OPINION AND ORDER
I. INTRODUCTION
This matter is before us pursuant to a Petition for a Writ of Habeas Corpus, filed by petitioner William Holland (“Petitioner”) on January 14, 2000. Petitioner presents twelve claims in pursuit of relief from his state murder conviction and death sen
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tence under the Anti-Terrorism and Effective Death Penalty Act (“AEDPA”), 28 U.S.C. § 2254. Petitioner was arrested on August 14, 1984 and charged with burglary, robbery, attempted rape, attempted involuntary deviate sexual intercourse, and first degree murder arising from an incident in the home of Jewel Stevens (“Victim”) on August 11, 1984. Alii B. Majeed, Esq. (“trial counsel”) was appointed by the court to assist Petitioner in presenting his defense. Petitioner was found guilty by a jury on all charges in the Court of Common Pleas, First Judicial District of Pennsylvania, Trial Division, on June 12, 1985. The same jury fixed the penalty at death later that day in a bifurcated proceeding. Petitioner filed a timely appeal to the Pennsylvania Supreme Court, which was denied on May 20, 1988.
See Commonwealth v. Holland (“Holland I”),
On October 6, 1994, Petitioner filed a
pro se
petition for collateral post-conviction relief under the Pennsylvania Post Conviction Relief Act (“PCRA”), 42 Pa. Cons.Stat. § 9541
et seq.
On October 7, 1985, the PCRA court entered an order staying Petitioner’s execution for ninety days, pending the filing of a counseled PCRA petition. Barnaby C. Wittles, Esq. (“PCRA counsel”) was appointed to represent Petitioner in his post-conviction proceedings. Three evidentiary hearings were held in conjunction with Petitioner’s claims for state post-conviction relief. The first was held on July 13, 1995, the second on December 14, 1995, and the third on May 22, 1996. Petitioner’s post-conviction claims were denied in the Court of Common Pleas of Philadelphia County, Criminal Trial Division, on September 16, 1996. Petitioner then filed a timely appeal to the Pennsylvania Supreme Court, which was denied on April 1, 1999.
1
See Commonwealth v. Holland (“Holland II”),
This case comes before us under § 2254 of the AEDPA, which permits federal courts to grant, under certain circumstances, a writ of habeas corpus to prisoners convicted in state court. Petitioner filed his Petition for a Writ of Habeas Corpus in this Court on January 14, 2000. His Petition was followed by a Memorandum of Law in Support of Petition for a Writ of Habeas Corpus on April 28 of that year. The Commonwealth submitted its Response to Petition for Writ of Habeas Corpus on November 15, 2000, to which Petitioner responded on March 12, 2001 with Petitioner’s Reply Brief in Support of His Petition for Writ of Habeas Corpus. All papers were timely filed and have been considered herein. We have placed the burden of proof on Petitioner to establish by a preponderance of the evidence any or all of the twelve claims included in his Petition, and find that he has satisfied this burden with respect to one of his claims. We therefore vacate Petitioner’s death sentence and remand his case to the Pennsylvania courts with an order that there be a resentencing.
II. BACKGROUND
In the early morning hours of August 11, 1984, Petitioner entered the basement apartment of Jewel Stevens at 7829 Lang-don Street in Northeast Philadelphia by cutting a screen and climbing through the window. (See N.T. 6/5/85, at 1.70-1.71.) Ms. Stevens, who was seventy-one years old, was asleep. After cutting the phone line, Petitioner proceeded to stab Ms. Stevens in her side and abdomen with an *714 onion peeler. (See N.T. 6/6/85, at 2.67.) She suffered a deep laceration on her right arm in an attempt to defend herself. (See N.T. 6/10/85, at 4.35.) Petitioner then forcefully removed Ms. Stevens’ pajama bottoms, used them to tie her wrists together, and sexually assaulted her. (See N.T. 6/6/85, at 2.67-2.68.) He stuck Ms. Stevens’ toes with straight pins, leaving one in her right foot. (See N.T. 6/6/85, at 2.4.) He took a few dollars from a table in the apartment and smoked a cigarette. (See N.T. 6/6/85, at 2.57, 2.68.)
At approximately 5 a.m., Betty Roman, Ms. Stevens’ upstairs neighbor, was awakened by noises in Ms. Stevens’ apartment, including the Victim’s cries for help. Ms. Roman called the police. (See N.T. 6/5/85, at 1.44-1.49.) When he became aware of the police’s arrival, Petitioner hid the bloody onion peeler above a neighbor’s door and fled the building. (See N.T. 6/5/85, at 1.60-1.62.) Officer Randall Straw arrived on the scene first and tended to Ms. Stevens in her apartment. Officer Bridgette McGinnis arrived after Officer Straw, and proceeded to the back of the Ms. Stevens’ apartment building, where she observed Petitioner for about twenty seconds before he fled. (See N.T. 6/5/85, at 1.101-1.110.) The next evening, Officer Mitsos, a member of the Sex Crimes Unit of the Philadelphia Police Department, received a call from Ms. Susan Dorfman. Ms. Dorfman identified a man named “Bill” who lived in the building behind Ms. Stevens’, as the potential perpetrator. At approximately 1:30 a.m., Officer Mitsos went to the building behind Ms. Stevens’ in an attempt to ascertain if anyone named Bill lived there. He met Petitioner, who successfully fled Officer Mitsos’ pursuit. The building superintendent notified Officer Mitsos that Petitioner lived with there his mother, Ms. Pauline Rogers, and advised the officer that Petitioner may have gone to his grandmother’s house. Officer Mitsos was, however, unable to locate Petitioner at his grandmother’s house. (See N.T. 6/5/85, at 1.140-1.150.)
Two days later, on August 14, 1984, Officer Dennis Graeber, Petitioner’s half-brother, informed Detective Joseph Descher that Petitioner was currently at his grandmother’s house. Detective Descher proceeded to that location, where he found Petitioner and his grandmother. Detective Descher asked Petitioner to accompany him to the police station for questioning, making clear to Petitioner that he was under no legal obligation to do so. Petitioner agreed. (See N.T. 6/6/85, at 2.25-2.33.) When they arrived at the station, Officer Descher and his partner, Officer Schol, began to question Petitioner about the incident at Ms. Stevens’ apartment. When Petitioner made it clear that he was in Ms. Stevens’ apartment on the night of the attack, the officers read Petitioner his Miranda rights and recorded his full confession. (See N.T. 6/6/85, at 2.40-2.69.) On August 24, 1984, Jewel Stevens died from wounds sustained during the incident on August 11. (See N.T. 6/6/85, at 2.9.) Petitioner was charged with, among other things, the first degree murder of Jewel Stevens. He was convicted by a jury and sentenced to death. He has been denied relief from his conviction and sentence both on direct appeal and in state collateral proceedings under the PCRA. He now petitions this court for federal habeas corpus relief pursuant to § 2254 of the AED-PA.
III. DISCUSSION
A. Exhaustion
Before filing a petition for habeas corpus relief under 28 U.S.C. § 2254, a petitioner must exhaust all available state court remedies. 28 U.S.C. § 2254(b)(1)(A). The exhaustion requirement is a rule of
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comity, not jurisdiction,
Castille v. Peoples,
Exhaustion requires that petitioner fairly present his claims to every level of state court, including offering each claim for discretionary review by a State’s highest court, and afford each reviewing court a fair opportunity to act on those claims.
2
O’Sullivan,
If, however, state procedural rules bar a petitioner from seeking further relief in state courts, “the exhaustion requirement is satisfied because there is ‘an absence of available State corrective process.’ ”
McCandless v. Vaughn,
172 F.3d
*716
255, 260 (3d Cir.1999) (citing 28 U.S.C. § 2254(b));
see also Gray v. Netherland,
The Commonwealth argues that at least eight of Petitioner’s twelve claims are not exhausted and are therefore not reviewable in federal court. It alleges that four of these claims, Claims I, II, IV, and VII, have been amended and are now so altered that they are not substantially equivalent to those presented in state court (“altered claims”). It further alleges that four other claims, Claims V, VI, VIII, and IX, were never presented in state proceedings at all (“omitted claims”) and therefore remain unexhausted.
(See
Resp. Pet. Writ Habeas Corpus at 25.) We believe Petitioner’s claims are exhausted under 28 U.S.C. § 2254 by virtue of their having been either fairly presented in state court or precluded from further státe court review by an absence of available process. Petitioner is currently barred from pursuing state habeas review by state law under 42 Pa.C.S.A. § 9545(b)(1), which requires that all state habeas claims be presented within one year of the date that the judgment against Petitioner becomes final. A conviction is deemed final “at the conclusion of direct review, including discretionary review in the Supreme Court of the United States and the Supreme Court of Pennsylvania, or at the expiration of time for seeking the review.” 42 Pa.C.S.A. § 9545(b)(3). Because Petitioner’s eligibility for certiorari to the United States Supreme Court expired on or about August 20, 1988,
see
28 U.S.C. § 2101(d); Sup.Ct. R. 11, we find that Petitioner’s omitted claims are precluded from state court review under 42 Pa.C.S.A. § 9545(b) and, therefore, that he has satisfied the exhaustion requirement of 28 U.S.C. §§ 2254(b) & (c) due to an “absence of available state corrective process.”
McCandless,
B. Procedural Default
A federal court may not, however, proceed to the merits of a claim simply because that claim satisfies the exhaustion requirement of 28 U.S.C. § 2254(b)(1)(A) and § 2254(c) because of a lack of available state process. Rather, “[i]n all cases in which a state prisoner has defaulted his federal claims in state court pursuant to an independent and adequate state procedural rule, federal habeas review of the claims is barred.”
Coleman,
Like exhaustion, the procedural default doctrine is based on principles of comity, and is intended to “reduce[] friction between the state and federal court systems by avoiding the ‘unseemliness]’ of a federal district court’s overturning a state court conviction without the state courts having had an opportunity to correct the constitutional violation in the first instance.”
O’Sullivan,
We have noted that Petitioner is presenting four omitted claims and four amended claims to this court for review. Respondent argues that all of these challenged claims are procedurally defaulted and therefore precluded from review by this Court. Petitioner, however, presents three arguments in favor of federal review. First, he maintains that these claims were all reviewed on their merits by the Pennsylvania Supreme Court pursuant to 42 Pa. Cons.Stat. § 9711(h)(3)®. Second, he contends that none of the aforementioned claims can properly be deemed procedurally defaulted because the state procedural rule forbidding court state consideration of them, 42 Pa. Cons.Stat. § 9545(b), is not an adequate and independent state ground barring collateral review. Alternatively, Petitioner argues that he can show cause and prejudice for failing to present the contested issues in state court. 4 We address the first two of these theories below, and find both of them unconvincing. Neither Petitioner’s “automatic exhaustion” theory under § 9711(h) nor his claim that § 9545(b) is an inadequate procedural rule forbidding collateral review are consistent with the existing law of this circuit or with the overwhelming majority of federal cases in other circuits. 5
1. Automatic Exhaustion
Petitioner asserts that none of his challenged claims are procedurally defaulted because the Pennsylvania Supreme Court considered all of them on their merits pursuant to 42 Pa. Cons.Stat. § 9711(h)(3)®. Section 9711(h)(3)® requires that the Supreme Court of Pennsylvania review all death sentences to ensure that they were not the “product of passion, prejudice or any other arbitrary factor.” This review is mandatory and does not depend on Petitioner’s preservation of particular issues for appeal.
See id.
(referring to the Supreme Court’s review of death sentences under this section as “automatic”). Many other states have similar mandatory review procedures.
See, e.g., Mu’min v. Pruett,
Petitioner first relies on the Supreme Court’s decision in
Ake v. Oklahoma,
Petitioner next cites the Ninth Circuit decision in
Beam v. Paskett,
Finally, Petitioner argues that
Falcone v. Lewis,
Although the Third Circuit itself has never addressed the issue of § 9711(h)(3)’s effect on the exhaustion doctrine, the Commonwealth relies on case law from other district courts within the circuit as well as holdings from the Pennsylvania Supreme Court and an analysis of legislative intent to demonstrate that § 9711 is not a vehicle for blanket exhaustion of post-conviction constitutional claims.
In
Banks v. Horn,
Numerous other circuit courts have likewise concluded that mandatory state statutory review of death sentences does not constitute automatic exhaustion of all of a petitioner’s constitutional claims.
See, e.g., Smith v. Moore,
The structure of the PCRA itself also makes it extremely unlikely that the Pennsylvania legislature intended for § 9711(h)(3)(i) to trigger the “automatic exhaustion” result Petitioner desires. Pennsylvania statute 42 Pa. Cons.Stat. § 9543(a)(3) states that “[t]o be eligible for relief under this subchapter, the petitioner must plead and prove ... [t]hat the allegation of error has not been previously litigated or waived.” Section 9544 goes on to explain that “an issue has been previously litigated if ... the highest appellate court in which the petitioner could have had review as a matter of right has ruled on the merits of the issue.” Petitioner’s automatic exhaustion theory cannot be valid within the current structure of the PCRA, because application of the theory would make § 9544 unnecessary. If the Supreme Court’s mandatory review of death sentences for “the product of passion, prejudice or any other arbitrary factor” is said to represent a decision by that court on *721 the merits of all of Petitioner’s potential constitutional claims, then collateral review in death penalty cases would never be available under § 9543(a)(3); all of Petitioner’s potential claims would be precluded from such review for being previously litigated. We are forced to conclude that § 9711 (h)(3) (i) was not meant to eradicate all state collateral review in capital cases, and cannot therefore accept Petitioner’s interpretation of the exhaustive effect of § 9711(h)(3)(i).
In short, Petitioner’s reliance on 42 Pa. Cons.Stat. § 9711(h)(3)© to prove exhaustion of his challenged federal habeas claims is mislaid. We, as well as other district courts in the Third Circuit and circuit courts interpreting similar statutes around the nation, have concluded that mandatory state supreme court review of death sentences for “passion, prejudice or any other arbitrary factor” does not constitute a review on the merits of all of Petitioner’s potential constitutional claims.
2. Independent and Adequate Grounds
If Petitioner’s omitted or altered claims were not fairly presented and exhausted in state court, our review of those claims is barred by the doctrine of procedural default if state court review of those claims is precluded by an independent and adequate state procedural rule.
Coleman v. Thompson,
Petitioner contends that none of his claims are procedurally defaulted because the PCRA’s one year filing limit, 42 Pa. Cons.Stat. § 9545(b)(1), which precludes him from currently pursuing his challenged claims in state court, js not an independent and adequate state procedural rule sufficient to foreclose federal post-conviction review. (See Mem. Law Supp. Pet. Writ Habeas Corpus at 7-12.) Section 9545(b) was enacted on November 17, 1995, and became effective on January 16, 1996. It states that “[a]ny petition under [the PCRA] ... shall be filed within one year of the date the judgment becomes final.” 10 Section 9545 is clearly an independent state ground for reviewing habeas corpus claims, as it does not rely on federal law for its determination of the availability of state post-conviction review. The parties do not dispute this conclusion.
The question before us, then, is whether § 9545 represents an adequate procedural rule, pursuant to which Petitioner should have sought state post-conviction review of his challenged claims before presenting them for the first time in federal court. More specifically, the debate centers around the notice afforded Petitioner regarding the application of § 9545(b)’s one year time limit for filing state habeas claims. Petitioner argues that § 9545(b)’s filing limit is not an adequate state ground barring adjudication of his claims because it effectively foreclosed his ability to present claims to the state court retroactively; the provision’s one year filing limit became effective on January 16, 1996 and immediately barred any claim, according to Petitioner, filed after August 15, 1989, or one year after his state court conviction became final. This set of circumstances, argues Petitioner, did not present sufficient notice to satisfy the adequate and independent state ground requirement of the procedural default doctrine. 11
*723 The Commonwealth, however, claims that Petitioner did in fact have adequate notice to file his challenged claims under § 9545(b), as there existed a sixty-day window of opportunity from November 17, 1995, when § 9545(b) was enacted, until it took effect on January 16, 1996, during which Petitioner could have amended his initial state petition to include the challenged claims without running afoul of the statute’s one year time limit. Such an amendment would not have been particularly arduous for Petitioner to seek, argues the Commonwealth, because during this sixty-day notice period, Petitioner was already involved in evidentiary hearings in state trial court pursuant to his initial PCRA petition. Amendment at that stage of the proceedings would not have delayed or interrupted the proceedings at all, but rather simply introduced additional issues that could have been made available for hearings themselves. Respondent also argues that such an amendment would have likely been permitted, noting that the presiding judge specifically asked Petitioner if he had “anything further” to raise in conjunction with his petition, and explained that it might well be his “very last opportunity in life” to do so. (N.T. 12/14/95, at 100.)
Two district court cases have addressed the adequacy of § 9545(b) as a grounds for finding procedural default, and have come to seemingly conflicting conclusions. In
Banks v. Horn,
Other circuit court decisions have come to similar conclusions.
See, e.g., Glover v. Cain,
A more recent decision in another district court, however, arrived at a slightly different result. In
Whitney v. Horn,
No. 99-1993 (E.D. Pa. June 7, 2000), petitioner Raymond Whitney included in his federal habeas petition numerous claims not presented in any state proceedings. He argued that these claims were not proeedurally defaulted because the state provision denying him access to state review, § 9545(b), was not an adequate state ground on which to base such a finding of default. The court recognized the applicability of the statute and the opportunity, for amendment during the sixty-day window of opportunity between the statute’s enactment and its effectiveness.
See id.
at 11-12. The court distinguished
Banks,
however, on the grounds that, unlike Banks, Whitney had a petition for collateral relief pending before the Pennsylvania Supreme Court during the sixty-day window of opportunity, and that filing a second petition while another is pending is forbidden under Pennsylvania law.
See id.
at 14 (“The 60 day window between passage and the effective date of the PCRA amendments was of no help to Whitney because his first petition was pending during that period.”);
Commonwealth v. Lark,
In the case at hand, any attempt by Petitioner to raise his challenged claims in state court was clearly barred when § 9545(b) took effect on January 16, 1996. Petitioner’s conviction became final long before that on August 15, 1988, and the one year filing limit had long since run on August 15, 1989. Nevertheless, Petitioner had a PCRA proceeding underway in state court during the sixty-day window of opportunity between the enactment and effective date of § 9545(b). Unlike
Whitney,
the proceeding was before a state trial
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court during that window, thereby making it relatively easy for Petitioner to amend his petition within the statutory restrictions. The Pennsylvania Supreme Court expressly pointed out that, despite its holding that a petitioner could not file a subsequent PCRA petition while one was pending in state court, it “will not preclude a trial court from granting leave to amend a PCRA petition that is currently pending before that court.”
Lark,
Petitioner’s case is much more closely analogous to Banks than to Whitney. Banks had notice of § 9545(b) and sufficient opportunity to file any eventually defunct claims before the statute became effective. By contrast, Whitney faced much greater legal and practical obstacles to amending his PCRA petition before the sixty-day notice period expired. We find that our present Petitioner, Mr. Holland, had adequate opportunity to include his claims in his first petition for state collateral relief. Not only was he better able to amend his claims than Whitney, Petitioner was specifically warned by the trial judge at his state PCRA hearings that he may have no future opportunity to be heard. This warning satisfies the fair notice standards set forth by the Supreme Court in Ford and by the Third Circuit in Cabrera. In short, § 9545(b) was an adequate state procedural ground upon which Petitioner should have sought timely relief in state court. 12
C. Petitioner’s Substantive Claims
1. General Standards of Review
Having rejected both of Petitioner’s theories of complete exhaustion of all claims, we will move on to analyze each of his twelve claims individually. In so doing, we will examine any portions of each claim that may have been proeedurally defaulted in state court to determine if cause and prejudice exists to excuse the default and permit us to address the issue on its merits.
Federal review of defaulted claims is prohibited, unless Petitioner is able to “demonstrate cause for the default and actual prejudice as a result of the alleged violation of federal law.”
13
Cole
*726
man,
T 'effective assistance of counsel is a violation of the Sixth Amendment, which guarantees every defendant “[i]n all criminal prosecutions .. the Assistance of Counsel for his defense.” A showing of ineffective assistance requires satisfaction of two components. First, counsel must have been so deficient that his “representation fell below an objective standard of
*727
reasonableness.”
Strickland v. Washington,
Prejudice exists if there is “a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.”
Strickland,
If we do find sufficient cause and prejudice to excuse procedural default, then those federal habeas claims that were not submitted to state adjudication should be reviewed by us
de novo. See, e.g., Hameen v. State of Delaware,
Under the AEDPA, a petitioner may not be granted federal habeas relief if his claims were adjudicated on the merits in state court, unless the state court decision was
(1) ... contrary to, or involved an unreasonable application of, clearly established federal law, as determined by the Supreme Court of the United States; or
(2) ... based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d). Factual issues decided by the state court “shall be presumed to be correct. The applicant shall have the burden of rebutting the presumption of correctness by clear and convincing evidence.” 28 U.S.C. § 2254(e)(1). 16
The “threshold question under AEDPA is whether [petitioner] seeks to apply a rule of law that was clearly established at the time his state court conviction became final.”
Williams v. Taylor,
A state court decision is contrary to federal law “if the state court arrives at a conclusion opposite to that reached by this Court on a question of law or if the state court decides a case differently than this Court has on a set of materially indistinguishable facts.”'
Williams,
A state court adjudication is an “unreasonable application” of clearly established federal law if the court “identifies the correct governing legal principle from this Court’s decisions but unreasonably applies that principle to the facts of the prisoner’s case.”
Williams,
2. Claims I and II
Petitioner’s Claims I and II raise two main claims: ineffective assistance of counsel; and an assertion that Petitioner was denied his Fifth Amendment right to a court-appointed defense expert to assist in developing mental health defenses at trial.
(See
Pet. Writ Habeas Corpus at 5-31, 63-81.) Petitioner offers seven subclaims in support of his two main claims. Six of these subclaims address the ineffectiveness of counsel. He argues that his trial counsel was ineffective (1) for failing to obtain potentially helpful records; (2) for failing to investigate, develop, and present expert testimony; (3) for failing to properly interview and present testimony from Petitioner’s family and other acquaintances; (4) for presenting harmful arguments and evidence on Petitioner’s behalf; (5) for improperly investigating and introducing the testimony of two lay witnesses about Petitioner’s level of intoxication on the night of Jewel Stevens’ murder; and (6) for making inaccurate and prejudicial statements in association with Petitioner’s intoxication defense at the penalty phase. The seventh subclaim argues that Petitioner was denied his Fifth Amendment due process right to a court-appointed defense mental health expert for assistance in developing trial defenses. Respondent argues that both of Petitioner’s main claims are defaulted at
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least in part because they contain “different facts and legal theories” from those presented in prior state proceedings.
18
We find that Petitioner did raise the first two subclaims in state court.
(See
Holland II Brief at 12-38.) They were in turn decided on their merits under federal and state law and, as a result, are properly before this court for review under § 2254 of the AEDPA.
See Duncan v. Henry,
Petitioner did not, however, present any of the five remaining subclaims in state court. Both on direct appeal and in his state collateral proceedings, he failed to argue that his trial counsel was ineffective at sentencing due to his failure to properly interview Petitioner’s family and friends, his introduction of arguments and evidence harmful to Petitioner’s defense, his misuse of two intoxication witnesses, or his and the trial court’s inaccurate and prejudicial statements regarding Petitioner’s intoxication. He likewise failed to present to the state courts that he was allegedly denied his Fifth Amendment right to a court-appointed defense expert. We find that Petitioner procedurally defaulted these issues by failing to present them in state court. Petitioner nonetheless contends that these five defaulted subclaims are properly before this Court because he can demonstrate cause and actual prejudice to excuse his default.
19
See Coleman,
a. Defaulted Ineffectiveness Subclaims
Petitioner’s third subclaim is that his trial counsel was ineffective at the penalty phase of his trial for failing to properly interview and present testimony from Petitioner’s family members and other acquaintances. Although he failed to present this claim in state court, Petitioner argues that it is properly before this Court for review because his appellate counsel was constitutionally ineffective for failing to raise it on appeal, thereby demonstrating cause and prejudice for Petitioner’s default. We reject Petitioner’s contention that his appellate counsel was constitutionally ineffective on the ground that the underlying claim against his trial counsel is completely meritless.
See Strickland,
We find that Petitioner’s trial counsel took adequate steps to introduce testimony from family members that would serve as evidence of mitigating circumstances in the eyes of the sentencing jury. This ap *731 proach was not objectively unreasonable. Although more could have perhaps been done, it remains very much in question whether further actions would have served counsel’s ultimate purpose, or would have instead given the appearance of a laundry list of unconvincing arguments, presented to the jury as part of a last-ditch, desperate attempt to establish any and all possible mitigating factors. Counsel’s decision to focus on the most reliable and sincere accounts of Petitioner’s childhood and background was well within the broad range of conduct granted a presumption of effectiveness under Strickland. Because trial counsel’s method of eliciting testimony from Petitioner’s family was not the product of ineptitude, inexperience, or a lack of knowledge or preparation, we dismiss Petitioner’s argument that counsel was ineffective on this ground on its merits. Because we find that trial counsel was not constitutionally ineffective, appellate counsel cannot be ineffective for failing to raise such a claim. No cause is therefore available to excuse Petitioner’s procedural default of this issue, and Petitioner’s sub-claim (3) is thus not entitled to federal review.
Petitioner next contends in subclaim (4) that his trial counsel was constitutionally ineffective for making arguments and introducing evidence at sentencing that proved harmful to Petitioner’s defense. Petitioner cites seven separate examples of such conduct, none of which were presented in state court. Petitioner, however, contends that he can demonstrate cause and prejudice for his default through the ineffective assistance of his appellate counsel in failing to challenge his trial counsel’s conduct on direct appeal. Because we find that all seven of Petitioner’s arguments are entirely without merit, we in turn conclude that they cannot be grounds for finding cause, as counsel cannot be found ineffective for failing to raise meritless claims.
See Strickland,
Petitioner asserts in his first example that his trial counsel was somehow deficient for referring to the Commonwealth’s attorney as “my respected friend,” “my respected colleague,” and “my learned friend.” (Mem. Law Supp. Pet. Writ Habeas Corpus at 39.) Petitioner argues that an attorney is not permitted to vouch for her own integrity, and therefore that vouching for one’s opponent is equally prejudicial and represents a constitutionally deficient performance.
(See id.
(citing
United States v. Pelullo,
Petitioner’s second example of trial counsel’s detrimental representation focuses on counsel’s stipulation to statements made by the victim, Jewel Stevens, to police from her hospital bed on the morning of August 11, 1984. (See N.T. 6/7/85, at 3.49.) Counsel permitted police officers to read the statements into the record in front of the jury. Petitioner argues that counsel permitted the introduction of otherwise inadmissible hearsay statements that were inflammatory and prejudicial to Petitioner’s defense. Petitioner fails to recognize two circumstances, however, that support trial counsel’s decision to admit the statement. First, Petitioner’s primary defense at the guilt stage of the proceeding was mistaken identity. His trial counsel permitted the victim’s statement to be entered into the record because it further demonstrated the Victim’s inability to identify her assailant; she was unable to describe the man who attacked her in any detail. (See id. at 3.50, 3.56-3.57, 3.59.) By preserving this uncertainty on the record, defense counsel was able to strengthen his client’s misidentification defense. Second, counsel permitted the statement into evidence because he did not want to seem as if he were hiding some important information from the jury. Ms. Stevens’ statement added little to the medical reports and signed confession already presented as evidence against Petitioner. By refraining from disputing what was an essentially redundant account of information already available, counsel was able to present himself as forthcoming and cooperative, two qualities that any attorney would like to convey to a jury. We find that trial counsel’s strategic decisions to permit the victim’s statement to be read to the jury were not unreasonable or the product of ineptitude or unfamiliarity with the facts or legal principles relevant to Petitioner’s case. We likewise find that Petitioner was not unduly prejudiced by the statement’s introduction. As a result, trial counsel was not constitutionally deficient in failing to object to the introduction of such statement, and therefore no cause exists to excuse Petitioner’s procedural default of this issue. This question may not be submitted for federal habeas review.
Third, Petitioner cites as an example of his counsel’s harmful tactics counsel’s reference during the penalty phase to the Victim’s age, her family, and to the terrible nature of the crime. Trial counsel acknowledged to the jury that they may be influenced by the age of the victim and that they may also be inclined to grant a harsher sentence out of “sympathy” or “outrage” as a result of the violent nature of the crime. Petitioner argues that counsel’s references incited the jury toward an outcome detrimental to Petitioner’s defense, and that such conduct, if performed by a prosecutor, would constitute reversible misconduct and ineffective assistance of counsel.
(See
Mem. Law Supp. Pet. Writ Habeas Corpus at 40 (citing
Commonwealth v. Fisher,
Petitioner’s fourth example argues that trial counsel was ineffective at the guilt phase of the proceeding for permitting evidence that Petitioner was guilty of multi-pie uncharged offenses. According to Petitioner, counsel’s failure to object to two different witnesses’ implications that Petitioner was a suspect in a “series of burglaries in the area that were similar to th[e] type of offense” Petitioner had been convicted of in the past added weight to the Commonwealth’s position that the (d)(9) aggravating circumstance applies. 22 Petitioner further highlighted the fact that counsel, in his closing argument at the penalty phase, referred to Petitioner’s past convictions as “rather light sentences” in an attempt to establish that counsel was ineffective for acting to Petitioner’s detriment.
We find that counsel was not constitutionally ineffective for choosing not to object to the aforementioned testimony, as his decision was actually part of his overarching trial strategy. Detectives Descher and Schol testified at trial that Petitioner had recently been in jail for a robbery conviction and that they were aware of numerous recent burglaries in Petitioner’s neighborhood. They also testified that they wanted to talk to Petitioner about these burglaries because he previously fled from police and “may have known something about the[m].” (N.T. 6/6/85, at 2.29.) Under cross-examination, however, both detectives admitted to simply wanting to garner information from Petitioner; neither ever referred to him as a suspect in
*734
the robberies or claimed to have questioned him about anything other than why he fled from a prior encounter with police.
(See
N.T. 6/6/85, at 2.75, 2.77, 2.78, 2.83, 2.147.) Trial counsel’s acceptance of the detectives’ testimony reinforced his mis-identification and scapegoat defenses. Counsel intended to demonstrate to the jury that the investigating officers knew of Petitioner's prior record and that their desire to question him despite being unable to connect him directly to the crime was solely a product of their singling Petitioner out as a suspect in the attack on Jewel Stevens without proper foundation. Counsels’ failure to object therefore represents a valid strategic decision designed to impugn the investigatory motives of the two detectives and create doubt in the jury’s mind as to the true identity of the victim’s attacker. Such a tactical choice is not the product of ineptitude, inexperience, or a lack of preparation or adequate legal knowledge, and therefore deserves considerable deference from this court under
Strickland
and
Weatherwax I,
With regard to Petitioner’s allegation that his trial counsel was ineffective at sentencing for referring to Petitioner’s pri- or sentences as “rather light,” we find that counsel had ample strategic justification for such comments and therefore that he was also not constitutionally ineffective on that ground. Counsel mentioned the leniency of Petitioner’s prior sentences for robbery to demonstrate that Petitioner had never been convicted of a crime as serious as the one he was charged with in this case. (See N.T. 6/12/85, at 6.26.) This point is consistent with counsel’s strategy at the penalty phase, which relied in part on the uncharacteristic nature of Petitioner’s conduct to support his argument for mitigation on the grounds of mental infirmity. We find that counsel’s attempt to strengthen his mental health defense by showing that the crime at issue in this case was out of character for Petitioner is a reasonable tactical choice within the Sixth Amendment’s broad range of acceptable legal representation. Petitioner’s argument that this choice may have supported the Commonwealth’s argument in favor of an aggravating circumstance under (d)(9) does not change the fact that counsel acted within his professional discretion in permitting the jury to hear certain evidence. Counsel did not perform deficiently or unduly prejudice Petitioner. As a result, Petitioner’s claim that cause and prejudice exist excusing his state court default of this issue is rejected, and his argument is found inappropriate for federal review under 28 U.S.C. § 2254.
Petitioner’s fifth example insists that his trial counsel was ineffective for using inflammatory and prejudicial language in describing the crime to the jury. Petitioner rests his argument on the fact that “these statements were made by defense counsel in a case where the evidence was overwhelming that Mr. Holland was the assailant.” (Mem. Law Supp. Pet. Writ Habeas Corpus at 41.) What Petitioner fails to acknowledge, however, is that trial counsel made a decision to pursue a defense of misidentification. Although Petitioner argues that overwhelming evidence existed that Petitioner was the assailant, he does not address the presence of even more overwhelming evidence that the crime was brutal and violent. Accounts from police at the scene, as well as numerous medical reports and the statement of the victim herself describe a horrific scene in Jewel Stevens’ apartment on the morning of August 11, 1984. (See, e.g., N.T. 6/5/85, at 1.72-1.75; N.T. 6/6/85, at 2.4-2.11; N.T. *735 6/7/85, at 3.47-3.49, 3.55-3.59.) Any attempt to prove otherwise would have seemingly been an exercise in futility; Petitioner’s trial counsel was left with little choice but to argue that his client was not the man at the scene. 23 Recognizing the seemingly obvious fact that the crime committed against Jewel Stevens was brutal and cruel, counsel continuously presented evidence to the jury that Petitioner was not the assailant, arguing that Petitioner’s prior criminal record served as evidence that such a brutal, violent crime was completely out of character for him. 24 (See, e.g., N.T. 6/12/85, at 6.26.) This decision was not unreasonable and did not unduly prejudice Petitioner. Counsel attempted to further an understandable defense strategy by admitting to the jury that which they already knew. Any attempt to argue otherwise ran the risk of seeming disingenuous and desperate. We find that Petitioner’s trial counsel was not ineffective by virtue of his description of the crime against Jewel Stevens, and therefore that Petitioner is unable to demonstrate cause for his procedural default. We are therefore barred from further review of this issue.
Sixth, Petitioner offers as an example of his trial counsel’s ineffectiveness his counsel’s comments to the jury at the penalty phase regarding Petitioner’s choice not to testify. At the trial’s outset, Petitioner stated on the record that he did wish to testify on his own behalf.
(See
N.T. 6/5/85, at 1.3 — 1.5.) He later changed his mind. At the close of the penalty phase, Petitioner’s counsel explained on the record that Petitioner had changed his mind and no longer wished to testify.
(See
N.T. 6/12/85, at 6.22-6.23.) Petitioner now claims that such an explanation by counsel constituted a violation of his Fifth Amendment right against self-incrimination under
Griffin v. California,
Petitioner’s seventh and final example of his trial counsel’s harmful conduct focuses on the language in counsel’s closing argument. Petitioner objects to his counsel’s comments that
Now, sometimes it is argued that the whole purpose that should appreciate you to pass the death penalty, that is the victim, whoever he or she may be will never change. That is why it is introduced records of his past, so we show you that this is the way he has been in the past. And if you are to say that he should get a life sentence, he will never change. Should he ever get out of prison, this is the way he will be in the future. That, really, is the essence of whether a person should get a life sentence or the death penalty. Is he going to change? Is the society always going to be threatened by this human being? And the Commonwealth, of course, always does its best, as it must, to convince you that the defendant will never change, that he will always be a predator among civilized people. I urge you, ladies and gentlemen, to think carefully on that. Who are we to say that a person will never change? Who are we to say that a person should not by given a chance to live?”
(N.T. 6/12/85, at 6.25-6.26.) According to Petitioner, counsel’s reference to whether the defendant is capable of change represents “an appalling ignorance of Pennsylvania’s capital sentencing scheme.” (Mem. Law Supp. Pet. Writ Habeas Corpus at 44.) He contends that counsel’s comments implied that a life sentence should only be granted in cases where the defendant will eventually be capable of reentering society. Pennsylvania law, however, permits a capital jury to sentence a defendant to either death or life in prison without parole. Petitioner insists that his counsel’s improper implication increased his likelihood of receiving a death sentence because *737 the jury mistakenly thought Petitioner may eventually be eligible for release. Counsel, however, never mentioned release in his closing. Any talk of personal change can be assumed to apply as easily to people in prison as to those outside. Counsels’ comments were meant to appeal to the jury’s sympathies in an attempt to have them recognize Petitioner’s humanity and spare his life. Counsel did not improperly misrepresent Pennsylvania law, nor did he prejudice his client in such a way as to create a reasonable probability that he would have received a lesser sentence but for his counsel’s comments.
Petitioner next argues that his counsel’s use of the phrase “predator among civilized people” misrepresented Pennsylvania death penalty law by implying that the jury should consider future dangerousness as an aggravating circumstance and by prejudicing the jury into sentencing Petitioner more harshly. Petitioner neglects to notice, however, the context in which counsel used the phrase. Counsel was not referring to his client as a predator. He was instead exposing the Commonwealth’s goal of painting the Petitioner as a danger to society in an attempt to establish that Petitioner was deserving of the death penalty. Counsel never implied that he considered his client dangerous, nor did he encourage the jury to think so. More specifically, counsel never spoke of aggravation in connection with any mention of rehabilitation or future dangerousness. He simply exposed his opponent’s objective in hopes of convincing the fact-finder otherwise. He asked the jury to think about the Commonwealth’s necessary characterization of Petitioner and appealed to their sense of humanity by asking them not to render the ultimate penalty. Petitioner misconstrues counsel’s comments as highly prejudicial misrepresentations of applicable state law, when they are in fact pleas for his client’s life in an otherwise bleak situation. We find that counsel’s attempts to elicit sympathy and to portray the Commonwealth’s goals in the harshest light possible were reasonable approaches to convincing the jury that Petitioner did not deserve to die. Furthermore, we find that Petitioner has shown no evidence to demonstrate a reasonable probability that, but for counsel’s decisions, the jury’s verdict would have varied. The jury found three specific aggravating circumstances and no mitigating circumstances in determining Petitioner’s sentence. Because counsel’s comments did not preclude the jury from finding additional mitigating circumstances, we find it highly unlikely that Petitioner experienced any actual prejudice as a result of counsel’s closing argument. As a result, we find Petitioner’s argument that his trial counsel was ineffective meritless, and in turn conclude that no cause exists for his default. We are therefore unable to consider this issue on its merits.
In short, counsel was not ineffective for presenting allegedly harmful arguments and evidence at trial. As a result, no cause or prejudice exists by which to excuse Petitioner’s state procedural default of this issue, and it is therefore not reviewable by this court. We now turn our attention to the remaining three defaulted issues from Claims I and II.
Petitioner’s fifth subclaim argues that his trial counsel was ineffective for failing to investigate, develop, or properly present evidence of Petitioner’s intoxication through two lay witnesses at trial, Jack Gormley and Thomas Fulcher. He cites the ineffectiveness of his appellate counsel as an excuse for the default of his claim against his trial counsel, and argues that this claim should therefore be brought before this court for review on the merits.
See Murray v. Carrier, 477
U.S. 478, 488,
We find that none of Petitioner’s arguments with respect to either witness constitute ineffective assistance of counsel. These witnesses were the only two people who were-able to testify at all to Petitioner drinking on the night in question. Counsel’s decision to call them was a perfectly valid tactical decision; he presented the only evidence available in an attempt to establish a potentially powerful defense for Petitioner. Had he not called these two witnesses, counsel would have been unable to demonstrate any possibility of intoxication.
27
Contrary to Petitioner’s claim, counsel did not act outside the bounds of acceptable professional activity, and did not make his decision out of ineptitude, inexperience, or a lack of preparation or legal understanding.
See Strickland,
Petitioner’s sixth subclaim asserts that both his trial counsel and the court erred in misrepresenting the record before the jury at the penalty phase, and that his trial counsel was ineffective for making statements that were prejudicial to Petitioner’s intoxication defense at sentencing. Although Petitioner did not raise any of these arguments before the state courts, he asserts that they are properly before this court because he can demonstrate cause and actual prejudice for his omission. He cites his trial and appellate counsel’s ineffective assistance in not bringing these claims before the state courts as cause for his default.
See Murray,
Petitioner claims that his trial counsel was ineffective because he misrepresented evidence to the sentencing jury and because he failed to object to a similar misrepresentation by the court. Petitioner’s ai’guments fail. Neither the court nor counsel misrepresented the trial record. Counsel posed a hypothetical question to an expert witness regarding Petitioner’s possible level of intoxication on the night in question. He asked the witness what effect three or four drinks would have on the functioning of a person’s cerebral cortex. (See N.T. 6/11/85, at 5.24.) When the Commonwealth objected to the number of beers used in the hypothetical, the court replied, “we don’t know how much beer [Petitioner] had. We know he had one ... There was testimony, also, that after the bar closed, [Petitioner] with four other people stayed in a parking lot and two six packs of beer were consumed. How much he drank or how little or perhaps even not, that is all we know on the record.” (N.T. 6/11/85, at 5.23.) Petitioner now argues that “[t]he court mischaracterized the evidence. There was unrebutted and unquestioned testimony that Mr. Holland was drinking in the parking lot for hours after the bar closed.” (Pet. Writ Habeas Corpus at 41.) This is simply not true. There is nothing in the record that affirmatively states that Petitioner drank anything after the bar closed. The closest account is that of Fulcher, who testified that he had been drinking and that Petitioner had “[probably the same. But I wasn’t counting.” (N.T. 6/10/85, at 4.88.) Trial counsel’s hypothetical was not an unreasonable account of the evidence on the record; in fact, it was a more favorable account than clearly existed on the record. Counsel chose a number of beers in his hypothetical that would seem believable to the jury and that would still elicit the response he wanted from the expert, namely that “three or four beers are enough to loosen inhibitions.” (N.T. 6/11/85, at 5.24.) Trial *740 counsel was also not ineffective for failing to object to the court’s characterization of the record. Not only did the court not misrepresent the record, but it permitted counsel to pose a hypothetical question in which three or four beers were consumed. The statement of the court would have permitted the jury to have a reasonable doubt that Petitioner was sober. We cannot say that counsel acted outside the broad range of professionally acceptable activity in either posing his hypothetical to the jury, or in failing to object when the court permitted him to do so. Counsel was not deficient in his performance and therefore no cause exists for Petitioner’s default under Strickland or Murray.
Petitioner’s argument that his counsel made prejudicial statements is similarly unfounded. Petitioner argues that counsel improperly used inflammatory language in describing the crime as “planned,” and “committed by an expert.” As we explained in our analysis of subclaim (4), counsel’s trial strategy was one of misiden-tification. By describing the crime as the product of a professional, he was attempting to distance Petitioner from the event in the minds of the jury. Counsel went to great lengths to demonstrate that, despite Petitioner’s criminal record, he had never been involved in any violent crimes. By highlighting the brutality of the crime charged, counsel was demonstrating how far out of character such activity would be for Petitioner. This is a reasonable taetical approach to a difficult case and is therefore not grounds for a finding of ineffective assistance of counsel. Petitioner did not demonstrate cause for his state procedural default, and thus is barred from presenting his subclaim to this court for review.
b. AEDPA Review of Ineffectiveness Subclaims
Petitioner did, however, present two subclaims in state court, namely that his trial counsel was ineffective for failing to obtain records and to investigate, develop, and present expert testimony in mitigation of Petitioner’s sentence. They are therefore subject to federal review in accordance with the AEDPA, which permits us to grant a writ of habeas corpus only if the state court rulings pertaining to Petitioner’s claims were contrary to, or an unreasonable application of, clearly established federal law. See 28 U.S.C. § 2254(d).
Petitioner’s first subclaim argues that his trial counsel was constitutionally ineffective at the sentencing phase of his capital murder trial because, among other things, counsel failed to obtain or review documents pertaining to potential mitigating circumstances. Counsel was aware that Petitioner had a prior criminal record, and that he had received psychiatric evaluations and treatment on numerous prior occasions. 29 (See N.T. 5/22/96, at 15-16.) *741 Nevertheless, counsel chose not to review any of Petitioner’s prior presentence (“PSI”) reports, mental health evaluations, or school records. (See N.T. 5/28/96, at 15, 21-22.) He claimed that this omission was a strategic decision designed to avoid introducing further evidence of Petitioner’s prior criminal record. (See N.T. 5/22/96, at 15-16.) Counsel instead relied solely on interviews with Petitioner’s family in investigating Petitioner’s psychiatric history. At sentencing, Petitioner’s mother and grandmother testified that Petitioner had an unhappy and difficult childhood which, in their minds, left him emotionally and psychologically disturbed. 30 In his closing argument at sentencing, trial counsel reminded the jury that Petitioner’s “family sa[id] that it has been quite obvious for a while that he needs psychiatric help,” and that the case at hand is the “first time [Petitioner] has done anything violent.” (N.T. 6/12/85, at 6.27.) He then went on to discuss the philosophical underpinnings of the death penalty, (See N.T. 6/12/85, at 6.23-6.24, 6.26), and to plead for mercy and compassion for his client. (See N.T. 6/12/85, at 6.30-6.31.) Counsel explained that he failed to review Petitioner’s PSI reports and mental health evaluations because he “did not think getting into past cases and bringing up past reports ... I did not want that to come out to the jury.” (N.T. 5/22/96, at 17.)
The Pennsylvania courts ruled on Petitioner’s ineffective assistance claim at two separate collateral proceedings. The Court of Common Pleas of Philadelphia County denied Petitioner’s claim that his trial counsel was ineffective for failing to review existing PSI reports and mental health evaluations in preparation for sentencing. It concluded that Petitioner’s counsel made a strategic decision not to introduce the reports because they would prove a detrimental reminder to the jury of Petitioner’s lifelong pattern of lawlessness.
See Commonwealth v. Holland,
Nos. 1430-1441, at 8-14 (Pa. Ct. Common Pleas Phila. Cty. Sept. 16, 1996). The court likewise found that no actual prejudice existed in Petitioner’s case, as the reports in question did not contain any information distinct from that elicited at sentencing through the testimony of Peti
*742
tioner’s family members and counsel’s closing argument.
See id.
at 16-21. On appeal, the Pennsylvania Supreme Court upheld the decision of the Court of Common Pleas.
See Holland II,
As mentioned above, Petitioner’s claim for habeas corpus relief may only be granted if the state courts’ refusals to do so constitute an “unreasonable application of clearly established federal
law.”
31
28 U.S.C. § 2254(d). “It is past question that the rule set forth in
Strickland
qualifies as ‘clearly established Federal law, as determined by the Supreme Court of the United States.’”
Williams,
The state courts’ decisions were not unreasonable applications of
Strickland.
Petitioner’s trial counsel made a decision not to exhaust limited resources examining a body of documents he knew were the product of his client’s prior criminal activities. He chose to rely instead on the accounts of Petitioner’s closest relatives to demonstrate Petitioner’s mental infirmities to the jury, thereby denying the Commonwealth the opportunity to repeatedly focus the jury’s attention on Petitioner’s criminal history by referring to the reason such documents were created. We find that it is not unreasonable to conclude that this tactical decision was not the product of ineptitude, inexperience, lack of preparation, or an unfamiliarity with the relevant legal principles and therefore that it does not represent ineffective assistance of counsel under
Strickland.
32
See Weatherwax I,
We also find that the state courts acted reasonably in determining that trial counsel’s decision not to review Petitioner’s PSI reports and mental health evaluations did not meet Strickland’s actual prejudice standard. They found that the information available in the relevant documents was not appreciably different from that presented at sentencing by Petitioner’s *743 family. Under the AEDPA, we are required to defer to state court findings of fact that are not unreasonable “in light of the evidence presented in the State court proceeding.” See 28 U.S.C. § 2254(d)(2). As a result, because we do not consider the state trial court’s factual conclusion unreasonable, and because Petitioner did not present clear and convincing evidence to rebut the state courts’ factual findings, see 28 U.S.C. § 2254(e)(1), we conclude that their application of Strickland’s prejudice standard to those facts was not unreasonable. 33 Counsel’s failure to introduce Petitioner’s PSI reports and mental health evaluations did not create a reasonable probability that the jury would have sentenced Petitioner differently, and Petitioner’s claim of ineffective assistance therefore fails.
Petitioner’s second subclaim contains two separate contentions. First, Petitioner argues that his counsel was constitutionally deficient for failing to present expert testimony for purposes of mitigation at sentencing. Petitioner cites two examples of what he considers counsel’s ineffectiveness with respect to expert testimony. 34 He claims that counsel violated his constitutional duty of representation by failing to present a defense expert in support of mitigation and by improperly limiting the scope of that expert’s examination. Second, Petitioner contends that the trial court erred in excluding the testimony of Dr. Jay Bonovitz regarding Petitioner’s level of intoxication on the evening in question. We address each of these contentions below under § 2254 of the AEDPA.
Petitioner first contends that his trial counsel was constitutionally ineffective for failing to present a defense expert in support of mitigation at sentencing. At a minimum, argues Petitioner, counsel should have recalled Dr. Jay Bonovitz to testify in support of Petitioner’s intoxication on the night of the crime. “Dr. Bonovitz’ report contains significant mitigating evidence and clearly shows the need for further investigation, development and presentation of expert mental health testimony.” (Mem. Law Supp. Pet. Writ Ha-beas Corpus at 33.) Petitioner goes on to claim that his defense was prejudiced by counsel’s failure to present such testimony. He argues that a mental health expert could have testified to Petitioner’s “lifelong history of trauma, mental and emotional impairments, and substance abuse,” and more specifically to Petitioner’s previously *744 diagnosed “personality disorder with schizoid and paranoid traits.” (Id. at 35-36.)
The Supreme Court of Pennsylvania addressed this claim in Petitioner’s state post-conviction proceedings, and determined that counsel had valid strategic reasons for refraining from requesting a court-appointed defense expert.
See Holland II,
We find that the Pennsylvania Supreme Court’s denial of Petitioner’s claim was not an objectively unreasonable application of
Strickland.
35
Under § 2254(d) of the AEDPA, we are required to defer to state court decisions that are neither contrary to, nor unreasonable applications of, clearly established federal law. Because Petitioner cites no Supreme Court precedent requiring an outcome different from that reached by the state court, we cannot find their decision contrary to federal law. We likewise cannot find the Pennsylvania Supreme Court’s decision to be an unreasonable application of such law. Regardless of whether we would have arrived at the same conclusion, we cannot find the state court’s decision of such a fact-specific situation objectively unreasonable.
See Williams,
Petitioner’s next example of his trial counsel’s ineffectiveness is the narrow scope of counsel’s inquiry into Petitioner’s mental state. Petitioner argues that his trial counsel only gathered expert testimo *745 ny with respect to Petitioner’s competency to stand trial and potential insanity defense, and that he should have looked further into Petitioner’s history of depression. More specifically, Petitioner claims that “the details and depth of Mr. Holland’s depression were not evaluated by the examiner in order that more time would be available to focus on Mr. Holland’s state of mind at the time of the crime.” (Mem. Law Supp. Pet. Writ Habeas Corpus at 73.) Petitioner’s complaint itself defeats his claim of ineffectiveness. Petitioner’s counsel made a strategic decision to focus on his client’s state of mind at the time of the crime, rather than to pursue a bevy of other arguments in less detail. This is precisely the sort of strategic decision protected by Strickland. Counsel did not act out of ineptitude or inexperience, but rather out of concern for presenting the most convincing argument available given the resources available and the relative strength of the various defenses. We therefore agree with the state court’s finding that counsel was not deficient in failing to object to the scope of Dr. Bonovitz’ review, and reject Petitioners’ argument on its merits.
Petitioner’s second contention deals with the trial court’s decision to exclude testimony of Dr. Bonovitz regarding Petitioner’s level of intoxication on the evening of the murder. Dr. Bonovitz attempted to repeat on the witness stand what Petitioner had told him in an interview with respect to the number of alcoholic drinks Petitioner consumed on the night in question.
{See
N.T. 6/11/85, at 5.10-5.15.) The trial court excluded the testimony as inadmissible hearsay.
{See
N.T. 6/11/85, at 5.11.) Petitioner argues that the testimony was admissible, and that his counsel was therefore ineffective for not objecting to its exclusion, on the grounds that a psychiatric interview is precisely the sort of information reasonably relied on by psychiatrists in formulating opinions about their subjects. The Commonwealth responds by stating that experts are not exempt from the hearsay rule and by arguing that excluding Dr. Bonovitz’ recitation of Petitioner’s statements does not prohibit the doctor from voicing his opinion of Petitioner’s level of intoxication based on their prior discussions. In fact, Petitioner’s trial counsel was permitted to pose a hypothetical to Dr. Bonovitz based on pri- or testimony regarding Petitioner’s alcoholic consumption in the early morning of August 11, 1984.
{See
N.T. 6/11/85, at 5.24-5.25.) The Pennsylvania Supreme Court denied Petitioner’s claim, finding that Petitioner presented no evidence that Dr. Bonovitz could have presented any additional evidence at trial.
See Holland II,
c. Mental State Defenses
Petitioner’s second main claim is that he was denied his Fifth Amendment Due Process right to his own court-appointed defense expert for assistance in developing his mental health defenses at both the guilt and penalty phases of his state court trial. Petitioner and the Commonwealth had a pretrial conference with the trial judge on November 11, 1984. The parties agreed at that conference to a neutral court-appointed expert, Dr. Jay Bonovitz, to evaluate Petitioner’s mental state and report directly to the court.
{See
Letter of Judge Kubacki 1/17/85.) This was in keeping with the law in effect at that time.
See, e.g., United States ex rel. Smith v. Baldi,
Although he did not raise this Fifth Amendment due process claim in any of his state court proceedings, Petitioner cites his trial and appellate counsel’s ineffectiveness as cause for this omission, and argues that actual prejudice resulted, his default is thereby excused, and his claim for relief is properly before this court for review. The claims of ineffective assistance of counsel relied on by Petitioner to show cause for his default of his Fifth Amendment Due Process claim are nearly identical to those already denied on their merits in state court. The question therefore arises whether Section 2254(d) of the AEDPA, which establishes the standard to be followed by federal courts when reviewing claims already adjudicated on then-merits in state court, applies to claims of cause aimed at excusing state court procedural default of other substantive claims. Section 2254(d) empowers federal courts to grant a writ of habeas corpus pursuant to “any claim that was adjudicated on the merits in State court proceedings” if the federal court finds that the state adjudication of that claim “resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established federal law.” This is a highly deferential standard of review for federal courts, and was not the predominant standard applied to claims of cause under
Murray,
Section 2254(d) addresses those situations in which a federal court may grant a writ of habeas corpus over a state court’s contrary determination. It requires that a deferential standard of review be applied to any claims adjudicated on then- merits in state court. The phrase any claim obviously refers to “any claim for habeas relief,” as it is included in the section of the statute empowering federal courts to grant the writ. Does it also include a claim within a claim? Is a claim of ineffective assistance of counsel, when used merely to establish cause for the default of another constitutional claim, a “claim for habeas corpus relief?” Is it instead only an excuse offered to the court to explain why petitioner’s ultimate claim for relief *747 was not presented for state court review? Could a federal court reach a different result than a state court reached on an identical set of facts? If facts were an issue, would § 2254(d)(2) or § 2254(e)(1) apply? 36
Applying § 2254(d) would make it more difficult to establish the cause and prejudice excuse for procedural default created by the Supreme Court in Murray. If federal courts are required to defer to state courts in evaluating every argument in favor of excusing a petitioner’s procedural default on the terms outlined in § 2254(d)(1), it could be argued that by the language of the statute they would be permitted to grant habeas relief on Sixth Amendment Right to Counsel grounds, and any claim that a petitioner argued was excused from being procedurally defaulted would never need to be heard. We believe that the procedural default doctrine addressed by the Supreme Court in Murray is controlling and unchanged by § 2254(d).
There are obviously major comity concerns inherent in such a determination. As mentioned above, petitioners are required to present ineffectiveness of counsel claims in state court before submitting them as cause for the procedural default of additional claims.
See Edwards,
We havé found that § 2254(d) does not apply, however, and in turn conclude that Petitioner can demonstrate that his appellate counsel was constitutionally ineffective, and therefore that Petitioner satisfies the cause and actual prejudice standard necessary to gain federal review of his defaulted claim. Petitioner asserts that both his trial and appellate counsel were ineffective. He argues that his trial counsel was deficient for failing to request that the state trial court appoint a defense expert for the purpose of eliciting information about Petitioner’s mental health and substance abuse problems. He clearly should have done so. However, Petitioner’s trial counsel filed a post-trial motion challenging the lack of a court-appointed defense expert in Petitioner’s case. Despite the fact that the motion was dismissed, we cannot find trial *748 counsel constitutionally ineffective for his lack of success. 37
*749 We nevertheless find that Petitioner’s appellate counsel on direct appeal to the Pennsylvania Supreme Court was constitutionally deficient. He did not raise any claims regarding Petitioner’s lack of a court-appointed psychiatric expert to assist the defense. (See Holland I Brief at 7-30.) Petitioner argues that his appellate counsel’s deficiencies were unreasonable and that they prejudiced his defense at sentencing. The Commonwealth responds by asserting that counsel had a strategic justification for withholding those claims and that, in any event, raising them would have been fruitless due to both an absence of resources for investigation and a lack of a factual basis to support mitigation of Petitioner’s sentence.
Petitioner’s appellate counsel testified at a state collateral proceeding. When asked why he chose not to present claims of trial counsel’s ineffectiveness on direct appeal, counsel responded that he believed such claims could be brought later in collateral proceedings and that they were therefore not a sound use of the scarce funds afforded him by the court for his investigation. (See N.T. 12/14/95, at 70-74.) The mere opportunity to raise an issue later, especially when that issue may be subject to a different standard of review under the PCRA, does not constitute a defensible strategic justification under Strickland. Neither, as we explained above, does an alleged lack of funds justify inadequate representation. Despite admitting that he thought trial counsel’s performance was “wretched,” appellate counsel requested neither additional funds from the court nor a remand for further evidentiary hearings to investigate trial counsel’s potential ineffectiveness. (See N.T. 12/14/95, at 78.) Either of these approaches would have alleviated any funding dilemma counsel faced.
Petitioner’s appellate counsel also testified that he was unsure as to the benefit to be derived from a defense mental health expert.
(See
N.T. 12/14/95, at 79-86.) According to appellate counsel himself, however, this uncertainty was due to his complete lack of knowledge of Petitioner’s mental health, social, and educational backgrounds,
(see id.
at 92-93) as well as
*750
of the controlling Supreme Court precedent requiring courts to appoint defense mental health experts in cases involving the defendant’s mental state so that those experts may assist in the evaluation, preparation, and presentation of the defense.
See Ake,
We also find that appellate counsel’s deficient performance prejudiced Petitioner’s case. According to Dr. O’Brien, counsel’s failure to challenge the denial of a defense mental health expert created a reasonable probability that, but for this omission, Petitioner may have been afforded a stronger argument for mitigation and, therefore, a different sentence. The constitutionally ineffective performance of Petitioner’s appellate counsel therefore represents cause and prejudice for Petitioner’s state procedural default. This default is in turn excused under
Coleman,
Petitioner alleges that he was denied his Fifth Amendment right to a court-appointed psychiatric expert for assistance in developing defenses at the guilt and penalty phases of his state murder trial. Because this claim was procedurally defaulted and is before us by virtue of Petitioner demonstrating cause and prejudice for that default, we are not constrained by the standard of review set forth in the AEDPA, 28 U.S.C. § 2254(d). Our review of Petitioner’s claim is instead
de novo
with regard to all legal issues.
39
See Hameen v. State of Delaware,
The Supreme Court addressed the importance of making mental health experts available to defendants in Ake, in which it held:
when a defendant demonstrates to the trial judge that his sanity at the time of the offense is to be a significant factor at trial, the State must, at a minimum, assure the defendant access to a competent psychiatrist who will conduct an appropriate examination and assist in evaluation, preparation, and presentar tion of the defense.
Id.
at 83,
The
Ake
holding, however, is not limited to cases involving insanity defenses. The Court also found a violation of due process because the defendant was denied a court-appointed psychiatrist for purposes of developing mitigation evidence at capital sentencing.
See Ake,
Part of the purpose of this requirement is to ensure confidentiality between the examining expert and the defendant.
A psychiatrist will of necessity make inquiry into the facts surrounding the alleged crime, just as the attorney will. Disclosures made to the attorney cannot *752 be used to furnish proof in the Commonwealth’s case. Disclosures made to the attorney’s expert should be equally unavailable, at least until he is placed on the witness stand. The attorney must be free to make an informed judgment with respect to the best course for the defense without the inhibition of creating a potential Commonwealth witness.
United States v. Alvarez,
A similar situation to that confronting Petitioner here was addressed in
Christy v. Horn,
(1) whether [petitioner] made a sufficient showing to the trial judge that his sanity would be a “significant factor at trial,” (2) whether petitioner received competent psychiatric assistance for his defense, and (3) whether the refusal to provide [petitioner] with psychiatric assistance was harmless error.
Id. at 320. The court performed this analysis with respect to both the guilt and sentencing phases of the petitioner’s capital murder trial. With regard to whether the petitioner made a sufficient showing that his sanity would be a “significant factor at trial,” the court found that petitioner had adequately established that his mental state was at issue by expressly informing the trial court of that fact pre-trial, and by virtue of the fact that the trial judge was aware of the petitioner’s prior mental health problems. For these reasons, the court determined that “Ake required the appointment of a psychiatrist to assist -petitioner in his defense.” Id. (emphasis added)
The court next found that the psychiatric assistance afforded the petitioner was inadequate. The two psychiatrists appointed by the court, Drs. Olivier and Cha-vern, “failed to address [petitioner’s] needs as the accused. Neither ... aided [petitioner] in marshaling the facts to assist in developing any defenses.” Dr. Chavern, for example, testified at a competency hearing that petitioner was competent and showed no other evidence of insanity at the time of the crime. Because Dr. Cha-vern’s testimony “undermined any defense that [petitioner] might have hoped to pursue,” and because it involved only a “con-clusory review of [petitioner’s] records,” the court found this examination insufficient under the Fifth Amendment and Ake. Id. at 321. The court concluded by stating generally that “[a] defendant is denied the essential benefits of an expert when the services of a doctor must be shared with the prosecution.” Id.
The
Christy
court then performed a harmless error analysis to ensure that the denial of the petitioner’s Fifth Amendment rights precluded the petitioner from asserting a real defense under Pennsylvania law. The Pennsylvania Supreme Court ruled that this denial was in fact harmless error because “psychiatric assistance would not have provided Christy with a defense under Pennsylvania law because Christy was diagnosed merely with a personality disorder.”
Id.
The federal habeas court, however, disagreed, finding that
Ake
required psychiatric assistance “ ‘to help determine whether the insanity defense is viable.’ Thus, implicit within
Ake,
such assistance is required when a defendant’s
*753
mental state is at issue, even if the defendant ultimately abandons an insanity defense.”
Id.
(quoting
Ake,
Petitioner’s case strongly resembles that of his counterpart in Christy. Petitioner made it clear in a pretrial conference on November 7, 1984 that he intended to present mental health defenses, but did not explicitly request a court-appointed mental health expert for the defense at that time. The trial judge and the parties in turn agreed to a neutral court-appointed expert, Dr. Jay Bonovitz, to evaluate Petitioner’s mental state and report directly to the court. (See Letter of Judge Kubacki 1/17/85.) Dr. Bonovitz’ appointment occurred before the Supreme Court’s ruling in Ake, and was consistent with case law at that time. It therefore cannot be considered a violation of defendant’s due process rights. Ake was decided on February 26, 1985, nearly four months before Petitioner’s trial. At the close of Petitioner’s penalty phase, the trial court-appointed another neutral expert and ordered a presentence and a psychiatric report. (N.T. 6/12/85, at 6.59.) Petitioner responded by presenting a post-trial motion arguing that, under Ake, Petitioner was entitled to “the benefit of a presentenee report, psychiatric and a[sic] medical studies” during sentencing. {See N.T. 2/7/86, at 60.) The trial court rejected his motion and accepted the jury’s recommendation of death. (See N.T. 2/7/86, at 71-72.) We find that Petitioner adequately presented his need for a court-appointed mental health expert in his post-trial motion. 41 (See N.T. 2/7/86, at 61 (objecting to the lack of scientific evidence available to the defense during the penalty phase).)
Petitioner was also denied proper expert assistance. His case is virtually identical *754 to that found sufficient to grant the writ in Christy. The trial court-appointed a neutral psychiatric expert, Dr. Jay Bonovitz, as the sole evaluator of both Petitioner’s mental history and his mental state at the time of the crime. Dr. Bonovitz was not alerted by trial counsel to the numerous PSI reports and mental health evaluations chronicling Petitioner’s history, and therefore did not take them into account in his analysis. He testified only during the guilt phase of the trial, and then only on the effects of alcoholic beverages on the cerebral cortex. (See N.T. 6/11/85, at 5.20-5.24.) He delivered his report directly to the court; it was never introduced into evidence by either party. The report did not address any of Petitioner’s potential mental health defenses. It did, however, point out that Petitioner “became evasive” when asked about the details of the crime, noting that such a reaction could be a function of the lack of confidentiality between Dr. Bonovitz and Petitioner. (See Report Dr. J. Bonovitz at 1-2.)
Furthermore, like the experts appointed in
Christy,
Dr. Bonovitz’ conclusion regarding competency “undermined any defense that [Petitioner] might have hoped to pursue.”
Christy,
Unlike the petitioner in Christy, however, we do not find that Petitioner’s lack of a court-appointed mental health expert resulted in actual prejudice at every stage of Petitioner’s state murder trial. We instead find that the trial court’s denial of Petitioner’s post-trial motion constituted harmless error with regard to the guilt phase of his state trial, but was not harmless with respect to the penalty phase. A defendant in Pennsylvania may raise one of two mental health defenses at the guilt phase of a capital murder trial. First, he may assert that he was criminally insane under the M’Naghten test. See Pa. Cons. Stat. § 314(d). M’Naghten entitles a defendant to an acquittal if he can demonstrate, by a preponderance of the evidence, that he had a mental disease or defect that caused him either “not to know the nature and quality of the act he was doing or, if he did know it, that he did not know he was doing what was wrong.” 18 Pa. Cons. Stat. § 314(c)(2). Petitioner presented no evidence at trial to support either of these conclusions, and the jury and Pennsylvania Supreme Court on direct review under § 9711(h)(3)(i) both found that the evidence presented was sufficient to support a finding of specific intent to kill.
The second available defense requires a showing that “as a result of an abnormal mental condition [Petitioner] was at the time of the killing incapable of’ the specific intent required for a finding of first-degree murder. Pennsylvania Criminal Suggested Standard Jury Instructions § 5.01B (8th Supp.2000). Petitioner also presents no evidence that he was unable to form the requisite intent for first-degree murder. In fact, the record reflects Petitioner admitting that he entered the Victim’s apartment on the morning of August 11, 1984 with the intent “to rape somebody.” (N.T.6/6/85, at 2.57.) This clearly demonstrates Petitioner’s ability to form a criminal intent, and is consistent with both the jury and the Pennsylvania Supreme Court’s findings regarding the sufficiency *755 of evidence in support of Petitioner’s first-degree murder conviction. Furthermore, none of Petitioner’s prior psychiatric evaluations or presentence reports found that Petitioner suffered from any condition that would inhibit his ability to form a criminal intent. They focused instead on his having a personality disorder with sociopathic traits, his traumatic background and childhood, and his substance abuse. (See, e.g., Report Dr. J. Bonovitz at 2-3; Report April 1981, at 7.) We find that none of these evaluations represent evidence of an inability to form the intent necessary to be found guilty of first-degree murder, and therefore reject Petitioner’s claim that his lack of a court-appointed mental health expert for assistance in preparing defenses at the guilt phase of his state murder trial was anything other than harmless error.
Our conclusion is further supported by the fact that Petitioner never requested a defense expert during the guilt phase of his state murder trial. His post-trial motion argued only that he needed a court-appointed mental health expert for assistance in developing mitigation evidence at the penalty phase. We find that this is the extent of Petitioner’s remediable claim. Petitioner neither requested relief in conjunction with the guilt phase of his state trial, nor is he entitled to it under the circumstances.
We are not, however, by virtue of our conclusions regarding the guilt phase, precluded from finding that actual prejudice existed at the penalty phase. The standard established for finding mitigation at the penalty phase is different from that relied on as a defense to guilt for first degree murder. As mentioned above, a guilt phase diminished capacity defense requires a showing that the defendant did not form the specific intent necessary to satisfy the statutory definition of first-degree murder. By contrast, Pennsylvania’s mitigating circumstances do not require such a high degree of mental infirmity to justify mitigation. They instead require a showing that the “defendant was under the influence of extreme mental or emotional disturbance” or that a defendant’s poor mental health constitutes “evidence of mitigation concerning the character and record of the defendant and the circumstances of his offense.”
See
42 Pa. Cons. Stat. § 9711(e)(2), (8). The United States Supreme Court has found that penalty phase juries must be afforded every opportunity to exercise their discretion in granting a sentence of life imprisonment.
See Eddings v. Oklahoma,
We are satisfied that the evidence presented by Petitioner is relevant to a finding of the two mitigating factors mentioned above, and that his lack of a court-appointed mental health expert actually prejudiced his defense at the penalty phase. Like the petitioner in
Christy,
Petitioner’s record was replete with multiple diagnoses, as well as expert testimony from his post-conviction proceedings supporting a finding of actual prejudice as a result of his not having a court-appointed mental health expert at the penalty phase of his state trial. Dr. John O’Brien testified at Petitioner’s post-conviction hearing that a diminished capacity defense may have been viable at the penalty phase in light of Petitioner’s mental history.
(See
N.T. 12/14/95, at 18-19.) Dr. O’Brien likewise explained that a mental health expert could have testified to the impact of Petitioner’s prolonged drug abuse and other mental infirmities on his life generally and on his state of mind in the early morning of August 11, 1984.
(See
N.T. 12/14/95, at 15, 18-19, 53, 56.) Finally, like the petitioner in
Christy,
Petitioner did not experience harmless error because his mental
*756
condition was “his only viable defense and his strongest argument in mitigation for sentencing purposes.”
Christy,
In light of the Supreme Court’s clearly established position in Ake, and in conjunction with a very similar decision by the court in Christy, we find that Petitioner was denied his Fifth Amendment right to a court-appointed defense expert at the penalty phase of his state court proceeding. We do not, however, find that a similar error was committed with respect to the guilt phase of Petitioner’s trial. Petitioner did not make such a claim, nor did he present evidence capable of establishing an inability on the part of Petitioner to form the necessary intent to be acquitted of first-degree murder. As a result, we grant Petitioner’s request for relief from his death sentence on the ground that he was improperly denied a court-appointed defense expert for help in developing defenses in support of mitigation at the penalty phase, but deny such relief in connection with his first-degree murder conviction. Despite our finding that Petitioner is deserving of a writ on these grounds, we nonetheless consider the remainder of his claims in order to determine an appropriate remedy.
S. Claim III
Petitioner’s Claim III argues that the trial court’s “penalty phase jury instructions unconstitutionally prevented the jury from considering and giving effect to mitigating circumstances.” (Pet. Writ Habeas Corpus at 44.) He makes three separate subclaims in support of this claim. First, Petitioner argues that the court’s instructions and verdict sheet violated the rule of
Mills v. Maryland,
Petitioner cites problems with the trial court’s jury instructions and verdict sheet in support of his subclaim that the trial court improperly misled the jury to believe that mitigating circumstances must be found unanimously in order to be considered at the penalty phase. Considering each separately, we find that the Pennsylvania Supreme Court’s previous denial of this claim was neither contrary to, nor an unreasonable application of, clearly established federal law.
See
28 U.S.C. § 2254(d). The Eighth Amendment prohibition on cruel and unusual punishment requires that “the sentencer in a death penalty case be permitted to consider all relevant mitigating evidence that the defendant proffers as counseling less than a sentence of death.”
Frey v. Fulcomer,
The Third Circuit applied
Mills
in two later cases,
Zettlemoyer v. Fulcomer,
*758
By contrast, the
Frey
court vacated a death sentence under
Mills
despite finding that the jury charge at issue was “similar in many respects to the charge at issue in Zettlemoyer.”
43
Frey,
At the penalty phase of the case before us, the trial judge instructed the jury as follows:
If murder in the first degree is accompanied by at least one of the following aggravating circumstances and none of the following mitigating circumstances, the person convicted shall be sentenced to death. If a murder of the first degree is not accompanied by any aggravating circumstances, or is accompanied by at least one of the following mitigating circumstances, a person shall be sentenced to life imprisonment.... Remember again that your verdict must be unanimous.
(N.T. 6/12/85, at 6.51, 6.55.) The verdict sheet submitted to the sentencing jury included a checklist of all the available aggravating and mitigating circumstances, followed by the following statement:
We the jury have found unanimously [ ]at least one aggravating circumstance and no mitigating circumstance. The aggravating circumstance(s)(is)(are)
[ ]one or more aggravating circumstances which outweigh any mitigating circumstances. The aggravating circumstance(s)(is)(are)_
We the jury unanimously render the following sentencing verdict:
DEATH ()
LIFE IMPRISONMENT ()
(First Degree Murder Verdict Penalty Determination Sheet at 3.) Petitioner contends that by failing to mention that aggravating circumstances must be found unanimously in its jury instructions, the trial court equated aggravating and mitigating circumstances in the minds of the jury. According to Petitioner, this is distinguishable from Zettlemoyer, in which the sentence was upheld because the court mentioned the unanimity requirement with regard to aggravating circumstances separately from its discussion of the role of mitigation evidence. It is also, according to Petitioner, reminiscent of Frey. Although the trial court in Frey did mention the unanimity requirement with respect to finding evidence relevant to sentencing, the petitioner’s sentence was vacated due to the court’s failure to make clear to the jury which evidence the requirement applied to. Petitioner argues that the trial court’s failure in his case to mention unanimity with respect to aggravating or mitigating circumstances is more closely analogous to Frey than Zettlemoyer and should therefore be the basis for habeas corpus relief under Mills. Petitioner likewise argues, with respect to the verdict sheet, that its wording created a substantial probability that reasonable jurors felt precluded from considering mitigating circumstances that the jury did not unanimously agree on. As a result, under Mills, Petitioner would also have a right to habeas corpus relief from his death sentence on these grounds.
Petitioner’s arguments were denied by the Pennsylvania Supreme Court in collateral proceedings.
See Holland II,
We find that the Pennsylvania Supreme Court’s decision was not contrary to, or an unreasonable application of, clearly established federal law.
See
28 U.S.C. § 2254(d). First, neither
Zettlemoyer
nor
Frey
qualify as “clearly established federal law, as determined by the Supreme Court of the United States.”
45
See id.; Ba
nks
v. Horn,
Petitioner’s second subclaim argues that the trial court’s jury instructions improperly precluded the jury from considering relevant mitigating evidence by limiting such evidence to only those factors that caused Petitioner’s offense. As mentioned above, a “sentencer in a death penalty case [must] be permitted to consider all relevant mitigating evidence that the defendant proffers as counseling less than a sentence of death.”
Frey v. Fulcomer,
The Supreme Court of Pennsylvania denied this allegation on the merits on direct appeal.
See Holland I,
Petitioner’s third and final subclaim contends that jurors were unconstitutionally precluded from considering all relevant mitigating evidence by virtue of the trial court’s erroneous instruction regarding the proper treatment of such evidence. During Petitioner’s sentencing proceeding, the trial judge instructed the jury to “follow their oath and their consciences in determining how many aggravating and how many mitigating circumstances there are.” (N.T. 6/12/85, at 6.46.) “To repeat, if you find one aggravating circumstance and no mitigating circumstance, your verdict will be death. If you find no aggravating circumstances and no mitigating circumstances, the sentence will be life. If you find one aggravating and one mitigating, it will be life. If you find more aggravating circumstances than you find mitigating circumstances, then the penalty will be death.” (N.T. 6/12/85, at 6.55.) Petitioner asserts that this instruction required the jury to count, rather than tveigh aggravating versus mitigating circumstances, and to arrive at its determination on the basis of a quantitative comparison. He makes three distinct allegations as to why such a quantitative comparison would justify ha-beas corpus relief.
First, Petitioner contends that this instruction discouraged jurors from considering mitigating circumstances because Petitioner only presented evidence in favor of one mitigating circumstance and the jury had already found three aggravating circumstances. According to Petitioner, once the jury determined that three aggravating circumstances were present, in may have ceased deliberations in recognition of the fact that finding three or more mitigating circumstances was impossible in light of the Petitioner’s mitigation evidence. The Pennsylvania Supreme Court agreed with Petitioner that the trial court erred in instructing the jury to count, rather than
*763
weigh, aggravating and mitigating circumstances.
See Holland I,
[N]o merit in [Petitioner’s] argument that the defective instruction on “weighing” could have caused the jury to refrain from conducting any deliberations on the question of whether mitigating circumstances were present.... [T]he question of whether mitigating circumstances are present is separate and apart from the question of whether, once they are found to exist, the mitigating circumstances are sufficient to prevail over the aggravating circumstances. The record shows that the jury was thoroughly and competently instructed on the subject of what would constitute mitigating circumstances, and there is no reason to believe that the instructions on that subject were ignored.... Further. in announcing the verdict, the jury foreman expressly stated the jury’s finding that no mitigating circumstances were present.
Id.
We are bound by the standard of review set forth in the AEDPA for claims heard on the merits in state court, which permits a reviewing court to grant a writ only when the state court decision was either “contrary to, or ... an unreasonable application of, clearly established federal law.” 28 U.S.C. § 2254(d). In this case, Petitioner cites the Eighth Amendment’s prohibition on cruel and unusual punishment, as interpreted in
Lockett v. Ohio,
Petitioner next argues that the trial court’s instruction violated Petitioner’s due process liberty interest by contradicting the requirements set forth by Pennsylvania’s Death Penalty Statute, 42 Pa. Stat. Cons.§ 9711(e)(1)(iv).
46
See Hicks v. Oklahoma,
[b]efore the jury retires to consider the sentencing verdict, the court shall instruct the jury on the following matters: ... the verdict must be a sentence of *764 death if the jury unanimously finds at least one aggravating circumstance specified in subsection (d) and no mitigating circumstance or if the jury unanimously finds one or more aggravating circumstances which outiueigh any mitigating circumstances.
Id.
(emphasis added). As stated above, the Pennsylvania Supreme Court recognized that the trial court’s instruction improperly omitted the weighing requirement, but nonetheless denied Petitioner’s claim on the grounds that the error was harmless, i.e. it did not prejudice his defense.
See Holland I,
Petitioner’s final argument asserts that the trial court’s counting versus weighing instruction caused Petitioner’s sentence to be arbitrary and capricious because it was determined without reference to Petitioner’s actual culpability.
47
The Pennsylvania Supreme Court did not contest the impropriety of the trial court instruction, only that the error resulted in any actual harm to Petitioner’s case.
See Holland I,
Finally, we do not address Petitioner’s third subclaim of ineffective assistance of trial or appellate counsel for failure to raise any of the above issues because we find that they were either raised in state court or improperly required counsel to anticipate future Supreme Court decisions and, in turn, are without merit.
4. Claim TV
In his Claim IV, Petitioner argues that he is entitled to habeas corpus relief from his death sentence because of the “prosecutor’s improper argument.” (Pet. Writ Habeas Corpus at 48.) He makes five separate subclaims in support of this claim. First, he contends that the prosecutor made adverse comments with regard to Petitioner’s silence at the penalty phase of his state murder tidal in violation of his Fifth Amendment privilege against self-
*765
incrimination. Second, Petitioner argues that the prosecutor improperly denigrated the role of mercy and sympathy in the jury’s sentencing decision. Third, Petitioner contends that the prosecutor improperly vouched for the propriety of the jury’s finding aggravating circumstances and sentencing the defendant to death. Fourth, Petitioner notes that the prosecutor made an improper comment regarding jury deliberations. Finally, the Petitioner cites as a fifth subclaim the ineffectiveness of both his trial and appellate counsel for either failing to object to these improper statements or for failing to raise their impropriety on appeal. Petitioner’s first subclaim was properly submitted for state court review on its merits, and therefore is subject to review by this court in accord with § 2254(d) of the AEDPA. The remaining four subclaims, however, were never presented in state court. They are therefore procedurally defaulted, and may only be considered by this court if Petitioner can demonstrate cause and prejudice for his default.
See Murray,
a. Defaulted Subclaims
We will discuss subclaims two through five first. In subclaim two Petitioner argues that the prosecutor improperly instructed the jury not to consider either mercy or sympathy in assigning Petitioner’s sentence. He cites the Eighth Amendment prohibition on cruel and unusual punishment in support of this argument, specifically the Supreme Court’s decision in
California v. Brown,
Petitioner argues that the prosecutor at his capital murder trial twice denigrated the role of mercy and sympathy before the jury in violation of Brown. We disagree. Petitioner cites two prosecutorial statements as problematic under the Eighth Amendment. The first involved the prosecutor’s immediate response to defense counsel’s plea for mercy on behalf of Petitioner. “[Defense counsel] spoke to you and he appealed to your sense of mercy, he appealed to your sense of sympathy, in *766 asking you not to impose the death penalty in this case. But once again, ... he didn’t talk about the law. He didn’t talk about the evidence in this case .... ” (N.T. 6/12/85, at 6.33.) The second dealt with the prosecutor’s arguments as to why Petitioner was not deserving of mercy:
You must follow the law. You can’t decide what you want to do. You can’t decide that you want to give some mercy or sympathy to the defendant as he asked for. Consider, if you will, the sympathy or the mercy that he showed [the victim] in that apartment that morning. It has no place here.
(N.T. 6/12/85, at 6.47.) These statements in no way violate the Eighth Amendment. First, there is a great difference in the potential prejudicial effects of a prosecutor’s closing argument, which the jury is instructed not to treat as evidence, (see N.T. 6/11/85, at 5.132) and a trial judge’s instructions, which the law both assumes and demands that the jury obey. The Court in Brown addressed the latter of these, and was still hesitant to overrule a jury’s sentencing decision. Next, the prosecutor simply did not suggest that the jury was forbidden from exercising mercy in sentencing Petitioner. He instead reminded the jury of their duty under the law to evaluate aggravating and mitigating circumstances. He then argued to the jury that the evidence presented by Petitioner at sentencing was not sufficient to engender mercy. Although Petitioner takes particular umbrage with the statement “[y]ou can’t decide that you want to give some mercy or sympathy to the defendant as he asked for,” we find that within the context of the entire statement, that sentence clearly amounts to an argument on the facts presented at trial, and is not nearly as problematic as the jury instruction upheld by the Supreme Court in Brown. In sum, the prosecutor did not improperly argue to jurors to ignore mercy or sympathy in sentencing Petitioner.
Petitioner’s third subclaim is that the prosecutor improperly vouched for the propriety of certain aggravating circumstances and, in turn, the death penalty for Petitioner.. In his closing argument, the prosecutor stated “if ever there was a case where the death penalty was appropriate, this is the case. If ever there was a defendant who deserved the death penalty, it is this defendant sitting before you in the courtroom, William Holland.” (N.T. 6/12/85, at 6.35.) He went on to argue in favor of the jury’s finding one of the statutory aggravating circumstances by explaining that, in light of the facts of Petitioner’s case, “[i]f that isn’t torture, I don’t know what is.” (N.T. 6/12/85, at 6.37, 6.39.) Petitioner contends that the prosecutor’s comments were improper because they expressed his personal views as to the appropriateness of the death penalty, and because they “emphasized his position as a prosecuting attorney” in an attempt to use his authority as a representative of the Commonwealth to influence the jury. (Mem. Law Supp. Pet. Writ Habeas Corpus at 106.)
In support of these allegations, Petitioner cites two Supreme Court cases and a series of lower federal court decisions. He relies on the Supreme Court’s decision in
Caldwell v. Mississippi,
Petitioner next argues that the prosecutor’s comments were constitutionally impermissible because they represented the prosecutor’s personal opinion with regard to the appropriateness of the death penalty and focused on his position as a govern-mentally appointed prosecuting attorney. Petitioner cites
United States v. Young,
[S]uch comments can convey the impression that evidence not presented to the jury, but known to the prosecutor, supports the charges against the defendant and can thus jeopardize the defendant’s right to be tried solely on the basis of the evidence presented to the jury; and the prosecutor’s opinion carries with it the imprimatur of the Commonwealth and may induce the jury to trust the Commonwealth’s judgment rather than its own view of the evidence.
Id.
at 18-19,
Petitioner also relies on a variety of circuit court opinions for the premise that prosecutors are constitutionally prohibited from airing their views on the appropriateness of the death penalty in a particular case. Third Circuit precedent, however, makes it clear that a prosecutor does not commit a
per se
violation if his comments rely on evidence available in the record. “[B]efore reversal is warranted based on the [prosecutor’s] statements alone, those statements must be based on information not before the Court. If the statements are based on evidence, prejudice must be shown to result to the defendant before reversal is warranted. Such prejudice can be cured by an appropriate instruction by the trial judge or by a finding that there is overwhelming evidence to support the conviction.”
United States v. Gallagher,
The prosecutor in Petitioner’s case, like his counterpart in Young, never strayed from the trial record in support of his arguments. (See, e.g., N.T. 6/12/85, at 6.49 (“The law in this case demands [the death penalty] and the evidence demands it.”).) Petitioner asserts that the prosecutor’s statement that “[n]ow, if ever there was a case where the death penalty was appropriate, this is the case” was based on information not in the trial record. (N.T. 6/12/85, at 6.35.) We disagree. There is nothing in the prosecutor’s statement that indicates that he is referring to anything other than trial testimony to claim that the appropriate number of aggravating circumstances exist to sentence Petitioner to death. Furthermore, as a result of defense counsel’s timely objections to the prosecutor’s statements and the evidence supporting the sentencing jury’s verdict, we conclude that Petitioner experienced no unfair prejudice at the hands of such pros-ecutorial comments.
Petitioner also argues that the prosecutor’s comments regarding the torture aggravating circumstance, i.e. “[i]f that isn’t torture, I don’t know what is” represent an improper argument under the Eighth Amendment. Again, we disagree. As in his aforementioned statement, the prosecuting attorney relied solely on trial evi
*769
dence regarding Petitioner’s attack of the victim to support his argument that the criteria for establishing an aggravating circumstance due to torture had been met. In addition, Petitioner presented no evidence to contradict the prosecutor’s assertion that Petitioner had tortured the victim before murdering her. Finally, any arguable prejudice was avoided by defense counsel’s objections to the prosecutor’s statements
(see
N.T. 6/12/85, at 6.35, 6.48) and the trial court’s instructions regarding the non-evidentiary role of counsel’s statements.
See United States v. Swinehart,
Petitioner’s fourth subclaim challenges two analogies made by the prosecutor at sentencing as constitutionally impermissible. According to Petitioner, the prosecutor’s comparisons between the sentencing jury in Petitioner’s case and a “fire fighter who runs into a burning building to save someone, or ... a police officer who knows he must confront an armed man ... improperly urged the jury to abandon the careful and dispassionate deliberations the Eighth and Fourteenth Amendments require.” (Mem. Law Supp. Pet. Writ Habe-as Corpus at 107.) Petitioner argues that death sentences must be the product of a “reasoned moral response,”
see Penry v. Lynaugh,
Petitioner’s fifth subclaim is that his trial and appellate counsel were constitutionally ineffective for failing to raise the above issues either at trial or on direct appeal. Because we find each of Petitioner’s above assertions groundless, we likewise deny his claims of ineffective assistance, as counsel cannot be ineffective for failing to raise a meritless claim.
See Strickland,
In short, because we reject Petitioner’s defaulted subclaims two through four, we also find that his trial and appellate counsel could not have been constitutionally ineffective for failing to raise such claims, and therefore conclude that no cause and prejudice exists to excuse his procedural default. These subclaims are thus not properly before this court for review on them merits.
b. AEDPA Review
In his first subclaim, Petitioner maintains that he is entitled to relief from his death sentence because the prosecutor made improper comments at sentencing regarding Petitioner’s failure to testify. As a result of Petitioner’s presenting this contention in state court, we may review it on its merits pursuant to § 2254(d) of the AEDPA, which permits federal courts to grant a writ of habeas corpus if a state court decision is contrary to, or an unreasonable application of, clearly established federal law. We find that the Pennsylvania Supreme Court’s denial of relief to Petitioner on the basis of this subclaim does not violate this strict standard, and we therefore deny relief for this subclaim on its merits.
The Fifth Amendment protects criminal defendants from self-incrimination by permitting them to choose not to testify at their trials. The Supreme Court gave further life to this guarantee by holding that “the Fifth Amendment ... forbids either comment by the prosecution on the accused’s silence or instructions by the court that such silence is evidence of guilt.”
Griffin v. California,
Petitioner challenges the statements made by the prosecutor at Petitioner’s capital sentencing proceeding, arguing that they violated the prohibition in
Griffin
against a prosecutor commenting on a defendant’s Fifth Amendment decision not to testify. In his closing argument, the prosecutor asked the jury “has any of you heard any remorse from [Petitioner] in this case? Has any of you seen a tear in his eye? Has he expressed the least bit of remorse for what he did to [the Victim]?” (N.T. 6/12/85, at 6.41.) Petitioner contends that these comments by the prosecutor stripped him of his privilege against self-incrimination by calling on the jury to infer that Petitioner’s silence evidences his true lack of remorse and, therefore, the lack of a potentially mitigating circumstance. He cites
Lesko
in support of this argument.
Lesko
involved prosecutorial comments regarding a defendant’s choice to testify only in support of mitigation at sentencing. In his closing argument, the prosecutor criticized the defendant for not having the “common decency to say I’m sorry for what I did.”
Lesko,
The Pennsylvania Supreme Court addressed this issue on direct appeal from Petitioner’s state court conviction.
See Holland I,
As mentioned above, we are obligated, under § 2254(d) of the AEDPA, to defer to state court decisions, provided they are neither contrary to, nor represented an unreasonable application of, clearly established federal law, as determined by the Supreme Court of the United States.
See 28
U.S.C. § 2254(d).
Lesko,
therefore, is merely persuasive authority in our evaluation of the Pennsylvania Supreme Court’s decision.
See Matteo,
5. Claim V
In Claim V, Petitioner challenges the constitutionality of 42 Pa. Cons.Stat. § 9711(d)(9), which provides that a defendant’s “significant history of felony convictions involving the use or threat of violence to the person” is an aggravating circumstance for purposes of capital sentencing. Although he did not explicitly raise this claim in state court, he nonetheless makes three subclaims in support of it being subject to federal review. The first asserts that existing Pennsylvania Supreme Court opinions upholding the constitutionality of *773 the (d)(9) aggravating circumstance made it futile for him to raise such a claim in state court, and therefore that his default of that claim should be excused. The second subclaim argues that the claim was exhausted by virtue of the Pennsylvania Supreme Court’s statutory duty to review all death sentences for “passion, prejudice, or any other arbitrary factor.” 42 Pa. Cons.Stat. § 9711(h)(3)®. Under this scenario, 28 U.S.C. § 2254(d) governs our review of the state court’s decision, and Petitioner’s claim may be granted only if that decision was either contrary to, or an unreasonable application of, clearly established federal law. 51 See id. Finally, Petitioner’s third subclaim argues that even if his claim were not decided on its merits in state court, proper cause and actual prejudice for this default exist, and we may therefore review his claim de novo.
a. Defaulted Claims
Petitioner’s first subclaim, that it was futile for him to raise Claim V in state court, is contrary to existing federal law. Futility, in the way Petitioner defines it, is not sufficient to excuse procedural default. “If a defendant perceives a constitutional claim and believes it may find favor in the federal courts, he may not bypass the state courts simply because he thinks they will be unsympathetic to the claim. Even a state court that has previously rejected a constitutional argument may decide, upon reflection, that the contention is valid.”
Engle v. Isaac,
In his next subclaim, Petitioner argues that Claim V was evaluated on its merits in state proceedings as part of the Pennsylvania Supreme Court’s mandatory statutory review of the trial record in death penalty cases for “passion, prejudice or any other arbitrary factor,” or to ensure that “the evidence ... supports] the finding of at least one aggravating circumstance.” 42 Pa. Cons.Stat. Ann.
*774
§ 9711(h)(3). This review includes an evaluation of the sufficiency of evidence relied upon at trial to prove any and all elements of the Commonwealth’s case.
See, e.g., Banks v. Horn,
Alternatively, Petitioner claims that he is excused from defaulting his claim in state court because his appellate counsel was constitutionally ineffective in failing to raise it. We find, however, that both his trial and appellate counsel acted reasonably in declining to raise such a claim. The United States Supreme Court had, at the time of Petitioner’s trial, already determined that the phrase “significant history of criminal activity” in the Florida death penalty statute was not unconstitutionally vague.
See Proffitt v. Florida,
b. AEDPA Review
In light of our conclusion that § 9711(h)(3) requires the Pennsylvania Supreme Court to review jury instructions accompanying aggravating circumstances for constitutional error, we are able to evaluate Petitioner’s Claim V on its merits under the AEDPA. Claim V focuses on the constitutionality of § 9711(d)(9), which explains that an aggravating circumstance in support of a death sentence exists if “[t]he defendant has a significant history of felony convictions involving the use or threat of violence to the person.” Petitioner argues that the phrase “significant history” in the statute is unconstitutionally vague, and that his state trial and appellate counsel were constitutionally ineffective in failing to object to the trial court’s jury instruction incorporating that language.
(See
Pet. Writ Habeas Corpus at 50-51.) As mentioned above, we do not find Petitioner’s trial or appellate counsel ineffective for failing to challenge the constitutionality of § 9711(d)(9). An aggravating circumstance is unconstitutionally vague when “the challenged provision fails adequately to inform juries what they must find to impose the death penalty and as a result leaves them and appellate courts with the kind of open-ended discretion which was held invalid in
Furman.” Maynard v. Cartwright,
[T]he requirements of Fuman are satisfied when the sentencing authority’s discretion is guided and channeled by requiring examination of specific factors that argue in favor of or against imposition of the death penalty, thus eliminating total arbitrariness and capriciousness in its imposition. The directions given to judge and jury by the Florida statute are sufficiently clear and precise to enable the various aggravating circumstances to be weighed against the mitigating ones. As a result, the trial court’s sentencing discretion is guided and channeled by a system that focuses on the circumstances of each individual defendant in deciding whether the death penalty is to be imposed.
Id.
at 258. Furthermore, the Pennsylvania Supreme Court has repeatedly applied
Proffitt
in finding § 9711(d)(9) constitutional.
See, e.g., Commonwealth v. Holcomb,
6. Claim VI
In his Claim VI, Petitioner alleges that the trial court’s jury instruction regarding the aggravating circumstance set forth in 42 Pa. Cons.Stat. § 9711(d)(8) violated his “rights to due process and to guided sentencing discretion under the Eighth Amendment.” (Pet. Writ Habeas Corpus at 51-52.). Section 9711(d)(8) identifies an aggravating circumstance in support of the death penalty when “[t]he offense was committed by means of torture.” Petitioner did not expressly present this claim in any state court proceedings. He nonetheless makes two subclaims in support of Claim VI being reviewed at this time in federal court. The first is identical to that granted with respect to Claim V, i.e. that the claim was exhausted by virtue of the Pennsylvania Supreme Court’s statutory duty to review all death sentences for “passion, prejudice, or any other arbitrary factor.” 42 Pa. Cons.Stat. § 9711(h)(3)(i). As in Claim V, 28 U.S.C. § 2254(d) governs our review of the state court’s decision under this scenario, and Petitioner’s *777 claim may be granted only if that decision was either contrary to, or an unreasonable application of, clearly established federal law. Alternatively, Petitioner argues in his other subclaim that even if Claim VI were not decided on its merits in the state supreme court, proper cause and actual prejudice for this default exist, and this Court may therefore review his claim de novo. Only the first of these subclaims appears to be correct with regard to exhaustion.
a. Defaulted Claim
Petitioner’s first subclaim argues that Claim VI was evaluated on its merits as a necessary part of the Pennsylvania Supreme Court’s mandatory statutory review of the trial record in death penalty cases for “passion, prejudice or any other arbitrary factor,” or to ensure that “the evidence ... supports] the finding of at least one aggravating circumstance.” 42 Pa. Cons.Stat. Ann. § 9711(h)(3). As we found in regard to Claim V, we accept Petitioner’s argument that Claim VI was thus decided in state court, and we will move on to consider whether that decision satisfies the standard of review set forth in the AEDPA, 28 U.S.C. § 2264(d).
Again, as in Claim V, Petitioner argues in the alternative that, even if his Claim VI was not fairly presented in state court under § 9711(h)(3), he would be excused from defaulting his claim in state court because his appellate counsel was constitutionally ineffective in failing to raise it on appeal. Like our decision regarding Claim V, we do not agree with Petitioner’s cause and actual prejudice argument in this instance. It is true that the Pennsylvania Supreme Court addressed a very similar situation in
Commonwealth v. Nelson,
Petitioner’s appellate counsel was faced with facts just as potentially inflammatory than those at issue in
Nelson. See id.
at 731 (describing the brutal strangulation, bludgeoning, and repeated stabbing performed by the defendant). There is, however, one major difference. Strangulation, bludgeoning and repeated stabbing could be inflicted either to kill or to torture, depending on intent. Petitioner’s insertion of straight pins into Ms. Stevens’ feet, however, could almost certainly only be for the purpose of torture. It is difficult to attribute any other purpose under the circumstances. In the face of this, we cannot conclude that such a decision is the product of “ineptitude, inexperience, lack of preparation and unfamiliarity with basic legal principles” such that counsel’s performance violates Petitioner’s right to effective assistance of counsel.
Weatherwax I,
*778 b. AEDPA Review
With regard to Claim VI being heard on the basis of the Pennsylvania Supreme Court’s mandatory review under § 9711(h)(3), it is subject to the standard of review outlined in the AEDPA, 28 U.S.C. § 2254(d). In order for relief to be granted under the AEDPA, Petitioner must demonstrate that the prior state court decision regarding his claim was either contrary to, or an unreasonable application of, clearly established federal law. A state court decision is contrary to existing federal law if it “arrives at a conclusion opposite to that reached by this Court on a question of law or if the state court decides a case differently than this Court has on a set of materially indistinguishable facts.”
Williams,
A state court adjudication is an “unreasonable application” of clearly established federal law if the state court’s application of clearly established federal law was
“objectively unreasonable.” Williams,
Petitioner maintains that the Pennsylvania Supreme Court’s decision to uphold his death sentence in light of the trial court’s faulty jury instruction regarding the proper standard for finding torture was an unreasonable application of clearly established federal law. We disagree. Petitioner cites
Zant v. Stephens,
The Ninth Circuit invalidated a jury instruction regarding a torture aggravating
*779
circumstance under
Godfrey
and
Zant
because the trial court instructed the jury “in the bare terms of [the] aggravating circumstance,”
54
excluding any mention of the constitutional requirement that “defendant must have intended to cause extreme pain to the victim.”
Wade v. Calderon,
The Commonwealth responds with two additional Pennsylvania Supreme Court cases that upheld the death penalty despite similarly improper jury instructions. Although both of these cases were decided after
Nelson,
they involved convictions that were deemed final before
Nelson
was decided. They both recognized that “in spite of the fact that there was no ‘specific intent to torture’ instruction given to the jury in this case, it is well settled that specific intent may be proven ... if the facts of this case indicate that Appellant ... intended to torture his victim.”
Fahy,
As a result of these holdings, we cannot find that the Pennsylvania Supreme Court’s decision in Petitioner’s case is an unreasonable application of United States Supreme Court precedent. First, we are not bound by Ninth Circuit decisions and therefore consider that court’s holding in
Wade
only as persuasive authority. Second, the Pennsylvania Supreme Court affirmed Petitioner’s death sentence after
*780
reviewing the trial court’s instructions regarding each of the applicable aggravating circumstances. While there is of course no express explanation why the Pennsylvania Supreme Court did not follow the
Nelson
decision in Petitioner’s case, the court did find that the evidence presented at trial was sufficient to sustain the aggravating circumstance.
See Holland I,
7. Claim VII
Claim VII challenges Petitioner’s death sentence on the grounds that his Due Process and Eighth Amendment rights were violated when he was tried by a jury that was improperly death qualified. (See Pet. Writ Habeas Corpus at 53-59.) Petitioner argues that five venirepersons (Angelozzi, Potok, Krebs, Powell, and Littlepage) were improperly excused for cause during voir dire. He failed, however, to present his claims regarding two of the venirepersons, Powell and Littlepage, in state court. We nevertheless find that Petitioner’s Claim VII was fairly presented in state court with respect to all five venirepersons and that the claim is therefore properly before this Court for review under § 2254(d) of the AEDPA.
Respondent argues that Petitioner’s claim is proeedurally defaulted because “petitioner has supplemented Claim VII with additional facts and argument relating to the selection of certain jurors, which were never raised in the state courts.” (Resp. Pet. Writ Habeas Corpus at 25.) Respondent is at least partially correct; Petitioner did raise objections to the disqualification of particular jurors in his federal habeas petition that were not submitted to state courts either on direct review or in state collateral review proceedings. In his direct appeal to the Pennsylvania Supreme Court, Petitioner challenged instances in which three prospective jurors, Krebs, Angelozzi, and Potok, were excluded for being somewhat uncertain as to their ability to impose the death penalty.
See Holland I,
Despite being omitted from his state court filings, Petitioner’s claims involving the potential selection of Powell or Little-
*781
page were properly exhausted.
56
Powell and Littlepage were both disqualified for being unsure that they could stand up alone in court and sentence a defendant to death.
(See
N.T. 6/3/85, at 43-45; N.T. 6/4/85, at 56-57.) Krebs was similarly disqualified for claiming to be uncomfortable with the prospect of individually imposing a death sentence.
(See
N.T. 6/3/85, at 22-24.) In addressing Petitioner’s claim regarding Krebs, the state courts were afforded the opportunity to consider the same legal theory and factual basis that governs the situations surrounding Powell and Littlepage.
See Picard v. Connor,
Section 2254(d) of the AEDPA requires that federal courts defer to a state court decision unless that decision was either “contrary to, or involved an unreasonable application of, clearly established federal law, as determined by the Supreme Court of the United States; or [was] based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” The question of whether a venireperson is biased has traditionally been determined by the voir dire process culminating in a conclusion by the trial judge as to the venireperson’s state of mind.
Wainwright v. Witt,
*782 Petitioner was convicted of first degree murder and sentenced to death. The individual voir dire of prospective jurors was presided over by the trial judge and conducted outside the presence of the other venirepersons. Typically, each venireperson was first advised that the Commonwealth would be seeking the death penalty in this case. This was followed by an explanation of the normal bifurcated procedure in a capital case, after which each venireperson was asked by the prosecutor: “Do you have any moral, religious or philosophical beliefs which would prevent you from imposing the death penalty in the appropriate case under law?” (See, e.g., N.T. 6/3/85, at 93-95.) Depending on the venireperson’s response to this and subsequent followup questions, the prosecutor and frequently the judge would make further inquiries into the person’s feelings about the death penalty. Finally, the venireperson was either deemed acceptable to both sides or challenged.
Petitioner contends that Angelozzi, Po-tok, Krebs, Powell, and Littlepage were excused for cause in contravention of the Supreme Court’s holdings in
Wainwright v. Witt,
Petitioner claims that the first juror in question, Ms. Angelozzi, was improperly excused for stating that imposing the death penalty would be hard for her and that she could not be sure that she would make the correct decision.
57
According to Petitioner, Angelozzi’s responses do not indicate an inability to perform the duties
*783
of a capital juror. We agree that a literal reading of Angelozzi’s voir dire does not necessarily compel the conclusion that under no circumstances could she vote for the death penalty. The trial court, however, “aided as it undoubtedly was by the assessment of (the potential juror’s) demeanor,” bears the responsibility of determining whether Angelozzi’s views would prevent or substantially impair her performance as a juror.
Witt,
We now turn to the second venireper-son, Ms. Potok, whom Petitioner claims was improperly excluded from the jury because she never explicitly stated that she was unalterably opposed to capital punishment such that she would be unable to follow the court’s instructions.
58
(See
Mem. Law Supp. Pet. Writ Habeas Corpus at. 124.) When asked by the prosecutor, “do you have any religious, moral, or philosophical beliefs that would prevent you from voting for the death penalty in the appropriate case under the law?” Potok responded, “I do not believe in the death penalty.” (N.T. 6/3/85, at 97.) As the record reflects, the court followed up with several additional questions in order to assure itself of Potok’s true position regarding capital punishment.
(See
N.T. 6/3/85, at 97-98.) As a result .of Potok’s inability to state that she would be able to impose the death penalty if warranted by the facts of the case and the law, the court dismissed her for cause.
(See
N.T. 6/3/85, at 98-99.) Under
Witt,
the court is obligated to determine whether Potok’s views would prevent or substantially impair her performance as a juror.
See Witt,
We also determine that the third venire-person in question, Mr. Krebs, was properly excused for cause. As mentioned above, Petitioner’s application may not be granted unless the State court’s adjudication of the claim was either contrary to, or an unreasonable application of, clearly established federal law.
See
23 U.S.C. § 2254(d)(1). A juror may be excused for cause if his views on capital punishment would “prevent or substantially impair” the performance of his duties as a juror, and deference must be paid to the trial judge who makes such a determination on the basis of seeing and hearing the juror in question.
Witt,
The Pennsylvania Supreme Court’s conclusion that Krebs was properly excused for cause was not objectively unreasonable. Petitioner contends that Krebs’ responses to the death qualification questions were “clear” and “unhesitating” until he was asked by the prosecution “do you think that- you could stand up in open court, face the defendant by yourself and announce your verdict of the death penalty?” at which point Krebs responded, “I am not too sure about that.” (N.T. 6/3/85, at 23.) Petitioner argues that the prosecution’s question mischaracterized the polling process and therefore, because Krebs initially indicated that he did not possess beliefs that would prevent him from imposing the death penalty, Krebs should not have been dismissed for cause on the basis of the prosecutor’s confusing hypothetical. The record, however, indicates that Krebs’ other responses were not necessarily as clear as Petitioner claims. Krebs twice reiterated that he would be hesitant to stand up in open court and sentence a defendant to death.
59
Moreover, when asked by the
*785
prosecutor, “do you have any moral, religious or philosophical beliefs which would prevent you from imposing the death penalty in the appropriate case under the law?” Krebs appeared to hesitate before responding “[N]o.” (N.T. 6/3/85, at 22.) As
Witt
makes clear, the inquiry does not end with a mechanical recitation of a single question and answer.
See Witt,
Petitioner asserts that the fourth challenged venireperson, Ms. Powell, was improperly excluded from the jury because she answered unhesitatingly that she possessed no beliefs that would prevent or impair her from imposing the death penalty and was struck for cause only when she stated that she could not stand up in open court, face the Petitioner and announce the verdict of death. (See Pet. Writ Habeas Corpus at 55-56.) As with Krebs, Petitioner’s argument rests on what he calls a “mischaracterization” by the Prosecutor of the polling procedure that occurs at the end of the penalty phase. Petitioner’s sole argument is that jurors are not required to stand up individually and deliver the verdict and, absent this mischaracterization by the Prosecutor, Powell would not have been excused for cause. The standard as previously described is whether Powell’s beliefs would prevent or substantially impair her performance as a juror. Like Krebs, Powell stated that she had no beliefs that would prevent her from imposing *786 the death penalty in the appropriate ease under law. However, when she was asked, “[w]ould you be able to stand up and face another human being and announce a verdict of death?” she responded, “[n]o.” When the Prosecutor asked the question again, she repeated her answer that she would be unable to stand up and render the sentence of death. 60 (N.T. 6/3/85, at 43-45.)
Applying the analysis required by § 2254(d), and using a similar rationale to that applied to Krebs, this Court has already determined that the state court reasonably applied established federal law under Witt, that the question of challenge for bias is a factual issue, and that the record reveals no evidence that the state court was objectively unreasonable in its determination of the facts. Because Petitioner has not presented clear and convincing evidence to rebut the state court’s factual findings, we conclude that the Pennsylvania Supreme Court was reasonable in deciding that the trial court properly excused Powell for cause.
The fifth venireperson whom Petitioner claims was improperly excused for cause is Ms. Littlepage. Petitioner presents the same argument with Littlepage as he did with Krebs and Powell. He claims that the prosecutor mischaracterized the polling process by telling Littlepage that in the event that the jury found that the appropriate sentence is death, she would have to stand and deliver the death sentence alone. According to Petitioner, this mischaracterization of the polling process caused Littlepage to state that she could not stand alone and deliver the verdict, which in turn resulted in her dismissal for cause. 61 Applying the analysis required *787 under § 2254(d), the record supports the conclusion that the state court decision was not contrary to, or an unreasonable application of, clearly established federal law. Moreover, there is not clear and convincing evidence that Littlepage’s views would substantially impair her performance as a juror. See 28 U.S.C. § 2254(e)(1). Accordingly, we conclude that Littlepage was properly dismissed for cause.
8. Claim VIII
Claim VIII contends that Petitioner’s Eighth and Fourteenth Amendment rights were violated when a juror accidentally witnessed him in shackles outside the courtroom on the last day of his trial. Petitioner claims that the trial judge as well as his trial and appellate counsel were deficient in their treatment of the situation, resulting in an “inherently prejudicial” effect on Petitioner’s case. Petitioner also argues that his trial and appellate counsel’s failure to raise these claims constituted ineffective assistance of counsel under the Sixth Amendment. Petitioner did not present any of these arguments in state court. He instead relies on his appellate counsel’s alleged ineffectiveness to demonstrate cause and prejudice for his procedural default. We find that no cause exists, as Petitioner’s trial and appellate counsel were responsive to the situation and adequately represented Petitioner throughout this incident. Further, since we find that Petitioner’s claim is without merit, we likewise deny his cause argument on the grounds that counsel cannot be constitutionally ineffective for failing to pursue a meritless claim.
See Strickland,
As Petitioner points out, the Supreme Court has stated that shackling a defendant at trial “should be permitted only where justified by an essential state interest specific to each trial.”
Holbrook v. Flynn,
In addition to Petitioner not being denied a fair trial, he was also not denied effective assistance of counsel. His trial counsel fulfilled his constitutional and ethical duties by discussing the situation with both Petitioner and the court and then respecting his client’s decision to retain the juror. We cannot find him unreasonable for permitting his client the jury of his choice. Petitioner’s appellate counsel was also not unreasonable. Petitioner implicitly waived his claims of juror prejudice when he requested that the juror who witnessed him in shackles remain on the panel.
(See id.)
Appellate counsel was therefore well within constitutional bounds when he chose not to pursue a claim that was disposed of in accordance with defendant’s wishes.
See Jones v. Barnes,
9. Claim IX
Claim IX argues that Petitioner was deprived of due process by Officer Bridgette McGinnis’ eyewitness testimony. Petitioner’s first subclaim is that he was not informed of Officer McGinnis’ testimony in advance and that the suggestiveness of her identification violated his right to a fair trial. In his second subclaim he contends that Officer McGinnis knowingly testified falsely when she identified Petitioner for the first time in court as the man she saw outside the Victim’s apartment building on the morning of August 11, 1984. Petitioner’s third subclaim alleges that his trial counsel was constitutionally ineffective for failing to impeach Officer McGinnis’ testimony and for failing to request a copy of the photo array that Officer McGinnis examined and determined did not include the man she saw at the crime scene. He likewise asserts in his fourth subclaim that his appellate counsel was constitutionally ineffective for failing to raise these issues on appeal. Although none of these sub-claims were raised in state court, Petitioner argues that his counsel’s ineffectiveness excuses his procedural default.
See Murray,
Petitioner first attempts to demonstrate cause by arguing that his trial and appellate counsel were ineffective for permitting Officer McGinnis to provide an unconstitutionally suggestive identifica
*789
tion of Petitioner at trial.
62
A government identification procedure violates due process when it is “impermissibly suggestive” and creates a “substantial likelihood of irreparable misidentification.”
Neil v. Biggers,
Petitioner presents no evidence in support of finding a first-time, in-court identification
per se
unconstitutional, and we are not otherwise persuaded to stray from the test outlined in
Biggers.
Applying that test, we find that Officer McGinnis’ identification was not impermissibly suggestive, nor was the admission of such testimony anything more than harmless trial error. Petitioner’s trial and appellate counsel cannot therefore be found ineffective in their treatment of Petitioner’s claim, as one cannot be found constitutionally ineffective for failing to raise a merit-less claim.
See Strickland,
Petitioner’s second subclaim, that Officer McGinnis testified falsely, is also totally unsupported and meritless. Petitioner cites no evidence, other than the fact that Officer McGinnis never identified Petitioner as the perpetrator prior to trial, that the witness knowingly falsified her testimony. Moreover, Officer McGinnis explained under oath that the prosecutor specifically instructed her “to be honest about [identifying Petitioner].” (N.T. 6/5/85, at 1.137.) Counsel cannot be found constitutionally ineffective for failing to raise a meritless claim.
See Strickland,
Third, despite Petitioner’s allegation to the contrary, we find that his trial counsel made reasonable attempts to impeach Officer McGinnis. He repeatedly attacked Officer McGinnis’ credibility and objected to his own lack of notice regarding her testimony. During cross examination, trial counsel highlighted the fact that Officer McGinnis had never identified Petitioner as the attacker before that day,
(see
N.T. 6/5/85, at 1.109, 1.118-1.119) that Officer McGinnis was inconsistent regarding the distance from which she observed the alleged perpetrator, that she did not necessarily shine a light on the man’s face, and that she only observed him for twenty seconds.
(See
N.T. 6/5/85, at 1.118-1.139.) Trial counsel also formally objected to the fact that Officer McGinnis had never identified Petitioner before trial and that her testimony was tainted as she had seen Petitioner in custody outside the courtroom multiple times before identifying him as the Victim’s attacker.
(See
N.T. 6/6/85, at 2.14-2.15.) He further challenged Offi
*791
cer McGinnis’ credibility in his closing argument. He pointed out that, despite her testimony that Petitioner wore only short sleeves on the night in question, Officer McGinnis failed to notice Petitioner’s multiple arm tattoos or explain the lack of Petitioner’s fingerprints at the scene.
(See
N.T. 6/11/85, at 5.71-5.74.) He questioned Officer McGinnis’ ability to identify Petitioner in light of accounts that Jewel Stevens’ attacker wore a mask.
(See id.)
Finally, trial counsel filed a post-trial motion objecting to the Commonwealth’s lack of notice to Petitioner regarding Officer McGinnis’ testimony.
(See
N.T. 2/7/86, at 8-10.) Trial counsel acted reasonably and conscientiously in his attempt to discredit one of the Commonwealth’s most damaging witnesses. His actions were not the product of ineptitude, inexperience, or a lack of preparation, and his lack of success cannot be considered evidence of ineffectiveness.
See Strickland,
Trial counsel was also not ineffective for failing to introduce the police photo array reviewed by Officer McGinnis shortly after the incident. Officer McGinnis truthfully and correctly testified that Petitioner, the man she claimed to see fleeing the scene of the crime, was not included in the array. (See N.T. 6/5/85, at 1.121.) This testimony was potentially very damaging to Petitioner’s case; any example of Officer McGin-nis’ consistency in identifying Petitioner as the perpetrator would buttress her credibility in the eyes of the jury. By failing to present the photo array, trial counsel made a valid strategic decision to focus on the witness’ inconsistencies on cross examination, rather than to repeat to the jury that she accurately recognized Petitioner’s absence from the array. 64 In light of the facts available at trial, trial counsel acted reasonably in deciding to avoid discussing the photo array reviewed by Officer McGinnis. In short, counsel was not ineffective for failing to impeach Officer McGinnis’ testimony, and therefore no cause exists for Petitioner’s procedural default of such a claim.
Fourth, Petitioner’s appellate counsel was likewise not constitutionally ineffective for failing to raise similar issues on appeal. As stated above, Petitioner’s claim that Officer McGinnis’ testimony was either unconstitutionally suggestive or knowingly false is without merit and therefore not acceptable grounds for an ineffectiveness of counsel claim. Furthermore, because trial counsel did attempt to impeach Officer McGinnis’ identification testimony, appellate counsel cannot be considered ineffective for not claiming that trial counsel failed to do so. Appellate counsel’s failure to object to the lack of notice provided to Petitioner regarding Officer McGinnis’ appearance was also not unreasonable. Appellate counsel is not constitutionally required to raise every nonfrivolous issue on appeal,
see Jones,
10. Claim X
In his Claim X, Petitioner challenges the trial court’s jury instructions regarding the voluntariness of his confession, as well as that court’s admission of officers’ opinion testimony regarding Petitioner’s choice to confess. Petitioner also maintains that his trial counsel was constitutionally ineffective for failing to present these issues. All of these arguments were raised on direct appeal to the Pennsylvania Supreme Court, and are therefore reviewable here under § 2254(d) of the AEDPA. 65
Section 2254(d) permits a federal court to grant a writ of habeas corpus on an issue previously decided in state court only if that state court decision was, as a matter of law, either contrary to, or an unreasonable application of, clearly established federal law. Questions of fact can be overturned in federal court only if prior adjudications were “based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d). Petitioner first argues that the voluntariness of his confession was at issue at trial and that the trial court failed to properly instruct the jury as to the appropriate standard for determining voluntariness. He makes no evidentiary showing, however, in support of this contention. He instead ostensibly relies on the Supreme Court’s decision in
Lego v. Twomey,
On direct appeal, the Pennsylvania Supreme Court determined that this adjudication satisfied Petitioner’s right to due process, and therefore found that the trial court’s failure to instruct the jury on the proper standard of review for establishing voluntariness did not constitute reversible error. In denying Petitioner’s claim, the court found that there “must be some relationship between the law upon which an instruction is required and the evidence presented at trial,” and determined that “[i]n the instant case, however, the record simply did not contain anything providing a basis for belief that [Petitioner’s] confessions were involuntary ... Under the circumstances, there was no basis in the record to support charging the jury on the voluntariness of [Petitioner’s] confessions.”
Holland I,
Petitioner also asserts that the trial court erred in permitting two police officers to testify to the voluntariness of Petitioner’s admitted confession, and contends that his trial counsel was ineffective for failing to object to the error. Petitioner argues that the presentation of the two officers’ testimony amounted to an improper legal conclusion by an expert witness. In denying his claim, the Pennsylvania Supreme Court found that, since Petitioner had not presented any evidence to bring the voluntariness of his confession into issue at trial, that the officers’ testimony amounted to “opinions of lay witnesses on a matter not in issue, and, consequently, the opinions were necessarily harmless in their effect.”
Holland I,
Finally, with respect to his ineffective assistance of trial counsel claim, we find that Petitioner’s counsel was not deficient in representing Petitioner. Contrary to Petitioner’s account of the record, his trial counsel did in fact object to the officers’ testimony regarding voluntariness, and was overruled. (See N.T. 6/6/85, at 2.49-2.50; N.T. 6/10/85, at 4.44.5.) This attempt to prevent the Commonwealth from presenting evidence of voluntariness cannot be considered ineffective assistance. Counsel did precisely what any reasonable advocate would have done in his position. This, in addition to the fact that we find Petitioner’s underlying claim meritless, forces us to reject his assertion that his trial counsel was constitutionally ineffective.
11. Claim XI
In Claim XI, Petitioner makes a blanket assertion that his trial counsel was constitutionally ineffective for failing to either raise or properly litigate those issues presented in his previous ten claims. Since we addressed Petitioner’s ineffective assistance arguments with respect to Claims IX individually, we refrain from repeating our analyses here. Petitioner’s Claim XI is therefore denied in accordance with our above conclusions.
12. Claim XII
Claim XII argues that Petitioner is entitled to habeas relief on the basis of the cumulative effects of the constitutional errors in his case. Since we have already identified a ground on which to grant Petitioner’s resentencing, we find that such a collective consideration is unnecessary and would be inconsequential to our ultimate conclusion. Were we to do so we would not, in the absence of the ground upon which we are granting relief, find that the cumulative effect of the other grounds warranted relief.
IV. CONCLUSION
For the foregoing reasons, we vacate Petitioner’s death sentence and remand to the Pennsylvania courts for the purpose of resentencing Petitioner. Petitioner presented twelve claims for habeas corpus relief, each of which consisted of multiple subclaims and arguments. We find that one of these issues has merit. In his Claim II, Petitioner correctly argues that he was improperly denied his Fifth Amendment right to a court-appointed defense expert for assistance in developing mental health defenses at both the guilt and penalty phases of his state trial. Petitioner was particularly concerned, as are we, that such a denial interfered with his ability to present evidence in support of mitigation at sentencing. The severity and permanence of the death penalty cautions us to consider very carefully the effect of any errors in Petitioner’s legal process. Society’s right to levy the ultimate penalty must be conditioned on a commitment to reliability in assigning that penalty. Therefore, in light of the constitutional errors associated with the penalty phase of his state murder trial, we conclude that the death penalty is improperly supported in Petitioner’s case, and remand it to the state courts for resentencing.
It is so ordered.
Notes
. Petitioner filed briefs in support of both his appeals to the Pennsylvania Supreme Court. (See Br. Appellant 3/6/87 (“Holland I Brief”); Br. Appellant 6/13/97 (“Holland II Brief”).)
. This requirement is currently being questioned in Pennsylvania with regard to non-capital cases.
See Mattis v. Vaughn,
. The Third Circuit has interpreted this standard and established four criteria to determine whether a federal claim is fairly presented when state court pleadings do not refer to specific, appropriate portions of the Constitution:
(a) reliance on pertinent federal cases employing constitutional analysis, (b) reliance on state cases employing constitutional analysis in like fact situations, (c) assertion of the claim in terms so particular as to call to mind a specific right protected by the Constitution, and (d) allegation of a pattern of facts that is well within the mainstream of constitutional litigation.
McCandless v. Vaughn,
. Petitioner's cause and prejudice arguments are addressed with respect to each individual claim, infra Part III.C.
. Regardless of whether some parts of Petitioner's amended claims are not reviewable by this Court, we nonetheless remain obligated to address those arguments that were not procedurally defaulted.
Cf. Rose v. Lundy,
. Our rejection of Petitioner's claim that § 9711(h) operates as a catch-all exhaustion mechanism does not preclude us from reevaluating the role of Pennsylvania's mandatory review provision with respect to individual claims. See discussion of Claims v. and VI, infra Part III.C.5-6.
. The Supreme Court may not review state court decisions based on independent and adequate state grounds.
See Ake,
. The Eighth Circuit has recently raised the question whether the judicial power granted in Article III of the Constitution requires that unpublished circuit court opinions be considered binding precedent within their jurisdictions.
See Anastasoff v. United States,
. This provision of the Arizona code has since been repealed by Ariz.Rev.Stat. § 13-198 (1995).
. The statute includes three exceptions to the one year filing limit, 42 Pa. Cons.Stat. § 9545(b)(l)(i-iii), but Petitioner admits that none of them apply here. (See Mem. Law Supp. Pet. Writ Habeas Corpus at 8.)
. Petitioner also implicitly relies on the Pennsylvania "relaxed waiver” doctrine to demonstrate his lack of notice regarding the preclusive effects of § 9545(b) on his future collateral claims. Under the "relaxed waiver” doctrine, the Pennsylvania Supreme Court reserved its discretion "to address all issues arising in a death penalty case, irrespective of a finding of waiver.”
Commonwealth v. Travaglia,
. Because we reach the conclusion here that § 9545(b) is an independent and adequate state ground precluding federal review of Petitioner's omitted claims, we do not address the otherwise relevant question of whether Petitioner likewise waived his right to have these claims heard under 42 Pa. Cons.Stat. § 9544(b). We also recognize that our ruling comes while the Third Circuit is in the process of reviewing Whitney. In recognition of the severity of the death penalty, and because we do not know what position the Third Circuit will take in Whitney or how broad that ruling will be, we will review each of Petitioner’s claims on the merits.
.
Another exception to the procedural default doctrine is recognized in cases where preclusion of federal review would result in a “fundamental miscarriage of justice.”
Murray,
. The AEDPA has, in some circumstances, eliminated the cause and prejudice exception to procedural default in lieu of a more deferential standard of review for all capital habe-as claims arising under § 2254.
See
28 U.S.C. § 2264. This standard only applies, however, to convictions in states that satisfy the criteria set forth in 28 U.S.C. § 2261. Since Pennsylvania does not satisfy these criteria, we therefore continue to apply the traditional cause and prejudice analysis in Petitioner's case.
See Death Row Prisoners of Pennsylvania v. Ridge,
. Because we find that Petitioner fairly presented claims of ineffective assistance of trial and appellate counsel in his state collateral proceedings, he may therefore argue that such deficient representation amounts to an appropriate ground for finding cause.
See Edwards v. Carpenter,
. If no state court record exists with respect to a petitioner’s claims, a federal evidentiary hearing may be held on the matter only if the petitioner satisfies two narrow criteria. First, he must show that his claim relies on either a new, retroactive constitutional law that was previously unavailable, or a factual predicate that could not, with the exercise of due diligence, have been previously discovered. Second, the petitioner must establish that the facts supporting his claim are sufficient to establish, by clear and convincing evidence, that but for constitutional error no reasonable fact-finder would have found him guilty of the underlying offense. 28 U.S.C. § 2254(e)(2).
. Other circuits take the view that only Supreme Court opinions constitute clearly established federal law for purposes of § 2254(d)(1). See,
e.g., Hernandez v. Johnson,
. Respondent neglected to point out precisely which differences it relied on for this position. Due, however, to the importance of this case, we elected to perform our own analysis of Claims I and II for exhaustion and procedural default purposes.
. We do not mention the miscarriage of justice exception here because Petitioner presents no evidence of actual innocence. See supra note 12.
. We are permitted to review the record independently in this instance, as opposed to through the AEDPA's strict standard of review, because subclaim (4) was never presented in state court.
. In his closing argument, Petitioner's trial counsel made the following plea to the jury: "Out of outrage, I suppose, for the act itself and out of sympathy for the family of the victim, you [members of the jury] may deem it appropriate in your own minds, that [Petitioner] should not get life imprisonment. I urge you to keep in mind that [Petitioner is] a young man. That this is his first conviction for any kind of violent crime. He also has a mother. And while you shed a tear for the mother, these members of the Court, on this side of the court, I ask you to think of [Petitioner's] mother on that side of the court. While you think of the age of this unfortunate victim, I ask you to think of the age of [Petitioner’s] surviving grandmother.” (N.T. 6/12/85, at 6.24-6.25.)
. The (d)(9) aggravating circumstance requires the jury to consider, if established beyond a reasonable doubt, whether the defendant “has a significant history of felony convictions involving the use or threat of violence to the person” when determining whether a defendant should receive the death penalty. 42 Pa. Cons.Stat. § 9711(d)(9).
. We do not intend to establish, nor are we required to do so under
Strickland,
that Petitioner’s trial counsel made the correct decision in focusing on a misidentification defense. We make the point that counsel had few other defenses available to him as part of our conclusion that counsel was reasonable in his decision to present a particular argument to the jury. It is counsel's reasonableness, not his ability to make an objectively correct decision in eveiy circumstance, that is relevant under the Sixth Amendment.
See Strickland,
. It is this approach that distinguishes trial counsel’s actions from those found constitutionally inadequate in those cases cited by Petitioner. Petitioner cites, among others,
Buehl v. Vaughn,
. In addition to finding that trial counsel was not ineffective for raising the issue of Petitioner’s failure to testify, we also find that Petitioner has no substantive Fifth Amendment claim under
Griffin v. California,
. Our finding that appellate counsel cannot be constitutionally ineffective for purposes of establishing cause and prejudice necessarily includes a similar conclusion, not raised by Petitioner, that no substantive claim for ineffective assistance is available against appellate counsel with regard to this issue.
. We recognize that Petitioner may have represented another source of information, but his choice to exercise his Fifth Amendment right not to testify is something beyond counsel’s control.
. Although not required to review defaulted claims on their merits under
Coleman,
we note that Petitioner’s defaulted ineffective assistance arguments also fail under
Strickland.
The standard applied to establish cause and prejudice is identical to that for substantive Sixth Amendment claims.
See Strickland,
. A number of psychiatric evaluations were performed on Mr. Holland as a result of his prior involvement with the criminal justice system. Three evaluations were performed for the Court of Common Pleas of the County of Philadelphia by Dr. R.B. Saul between August 11, 1980 and July 29, 1981. All three describe Petitioner as suffering from schizoid personality disorder with paranoid traits and substance abuse. A presentence report was prepared in April 1981 in response to a robbery conviction. That report characterized the Petitioner as anti-social and devoid of insight into his own problems and the seriousness of his own offenses. More specifically, the report determined that Petitioner’s criminal activity was the result of “psychiatric problems, drugs, and alcohol.” (Report April 1981, at 7.) This report included a review of a previous evaluation by the Northeast Community Mental Health Center, which occurred on October 30, 1974, and diagnosed Petitioner with depression that is “behaviorally expressed.” (Report October 1974, at 2.) Another mental health evaluation was or *741 dered by the court in order to determine if Petitioner was competent to stand trial for the murder of Jewel Stevens. Dr. Jay Bono-vitz performed that evaluation at the stipulation of both parties and found that, although Petitioner was competent to stand trial, he suffered from a personality disorder with so-ciopathic traits. This diagnosis was corroborated in a psychiatric evaluation ordered by the Court of Common Pleas of Philadelphia County, in which Petitioner was again found to be free from any primary affective disorders and competent to stand trial, but was nevertheless determined to be suffering from antisocial personality disorder and a lack of insight into the nature and extent of his psychopathology. (Report June 1985, at 3-4.)
. Specifically, Petitioner's mother testified that Petitioner "has been in prison most of his life, in his own mind.” (N.T. 6/12/85, at 6.14.) Petitioner’s grandmother then testified about Petitioner's childhood. She described him as a loner, a bed-wetter, and a child that never got over his father's death. (See N.T. 6/12/85, at 6.15-6.17.) She testified that Petitioner was "a good boy. He never hurt anyone ... he did everything he could to help people.” (N.T. 6/12/85, at 6.19.) As for testimony regarding Petitioner's mental condition, his grandmother explained he would get "terrible headaches.” (N.T. 6/12/85, at 6.19.) She went on to explain that "I think Billy needs help. He doesn’t understand a lot of things that he did, he doesn't know why he did them. I really think he needs psychiatric help now.” (N.T. 6/12/85, at 6.18.) She repeated this analysis later in her testimony when she said "I really feel [Billy] needs psychiatric help. He’s needed it for a long time ... Maybe it will help him understand a lot of things in his growing up years that he could never figure out.” (N.T. 6/12/85, at 6.21.)
. The other statutory criteria for determining if a claim for habeas corpus may be granted, i.e. if a state court decision was "contrary to” clearly established federal law or was “based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding” are inapplicable here. 28 U.S.C. § 2254(d).
. We arrive at this conclusion despite the fact that Petitioner's criminal record was introduced at sentencing anyway as part of 42 Pa. Cons.Slat. § 9711(d)(9), which permits the jury to consider as an aggravating circumstance in a capital sentencing proceeding a petitioner's "significant history of felony convictions.” We find it a reasonable application of Strickland for the Supreme Court of Pennsylvania to determine that counsel made a strategic decision not to introduce any further evidence of Petitioner’s prior convictions. The state supreme court's decision is likewise not inconsistent with counsel's own reference to Petitioner's prior criminal activity, because counsel introduced Petitioner’s prior convictions only in his closing argument, and then solely to show that Petitioner had never committed a violent crime. (N.T. 6/12/85, at 6.26.)
. We note that the AEDPA's requirement that a state court decision be reasonable does not mandate that such a decision be correct.
See Williams,
. Petitioner includes as a third example of counsel’s ineffectiveness his failure to provide Dr. Bonovitz, the neutral court-appointed expert assigned to examine Petitioner before trial, with presentence reports and mental health evaluations relevant to the examination. The Supreme Court of Pennsylvania found that counsel made a tactical choice in keeping those documents secret; namely to "minimize evidence that would have sounded against appellant ... these examinations would have contained details of prior crimes, [and] trial counsel decided that pursuing a strategy of presenting such records would not be beneficial to [Petitioner].”
Holland II,
. We again note that our finding under the AEDPA standard for federal habeas review of state court decisions does not necessarily represent our agreement with the Pennsylvania Supreme Court’s ultimate conclusion regarding Petitioner's claim. Although the term 'unreasonable” in § 2254(d) is potentially difficult to define, the Supreme Court has made it clear that "an
unreasonable
application of federal law is different from an
incorrect
application of federal law.”
Williams,
. The Tacts presently before us are not dis-puled.
. Any argument that Petitioner waived his Fifth Amendment claim by raising it for the first time in a post-trial motion is unfounded. First, there is no indication from the trial court that Petitioner's post-trial motion was not considered on its merits. Trial courts have discretion to consider previously unmentioned issues, and such consideration erases any preclusive effects of the waiver doctrine.
See Harman ex rel. Harman v. Borah,
There would be other evidence of trial counsel’s ineffectiveness. Petitioner's counsel agreed to have the court appoint a neutral psychiatric expert (Dr. Jay Bonovitz) to examine Petitioner for competency and with regard to Petitioner's proposed insanity defense. (See Letter of Judge Kubacki 1/17/85.) Dr. Bono-vitz interviewed counsel for both sides, the Petitioner, and his immediate family. Petitioner’s counsel never showed Dr. Bonovitz any of the presentence ("PSI”) reports or mental health evaluations that had accumulated in Petitioner’s file over the previous 10 years. In fact, he admitted to having never even read any of these documents himself. (.See N.T. 5/22/69, at 17.) Instead, counsel accepted Dr. Bonovitz as a neutral observer of Petitioner’s psychiatric condition, and called him to testify solely as to the effect of alcohol on the human cerebral cortex. (See N.T. 6/11/85, at 5.20.) Dr. Bonovitz' report was never entered into evidence, nor was he called to testify at any other stage in the proceeding regarding Petitioner’s mental health. At the penalty phase, where counsel attempted to establish Petitioner’s mental infirmities as mitigation evidence, he presented no expert testimony whatsoever; he never requested that the court appoint a defense expert to explore Petitioner’s psychiatric problems, nor did he recall Dr. Bonovitz to testify to what he observed regarding Petitioner’s mental health.
Petitioner argues to us that counsel demonstrated a complete lack of preparation and knowledge in failing to request that the trial court appoint a defense expert to assist in the preparation of Petitioner’s mitigation defense at the penalty phase. He likewise argues that his inability to take advantage of such an expert resulted in a violation of his Fifth Amendment right to access to the adversarial process.
See Ake v. Oklahoma,
In his defense, Petitioner's trial counsel claimed that he was forced to make a tactical decision against pursuing additional expert assistance due to insufficient resources being available from the court, and a dearth of factual support for calling a psychiatric expert on Petitioner's behalf. (See N.T. 5/22/69, at 13-14.) Trial counsel's lack of resources argument is clearly unfounded. Ake had been decided by the time of Petitioner's trial. In light of its holding that defendants have a constitutional right to their own court-appointed expert, once a request was made the trial judge was required to authorize expenditures for expert assistance. The Constitution’s grant of a right is not conditioned on the cost of making that right available. The request should have been made and must have been granted. Trial counsel's argument that he had no factual basis to believe that another expert would be -.helpful to Petitioner’s case is likewise unsupported. Counsel made no effort to ascertain what mental health defenses, if any, would be reasonably available to Petitioner, nor did he assist the one expert he did retain in gaining access to information relevant to such defenses. Be *749 cause counsel never reviewed Petitioner’s mental health records, he was unable to advise Dr. Bonovitz of this potential source of valuable information or to make an informed judgment himself regarding the value of additional expert mental health testimony to Petitioner’s defense. Willful blindness is not a valid basis for an attorney’s tactical decision.
Any additional defenses by trial counsel that he was unaware of Petitioner’s rights or that the Supreme Court’s opinion was not sufficiently clear are also baseless. The
Ake
decision had been established for at least four months before Petitioner's trial began. It contained a clear statement of a change in the scope of the Fifth Amendment, requiring that defendants be appointed their own experts in cases in which the mental state of the defendant is of significance.
See, e.g., Starr v. Lockhart,
This deficient performance prejudiced Petitioner by depriving him of any informed presentation of his mental infirmities. At his state collateral proceedings, Petitioner called Dr. John O’Brien, another psychiatric expert who, unlike Dr. Bonovitz or Petitioner’s trial counsel, was familiar with all of Petitioner’s prior records. Dr. O'Brien testified that an expert analysis of Petitioner's mental condition could have established a mitigating circumstance at sentencing, and that this in turn creates a reasonable probability that, but for counsel’s error, the penalty phase jury's ultimate determination may have been different. (See N.T. 12/14/95, at 18-19.)
. Our decision to uphold the Pennsylvania Supreme Court’s denial of Petitioner's ineffective assistance claim is not inconsistent with our previous decision to address the underlying Fifth Amendment claim to a court-appointed defense expert on the grounds that Petitioner demonstrated cause and prejudice for his state procedural default of that claim. In evaluating counsel's effectiveness for cause and prejudice purposes, we apply
Strickland
and its progeny
de novo. See
discussion
supra
Part III.C.2.C. Our review of a prior state court decision on its merits, however, is controlled by § 2254(d) of the AEDPA, which only permits federal reversal of state court decisions if they are either contrary to, or an unreasonable application of, clearly established federal law. Since we are unable to find so severe an error on the part of the Pennsylvania Supreme Court, we feel obliged to uphold their prior decision on those grounds, despite the fact that our own interpretation of
Strickland
yields a different result.
See Williams,
. Our standard of review with respect to factual issues is more deferential, but does not apply in this instance, as our only consideration regarding Petitioner's claim involves purely legal questions. We base all of our analyses on the facts as they appear in the record.
. There is no question that
Ake
is applicable to Petitioner's case. Petitioner’s trial began on June 5, 1985. The Supreme Court decided
Ake
on February 26 of that year. Although this was after the trial court-appointed Dr. Bonovitz, the opinion is nonetheless fully applicable to Petitioner's case, as his case was clearly "pending on direct review" at the time
Ake
was decided.
See Griffith v. Kentucky,
. It is possible to read Christy to mean that the trial court, upon receiving notice of Petitioner's intent to present mental health defenses, must sua sponte appoint a defense expert to assist Petitioner with such defenses. Under the facts in this case, we cannot fault the- trial judge for failing to appoint a defense expert when Petitioner did not ask him to do so until after the trial. Such clairvoyance cannot be required of trial judges who, in the course of handling many criminal proceedings, are faced with many difficult and pressing issues. We therefore do not interpret Christy to place the onus on the trial court to exercise a defendant's Fifth Amendment rights under Ake, but instead focus our analysis on Petitioner's post-trial motion requesting such expert assistance as the proper ground on which to claim relief. The court should have granted this post-trial motion.
. The jury instructions in Zettlemoyer read as follows:
The verdict, of course, must be unanimous. Again, if you find unanimously, beyond a reasonable doubt, the aggravating circumstance that I have mentioned ... that is an aggravating circumstance. If you find that aggravating circumstance and find no mitigating circumstances or if you find that the aggravating circumstance which I mentioned to you outweighs any mitigating circumstance you find, your verdict must be the death penalty. If, on the other hand, you find that the Commonwealth has not proven an aggravating circumstance beyond a reasonable doubt or if they have, that the mitigating circumstances outweight (sic) the aggravating circumstances, then you must bring in a verdict of life imprisonment. ... Under the law, as I said, you are obligated by your oath of office to fix the penalty at death if you unanimously agree and find beyond a reasonable doubt that there is an aggravating circumstances (sic) and either no mitigating circumstance or that the aggravating circumstance outweighs any mitigating circumstances.
Zettlemoyer,
1. We the jury unanimously sentence the defendant to: _death_life imprisonment.
2. (To be used in the sentence of death) We the jury have found unanimously: ___ at least one aggravating circumstance and no mitigating circumstance. The aggravating circumstance is____ the aggravating circumstance outweighs [the] mitigating circumstances. The aggravating circumstance is_
Id.
. The instructions at issue in Frey stated:
Members of the jury, you must now decide whether this defendant should be sentenced to death or life imprisonment. The sentence will depend upon your findings concerning aggravating and mitigating circumstances. The Crimes Code provides that the verdict must be a sentence of death if the jury unanimously finds at least one aggravating circumstance and no mitigating circumstance, or if the jury unanimously finds one or more aggravating circumstances which outweigh any mitigating circumstances. The verdict must be a sentence of life imprisonment in all other cases.... Remember that your verdict must be a sentence of death if you unanimously find at least one aggravating circumstances (sic) and no mitigating circumstances, or if you unanimously find one or more aggravating circumstances which outweigh any mitigating circumstances. In all other cases, your verdict must be a sentence of life imprisonment.
Frey,
. Unlike the court in
Zettlemoyer,
the
Frey
court relied only briefly on an analysis of the verdict sheet, referring only to Pennsylvania’s later adoption of a uniform verdict slip as evidence of "at least some concern ... that juries could misunderstand the previous instructions as to unanimity and the consideration of mitigating evidence by individual jurors.”
Frey,
. The Supreme Court's decision in
Mills,
however, does qualify as clearly established federal law at the time Petitioner's state court conviction became final.
Mills
was decided on June 6, 1988, approximately two weeks after the Pennsylvania Supreme Court affirmed Petitioner's conviction on direct appeal on May 20, 1988. Under the AEDPA, the "threshold question ... is whether [petitioner] seeks to apply a rule of law that was clearly established at the time his state court conviction became final.”
Williams,
. The Commonwealth contends that this argument was never presented in state court and therefore that it is not properly before this court for review because it was procedurally defaulted. We find that this issue was fairly presented before the Pennsylvania Supreme Court on direct appeal, and therefore that it is available for federal review.
(See
Br. For Appellant I at 25);
Picard v. Connor,
. Like Petitioner's previous argument with respect to the trial court's counting instruction, the Commonwealth contends that this argument was never presented in state court and therefore that it is not properly before this court for review because it was procedurally defaulted. We find that this issue was fairly presented before the Pennsylvania Supreme Court on direct appeal, and therefore that it is available for federal review.
(See
Br. For Appellant I at 25);
Picard v. Connor,
. Petitioner also cites two state supreme court cases that he alleges support this argument. He does not, however, cite any relevant Pennsylvania law, nor does he explain why these decisions represent anything more than persuasive authority to this court. As a *767 result, we focus on applicable Supreme Court precedent and subsequent federal interpretations thereof to justify our ultimate decision.
. Although not argued by the Commonwealth, we also note that the prosecutor’s comments were not unconstitutional because they were made in response to defense counsel's contention that death was an inappropriately harsh punishment. Under the "invited response” doctrine, a prosecutor may respond to assertions by defense counsel that are outside the bounds of the trial record or otherwise constitutionally improper. If the prosecutor's remarks "did no more than respond substantially in order to ‘right the scale,’ such comments would not warrant reversing a conviction.”
Young,
. In addition to arguing that the Pennsylvania Supreme Court performed an unreasonable application of Griffin and its progeny, Petitioner also focuses on a misstatement of law in the state court opinion as evidence of unreasonableness. The Supreme Court of Pennsylvania stated that "the privilege against self-incrimination ... ha[s] no direct application to the [penalty] phase” of capital proceedings. Petitioner correctly points out that this appears to be contrary to the Supreme Court's holding in Estelle, and argues that such a contrary statement is grounds for relief under § 2254(d). We find, however, that the state court did not rely on this faulty premise in rejecting Petitioner’s arguments on direct appeal. The Pennsylvania Supreme Court's decision would not have changed had it considered Estelle. As a result, the state court decision on the merits was not contrary to clearly established federal law, and Petitioner’s argument is properly rejected under the AEDPA.
. Petitioner maintains that although his claims were not defaulted, because they were rejected sub silentio as part of the Pennsylvania Supreme Court's mandatory statutory review of death sentences, the silent nature of this review permits us to examine the case de novo, rather than through the AEDPA’s deferential lens. We disagree. The AEDPA applies to "any claim that was adjudicated on the merits in State court proceedings.” See 28 U.S.C. § 2254(d). Petitioner presents no support for his argument that, because the state court did not explicitly address his claim in its opinion, his claim should be considered adequately reviewed for purposes of procedural default, but inadequately considered for application of § 2254(d). Petitioner may not have it both ways. If he insists that the state court considered his claims as part of its mandatory review, he must continue to consider those claims adjudicated on their merits for purposes of the AEDPA. On the other hand, if he chooses not to argue that the state court already considered his claims, he must meet the cause and prejudice standard applied in cases of procedural default in order to properly present them to this Court for review.
. We should note that our finding is not intended to imply that § 9711(h)(3) operates as a sort of "catch-all'' exhaustion mechanism for state prisoners seeking federal habeas review. We are persuaded in this instance by the quantity of state law interpreting the provision to include a review of jury instructions, as well as by the symbiotic relationship between a trial court’s instructions and a jury’s factual findings. We therefore find that Petitioner's Claim V was decided by the Pennsylvania Supreme Court, but do not interpret the statute to always require review by the Pennsylvania Supreme Court, as Petitioner would argue, of every error potentially represented in the trial record.
. The Commonwealth also argues that Petitioner's appellate counsel was not constitutionally ineffective for not challenging the (d)(8) jury instructions because such a claim was waived by virtue of trial counsel's failure to object during the penalty phase. We disagree. At the time of counsel's decision not to challenge the § 9711(d)(8) jury instruction, the Pennsylvania Supreme Court entertained a "relaxed waiver” doctrine, which permitted
*778
defendants in death penalty cases to raise issues on appeal despite potentially waiving them by not objecting at trial.
See, e.g., Commonwealth v. Billa,
. The California provision at issue in Wade differs from § 9711(d)(8). The statutory language of California's aggravating circumstance requires "proof of the infliction of extreme physical pain no matter how long its duration.” Id. at 1319 (citing Cal.Penal Code § 190.2(a)(l 8)).
. The Commonwealth argues that
Nelson
is not controlling because it was found not to apply retroactively.
See Commonwealth v. Whitney,
. Even if we did find that Petitioner's claims involving Powell and Littlepage were defaulted, we would not be precluded from reviewing the remaining three claims of improper juror exclusion that were presented on direct appeal to the Pennsylvania Supreme Court.
See Rose v. Lundy,
. The voir dire of Ms. Angelozzi went as follows:
Prosecutor: If you find it is a first-degree murder case, you have to decide whether it is life or death.
Janice Angelozzi: It will probably be very hard for me to decide for the death penalty.
Prosecutor: Nov.’, is that because of some religious, moral or philosophical beliefs?
Janice Angelozzi: It is the way I would feel.
Defense Counsel: I would object to the question once again, Your Honor.
Court: It may be very hard. It would be hard for anyone. But could you do it in the proper case where the law .expected you to return the death penalty? Or do you have any religious or philosophical beliefs that would prevent you from voting for it?
Janice Angelozzi: Yes, according to my religion, it would be very hard.
Court: Pardon me?
Janice Angelozzi: According to my religion, I am a Catholic, it would be very hard for me.
Court: I know it would be hard.
Janice Angelozzi: I couldn't guarantee I would make the correct decision.
Court: All right, we will excuse her.
(N.T. 6/4/85, at 41-42.)
. The record of the voir dire, with respect to Ms. Irene Potok contains the following:
Prosecutor: My question for you, ma'am, is do you have any religious, moral or philosophical beliefs that would prevent you from voting for the death penalty in the appropriate case under the law?
Irene Potok: I do not believe in the death penalty.
Court: Could you impose the death penalty if the law required it?
Irene Potok: I really don't know.
Court: Pardon me?
Irene Potok: I couldn't say. I don’t know.
Court: You could not put aside your feelings about the death penalty and impose it if the evidence was clear and the law was clear?
Irene Potok: I never served before and I don't know what this is all about.
Court: That may be true. But I am asking you, could you put aside your personal beliefs and impose the death penalty if it were appropriate and the law said it was appropriate?
Irene Potok: If the law says, yes.
Court: You cannot say with certainty then, can you?
Irene Potok: If that was the law, you said?
Court: Yes. If the law says this case demanded the death penalty, requires the death penalty. Could you impose the death penalty?
Prosecutor: Be honest with us.
Irene Potok: It is so hard because I believe in putting a person in prison. But so far, I never heard a case and I don't know what my feelings would be.
Prosecutor: I challenge for cause.
Court: Yes.
(N.T. 6/3/85, at 97-99.)
. The record of voir dire, with respect to Mr. Krebs, contains the following:
Prosecutor: Mr. Krebs, I would like to ask you a few questions to determine whether you could be a fair and impartial juror. I don’t mean to invade your privacy but we have to have an idea of how you would feel on certain matters This, as you know, is a murder case.
Donald Krebs: Yes.
Prosecutor: The Commonwealth would be asking for the death penalty in this case. Do you understand that?
Donald Krebs: Yes.
Prosecutor: I want to explain to you what the law is in this matter and then I will ask you a question. First, the jury will retire to decide the guilt or innocence of the defendant. That is called the guilt phase of the trial. If you find the defendant guilty of first degree murder, you will come back in open court and announce that verdict. Then we will move to the sentencing phase of the case. At that point, you might hear additional testimony from either the Commonwealth or the defense in this case, after which Judge Kubacki will instruct you on the law regarding sentencing in Pennsylvania. At that point, you will retire again to deliberate to decide whether under law the death penalty or life imprisonment is the appropriate penalty in this case. Do you understand that?
Donald Krebs: Yes.
Prosecutor: Do you have any moral, religious or philosophical beliefs which would prevent you from imposing the death penalty in the appropriate case under the law? Donald Krebs: No.
Prosecutor: You seem to hesitate. Do you have a hesitation about that?
*785 Donald Krebs: No; not really.
Prosecutor: Is there any reason best known to yourself why you feel that you might not be able to impose the death penalty in the appropriate case, and again under the law?
Donald Krebs: No.
Prosecutor: Are you confident that if the law required it and the facts as you found them in your deliberations were such, that you could find that the appropriate sentence in this case would be the death penalty?
Donald Krebs: Yes.
Prosecutor: After you decide the sentencing phase of the case, you will come back into the courtroom again to announce your verdict on sentencing. Do you understand that?
Donald Krebs: Yes.
Prosecutor: At that point, do you think you could stand up in open court, face the defendant by yourself and announce your verdict of the death penalty?
Donald Krebs: I'm not too sure about that.
Prosecutor: That is one of the important things you have to do as a juror if selected. Do you think you would have a problem standing up and facing another human being and essentially sentencing him to death? Please be honest with us.
Donald Krebs: Yes.
Prosecutor: In that case, you would feel uncomfortable sitting as a juror in this case, because of that aspect of the case; is that correct?
Prosecutor: Yes.
Prosecution: Cause, Your Honor.
(N.T. 6/3/85, at 21-24.)
. The record of voir dire, with respect to Ms. Powell contains the following:
Prosecutor: Understanding the Commonwealth is seeking the death penalty in this case. I am telling you that now. After you heard the evidence on the guilt phase of the trial, this jury would retire to deliberate. Now, if the jury found the defendant guilty of murder in the first degree, then we will move on to the second phase which is called the sentencing phase.
Now, in that phase, you might hear additional testimony from both the Commonwealth and the defense in this case. At that point, Judge Kubacki will instruct the jury on what law would apply regarding sentencing in first degree murder cases in Pennsylvania.
At that point the jury will deliberate to decide whether the penalty in this case would be death or life imprisonment.
My question to you ma'am, is do you have any religious, moral or philosophical beliefs which would prevent you from imposing the penalty of death in the appropriate case under the law?
Jacquelyn Powell: No.
Prosecutor: Is there any reason known to yourself why you could not impose the death penalty in the appropriate case under the law?
Jacquelyn Powell: No.
Prosecutor: In the event that the jury does decide on the death penalty, each and everyone of the jurors will be required to stand up in open court and face the defendant to announce their verdict of death individually. Do you understand that?
Jacquelyn Powell: Yes.
Prosecutor: Would you be able to stand up and face another human being and announce a verdict of death?
Jacquelyn Powell: No.
Prosecutor: You would not?
Jacquelyn Powell: No.
Prosecutor: So even if you had agreed on the death penalty in your deliberations with the jury, you would not be able to stand up and look the defendant in the eye and tell him the sentence is death, that is what you are telling us?
Jacquelyn Powell: Yes.
Prosecutor: In that case, I have a challenge for cause concerning this juror.
Court: Yes.
(N.T. 6/3/85, at 43-45.)
. The record of voir dire with respect to Ms. Littlepage contains the following:
Prosecutor: Ms. Littlepage, do you have any moral, religious or philosophical beliefs *787 that would prevent you from voting to impose the death penalty in the appropriate case?
Charlotte Littlepage: No.
Prosecutor: In the event that you do serve on this jury and you find that the appropriate sentence is death, you will be brought back into the courtroom after you arrive at that verdict and you have to stand up by yourself in open court and face the defendant and announce your verdict of death. Would you have any problem doing that?
Charlotte Littlepage: Yes.
Prosecutor: Wottld you be able to do that, stand up and look another human being in the face and pronounce the sentence of death?
Charlotte Littlepage: No.
(N.T. 6/3/85, 56.)
. We do not directly address Petitioner's complaint regarding his lack of notice of Officer McGinnis' testimony because Petitioner offers no authority to support his contention that such a failure to inform is per se unconstitutional. Absent such support, we analyze the issue from the standpoint of reliability, which takes into account the fact that the witness identification occurred for the first time at trial.
. We also find that the trial court's failure to instruct the jury on the factors to be considered in analyzing the reliability of an identification does not justify habeas relief. Juries are trusted with evaluating the credibility of witnesses. Only in cases with a substantial likelihood that an identification was imper-missibly suggestive does a court apply the test outlined in Biggers. Since Officer McGinnis' testimony was in no danger of failing that test, there was no reason for the trial court to focus the jury’s attention more on her testimony than on that of any other witness. We therefore find that specific jury instructions akin to those advocated by Petitioner are unnecessary and, indeed, inappropriate given the jury’s assumed ability to evaluate the witness' credibility.
. Petitioner claims that trial counsel's decision was unreasonable because Petitioner's photo was part of the array, and that the Commonwealth chose to misrepresent that fact at trial. (See Mem. Law Supp. Pet. Writ Habeas Corpus at 130 ("It is not plausible that [the Commonwealth] would not have included [Petitioner's] photograph in an array shown to a fellow police officer who was at the scene.”).) No evidence exists to support this assertion, however, and we therefore refrain from entertaining it.
. The Commonwealth argues that Petitioner's claim is not exhausted because the claim in state court was not presented as raising issues of federal law. We disagree. Petitioner's brief on direct appeal to the Pennsylvania Supreme Court cited numerous Supreme Court cases and demonstrated sufficient "reliance on pertinent federal cases employing constitutional analysis” to satisfy the exhaustion requirements for federal habeas review.
McCandless,
. We do not address the "contrary to” clause of § 2254(d) because Petitioner cites no Supreme Court cases in support of such a contention and we find none ourselves.
