or both that the injury would not have occurred without
negligence.Tí
(See
Seneris
v.
Haas, supra,
There can be little question but that aortography and its results, because it is a relatively new diagnostic procedure, is not a matter of common knowledge among laymen.,/' (Plain
- / This brings us to the question of whether there was any professional evidence calling for the application of the doctrinéis, Plaintiff’s medical witness did not testify upon this subject, but all the witnesses agree that paralysis is a rare complication of aortography. This fact does not prove that it normally does not occur in the absence of negligence. “The mere fact in itself that an unfavorable result is somewhat rare does not give rise to” the inference of negligence.
(Dees
v.
Pace, supra,
With the exception of plaintiff’s witness Dr. Edmeads, none of the experts could determine the exact cause of the paraplegia. In effect, they stated it might have been one of three: (1) constriction of the blood vessels in the spinal cord, due to the urokon; (2) direct damage to the spinal cord from urokon in the spinal cord circulation; (3) the plaintiff’s condition, a partially blocked aorta, arteriosclerosis and high blood pressure of several years standing, obliteration of blood vessels and blood supply to legs, was such that sudden and total paralysis could occur at any moment. Their testimony was to the effect that the first two conditions could result from an aortography. Dr. Edmeads from an examination of the X-rays showing the needle in place at the times of
Although there was evidence on other theories of the case that would have supported the action of the jury, nevertheless
2. Dr. Gerbode’s Liability.
Assuming that there was negligence in the performance of the aortography, we find no evidence which would make Dr. Gerbode liable therefor in the absence of an agreement, express or implied, that Dr. Gerbode himself would perform it, or of evidence supporting the other theories of negligence raised by plaintiff. Beside Dr. Gerbode, four doctors testified that it was not customary for the attending physician to perform or to be present at the performance of an aortography/.'and that it is customary to have such a procedure performed by the hospital personnel who are accustomed to working together in the performance of this and other complicated diagnostic procedures and perform them ^ regularly. There was no contradiction of this testimony. / While Dr. Gerbode ordered the aortogram (and would be responsible for any negligence in prescribing such procedure) he cannot be held liable for the negligence of the team in the actual performance of it, as he neither participated in, nor had the right to direct it.AjWhen a patient is placed in a hospital his attending physician orders many procedures to be undertaken by the hospital staff or employees. Common examples are urinalysis, blood counts and X-rays. Suppose that in extracting blood for a count the hospital personnel negligently infected the patient. It could not be contended that the attending physician was liable for that negligence. The same is true here. The attending physician cannot be held liable for acts over which he had and could have no control.
This discussion is limited solely to the effect of custom, in the absence of an express or implied agreement that the attending physician will direct the procedure.
Plaintiff contends that because the majority of the aortographies performed in the bay area were performed in two hospitals, 89 at University of California Hospital, 168 at Franklin Hospital, 68 at all other hospitals (not including Fort Miley Hospital, the figures for which were not available), a total of 325, that it cannot be said there is a general custom but merely a custom of those two hospitals. This is a
non sequitur.
The record is not clear as to how many of this 325 were performed prior to plaintiff’s operation. Conserva
Of course, the furnishing by the hospital of a surgical team would not relieve the attending surgeon of his obligation to determine the competency of such team. (One of plaintiff’s contentions is that Dr. Gerhode failed in this duty.)/ But to hold that the attending surgeon who does not participate nor have the right to participate in the procedure is liable for the acts of a competent team supplied by the hospital would be against the best interests of patients generally. The patient by the use of such a team gets the benefit of medical people who have become experts in the particular procedure. That such is not the law is established by
Seneris
v.
Haas, supra,
As the case will have to be tried again, we deem it unnecessary to discuss plaintiff’s other claims of liability of defendant Gerhode such as his claim that Dr. Ellis was inexperienced, that Dr. Gerhode knew that fact and was therefore negligent in permitting him to perform the aortography, that defendant in view of plaintiff’s condition was negligent in prescribing an aortography, and further that the evidence showed an ex
3. Instructions on Other Theories of Dr. Gerbode’s Negligence.
A number of instructions were given upon the question of liability of Dr. Gerbode for negligence of the surgical team (admittedly employees of defendant hospital). Beading them, it is difficult to tell whether some of them were not instructions that as a matter of law Dr. Gerbode was liable for their negligence, if any, or whether the jury were to determine the facts upon which such liability was based. The jury were not told clearly that in considering whether, in the absence of an express or implied understanding that he would participate in the procedure, the attending physician’s liability for negligence of those participating in spite of a custom or practice to the contrary would depend upon whether the attending physician in view of that custom had any right to control the procedure. Two instructions, Number 25 on the “borrowed servant doctrine,” and Number 26 which seems to assume that the team was assisting Dr. Gerbode and under his direction, leave it doubtful even when read with all the other instructions in the case, whether the jury would understand that the instructions only applied in the event the jury should find the facts upon which the rules of law there stated must be based. Plaintiff advanced several theories of Dr. Gerbode’s liability. One was that as attending physician defendant Dr. Gerbode was liable for the acts of the team regardless of the general custom. Most of the other theories were based upon a conflict in the evidence, such as whether there was an express or implied contract that Dr. Gerbode would personally perform or direct the procedure, and whether Dr. Gerbode informed plaintiff of the type of procedure to be undertaken. Those were jury questions.
4. Experimentation and the Manufacturer’s Brochure.
An instruction was given to the effect that if a surgeon seeks fields of experimentation in treating his patients he is accountable for any damages proximately caused by any unskillful treatment of the patient. A further instruction was given to the effect that if urokon was injected in greater amount than that recommended by the manufacturer’s bro
Defendants and amicus curiae urge that a manufacturer’s brochure is not admissible in evidence and does not establish a standard of care. They contend drug manufacturers’ recommendations are always conservative and are quickly outdated, that they expect and the custom is that after a material has been available for a period of time, physicians using it rely primarily on their own experience and the published literature of colleagues concerning its use in actual practice. They contend that the miraculous developments which have taken place in the effective use of antibiotics and other drugs might never have been accomplished if physicians were required to follow blindly the suggestions of the manufacturers who prepare but do not use them.
No objection was made to the introduction of the brochure at this trial, but the matter must be determined for the benefit of the court at a retrial.
Julien
v.
Barker,
(1954)
The mere fact of a departure from the manufacturer’s recommendation where such departure is customarily followed by physicians of standing in the locality does not make that departure an “experiment.” There was in this case no evidence of experiment and the instructions concerning “experiment” should not have been given. Instructions without support in the evidence should not be given.
(Rodenberger
v.
Frederickson,
5. Instructions.
(a) Duty to Call a Specialist.
It is difficult to understand the basis for these instructions. They informed the jury that it is the duty of a general practitioner to call in a specialist if the prudent practitioner would have done so. (These did not deal with the performance of the aortography by Dr, Ellis.) The evidence showed that Dr. Carson, plaintiff’s physician, referred him to Dr. Gerbode because he was a specialist in the field of vascular surgery in which aortography is a diagnostic adjunct. It also showed that he is eminent in that field. He had had much experience with aortography before sodium urokon was used. His supposed ignorance is blamed upon his not knowing what was contained in the brochure, not being familiar with the Standard Nomenclature of Diseases and Operations published by the American Medical Association, and not knowing the effect of urokon injected elsewhere than in the aorta. The uncontradicted expert testimony was that the aortography was sound
(b) Duty to Disclose.
Plaintiff, his wife and son testified that plaintiff was not informed that anything in the nature of an aortography was to be performed. Dr^-Gerbode-and-Dr-.—Bllis^contradicted this, although admitting that the details of the procedure and the possible dangers therefrom were not explained. The court gave a rather broad instruction upon the duty of a physician to disclose to the patient “all the facts which mutually affect his rights and interests and of the surgical risk, hazard and danger, if any. ...” A physician violates his duty-(to his patient and subjects himself to liability if he withholds any facts 'which are [necessary to form the basis of an intelligent consent by the patient to the proposed treatment. Likewise the physician may not minimize the known dangers of a procedure or operation in order j to induce his patient’s consent. At the same time, the physician must place the welfare of his patient above all else and this very fact places him in a position in which he sometimes must choose between two alternative courses of action. One is to explain to the patient every risk attendant upon any surgical procedure or operation, no matter how remote; this may well result in alarming a patient who is already unduly apprehensive and who may as a result refuse to undertake surgery in which there is in fact minimal risk; it may also result in actually increasing the risks by reason of the physiological results of the apprehension itself. The other is to recognize that each patient presents a separate problem, that the patient’s mental and emotional condition is important and in certain cases may be crucial, and that in discussing the element of risk a certain amount of discretion must be employed consistent with the full disclosure of facts necessary to an informed consent
. (Hunt
v.
Bradshaw
(1955),
The instruction given should be modified to inform the jury that the physician has such' discretion consistent, of course, with the full disclosure of facts necessary to an informed consent.
Three instructions were given on this subject, one general and two applying only to the defendants. They should not have been given. There was no evidence in the case to justify the instructions. Defendants produced the witnesses engaged in the procedure and endeavored to explain the cause of the injury. Whether they successfully explained it or negatived the facts upon which the charge of negligence was based was a matter for the jury, and the jury were so told. (There were many instructions on the duty and liability of defendants, unnecessarily repetitive.) There was nothing in the case- to show, whether res ipsa loquitur applied or did not, that there was any suppression of evidence or failure to produce any evidence by defendants.
6. Medical Texts As Evidence.
One of the questions which will undoubtedly be raised at a retrial is the admissibility of medical text books, pamphlets and periodicals. In
Gluckstein
v.
Lipsett,
7. Reference to Malpractice Judgments.
It is improper in argument to refer to judgments given in malpractice actions whether brought against doctors or lawyers or to refer to any protection either has against such actions.
The judgment is reversed.
Peters, P. J., and Wood (Fred B.), J., concurred.
A petition for a rehearing was denied November 21, 1957, and respondent’s petition for a hearing by the Supreme Court was denied December 18, 1957. Kaufman, J. pro tem., * participated therein in place of Spence, J. Gibson, C. J., and Carter, J., were of the opinion that the petition should be granted.
Notes
Subsequent to the judgment Martin Salgo died and his widow as administratrix was substituted as plaintiff. Wherever the wcjrd “plaintiff” appears in this opinion, it refers to the deceased.
“The Stanford Board of Trustees and Stanford University Hospitals are one entity. The entity owns and operates the Stanford University Hospitals in San Francisco and will hereafter be referred to as Stanford Hospitals.
An amicus curiae brief on behalf of the defendants was filed by the Begents of the University of California and one on behalf of Dr. Gerbode was filed by the American College of Surgeons.
As will hereafter appear, the judgment must be reversed because of error affecting all defendants, namely, improper instructions on res ipsa loquitur. For the guidance of the trial court at the retrial we are considering herein some of the questions raised on this appeal without designation of whether they are raised by all or merely one of the defendants. We do not deem it necessary to discuss all of the questions raised on this appeal, particularly those dealing with other theories of negligence than those discussed herein."
Such a procedure is injection in the muscles of the arm. See
Bauer v. Otis,
See discussion in article "California Malpractice,” vol. 9, Stan.L. Rev., p. 737.
The X-ray was used for diagnosis and not for treatment. From this fact plaintiff concludes that in every ease of diagnosis, as distinguished from treatment, the doctrine applies. Thus, here, because the aortography was for diagnosis only, plaintiff contends the doctrine necessarily applies. The cited case does not so hold. There might have been more reason for advocating that as a rule some years ago when diagnosis did not as it does in many cases today and as it did in this case, include ■surgical procedures.
As the ease will have to be retried, we deem it advisable to point out, without determining the seriousness of such an error, that the words "evidence preponderates” in the last sentence of instruction No. 27 (res ipsa loquitur) is erroneous and should not be used.
See article on California Malpractice, vol. 9, Stan.L.Rev., p. 731, at pp. 742-743, supra.
Assigned by Chairman of Judicial Council.
