The PEOPLE, Plaintiff and Respondent,
v.
John George BROWN, Jr., Defendant and Appellant.
Supreme Court of California.
*628 Marilee Marshall, under appointment by the Supreme Court, Los Angeles, for Defendant and Appellant.
Bill Lockyer, Attorney General, Robert R. Anderson, Chief Assistant Attorney General, Gary W. Schons, Assistant Attorney General, William W. Wood and Robert M. Foster, Deputy Attorneys General, for Plaintiff and Respondent.
Certiorari Denied February 22, 2005. See
BROWN, J.
A jury convicted defendant John George Brown, Jr., of first degree murder, found true the special circumstance allegation of intentionally killing a peace officer engaged in the performance of his duties, and returned a verdict of death. On automatic appeal, this court affirmed the judgment *629 in its entirety. (People v. Brown (1988)
On retrial, a jury again convicted defendant of first degree murder and found true the special circumstance allegation. (See Pen.Code, § 190.2, subd. (a)(7); all undesignated statutory references are to the Penal Code.)[1] The second jury also returned a death verdict. This appeal is automatic. (Cal. Const., art. VI, § 11; Pen.Code, § 1239.) We find no reversible error and affirm the judgment in its entirety.
I. FACTUAL AND PROCEDURAL BACKGROUND
A. Guilt Phase Evidence
Since the prosecution's case-in-chief on retrial substantially replicated the evidence presented at the original trial, we draw in part on our factual statement in Brown I.
"In June 1980 defendant was a wanted man; he had failed to appear for a jury trial and another criminal hearing, and two bench warrants were issued for his arrest. After telling his former live-in girlfriend he was not going back to jail and did not want to die in prison, defendant bought a gun and changed his name to Gordon Mink. [¶] Meanwhile the Garden Grove police were looking for him." (Brown I, supra,
About 11 o'clock on the evening of June 7, Officer Paul McInerny and his partner, Reserve Officer Dwight Henninger, saw defendant's car in the parking lot of the Cripple Creek Bar. In response to their radio call for assistance, Officers Donald Reed and Glenn Overly arrived a few minutes later. "After discussing [the situation], all four officers all in full uniform entered the crowded bar through two separate doors and worked their way to the center of the room. [¶] Defendant, who was sitting in the corner with a group of other `... people,' saw the officers enter; a nearby patron heard him say `the pigs are here,' as he started for the door. The officers recognized defendant and moved in his direction. At the door, Officer Reed caught up with defendant and put his hand on defendant's shoulder. Before any of the officers could draw his weapon, defendant pulled a gun and fired at least eight times. Two lethal shots hit Officer Reed; three shots gravely wounded Officer Overly; Officer Henninger was seriously wounded; a private citizen, Terezia, suffered permanent and grave injury after being shot between the eyes; and another citizen, McKinney, was shot in the leg.
"Defendant fled and hid in some bushes outside the bar. About two hours later, with numerous officers at the scene, he was found crouched in the dirt. As he was brought out of the bushes an officer called out, `Where's the gun?' Defendant stated, `I threw it.' His gun, hat and keys were thereafter found nearby." (Brown I, supra, 46 Cal.3d at pp. 440-441,
*630 At trial, "experts testified defendant's fingerprints were found on internal parts of the recovered weapon that could be reached only by disassembling the handle of the gun, and that the weapon found was probably the murder weapon." (Brown I, supra,
The defense was diminished capacity. A preliminary drug screening test was positive for phencyclidine (PCP), and an expert witness opined defendant had PCP in his blood at the time of the killing. Based on defendant's statement that he had ingested lysergic acid (LSD), PCP, and methamphetamine prior to and on the day of the shooting, a forensic psychiatric expert testified to a significant possibility defendant's mental state was impaired due to drug intoxication. The defense also presented some evidence suggesting third party culpability.
In rebuttal, the prosecution submitted test results showing negative for all drugs, including PCP and methamphetamine.
B. Penalty Phase Evidence
The prosecution offered evidence of two prior felony convictions in 1969, one for breaking and entering and one for aggravated battery.
Evidence of four incidents involving force or violence was also presented. Robert Paulk testified that in 1969, when he was on uniformed patrol duty as a Vero Beach police officer, defendant attempted to run him down with a vehicle when Paulk approached to discuss an expired registration tag. In 1978, defendant assaulted Frank Veitenheimer with a heavy object outside a bar, shattering his eye orbit and breaking his nose. Veitenheimer required several weeks of hospitalization as well as surgery. In 1980, while incarcerated in county jail, defendant forced another inmate, James Brummel, to commit an act of oral copulation. In 1981, also while incarcerated in county jail, defendant stole a pair of wire cutters from fellow inmate Kevin Burbridge, who possessed them because his jaw had been wired closed to repair a break.
The defense offered testimony from two of defendant's uncles concerning difficulties in his youth, including physical and psychological abuse by his alcoholic father. Based on a review of medical records, declarations by relatives, and prison records, Dr. David Foster, a neuropsychiatrist, testified, among other things, that defendant had brain damage and suffered from posttraumatic stress disorder as well as bipolar disorder.
II. DISCUSSION
A. Guilt Phase Issues
1. Reasonable doubt instruction
At the time defendant committed his crimes in 1980 and at his first trial in 1982, the standard reasonable doubt instruction provided: "A defendant in a criminal action is presumed to be innocent until the contrary is proved, and in the case of a reasonable doubt whether his guilt is satisfactorily shown, he is entitled to a verdict of not guilty. This presumption places upon the State the burden of proving him guilty beyond a reasonable doubt. [¶] Reasonable doubt is defined as follows: It is not a mere possible doubt; because everything relating to human affairs, and depending *631 on moral evidence, is open to some possible or imaginary doubt. It is that state of the case which, after the entire comparison and consideration of all the evidence, leaves the minds of the jurors in that condition that they cannot say they feel an abiding conviction, to a moral certainty, of the truth of the charge." (CALJIC No. 2.90 (4th ed.1979); see Stats.1927, ch. 604, § 1, p. 1039.) At his retrial, defendant requested the court give this same version. Instead, the court instructed the jury according to the current version, which omits reference to "moral evidence" and "moral certainty": "A defendant in a criminal action is presumed to be innocent until the contrary is proved, and in the case of a reasonable doubt whether his guilt is satisfactorily shown, he is entitled to a verdict of not guilty. This presumption places upon the People the burden of proving him guilty beyond a reasonable doubt. [¶] Reasonable doubt is defined as follows: It is not a mere possible doubt; because everything relating to human affairs is open to some possible or imaginary doubt. It is that state of the case which, after the entire comparison and consideration of all evidence, leaves the minds of the jurors in that condition that they cannot say they feel an abiding conviction of the truth of the charge." (CALJIC No. 2.90 (7th ed.2003); see Pen.Code, § 1096.)
Characterizing the current version of CALJIC No. 2.90 as a "`weaker' definition of reasonable doubt," defendant contends its use violated various constitutional rights, in particular the proscription against ex post facto laws and the correlative right to due process. At the outset, we question the premise of defendant's argument that CALJIC instructions come within the purview of the ex post facto clause. That provision prohibits any legislative act that criminalizes conduct innocent when done, makes a crime greater than when done, increases or changes the punishment, or alters the rules of evidence to permit conviction on lesser or different evidence than when the crime was committed. (Carmell v. Texas (2000)
In contrast to legislative enactments or judicial decisions, the California Jury Instructions, Criminal (CALJIC) does not have the force of law. (People v. Alvarez (1996)
The revision of CALJIC No. 2.90 illustrates this point. The CALJIC committee modified the instruction in response to Victor v. Nebraska (1994)
Since CALJIC instructions do not constitute legislative or decisional law and thus cannot implicate ex post facto concerns or due process, defendant's only argument is that the revised CALJIC No. 2.90 is itself defective. The analysis in Victor v. Nebraska, supra,
2. CALJIC No. 17.41.1
Over defendant's objection, the trial court instructed the jury pursuant to CALJIC No. 17.41.1, which provides: "The integrity of a trial requires that jurors, at all times during their deliberations, conduct themselves as required by these instructions. Accordingly, should it occur that any juror refuses to deliberate or expresses an intention to disregard the law or to decide that case based on penalty or punishment, or any other improper basis, it is the obligation of the other jurors to immediately advise the court of the situation." Defendant contends the instruction was erroneous because it undermined his right to a trial by jury, to due process, and to a unanimous verdict. (U.S. Const., Amends. VI, XIV; Cal. Const., art. I, § 16; see People v. Gainer (1977)
In People v. Engelman (2002)
Defendant makes no argument warranting reconsideration of our conclusions. Nor does he cite anything in the record indicating the jurors in his case were improperly influenced by the instruction in their deliberations. (See People v. Ortiz (2003)
B. Penalty Phase Issues
1. Victim impact evidence
a. Ex post facto
Prior to commencement of the penalty phase, defense counsel moved to exclude victim impact evidence on the ground its admission would violate the proscription against ex post facto laws because such evidence was not admissible at the time defendant committed his crimes. (See People v. Boyd (1985)
In California, the admissibility of victim impact evidence is governed by judicial construction of the state's death penalty law, not by statute. (See People v. Edwards (1991)
In Carmell v. Texas, supra, 529 U.S. at pages 543-544,
"`Statutes which simply enlarge the class of persons who may be competent to testify in criminal cases are not ex post facto in their application to prosecutions for crimes committed prior to their passage; for they do not attach criminality to any act previously done, and which was innocent when done; nor aggravate any crime theretofore committed; nor provide a greater punishment therefor than was prescribed at the time of its commission; nor do they alter the degree, or lessen the amount or measure, of the proof which was made necessary to conviction when the crime was committed.
"`... [A]lterations which do not increase the punishment, nor change the *634 ingredients of the offence or the ultimate facts necessary to establish guilt, but leaving untouched the nature of the crime and the amount or degree of proof essential to conviction only remove existing restrictions upon the competency of certain classes of persons as witnesses, relate to modes of procedure only, in which no one can be said to have a vested right, and which the State, upon grounds of public policy, may regulate at pleasure. Such regulations of the mode in which the facts constituting guilt may be placed before the jury, can be made applicable to prosecution or trials thereafter had, without reference to the date of the commission of the offence charged.'" (Carmell v. Texas, supra, 529 U.S. at pp. 543-544,
In the context of victim impact evidence, this principle has consistently been held to permit admission even when the basis, usually statutory, post-dated the defendant's crimes. "`[V]ictim impact evidence is simply another form or method of informing the sentencing authority about the specific harm caused by the crime in question, evidence of a general type long considered by sentencing authorities.' [Citation.]" (Neill v. Gibson (10th Cir.2001)
Thus, even assuming decisional law imposed greater restriction on the admissibility of victim impact evidence at the time of defendant's crimes in comparison to the time of trial, the application of current law had no constitutional significance.
b. Evidence Code section 352 and Payne v. Tennessee
In addition to objecting to victim impact evidence on ex post facto grounds, defendant argued the evidence should be excluded as more prejudicial than probative under Evidence Code section 352, as well as outside the scope of Payne v. Tennessee, supra,
In Payne v. Tennessee, the United States Supreme Court partially overruled Booth v. Maryland (1987)
In People v. Edwards, supra,
With these guiding considerations in mind, we turn to the specific evidence at issue, keeping in mind that at the penalty phase defendant offered section 190.3, factor (k) testimony describing an abusive and troubled childhood, in addition to a psychiatrist's opinion he suffered from posttraumatic stress disorder and other mental disorders, and guilt phase evidence he acted under the influence of drugs.
The prosecution's evidence generally fell into two categories: testimony by the surviving assault victims, John Terezia, Officer Henninger, and Officer Overly and testimony from Officer Reed's family members. With regard to the assault victims' *636 own injuries, we have held such evidence admissible under section 190.3, factor (b). (People v. Taylor (2001)
With regard to testimony by Reed's surviving family members, we find nothing in their testimony that went beyond the scope of admissible victim impact testimony under People v. Edwards, supra,
Defendant contends Novell's testimony about his custom of saluting his brother's grave every time he drives past the cemetery and Reed's father's testimony he has not gone fishing since his son's death constituted inadmissible evidence. We consider these simply manifestations of the psychological impact experienced by the victims, in no way inconsistent with our prior decisions nor "fundamentally unfair" within the meaning of Payne v. Tennessee, supra,
2. Prosecutorial misconduct
Defendant contends the prosecutor committed misconduct in making certain arguments in favor of the death penalty. He failed to object to any portion of the argument or seek a curative admonition and therefore has waived the issue on appeal. (People v. Ashmus (1991)
The prosecutor told the jury: "What I am saying is this: If you kill a police officer, a good police officer in the performance of his duties, his duties to keep us safe you folks parked in the jury parking lot. People are out there walking around, the whole county right now, if you stop let me just take a little liberty with you. Let's stop right now. Everybody that is moving everywhere in Orange County and, then we say (snaps fingers), you can move now, their freedom is dependent upon police officers. Because if you don't have a policeman out there, or at least a criminal that has no rights no feeling about the rights of anyone, if you don't have a policeman to deter that guy, we don't have freedom, if you think about it. And that is what Don Reed stood for. He stood for our freedom. He was there basically enforcing the laws that allowed us that allows us to move about free."
In addition, the prosecutor quoted Randell Novell's testimony regarding an incident in which Novell "`was driving home from work one day, and I saw a guy on a Harley Davidson motorcycle with long hair and tattoos. And I pulled up next to the guy, and I was within a hair of just turning left into him. And I thought, "I can't do it. I have children. I have a wife. "I can't do it." But that [is the] kind of uncontrollable anger that you have to control. [¶] I never had those thoughts since or ever before that, but it was very difficult, very *638 difficult time. And that kind of anger dispels itself and it becomes a great cloud of sadness. It is not there every day, but it is for me. It is there more days than others because I drive by Donny's grave probably two or three times a week. And I always salute his grave when I drive by because I have a great deal of respect for what he did....'" He also recalled testimony about Novell's feelings for his brother: "`Well, he gave his life, for the people of Garden Grove. [Defendant] chose to use the death penalty on my brother and penalize him for trying to protect the citizens and killed him. For that I salute him. I salute my brother's bravery.'" The prosecutor then followed with his own words: "It says it all. Don Reed that day put on that uniform to protect us and to enforce the law. It is now your turn. The ... law is [CALJIC No.] 8.85 and the law is loading that balance beam objectively. [¶] And quite frankly, Don Reed did it for us, and I salute Don Reed. You can salute Don Reed by applying the law."
We find nothing objectionable in these remarks. "`[A] prosecutor is given wide latitude during argument. The argument may be vigorous as long as it amounts to fair comment on the evidence, which can include reasonable inferences, or deductions to be drawn therefrom. [Citations.] It is also clear that counsel during summation may state matters not in evidence, but which are common knowledge or are illustrations drawn from common experience, history or literature.' [Citation.] `A prosecutor may "vigorously argue his case and is not limited to `Chesterfieldian politeness'" [citation]....'" (People v. Wharton (1991)
3. CALJIC No. 17.41.1
At the penalty phase, the court instructed the jury that it should "be guided by the previous instructions given in the guilt phase of this trial which are applicable and pertinent to the determination of penalty." Defendant contends the inclusion of CALJIC No. 17.41.1 (see ante,
As previously discussed (see ante, 15 Cal.Rptr.3d at pp. 632-633, 93 P.3d at pp. 251-252), CALJIC No. 17.41.1 is not constitutionally defective. (People v. Engelman, supra,
4. Constitutionality of California's death penalty statute
Defendant raises a number of constitutional challenges to California's death penalty statute, claims we have consistently rejected and find no persuasive reason to reexamine.
Accordingly, we continue to hold:
(1) The death penalty law adequately narrows the class of death-eligible offenders. (People v. Prieto (2003)
(2) Consideration of the circumstances of the crime under section 190.3, factor (a) does not result in arbitrary or capricious imposition of the death penalty. (People v. Prieto, supra,
(3) The death penalty law is not unconstitutional for failing to impose a burden of proof whether beyond a reasonable doubt or by a preponderance of the evidence as to the existence of aggravating circumstances, the greater weight of aggravating circumstances over mitigating circumstances, or the appropriateness of a death sentence. (People v. Jenkins (2000)
(4) The jury is not constitutionally required to achieve unanimity as to aggravating circumstances. (People v. Jenkins, supra,
Recent United States Supreme Court decisions in Apprendi v. New Jersey (2000)
(5) The absence of a requirement the jury make written findings does not render the law unconstitutional. (People v. Jenkins, supra,
(6) Nor is it defective in failing to require intercase proportionality review. (People v. Prieto, supra,
(7) The jury may properly consider evidence of unadjudicated criminal activity involving force or violence under factor (b) of section 190.3 and need not make a unanimous finding on factor (b) evidence. (People v. Anderson (2001)
(8) "[T]he use of certain adjectives i.e., `"extreme"' and "`substantial'" in the list of mitigating factors does not render the statute unconstitutional [citation]." (People v. Prieto, supra,
(9) The trial court is not required to instruct that certain statutory factors can only be considered in mitigation. (Tuilaepa v. California, supra,
(10) Death penalty defendants are not denied equal protection because the statutory scheme does not contain disparate sentence review. (People v. Jenkins, supra,
(11) Nor is the law constitutionally deficient because the prosecutor retains discretion whether or not to seek the death penalty. (People v. Ochoa (2001)
(12) The prosecution's use of peremptory challenges to remove prospective jurors who express scruples about imposing the death penalty does not violate any constitutional guarantee. (People v. Cox (1991)
(13) The fact that trial judges are elected does not undermine their fairness or impartiality when ruling on penalty modification applications pursuant to Penal Code section 190.4, subdivision (e). (See Evid.Code, § 664; People v. Coddington (2000)
(14) The use of victim impact evidence is constitutionally permissible. (Payne v. Tennessee, supra,
5. Alleged violation of international law
Defendant further argues that California's death penalty statute is unconstitutional because the use of the death penalty as a regular form of punishment falls short of international norms of humanity and decency. In a related vein, he contends that the statute violates international law as set forth in the International Covenant on Civil and Political Rights (ICCPR) and that use of the death penalty violates international standards because only a small minority of countries consider death an appropriate form of punishment.
Setting aside whether defendant has standing to invoke the terms of an international treaty in this circumstance (see, e.g., Hanoch Tel-Oren v. Libyan Arab Republic (D.D.C.1981)
In any event, we have previously considered and rejected the various permutations of defendant's arguments. (See People v. Hillhouse (2002)
6. Delay in carrying out execution
Defendant contends the delay in his execution he has spent almost two decades on death row constitutes a denial of due process and cruel and unusual punishment under the federal and state Constitutions. (See, e.g., Lackey v. Texas (1995)
7. Cumulative error
Since we find no error, we reject defendant's argument that any cumulative effect warrants reversal.
C. Sentencing Issues
1. Conduct credits
With respect to the sentence on his noncapital offenses, defendant was awarded credit for 7,237 actual days in custody. The defense requested the trial court award an additional 3,618 days of conduct credit (see § 4019) on the theory that because the prior judgment had been reversed, the court should consider the proceeding as an initial sentencing and treat defendant as if he had not been previously convicted and sentenced. The court declined and reserved the calculation of conduct credits for the Department of Corrections.
We recently rejected the argument that a defendant is entitled to additional days of credit in these circumstances in In re Martinez (2003)
Accordingly, the trial court did not err in rejecting defendant's calculation of his custody credits.
DISPOSITION
The judgment is affirmed.
*643 WE CONCUR: KENNARD, Acting C.J., BAXTER, WERDEGAR, CHIN, MORENO, JJ., and STEIN, J.[*]
NOTES
[*] George, C.J., did not participate therein.
Notes
[1] In addition, the jury found defendant guilty of three counts of assault with intent to commit murder (§ 217) and one count of assault on a peace officer (§ 245, subd. (b)). It found true allegations that as to all crimes he personally used a firearm (§ 12022.5) and that as to one of the assaults he inflicted great bodily injury (§ 12022.7).
[2] For these same reasons, we would reject defendant's argument even if it were premised on the Legislature's deletion of "moral evidence" and "moral certainty" from section 1096, on which the CALJIC committee in part relied in revising CALJIC No. 2.90. (See Use Note to CALJIC No. 2.90 (7th ed.2003) p. 94.) In addition, trial courts are not mandated to instruct in the terms of section 1096. (See § 1096a; People v. Freeman, supra, 8 Cal.4th at pp. 503-504,
[3] It is not entirely clear from the record that defendant specifically objected to the victim impact evidence as not within the scope of factor (a) and the rationale of Edwards; however, respondent does not argue waiver. In light of our disposition on the merits, we need not definitely resolve this procedural point.
[*] Assigned by the Acting Chief Justice pursuant to article VI, section 6 of the California Constitution.
