MEMORANDUM AND ORDER ON MOTIONS OF DEFENDANTS AH-EARN, CONNOLLY, FITZPATRICK, GREENLEAF, KENNEDY, MORRIS, AND RING FOR JUDGMENT ON THE PLEADINGS BASED ON QUALIFIED IMMUNITY
TABLE OF CONTENTS
I. INTRODUCTION .94
II. FACTS. )
A. The Agents. g?
B. The Use of Informants by the FBI as Alleged in the Complaint. g
C. The Development of Bulger and Flemmi as Informants as Alleged in the Complaint.
D. Allegations that the Agents Shielded Bulger and Flemmi from Investigation and Prosecution. to 00
E. The Murder of McIntyre in 1984 as Alleged in the Complaint. CO CO
F. The Alleged Liability of the Agents. CO CO
III. DISCUSSION. r — 1
A. Standard for Consideration of the Motions. i — l
B. Qualified Immunity. i — (
C. Fourth Amendment. i — f
D. Substantive Due Process Rights of McIntyre. t — I
1. Conspiracy Claims. r — 1
r — 1
a. General Principles of Substantive Due Process. i — 1
b. Conscience-Shocking Conduct: The Touchstone of Arbitrary Executive Conduct. © 00
c. Violation of a Fundamental Right. O CO
i. Murder of McIntyre as Private Violence. H- 1 ©
(a) Governmental Restraint of Victim. I — t ©
(b) State-Created Danger . I — *• CO
ii. Murder of McIntyre as Government Action. I — 1 GR
(a) Attributing Conduct of the Informants to the Government. CO i-H i — l
(b) Governmental Participation in Private Conduct. fc-i — l i — l
*94 3. Violation by Connolly of the Clearly Established Substantive Due Process Rights of McIntyre. to to
4. Violation by Other Agents of the Clearly Established Substantive Due Process Rights of McIntyre ZD rH
E. Access to the Courts. 00 CO t — t
IV. CONCLUSION. .134
I. INTRODUCTION
This is an action brought by Emily and Christopher McIntyre (the “plaintiffs”), as co-administrators of the Estate of John L. McIntyre (the “Estate”), against James Ahearn, John J. Connolly, Jr., Robert Fitzpatrick, James Greenleaf, Roderick Kennedy, John M. Morris, and James A. Ring (collectively, the “agents,” all of whom were agents of the Federal Bureau of Investigation (“FBI”) at various times relevant to the complaint); the United States of America; and Kevin Weeks, James J. Bulger, and Stephen J. Flemmi, purported members of the Winter Hill Gang, an alleged criminal organization operating in the Greater Boston area. The complaint alleges that in 1984, McIntyre was murdered by Weeks, Bulger, Flemmi, or other members of the Winter Hill Gang. The complaint further alleges that the agents are liable for the murder of McIntyre because the agents chose to protect Bulger and Flemmi — - allegedly “top echelon” informants of the FBI— from prosecution, so that the agents could boost their own careers by using the information Bulger and Flemmi provided to them to investigate, arrest, and prosecute members of La Cosa Nostra (“LCN,” commonly known as the “Mafia”), a criminal organization that was a rival to the Winter Hill Gang. As part of his alleged efforts to shield Bulger and Flemmi from prosecution, Connolly, with the knowledge, assistance, or acquiescence of the other agents (except Ahearn), allegedly informed Bulger and/or Flemmi that McIntyre was providing the United States Drug Enforcement Administration (the “DEA”) with information that incriminated Bulger and Flemmi in criminal activity within DEA’s area of concern. According to the plaintiffs, the agents made, caused, or permitted this disclosure, knowing, or with deliberate indifference to the possibility, that Bulger and Flemmi would in turn murder McIntyre or cause him to be murdered. The plaintiffs also allege that all of the agents subsequently violated the constitutional rights of the Estate by engaging in “cover ups” of the murder of McIntyre and of numerous other criminal activities of Bulger and Flemmi. The agents allegedly engaged in this misconduct to preserve the status of Bulger and Flemmi as top echelon informants and to conceal the FBI’s corrupt relationship with them.
The complaint is in thirteen counts.
1
In counts IX through XII, the plaintiffs assert claims under
Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,
Count IX: This count alleges a violation of the Fourth Amendment right of McIntyre to be free from unreasonable seizure by the government. The claim *95 is asserted against all of the agents except Ahearn.
Count X: This count alleges a violation of the Fifth Amendment substantive due process right of McIntyre not to be deprived of his life or liberty by the government. The claim is asserted against all of the agents except Ahearn.
Count XA: This count alleges a violation of the Fourth and Fifth Amendment rights of McIntyre described in counts IX and X. The claim is asserted against Greenleaf and Ring under a theory of supervisory liability.
Count XI: This count alleges a conspiracy in violation of the Fourth and Fifth Amendment rights of McIntyre described in counts IX and X. The claim is asserted against all the agents.
Count XII: This count alleges a conspiracy to violate the First and Fifth Amendment right of the Estate to access to the courts. The claim is asserted against all the agents.
Before the court are the motions of all of the agents for judgment on the pleadings as to the Bivens claims, based on the defense of qualified immunity. On April 23, 2003, I ordered the agents moving for dismissal on the ground of qualified immunity to file a joint memorandum in support of their several motions to the extent that it was practicable to do so. McIntyre v. United States, Civ. No. 01-10408 (D.Mass. Apr. 23, 2003) (docket entry 280). An individual memorandum was to be filed only if the motion of an individual agent “raise[d] issues, with respect to qualified immunity, that are unique in his circumstances.” Id. Pursuant to this order, Ahearn, Fitzpatrick, Greenleaf, Kennedy, and Ring, together with four other agent defendants in related cases, 2 submitted their Consolidated Memorandum of Law in Support of the Individual Defendants’ Motions to Dismiss or for Judgment on the Pleadings on the Basis of Qualified Immunity (“Def.s’ Cons.Mem.,” docket entry 308). Morris filed a motion to join the motions of the other defendants to dismiss on grounds of qualified immunity. 3 Similarly, Connolly filed a motion for judgment on the pleadings based on qualified immunity. 4 The plaintiffs in this case joined with plaintiffs in related cases in filing the Plaintiffs’ Consolidated Brief in Opposition to Defendants’ Motion to Dismiss or for Judgment on the Pleadings on the Basis of Qualified Immunity (“Pl.s’ Cons.Br. Opp.,” docket entry 321 in McIntyre). The individual defendants filed a consolidated reply (docket entry 324).
II. FACTS
For the purpose of the present motions, I must' treat all well-pleaded facts, and all reasonable inferences therefrom, as true.
Martin v. Applied Cellular Tech., Inc.,
284
*96
F.3d 1, 6 (1st Cir.2002);
United States v. United States Currency, $81,000.00,
A. The Agents
■ A brief identification of each agent, based on the complaint, is helpful in understanding the factual allegations.
Agents assigned to the Organized Crime Squad of the FBI Boston Office. Connolly was a special agent in the Organized Crime Squad (the “OCS”) of the FBI field office in Boston (the “FBI Boston Office”) from approximately February 1973 until his retirement from the FBI in 1990. During this time, he was the “handler” of Bulger and Flemmi. Morris was assigned to the FBI Boston Office roughly from March 1972 until November 1991. Between December 1977 and January 1983, Morris was the chief of the OCS and was Connolly’s direct supervisor. After Morris left the OCS, he continued to have contact with Connolly, Bulger, and Flemmi. Ring was the chief of the OCS from approximately January 1983 until 1990 and was Connolly’s direct supervisor when McIntyre was murdered.
The “special agents in charge” of the FBI Boston Office. Greenleaf was the special agent in charge (the “SAC”) of the FBI Boston Office from approximately November 1982 until December 1986 and was the SAC at the time of the murder of McIntyre. Fitzpatrick was an “assistant special agent in charge”(“ASAC”) of the FBI Boston Office assigned to the McIntyre matter at the time Bulger and Flem-mi murdered McIntyre. 5 Aheam assumed the position of SAC of the FBI Boston Office upon Greenleaf s departure and con *97 tinued in that position for the remainder of the time period relevant to the complaint.
Kennedy. Kennedy was a special agent in the FBI Boston Office when McIntyre was murdered in 1984. He was the “operational liaison with other agencies concerning narcotics matters.” Compl. ¶ 251.
B. The Use of Informants by the FBI as Alleged in the Complaint
In the mid-1960’s the FBI, including the FBI Boston Office, began to investigate LCN. In the Greater Boston area, LCN was in direct competition with the Winter Hill Gang — a more local, clandestine criminal organization. As the FBI investigated LCN, the development of “top echelon” criminal informants became a high priority for the agency. Top echelon informants were individuals who “could provide a continuous flow of quality criminal intelligence information regarding the leaders of organized crime.” Id. 139. Information provided to the FBI by its informants permitted the FBI to prosecute and convict members of LCN. Thus, an FBI agent’s success in developing informants— particularly top echelon informants— could significantly advance the agent’s career.
Although often ignored in the FBI Boston Office, guidelines in the FBI Manual of Instructions (the “Guidelines”) prescribed limitations on the use of informants. The Guidelines required that
special care be taken not only to minimize ... use [of informants] but also to ensure that individual rights are not infringed and that the government itself does not become a violator of the law. Informants as such are not employees of the FBI, but the special relationship of an informant to the FBI imposes a special responsibility upon the FBI when the informant engages in activity where he has received, or reasonably thinks he has received encouragement or direction for that activity from the FBI.
Id. ¶ 110. Similarly, the Guidelines advised agents that “[t]he FBI may not use informants ... for acts ... which the FBI could not authorize for its undercover agents.” Id. ¶ 111 (alterations in original). Further, the Guidelines mandated that “[u]nder no circumstances shall the FBI take any action to conceal a crime by one of its informants.” Id. ¶ 112. “[I]f the FBI learned that one of its informants had violated the law in furtherance of his assistance to the FBI,” the FBI was required to report the crime to law enforcement or prosecutive authorities, or to the United States Department of Justice. Id. ¶¶ 113; 114. The Guidelines contained the same mandate where the FBI had “knowledge that one of its informants had committed a serious crime unconnected with his FBI assignments.” Id. ¶ 115 (internal quotation marks omitted). The Guidelines also dictated that agents seek pre-authorization to permit an informant to commit a crime in order to obtain information for the FBI. Finally, the Guidelines required agents to “avoid any disclosure to anyone which might permit identification of a criminal informant or even cast suspicion on a criminal informant.” Id. ¶ 109.
C. The Development of Bulger and Flemmi as Informants as Alleged in the Complaint
Flemmi was first developed as a top echelon informant in 1967 by H. Paul Rico, then a special agent in the FBI Boston Office. At the time, Rico knew Flemmi was “a .suspect of [sic] possibly being involved in gangland slayings.” Id. ¶47. “Rico promised Flemmi protection from the FBI if Flemmi would become an FBI informant.” Id. ¶ 43. Rico proved true to that promise. For example, in 1969, he warned Flemmi to leave Boston because Flemmi would soon be indicted; in 1974, Rico successfully arranged to have a mur *98 der charge against Flemmi dropped upon Flemmi’s return to Boston.
The same year that Flemmi returned to Boston, Connolly transferred from an FBI field office in New York to the FBI Boston Office. As a special agent in the OCS, Connolly sought to cultivate Bulger as an informant. Despite the fact that Bulger was known to be violent, Connolly extended the same promise of protection to Bul-ger that Rico had given Flemmi. In 1975, Connolly succeeded in having Bulger designated as a “top echelon” informant. Shortly thereafter, Flemmi, who was working with Bulger, but was no longer an official FBI informant, also began providing information to Connolly. Flemmi was eventually re-registered as an FBI informant in 1980. Connolly continued to act as the “handler” of Bulger and Flemmi until he retired from the FBI in 1990, even though, at'times, he led FBI headquarters in Washington, D.C. to believe that he was no longer using them as informants.
D. Allegations that the Agents Shielded Bulger and Flemmi from Investigation and Prosecution
All of the agents “knew that despite their cooperation with the FBI, Bulger and Flemmi were still engaged in serious criminal wrongdoing.” Id. ¶ 84. The agents went to great lengths to protect Bulger and Flemmi from investigation and prosecution by state law enforcement agencies, other federal agencies, and even other offices and divisions of the FBI. The agents had several incentives to ensure that the criminal activities of Bulger and Flemmi were not exposed. The information that Bulger and Flemmi provided to Connolly and Morris enabled them and the other agents to investigate and prosecute key members of LCN, resulting in prestige not only for Connolly and Morris, but for those above them in the chain of command. Further, as Connolly and Morris became more entrenched in their relationship with Bulger and Flemmi, Connolly and Morris treated Bulger and Flemmi more as friends than as criminals, accepting from Bulger and. Flemmi gifts,. including wine and money. If Bulger and Flemmi were prosecuted, their corrupt relationship with Connolly and Morris would have been disclosed. Moreover, with each improper deflection of an investigation of Bulger and Flemmi, it became more important for Connolly, Morris, and the other agents to prevent the previous “cover ups” from being discovered.
One of the ways in which Connolly and Morris helped Bulger and Flemmi to avoid investigation and prosecution was by alerting them that criminal associates of the two Winter Hill gangsters were cooperating or might cooperate with law enforcement agencies in providing information about the gangsters’ criminal activities. Such disclosures prompted Bulger and Flemmi to murder persons who had been identified by Connolly and/or Morris as actual or possible informants. After each murder, the agents failed to perform a thorough investigation of the .crime and prevented other law enforcement agencies from discovering the circumstances of the victim’s death.
In 1976, for example, Bulger and Flem-mi learned from Connolly that Richard Castucci was providing the FBI with specific information regarding the whereabouts of two fugitive members of the Winter Hill Gang. As a result of Connolly’s disclosure, Bulger and Flemmi murdered Castucci on or about December 29, 1976. In 1981, Bulger and Flemmi learned from Connolly that Oklahoma businessman Roger Wheeler, an official of World Jai Alai (“WJA”), suspected that John Callahan, the president of WJA, was skimming money from WJA for the Winter Hill Gang. On May 27, 1981, Bulger, Flemmi and others caused Wheeler to be shot and killed in Tulsa, Oklahoma. In January. 1982, Brian *99 Halloran, a member of the Winter Hill Gang, began to cooperate with the FBI Boston Office and implicated Bulger, Flemmi, and Callahan in the Wheeler murder. Morris learned of Halloran’s cooperation and passed on the information to Connolly. Connolly in turn disclosed Hal-loran’s cooperation to Bulger and Flemmi, and, on May 11, 1982, Bulger and others gunned down Halloran outside a café in South Boston. Later that year, Connolly alerted Bulger and Flemmi that law enforcement agencies were seeking to question Callahan about the Wheeler and Hal-loran murders; as a result, Bulger and Flemmi caused Callahan to be murdered on or about August 1, 1982.
E. The Murder of McIntyre in 1984 as Alleged in the Complaint
In mid-October 1984, John McIntyre, the engineer on a ship called the Valhalla, began to cooperate with the local police in the investigation of criminal activities in which Bulger was involved. He revealed that Bulger participated in an attempt to use the Valhalla to smuggle weapons from Massachusetts to the Irish Republican Army (“IRA”) in Ireland. The local police arranged for agents from the United States Customs Service and the FBI, including defendant Kennedy, to participate in the questioning of McIntyre. During the interview with Kennedy, McIntyre repeated his allegations about Bulger’s involvement in the arms shipments. At the time of this interview, Kennedy was aware of at least some of the ongoing criminal activities of Bulger and Flemmi. Kennedy reported the information he received from McIntyre to Greenleaf; Connolly was present when these FBI agents discussed McIntyre’s cooperation with law enforcement agencies. In October or November 1984, Bulger and his associates learned from Connolly that McIntyre was informing authorities about illegal activities carried out by Bulger and his associates. 6 As a result of this disclosure, Bulger, Flem-mi 7 and Weeks kidnapped, tortured, and murdered McIntyre on or about November 30,-1984.
After the disappearance of McIntyre, the FBI Boston Office told his family that he was a fugitive and failed to undertake any effort to investigate McIntyre’s disappearance. Moreover, in the years following the murder of McIntyre, all of the agents continued to protect Bulger and Flemmi from investigation and prosecution with respect to any of their criminal activities. See generally id. ¶¶ 298-365, 472, 473.
F. The Alleged Liability of the Agents
In addition to the allegations set out above, the plaintiffs allege that the conduct of all the agents, except Ahearn, resulted in the death of McIntyre because the agents
continued to utilize Bulger and Flemmi as top echelon informants; failed to control the criminal activities of Bulger and Flemmi; failed to enforce the [Guidelines] governing high echelon informants, including Bulger and Flemmi; ... failed to inform the appropriate law *100 enforcement or prosecutive authorities of the criminal activities of Bulger and Flemmi; continued to allow Connolly to remain Bulger and Flemmi’s “handler” when it was known or should have been known that he should have been removed from that position; failed to warn and protect McIntyre after he agreed to cooperate with federal law enforcement agencies; and failed to warn and protect McIntyre after it became known to the Bulger Group that McIntyre was cooperating with law enforcement officials concerning the illegal activities of the Bulger Group.
Id. ¶ 421, 427.
The plaintiffs further assert that Ring and Greenleaf are liable for the murder of McIntyre because they failed to supervise Connolly in his role as the “handler” of Bulger and Flemmi. Likewise, the plaintiffs claim that Ring and Greenleaf allegedly failed to supervise Kennedy in his duty to warn and protect McIntyre.
III. DISCUSSION
A. Standard for Consideration of the Motions
As explained above, when ruling on motions brought under Fed.R.Civ.P. 12(c), I must accept as true the factual allegátioris of the complaint and draw all reasonable inferences therefrom in favor of the plaintiff; I may not grant the motion unless “it appears beyond a doubt that the plaintiff[s] can prove no set of facts in support of [their] claimfs] which would entitle [them] to relief.”
United States Currency, $81,000.00,
B. Qualified Immunity
Under the qualified immunity doctrine, “government officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly ■ established ■ ... constitutional fights of which a reasonable person would have known.”
Harlow v. Fitzgerald,
*101
In determining whether qualified immunity applies in a specific case, a court must “first determine whether the plaintiff has alleged the deprivation of an actual constitutional right at all, and if so, proceed[] to determine whether that right was clearly established at the time of the alleged violation.”
Wilson v. Layne,
C. Fourth Amendment
The plaintiffs allege that the murder of McIntyre deprived McIntyre of his right under the Fourth Amendment to be free from unreasonable governmental seizure and his Fifth Amendment right to substantive due process. The plaintiffs, however, cannot maintain claims for the violation of both of these rights, because “where a particular Amendment ‘provides an explicit textual source of constitutional protection’ against a particular sort of government behavior, ‘that Amendment, not the more generalized notion of ‘substantive due process/ must be the guide for analyzing these claims.’ ”
Albright v. Oliver,
The agents argue that the murder of McIntyre was not a Fourth Amendment seizure because a seizure requires “governmental termination of freedom of movement
through means intentionally applied,” Brower V: County of Inyo,
Neither the argument of the agents nor that of the plaintiffs completely resolyes the question of whether the plaintiffs have alleged a seizure within the meaning of the Fourth Amendment. While I- cannot glean from the agents’ memorandum how they would define “direct police action,”
10
it is “well established that unlawful acts performed by informants at the instance of Government officials may, for Fourth Amendment purposes, be treated as acts of the Government itself.”
United States v. Bennett,
Despite the, problems with the agents’ position and a superficial appearance of soundness in the plaintiffs’ position, the plaintiffs’ argument nevertheless fails to carry the day for them. Apparently the
*103
plaintiffs interpret
Brower
as holding that a Fourth Amendment seizure occurs
whenever
“there is a governmental termination of freedom of movement
through means intentionally applied.”
It is clear, in other words, that a Fourth Amendment seizure does not occur whenever there is a governmentally caused termination of an individual’s freedom of movement (the innocent passerby), nor even whenever there is a governmentally caused and governmen-tally desired termination of an individual’s freedom of movement (the fleeing felon), but only when there is a governmental termination of freedom of movement through means intentionally applied.
Id.
at 596-97,
Contrary to the implication the plaintiffs find in the foregoing language, the passage indicates that “governmental termination of freedom of movement through means intentionally applied” is merely one
element
of a Fourth Amendment seizure— not the entire
definition
of such a seizure. While
all
seizures are governmental terminations of freedom of movement through means intentionally applied, the reverse is not true: not all governmental terminations of freedom of movement through means intentionally applied are seizures. “[Governmental conduct which is not actuated by an investigative or administrative purpose will not be considered a ‘search’ or ‘seizure’ for purposes of the Fourth Amendment.”
Heinrich ex rel. Heinrich v. Sweet,
In other cases, however, the distinction between police conduct actuated by an administrative or investigative purpose and police conduct actuated by some other purpose must be made. The Second Circuit’s analysis in
Hemphill v. Schott,
The plaintiff, acting pro se, brought a claim under § 1983 against the officers, claiming the defendants had used “excessive force” and “unlawful action” to deprive him of life and liberty. Id at 414. Without addressing the plaintiffs allegations about the role the officers allegedly played in “aiding and abetting” the private citizen’s shooting of the plaintiff, the district court granted the defendants’ motions for summary judgment, holding that the force used by the police officer who shot the plaintiff was reasonable for purposes of the Fourth Amendment.
On appeal, the officers argued that their conduct with respect to the private citizen “must be analyzed exclusively under the requirements of the Fourth Amendment” because it “occurred in the context of [the plaintiffs] arrest.” Id at 418. The Second Circuit disagreed, and, in reversing the decision of the trial court, explained that
while some of the facts that comprise [the plaintiffl’s allegations with respect to the Officers’ aiding and abetting [the private citizen] occurred in the “context” of his arrest in a physical sense, the Officers’ alleged actions with respect to [the private citizen] form a different kind of claim from excessive force in effecting an arrest. Graham’s holding that excessive force claims in the context of an arrest are to be analyzed under the Fourth Amendment’s objective stan *105 dards does not extend to this unusual situation in which the police officers allegedly engaged in a deprivation of rights coincident with, but, distinct from, their arrest of the suspect.
Id. at 418-419.
When compared to the more subtle circumstances in Hemphill, where the substantive due process violation was “coincident” to, yet distinctive from, the police’s arrest of the victim, the inapplicability of the Fourth Amendment to the allegations of the present plaintiffs is obvious. The plaintiffs have not alleged facts suggesting that the murder of McIntyre was “governmental conduct ... actuated by an investigative or administrative purpose.” Indeed, the plaintiffs have argued that the murders were “for the purpose of furthering the criminal enterprise” among Bulger, Flemmi, Connolly, Morris, and others. Pl.s’ Cons.Br. Opp. at 19. Moreover, the FBI was not investigating McIntyre. On the contrary, the plaintiffs allege that McIntyre was murdered to shut down or prevent investigations of criminal activity of Bulger and Flemmi.
Because the Fourth Amendment is not the source of a constitutional right the agents may have violated when they allegedly caused the murder of McIntyre, the plaintiffs have not stated a claim against the agents under that Amendment. Thus, the motions of the agents for judgment on the pleadings on the Fourth Amendment claims (counts IX, XA, and XI, to the extent the latter two concern the Fourth Amendment), are GRANTED.
D. Substantive Due Process Rights of McIntyre
The plaintiffs have alleged in counts X, XA, and XI of their complaint that the agents violated the substantive due process right of McIntyre to life and liberty by acts and omissions that led to his murder. In their qualified immunity defense as to these claims, the agents argue that (1) the murder of McIntyre was not “government action,” and (2) McIntyre did not have clearly established substantive due process rights that would have required the agents to protect him from private violence. For the reasons set forth below, I deny in part and grant in part the motions of the agents.
1. Conspiracy Claims
Before embarking on an analysis of whether the conduct of the agents regarding the murder of McIntyre violated his substantive due process rights, I will apply two principles that will eliminate one of the conspiracy claims in this case. In count XI the plaintiffs allege that Ahearn violated McIntyre’s substantive due process rights by joining a conspiracy whose members had previously caused McIntyre’s murder in furtherance of the conspiratorial object of protecting Bulger and Flemmi. The complaint, however, does not contain any reference to conduct by Ahearn occurring prior to the death of McIntyre. It is therefore a legal and factual impossibility that Ahearn violated the substantive due process rights of McIntyre, because those rights terminated at the time of McIntyre’s death.
See Judge v. Lowell,
There is a second reason that impels me to grant the motions of Morris, Connolly, Kennedy, Fitzpatrick, Ring, and Greenleaf as to count XI of the McIntyre complaint. The stated object of the conspiracy described in count XI was to protect Bulger and Flemmi from investigation and prosecution. In a
Bivens
claim based on a theory of conspiratorial liability, however, the plaintiffs must allege that the agents “act[ed] in concert” to (1) deprive the decedents of their civil rights; or to (2) “commit a lawful act,” “the principal element of which is an agreement between the [agents] to inflict an [unconstitutional injury] upon the [decedents].”
Earle v. Benoit,.
2. The Substantive Due Process Claim Against Connolly
Although, all of the agents allegedly protected Bulger and Flemmi from investigation and prosecution, Connolly’s alleged misconduct is at the heart of the plaintiffs allegations. Connolly was the agent whose alleged misconduct had the closest nexus to the murder of McIntyre: Connolly allegedly revealed McIntyre’s informant status to Bulger and Flemmi, knowing that the disclosure would result in injury to McIntyre. The alleged misconduct of the other agents consists primarily of acts or failures to act in matters concerning Connolly’s “handling” of Bulger and Flemmi. Thus, a necessary condition to the liability of these agents for a violation of the clearly established substantive due process rights of McIntyre is that Connolly is liable for such a violation. If Connolly did not violate the clearly established substantive due process rights of McIntyre, then any misconduct by the other agents with respect to the murder of McIntyre will not rise to the level of a constitutional violation. I therefore first examine whether the plaintiffs have sufficiently alleged that Connolly violated the clearly established substantive due process rights of McIntyre.
a. General Principles of Substantive Due Process
The Fifth Amendment óf the Constitution of the United States mandates that “[n]o person shall ... be deprived of life, liberty, or property without due process of-law.” U.S. Const. amend. V. The “touchstone of due process is protection of the individual against arbitrary action of the government.”
County of Sacramento,
b. Conscience-Shocking Conduct: The Touchstone of Arbitrary Executive Conduct
The guarantee of substantive due process “limits what the government may do in both its legislative ... and its executive capacities,” and the “criteria to identify what is fatally arbitrary differ depending on whether it is legislation or a specific act of a governmental officer that is at issue.”
County of Sacramento,
The touchstone of arbitrariness of executive conduct is of necessity different from that of legislation. Because “only the most egregious official conduct can be said to be ‘arbitrary in the constitutional sense,’ ”
County of Sacramento,
Admittedly, the term “conscience-shocking” is far from self-defining. The Supreme Court has observed that “the measure of what is conscience shocking is no calibrated yard stick, [although] it does ... ‘poin[t] the way.’ ”
County of Sacramento,
*109
As alleged in the complaint the conduct of Connolly in relation to the murder of McIntyre is conscience-shocking because it was “conduct intended to injure [McIntyre] in some way unjustifiable by any government interest.” According to the plaintiffs’ allegations and reasonable inferences from those allegations, Connolly purposefully revealed McIntyre’s cooperation with the DEA to Bulger and Flemmi. At the time of disclosure, Connolly knew that, under any circumstance, revealing the identity of a confidential informant could result in the informant’s death. He also fully appreciated that the danger was especially high in revealing to Bulger and Flemmi the identity of informants who provided information about them to law enforcement agencies. Connolly knew that Bulger and Flemmi had committed murders, and that they had murdered other informants whose identities had been revealed to them. Thus, the plaintiffs have alleged that the disclosure by Connolly of McIntyre’s confidential informant status to Bulger and Flemmi was not only “conduct intended to injure” McIntyre, but also conduct intended to injure him
fatally.
Moreover, the conduct was “unjustifiable by any government interest.” It is true that the government had a legitimate interest in investigating and prosecuting members of LCN for their criminal activities, and, in a most perverse sense, the death of McIntyre furthered that lawful goal. With good reason, however, neither Connolly nor any of the other agents has advanced a Swiftian proposal
18
that the government’s interest in prosecuting LCN warranted offering up McIntyre as a sacrificial lamb. Indeed, -it is a fundamental tenet of the Constitution that the ends of law enforcement do not justify all means used to fight crime.
See, e.g., Olmstead v. United States,
c. Violation of a Fundamental Right
I must next determine whether the plaintiffs have adequately alleged that the conscience-shocking conduct of Connolly violated a fundamental right of McIntyre. A key question in determining whether Connolly violated the substantive due process rights of McIntyre is whether the plaintiffs’ allegations support the inference that the murder of McIntyre at the hands of Bulger, Flemmi, or their associates, was sufficiently connected to the government to take the crimes out of the category of purely private violence. While “[t]he Due Process Clause is intended to prevent government officials ‘from abusing [their] power or employing it as an instrument of
*110
oppression,’ ”
Cummings,
271
F.3d
at 346 (quoting
County of Sacramento,
As discussed below, there are, however, limited circumstances under which the government may have a duty to protect individuals from the wrongful acts of third parties. Here, Connolly and the other agents contend that the murder of McIntyre was an act of private violence, and that the narrow exceptions to the general rule that government agents do not have a duty under the Constitution to protect citizens from the acts of private violence do not apply. In contrast, the plaintiffs argue both that the murder of McIntyre implicates these exceptions and that, moreover, the murder was not purely private conduct, but government action. For the reasons explained below, I hold that the plaintiffs have adequately alleged that the murder of McIntyre was government action.
i. Murder of McIntyre as Private Violence
There are two exceptions to the general rule that the guarantee of substantive due process does not require the government to protect citizens from acts of private violence: (1) when the government has restrained a citizen’s ability to care for himself, as in the case of incarcerated persons or persons in a foster care setting,
see DeShaney v. Winnebago County Dept. of Social Servs.,
(a) Governmental Restraint of Victim
In
DeShaney,
the Supreme Court observed that, absent any claim that the state created the danger, a citizen does not have a constitutional right to be free from the violent acts of third parties, unless the state has restrained the citizen’s liberty. In that case, state officials had taken temporary custody of a small child, Joshua, after receiving reports that his father had physically abused him. After the father voluntarily committed to taking certain steps to improve the child’s welfare, the officials returned Joshua to his father’s custody. Although the officials later became aware that the father was not adhering to the promises he made prior to Joshua’s return, and that Joshua was showing signs of physical abuse, the state took no action until the father beat Joshua so severely that the child fell into a life-threatening coma and became profoundly retarded. Joshua and his mother brought a § 1983 action against the state Department of Social Services, certain of its employees, and the county, alleging that the defendants violated Joshua’s substantive due process rights “by failing to intervene to protect him against a risk of violence at his father’s hands of which they knew or should have known.”
Id.
at 193,
Affirming the lower courts, the Supreme Court reiterated the principle that there is no general constitutional right to be free from private violence:
[N]othing in the language of the Due Process Clause itself requires the State to protect the life, liberty, and property *111 of its citizens against invasion by private actors. The Clause is phrased as a limitation on the State’s power to act, not as a guarantee- of certain minimal levels of safety and security. It forbids the State itself to deprive individuals of life, liberty, or property without “due process of law,” but its language cannot fairly be extended to impose an affirmative obligation on the State to ensure that those interests do not come to harm through other means.... Its purpose was to protect the people from the State, not to ensure that the State protected them from each other.
Id.
at 195-196,
The Court rejected the plaintiffs’ “special relationship” argument.
Id.
at 198,
Despite this case law, the plaintiffs argue that, because McIntyre was a government informant, he was “owed a constitutionally protected duty of care arising out of a recognized ‘special relationship.’ ” *113 Pl.s’ Cons.Br. Opp. at 11. The plaintiffs label the “ ‘defendants’ reliance on the proposition “that this only occurs ‘through incarceration, institutionalization, or other similar restraint of personal liberty’ ” ’ ” as “misplaced and incomplete,” id. (quoting Def.s’ Cons.Mem. at 18), and maintain that “serving as a confidential informant for law enforcement significantly compromises one’s ability to protect oneself, quite in the same fashion as if one were in a prison setting,” id.
The plaintiffs’ argument fails because, unlike an inmate or involuntarily institutionalized patient, the informant/government relationship is voluntary and does not involve physical restraint by government agents. The plaintiffs have not suggested that the government physically forced McIntyre to become an informant. To be sure, because McIntyre was suspected of criminal activity, his decision to cooperate might have been based on persuasive argument by the government that it was in his interest to assist the government’s investigation and prosecution of the criminal activities of others. It is also safe to say that confidential informants are generally more at risk than persons who are not informants. But neither the government’s leverage in recruiting criminal suspects to become informants nor the danger inherent in one’s acceptance of that role amounts to “incarcération, institutionalization, or other similar restraint of personal liberty.”
DeShaney,
(b) State-Created Danger
Another exception to the general rule that there is not a constitutional right to be free from private violence is the so-called “state-created danger” theory. In DeShaney, the Court implicitly acknowledged that, where the government’s affirmative acts render a citizen more vulnerable to private., violence, the .citizen has a corresponding constitutional right to be protected from that violence:
While the state may have been aware of the dangers Joshua faced in the free world, it played no part in their creation, nor did it do anything to render him any more vulnerable to. them. That the State once took temporary custody of Joshua does not alter the analysis, for when it returned him to his father’s custody, it placed him in no worse position than that in which he would have been had it not acted at all; the State does not become the permanent guarantor of an individual’s safety by having once offered him shelter. Under these circumstances, the State had no constitutional duty to protect Joshua.
The agents argue that the plaintiffs cannot rely on the state-created danger theory because, at the time of the agents’ alleged misconduct, a substantive due process right based on this theory was not “clearly established.” The threshold question for a court to consider in assessing the qualified immunity defense in a given case, however, is whether “the facts alleged show the [defendants’] conduct violated a constitutional right.”
Saucier v. Katz,
But the plaintiffs argue in vain when they assert that the “state-created danger” theory, or the “constitutional duty not to affirmatively abuse governmental power so as to create danger to individuals and render them more vulnerable to harm,”
Soto,
In light of the First Circuit’s unambiguous holding in Soto that a substantive due process right under the state-created danger theory was not clearly established in 1991, the plaintiffs face a formidable obstacle. The plaintiffs contend, however, that Soto is inapplicable to their case because Soto failed to “distinguish [between] materially distinct theories of state created danger,” and because the harm to which the agents exposed McIntyre was a more likely and more dangerous harm than that implicated in the cases cited by the First Circuit in Soto. Pl.s’ Cons.Br. Opp. at 16 The plaintiffs also maintain that Soto is inapposite, because, in Soto, there was no evidence that the children (rather than the plaintiff) were at risk of being killed by the husband. Contrasting their case with Soto, the plaintiffs point out that McIntyre was both the anticipated and actual victim of the danger created by the agents. Pl.s’ Cons.Br. Opp. at 15-16.
While there may be factual distinctions between Soto and the present case, these differences are immaterial insofar as the plaintiffs rely on a state-created danger theory for their contention that the agents violated a clearly established right. The decision in Soto was not premised on the degree of harm the victims faced or the fact that the father had only threatened to kill the plaintiff, rather than the couple’s children. Such factors might be material to an inquiry into whether a right under the state-created theory was violated, but not whether the right existed in the first place.
Finally, the plaintiffs seek to avoid the result required by
Soto
by arguing that, even if the First Circuit had not recognized the state-created danger theory at the time of the murder of McIntyre, “a factual question still exists whether the defendants ... had special knowledge through FBI legal training, regarding the
emerging
‘state created danger theory prior to [the alleged misconduct by the defendants].” Pl.s’ Cons.Br. Opp. at 3 (emphasis added). The mere statement of this proposition undermines the viability of the argument that the theory of liability based on state-created danger was clearly established at the time McIntyre’s murder. If the state-created danger is only “emerging,” perforce it is not clearly established. Furthermore the question of whether a constitutional right is “clearly established” is a legal question, not a fact question.
Elder v. Holloway,
ii. Murder of McIntyre as Government Action
The question of whether the agents violated the substantive due process rights of *116 McIntyre need not be cast only in terms of the possible obligation of the agents to protect McIntyre from private violence, however. Not all action by non-governmental employees is private action. Here, the plaintiffs have alleged that Connolly gave Bulger and Flemmi information, opportunity, encouragement, and protection to murder McIntyre. It is also reasonable to infer from such allegations that the murder of McIntyre was the intended result of Connolly’s disclosure. Under the circumstances as alleged, I hold that the involvement of Connolly in the murder of McIntyre transformed what ordinarily would have been a crime committed by private individuals into government action.
(a) Attributing Conduct of the Informants to the Government
As a prelude to the discussion of whether the murder of McIntyre is to be considered government action, it is worth noting that the federal courts have long held that the government, may not categorically absolve itself of responsibility for the actions of its informants simply by disclaiming any formal agency relationship with them. Almost half a century ago, in
Sherman v. United States,
[The] Government cannot disown [the informant] and insist it is not responsible for his actions. Although he was not being paid, [the informant] was an active government informer who had but recently been the instigatory [sic] of at least two other prosecutions.... In his testimony the federal agent in charge of the case admitted that he never bothered to question [the informant] about the way he had made contact with [defendant]. The Government cannot make such use of an informer and then claim disassociation through ignorance.
Id.
at 373-75,
(b) Governmental Participation in Private Conduct
With that backdrop, I turn to the question of when the conduct of a private citizen— who may or may not be and informant— is “government action” for purposes of holding government officials and the private citizen himself liable for the deprivation of constitutional rights. The notion that the action of a private party can be government action for purposes of determining whether a constitutional violation has occurred was widely discussed in cases arising from the Civil Rights Movement of the 1960’s and 1970’s. In those cases, claimants alleged that the government’s imprimatur on the discriminatory acts of private citizens violated their rights under the Equal Protection Clause of the Fourteenth Amendment. U.S. Const. amend. XIV.
26
In
Burton v. Wilmington Parking Authority,
By its inaction, ... the State [ ] has not only made itself a party to the refusal of *118 service, but has elected to place its power, property and prestige behind' the admitted discrimination. The State has so far insinuated itself into a position of interdependence with [the private business] that it must be recognized as a joint participant in the challenged activity, which, on that account, cannot be considered to have been so “purely private” as to fall without the scope of the Fourteenth Amendment.
*119 Courts have addressed several kinds of government involvement in private conduct in determining whether that private conduct may be treated as government action in the context of a claimed .constitutional violation. Because the calculus involves “sifting facts and weighing circumstances,” the descriptions and tests for liability of government actors for constitutional violations, based on government involvement in private conduct, have multiplied 29 since Burton was issued. There is no rubric that is the single expression of the circumstances in which government action will be found in the conduct of private actors. 30 Still, the cases have a common theme: when a government actor participates in the conduct of private actors that would violate the constitution if the conduct were solely that of the government actor, the conduct is government action for purposes of analyzing whether a constitutional violation has occurred. I need only discuss a sampling of cases that may be fairly analogized to the cases presently before me to make the point.
In the well-known case,
Adickes v. S.H. Kress & Co.,
In
Fries v. Barnes,
Over a decade after the
Fries
decision, the Second Circuit, in
Dwares v. City of New York,
The Second Circuit’s analysis in
Hemphill v. Schott,
In the four cases discussed above, the courts used a variety of expressions to describe the relationship between the private and public actors in finding government action where a private party delivered the final blow. The store clerk and the policeman in
Adickes
might have “reached an understanding” or had a “meeting of the minds” to refuse service to the plaintiff.
*122
wer.e “involved” in a “collaborative undertaking” and that the officers “aided and abetted” the physicians and “directed” the objectionable conduct.
The relationship between Connolly, on the one hand and, Bulger and Flemmi, on the other, with respect to the murder of McIntyre, may be characterized by any of the nomenclature used in Adickes, Fries, Dwares, and Hemphill. As I have noted above, the allegations and the reasonable inferences from them are that Connolly not only knew the dire consequences of revealing to Bulger and Flemmi the identity of McIntyre as an informant, but intended that Bulger and Flemmi would kill McIntyre following the disclosure of his identity. The plaintiffs allege that Connolly had an incentive to quiet McIntyre. Because the hallmark of a successful FBI agent was handling a “top echelon” informant, it was necessary to protect Bulger and Flemmi from prosecution in order for Connolly to continue benefiting from the prestige of that relationship. Moreover, Bulger and Flemmi were a repository of information not only about LCN, but also about the malefactions of the FBI generally, and of Connolly in particular. Criminal prosecution of Bulger and Flemmi might expose the corrupt relationship Connolly maintained with Bulger and Flemmi. Thus, Connolly, Bulger, and Flemmi might be said to have “reached an understanding;” that they had a “meeting of the minds;” that they engaged in a “collaborative undertaking;” or that they conspired to kill the McIntyre. The disclosure by Connolly of the informant status of McIntyre may have been a “prearranged official sanction of privately inflicted injury.” It can also be said that, by disclosing McIntyre’s identity as an informant and communicating in word or in deed that the FBI would deflect efforts by other law enforcement agencies to investigate and prosecute Bulger and Flemmi for murdering McIntyre, Connolly “aided and abetted” the homicide. Regardless of the descriptor used, the plaintiffs have alleged that Connolly, in his role as a government official, participated in the murder of McIntyre, and the constitutionality of his conduct and that of all of the agents must be analyzed on the premise that the murder of McIntyre was government action.
3. Violation by Connolly of the Clearly Established Substantive Due Process Rights of McIntyre
The Fifth Amendment explicitly states that the government may not deprive a citizen of life without due process of law. Indeed, “[o]ne of the less contro
*123
versial aspects of the due process clause is its implicit prohibition against a public officer’s intentionally killing a person, or seriously impairing the person’s health, without any justification.”
K.H. ex rel. Murphy v. Morgan,
The defense of qualified immunity applies unless the law is clearly established either by materially similar precedent or by general legal principles that apply with obvious clarity to the facts of the case.
Hope v. Pelzer,
general statements of the law are not inherently incapable of giving fair and clear warning, and in other instances a general constitutional rule already identified in the decisional law may apply with obvious clarity to the specific conduct in question, even though the very action in question has not previously been held unlawful.
Hope,
Cases in which “general statements of the law” gave “fair and clear ruling” applied “with obvious clarity” to the conduct in question include
Drummond, v. City of Anaheim,
Based on these principles, I hold that in 1984, the substantive due process right to not be murdered by a private actor where a government actor aided, abetted, collaborated or conspired with the private actor to accomplish the murder was clearly established.. Although in ,1984 the courts had not addressed factual circumstances “fundamentally similar” to those alleged by the plaintiffs in this case, “in the light of pre-existing law, the unlawfulness” of Connolly’s conduct was “apparent.”
Anderson,
Although none of the parties have addressed the issue, I also hold that, based on the plaintiffs allegations, it was reasonable for Connolly to have been aware that his conduct violated McIntyre’s clearly established right to be free from government-involved murder. There are no allegations supporting a conclusion that Connolly made a reasonable mistake as to what the law required,
see Saucier,
I therefore hold thát Connolly is not entitled to qualified immunity on count X of the complaint on this present motion for judgment on the pleadings under Rule 12(c), and I DENY his motion as to count X.
4. Violation by Other Agents of the Clearly Established Substantive Due Process Rights of McIntyre
Having found that Connolly violated the clearly established due process right of McIntyre not to be murdered by the government or with government participation, I turn to the question of whether the alleged misconduct of Fitzpatrick, Green-leaf, Kennedy, Morris, or Ring also violated that right. For purposes of this discussion, I will treat Fitzpatrick, Greenleaf, Kennedy, Morris, and Ring as “supervisors.” Although the pleadings only identify Greenleaf, Fitzpatrick, and Ring as formal supervisors at the time of the murder of McIntyre, the term “supervisor” may be “defined loosely to encompass a wide range of officials who are themselves removed from the perpetration of the rights-violating behavior.”
Camilo-Robles,
*127
Supervisors are not vicariously liable for the constitutional violations perpetrated by “subordinates.”
Carmona v. Toledo,
A supervisor’s deliberate indifference to the rights of third parties may occur in a variety of circumstances. In
Camilo-Robles v. Zapata,
With the foregoing principles in mind, I turn now to the question of whether Fitzpatrick, Greenleaf, Kennedy, Morris, and Ring were deliberately indifferent to the substantive due process right of McIntyre not to be murdered by the government. As explained above, the allegations in this case support the conclusion that the ,ipur-der of McIntyre was government action because Connolly participated in the murder by disclosing McIntyre’s informant status to Bulger and Flemmi.
Kennedy. Despite the enumeration of wrongs that Kennedy and the other defendants allegedly committed, see, e.g., Compl. ¶ 427, the plaintiffs have not alleged conduct by Kennedy that would support a conclusion that he was deliberately indifferent to the substantive due process rights of McIntyre. The allegations concerning Kennedy’s conduct, prior to McIntyre’s death, essentially amount to the following. • Kennedy knew that Bulger and Flemmi were informants for the FBI, and that Connolly was their handler. As early as 1983, Kennedy had some knowledge of the criminal activities of Bulger and Flemmi. In violation of the Guidelines, Kennedy did not share this information with the,DEA or attorneys prosecuting cases involving crimes committed by Bulger and Flemmi. Kennedy also knew that McIntyre was cooperating with law enforcement agencies investigating Bul-ger’s role in illegal arms shipments to the IRA. In October 1984, Kennedy interviewed McIntyre and discovered that McIntyre had information incriminating Bulger and Flemmi in the Valhalla arms shipments. Kennedy reported McIntyre’s revelations to Greenleaf.
There are no allegations to support an inference that. Kennedy knew or should have known of the risk Connolly posed to the safety of McIntyre. To be sure, one may infer that Kennedy knew that Bulger and Flemmi were violent criminals, and that McIntyre faced danger by agreeing to cooperate. The danger that McIntyre as *129 sumed, however, inheres in the role of an informant. Indeed, according to the complaint, McIntyre knew the implications of cooperating— in fact, he was “petrified” of Bulger and Flemmi. Compl. ¶247. The danger in incriminating Bulger and Flemmi was a risk McIntyre faced regardless of whether Bulger and Flemmi were informants for the FBI. McIntyre did not have a constitutional right to be free from this risk; so there was no right, based on the risk alone, to which Kennedy could have been deliberately indifferent.
Further, even assuming that Kennedy did have knowledge of Connolly’s rights-violating conduct, the plaintiffs have not alleged that Kennedy failed to take measures easily available to him to prevent that conduct. The complaint is devoid of any indication that Kennedy had formal or informal authority over Connolly. The plaintiffs group Kennedy together with all of the other agents in alleging that the agents failed properly to supervise Connolly (ie., failed to train him in the requirements of the Guidelines, failed to enforce the Guidelines, permitted Connolly to be the handler of Bulger and Flemmi when it was apparent he should have been removed from that position). I must, however, read the complaint in its entirety, and the more specific allegations concerning Kennedy belie any allegation that his conduct amounted to a “failure” to change the course of Connolly’s conduct or even that he had the “power and authority,”
Camilo-Rohles,
Because the plaintiffs have failed to plead deliberate indifference on the part of Kennedy, Kennedy is entitled to the defense of qualified immunity as to the plaintiffs’ allegations that he violated the substantive due process rights of McIntyre.
Some additional comments words about the plaintiffs allegations concerning the conduct of Kennedy are in order here. 45 As stated above, I premise my analysis of the liability of the agents on the notion that Connolly’s act of revealing McIntyre’s informant status to Bulger and Flemmi transformed the murder of McIntyre from private violence into government action subject to the strictures of the Due Process Clause. The plaintiffs’ claims point to another theory of government action, the viability of which I do not consider in this memorandum and order. This theory, in substance, is that the murder of McIntyre was government action because the acts and omission of the agents with respect to Bulger and Flemmi enabled and emboldened Bulger and Flemmi to murder McIntyre. 46 Under this theory, a determination of whether an agent violated the substantive due process rights of McIntyre would not be limited to an analysis of his acts and omissions with respect to Connolly’s disclosure of confidential law enforcement information. Instead, each agent *130 would be deemed to have violated McIntyre’s substantive due process rights to the extent that the conduct of the agent enabled and emboldened Bulger and Flemmi to murder McIntyre.
Even if I were to apply this theory here, I would still find that the plaintiffs have not alleged that Kennedy violated the substantive due process rights of McIntyre. Regardless of the theory of government action advanced by the plaintiffs, the objectionable conduct must meet the conscience-shocking test. The plaintiffs do not allege facts that support an inference that Kennedy acted with an intent to injure McIntyre. I noted earlier that the allegations also do not support an inference that Kennedy acted with deliberate indifference with respect to Connolly’s violation of McIntyre’s rights. Likewise, the allegations are insufficient to support an inference that Kennedy acted with deliberate indifference by extending his own protection to Bulger and Flemmi, thereby violating the substantive due process rights of McIntyre. The plaintiffs merely allege that, in 1983, Kennedy allegedly violated the Guidelines when he did not inform the DEA that he had obtained information regarding Bulger’s criminal activities in a matter of-concern to the DEA. See Comp. ¶ 251. Any causal connection between this single act and the murder of McIntyre is simply too attenuated reasonably to support an inference of deliberate indifference by reason of Kennedy’s protection of Bulger and Flemmi. Finally, Kennedy’s ability to assist McIntyre directly was limited. Kennedy did not need to warn McIntyre that he assumed a danger in agreeing to incriminate Bulger and Flemmi. As noted above, McIntyre knew there was a risk in informing on Bulger and Flemmi. Kennedy was not at liberty to reveal the informant status of Bulger and Flemmi to McIntyre, and there is nothing in the complaint to support an inference that Kennedy knew or should have known that Connolly would reveal or had revealed McIntyre’s informant status to Bulger and Flemmi.
In sum, neither of the plaintiffs’ theories of government action are sufficient to pierce Kennedy’s shield of qualified immunity. The alleged misconduct of Kennedy was not conduct intended to injure McIntyre; nor do the allegations suggest deliberate indifference. With “liability for negligently inflicted harm” being “categorically beneath the threshold of constitutional due process,”
County of Sacramento,
Fitzpatrick, Greenleaf, and Ring. At the time that McIntyre was murdered, Greenleaf was the SAC of the FBI Boston Office and Fitzpatrick was the ASAC. Ring was the chief of the Organized Crime Squad. Thus, all three agents had formal supervisory responsibility for Connolly. The plaintiffs have adequately alleged that Fitzpatrick, Greenleaf, and Ring knew or should have known that Bulger and Flemmi committed acts of violence after becoming FBI informants, and that Bulger and Flemmi had a history of murdering persons— including persons providing information to law enforcement agencies concerning the criminal activities of the Winter Hill Gang. The plaintiffs also have adequately alleged that Fitzpatrick, Greenleaf, and Ring knew or should have known that Connolly did not observe the Guidelines, that the relationship between Connolly, Bulger, and Flemmi was corrupt, and that Connolly was sharing confidential law enforcement information with Bulger and Flemmi. In light of these allegations and reasonable *131 inferences from them, I conclude that Fitzpatrick, Greenleaf, and Ring had actual or constructive knowledge of the risk Connolly posed to the constitutional rights of informants who incriminated Bulger or Flemmi, including McIntyre. By virtue of the formal supervisory authority of Fitzpatrick, Greenleaf, and Ring over Connolly, their alleged failure adequately to supervise Connolly— including failing to train Connolly, failing to enforce to the Guidelines, and permitting Connolly to continue as the handler of Bulger and Flemmi— adequately identifies a failure to take easily available measures to alleviate that risk. Thus, the plaintiffs have alleged deliberate indifference that violated McIntyre’s substantive due process rights on the part of Fitzpatrick, Green-leaf, and Ring.
Morris. The plaintiffs have adequately alleged that Morris was deliberately indifferent to the rights of McIntyre. During the time that Morris was the direct supervisor of Connolly, he participated in, or had actual or constructive knowledge of, Connolly’s disclosure to Bulger and Flemmi of the informant status of certain persons who were subsequently murdered by Bulger or Flemmi, including McIntyre. Although Morris ceased to be Connolly’s formal supervisor in December 1982, Morris maintained his corrupt relationship with Connolly, Bulger, and Flemmi. The same year that McIntyre was murdered, for example, Morris provided Connolly with confidential law enforcement information to pass on to Bulger and Flemmi. See Comp. ¶¶ 239, 241. From (1) Morris’s role in and/or knowledge of the manner in which Connolly, Bulger and Flemmi had responded in the past to threats of exposure posed by the cooperation with law enforcement agencies of associates of Bulger and Flemmi; and (2) Morris’s continued involvement with Bulger and Flemmi, including the sharing of confidential law enforcement information with them, one may reasonably infer that Morris knew of and had the power to prevent the unconstitutional conduct of Connolly. I conclude, then, that the plaintiffs have adequately alleged that Morris acted with deliberate indifference to the substantive due process rights of McIntyre.
A conclusion that the plaintiffs have alleged deliberate indifference to the rights of McIntyre on the part of Fitzpatrick, Greenleaf, Morris, and Ring does not, however, completely preclude a qualified immunity defense. As with the conduct of Connolly, the alleged misconduct of Fitzpatrick, Greenleaf, Morris, and Ring cannot have violated the substantive due process rights of McIntyre unless it shocks the conscience. In determining whether the alleged misconduct of Connolly was conscience-shocking, I considered whether his conduct was “intended to injure in some way unjustifiable by any government interest,” which is “the sort of official action most likely to rise to the conscience-shocking level.”
County of Sacramento,
Nonetheless, something less than conduct intended to injure can satisfy the conscience-shocking test. Executive conduct taken in “deliberate indifference” may shock the conscience when it was “practical” for the government official to have actually deliberated prior to taking the offending course of action.
Id.
at 851,
One more step remains before I may conclude that Fitzpatrick, Greenleaf, Morris, and Ring are not entitled to qualified immunity on their motions for judgment on the pleadings. Because I am analyzing the conduct of these agents under a theory of supervisory liability, I must consider whether the theory of supervisory liability on which the plaintiffs rely was clearly established at the time of the relevant conduct.
Camilo-Robles,
The allegations against Fitzpatrick, Greenleaf, Morris, and Ring reasonably permit' the inference that, through their conduct vis-a-vis Connolly’s violation of McIntyre’s clearly established substantive due process right not to be murdered by *133 or with the aid of government agents, Fitzpatrick, Greenleaf, Morris, and Ring themselves were deliberately indifferent to the substantive due process rights of McIntyre, and that this deliberate indifference was conscience-shocking. Moreover, it was clearly established at the time of the murder that the agents could be held liable to the plaintiffs based on the agents’ dereliction of their supervisory responsibilities. Thus, Fitzpatrick, Greenleaf, Morris, and Ring are not entitled to the defense of qualified immunity with respect to allegations that they violated the substantive due process rights of McIntyre.
E. Access to the Courts
The agents have moved to dismiss the plaintiffs’
Bivens
claims that the agents conspired to deprive them of their right under the First and Fifth amendments to access to the courts. Compl. Count XII. The agents argue that these claims fail to meet the pleading requirements for a claim of denial of access to the courts, as set forth in the Supreme Court’s decision in
Christopher v. Harbury,
In
Harbury,
the Supreme Court set forth the elements of a backward-looking denial of access claim of the kind involved here.
In count XII of the complaint, the plaintiffs allege that Ahearn, Connolly, Fitzpatrick, Greenleaf, Kennedy, Morris and Ring “conspired and confederated together to deny the [plaintiffs’] Estate its clearly established right to seek redress of grievances.” Compl. ¶ 467. The plaintiffs claim that the conspiracy “resulted] in lost damages.”
Id.
The plaintiffs do not make any other allegations concerning the damages resulting from the alleged conspiracy. As I explained in
Estate of Halloran v. United States,
IV. CONCLUSION
For the reasons discussed above, I hereby order that the motions listed below be disposed of as follows:
Ahearn’s motion for judgment with prejudice on the pleadings (docket entry 293) is GRANTED;
Connolly’s motion to dismiss or for. judgment on the pleadings on all counts of the complaints asserted against him (docket entry 306) is DENIED as to count X and GRANTED as to counts IX, XI, and XII;
Fitzpatrick’s motion to dismiss for lack of jurisdiction by reason of failure to state a constitutional claim which defeats defendant’s defense of qualified immunity (docket entry 299) is DENIED as to count X and GRANTED as to counts IX, XI, and XII;
Greenleafs motion for judgment with prejudice on the pleadings (docket entry 296) is DENIED as to counts X and XA and GRANTED as to counts IX, XI, and XII;
Kennedy’s motion for judgment on the pleadings (docket entry 303) is GRANTED; and,
Ring’s motion for judgment on the pleadings on the basis of qualified immunity (docket entry 297) is DENIED as to counts X and XA and GRANTED as to counts IX, XI, and XII.
I also rule that Morris is entitled to judgment on the pleadings as to counts IX, XI, and XII.
SO ORDERED.
Notes
. Two of these counts are labeled “count X"; I will refer to the second of the two as “count XA.” Because count XIII is a request for attorneys' fees, I consider it to be a prayer for relief rather than the assertion of a cause of action.
. Richard F. Bates, Dennis F. Creedon, Thomas J. Daly, and Lawrence Sarhatt.
. In March 2004, by docket orders in this case, I granted Morris's motion to join the motion of the individual defendants, but did not issue an order with regard to whether he was entitled to qualified immunity.
. In his motion for judgment on the pleadings, based on qualified immunity, Connolly also moved for judgment on the ground that the plaintiffs’ claims are time-barred. On March 24, 2004, I denied the motions of Ah-earn, Fitzpatrick, Greenleaf, Kennedy, and Morris for judgment on the pleadings based on the statute of limitations (docket entry 334). I did not dispose of Connolly's motion in that order, because he had moved for judgment on the pleadings based on more than one ground. Nonetheless, my ruling set forth in the March 24, 2004 order, that the Bivens claims in this action survive a statute of limitations defense, on a motion under Rule 12(c), applies to Connolly's motion as well. Thus, to the extent Connolly moves for judgment on the pleadings, on the ground that the plaintiffs' claims are time-barred, his motion is DENIED.
. The plaintiffs identify Fitzpatrick simply as a "special agent” rather than as a special agent in the supervisory role of an ASAC. In his answer, however, Fitzpatrick admits by implication that he was an ASAC in the FBI Boston Office, and that he had some supervisory responsibility over the McIntyre matter at the time of McIntyre's murder.
See
Fitz. Answer ¶ 257(c) ("Fitzpatrick says that after McIntyre's disappearance the entire matter was taken away from him by Greenleaf
and assigned to a different ASAC.”
(emphasis added)); Fitzpatrick's admission is consistent with the findings in
United States v. Salemme, 91
F.Supp.2d 141, 225
(D.Mass.1999)
(Wolf, J.) (identifying Fitzpatrick as the FBI Boston Office ASAC in 1984 "with responsibility for relations with the DEA”),
rev’d in part on other grounds by United States v. Flemmi, 225
F.3d 78 (1st Cir.2000),
cert. denied,
. The plaintiffs allege that "associates of the Bulger Group learned that John McIntyre was cooperating with law enforcement officials,” Compl. ¶ 255, instead of explicitly alleging that Connolly disclosed McIntyre’s informant status to Bulger and Flemmi. All the same, from Connolly's knowledge of McIntyre's cooperation, id. ¶ 254, and general allegations that Connolly disclosed the identity of informants to Bulger and Flemmi, e.g., id. ¶¶ 88, 103, one may reasonably infer that Connolly revealed McIntyre's informant status to Bul-ger and Flemmi.
. At the time of the murder of McIntyre, Morris had not been Connolly’s direct supervisor for over a year. Nonetheless, Morris was still mired in his corrupt relationship with Connolly, Bulger, and Flemmi.
.
See also Johnson v. Jones,
. The distinction between claims under the Fourth and Fifth amendments is more than a matter of mere words. As discussed further in Part III.D.2,
infra,
in order to state a claim for a violation of substantive due process rights, the executive conduct in question must "shock the conscience."
County of Sacramento v. Lewis,
. The defendants, cite
Brower,
. For additional authority on the application of the Fourth Amendment to the conduct of private parties, see
Skinner v. Railway Labor Executives' Ass’n,
.
See also United States v. Lanier,
.
See also Ford v. Moore,
. Indeed, the agents’ alleged failure to form or execute a plan to protect McIntyre is the very conduct at the heart of the claim of the plaintiffs.
. As demonstrated below in Part III. D.2.C(ii), infra, my holding regarding count XI does not preclude a substantive due process claim where a plaintiff has alleged facts supporting an inference that the agents agreed to violate McIntyre's substantive due process right, even if the plaintiff has not explicitly based the claim on a conspiracy theory-
. Substantive due process analyses under the Fifth and Fourteenth amendments are identical.
See, e,g., Reno v. Flores,
.
See, e.g., Hemphill,
. In Jonathan Swift’s 1729 satirical work A Modest Proposal: For Preventing the Children of Poor People in Ireland from Being a Burden to Their Parents or Country, and for Making Them Beneficial to the Public, the author proposes that the whole population of famine-stricken Ireland would benefit from eating the babies of Irish parents too poor to provide for them.
.
See also, e.g., Berger v. United States,
. I recognize that many federal courts refer to this exception as the “special relationship” exception, but the Supreme Court never has adopted the term in discussing whether an individual has a right to protection from third-party violence. Instead, in
DeShaney,
the Court rejected the plaintiffs’ argument that a supposed "special relationship" between the state and Joshua gave rise to a governmental duty to protect the child, and the Court used the term only in characterizing the plaintiff’s argument and in referring in a parenthetical to a "special relationship” as possibly giving rise to a
common law
affirmative duty to act.
Id.
at 202,
Thus, use of the phrase "special relationship” to refer to the government's constitutional duty to protect those whom it has physically restrained by incarceration, institutionalization, or similar methods is overly broad and possibly misleading. The governmental restraints of freedom described in
De-Shaney
might be characterized as a "special relationship,” but, because a "special relationship” is also a basis for tort liability, the danger in transporting the term to the nar
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rower field of constitutional liability is that plaintiffs may point to cases defining the government/plaintiff relationship as "special” under tort law,
see, e.g., McIntyre v. United States,
.
See also Hasenfus,
. Further, the plaintiffs’ characterization of the government’s obligation to the informants as a "duty of care” betrays the argument that the agents' failure to protect McIntyre from private violence was a wrong of constitutional dimension. The existence of a "duty of care” is an element of a negligence claim,
see Magarian v.
Hawkins,
.
See also Martinez v. Colon,
.
See also United States v. Groll,
.
See, e.g., United States v. Bogart,
. “The standards used for determining the existence of federal government action under the Fifth Amendment are -identical to those used for finding state action under the Fourteenth Amendment.”
Gerena v. Puerto Rico Legal Servs., Inc.,
. The obvious corollary to the
Burton
rule is that private actors may also be held liable for constitutional deprivations when the government is sufficiently involved in the conduct in question. Courts considering whether a government actor violated the Constitution through conduct partly attributable to a private party have relied on cases addressing this corollary, and vice versa, and I follow the same path in this memorandum and order.
E.g., compare Blum v. Yaretsky,
.
See also id.
at 725,
Subsequent Supreme Court decisions reiterated the two principles of
Burton:
that private action that has a sufficient nexus to state authority can be “state action” for purposes of holding the public and private parties liable for violating equal protection and other constitutional rights, and that there is no universal test for determining whether that nexus exists. In
Reitman v. Mulkey,
.
Burton
used the expressions "joint participant” and "position of interdependence” to describe the requisite level of government involvement. In
Reitman,
the Court employed the term "significantly involved,”
.
Gerena,
. The court also found that the plaintiff had alleged a violation of his due process rights under a state-created danger theory.
Id.
at 99. Reasoning that "it requires no stretch to infer that [the officers’] prior assurances would have increased the likelihood that the 'skinheads’ would assault the demonstrators,” the court concluded that the complaint "asserted that the defendant officers indeed had made the demonstrators more vulnerable to assaults.”
Id.
The court's analyses under the state-created danger and the "aiding and abetting” theories were nonetheless distinct.
Id.
at 99;
see also Hemphill,
. In
Cummings,
the First Circuit cited
Hemphill
as an example of police misconduct of "constitutional dimension” that could give rise to a claim of violation of due process rights.
See also Burton v. Stergue,
.
Cf. Radar Corp. v. Milbury,
. As I explained in Part III.D.2.b, supra, the government’s interest in prosecuting the LCN did not justify taking the life of the decedents.
. The quotations the Court cited from Judge Daughtrey's dissent in the Seventh Circuit’s
Lanier
opinion originated in
K.H. ex. rel. Murphy v. Morgan,
.
See also Drummond v. City of Anaheim,
.
See also Clem,
. Although the plaintiffs allege that all of the agents are liable for the violation of McIntyre's substantive due process rights, the plaintiffs explicitly seek to hold Ring and Greenleaf liable for the murder of McIntyre under a theory of supervisory liability.
See
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Compl. Count XA. At the time of the murder of McIntyre, Ring and Greenleaf were indeed the formal supervisors of Connolly. As chief of the OCS, Ring was the direct supervisor of Connolly. Greenleaf, as SAC of the FBI Boston Office, had supervisory authority over all the agents in the office. However, in light of the loose definition of the term “supervisor” and of my duty to determine whether the plaintiffs’ complaint "sets forth facts sufficient to justify recovery
on any cognizable theory," Soto-Negron v. Taber Partners I,
. "[Supervisory liability does not require a showing that the supervisor had actual knowledge of the offending behavior; he 'may be liable for the foreseeable consequences of such conduct if he would have known of it but for his deliberate indifference or willful blindness.'”
Camilo-Robles,
.
Diaz v. Martinez,
.
Camilo-Robles,
.
Harris
v.
Roderick,
.
See, e.g., Maldonado-Denis,
.
Cf. Treadway v. Gateway Chevrolet Oldsmobile Inc.,
. These comments apply also to the allegations concerning Fitzpatrick, Greenleaf, Morris, and Ring.
.Cf. McIntyre v. United States,
. The allegations supporting a conclusion that the conduct of Connolly was conscience-shocking because it was conduct "intended to injure” also support a finding that his conduct was conscience-shocking under the less exacting "deliberate indifference” standard.
