*1 Davis, denied, 178, 182, to amend is Foman v. 83 the event the motion (1962): give explanation court 9 L.Ed.2d trial must reasoned for his action. grant opportunity [T]he denial of an is amend within discretion of the judge trial stated in his We note Court, outright District but refusal order that “the motion to amend too comes grant any justifying the leave without late,” being a but we do not consider that as appearing reason for the is not an denial the motion or a reasoned consideration of discretion; merely exercise of it is abuse explanation for his action. There is no time of that discretion and inconsistent with apply limit that to the motion to would spirit Federal Rules. present amend case. principles, Consistent with these we re- concerning no determination We make cently held that it was an abuse of discre- motion, summary judgment except to vacate tion for a district court to dismiss a suit on present opinion order. It is our original complaint the basis of the without allowed; and motion to amend must be after considering ruling pending first on a allowed, is the trial the motion to amend Co., motion to amend. Marks v. Oil Shell may the motion for sum- court then consider (6th Cir.1987). In 830 F.2d Marks mary judgment. we stated: herein, For the reasons stated the sum- policy liberality Given the behind Rule vacated, mary judgment and the case is 15(a), apparent it is that when a motion pro- trial court for further remanded to the considered, much amend is not even ceedings opinion. consistent with this granted, less not an abuse of discretion Espey
has
[v.
occurred. The court
appeal
of this
are taxed to the
The costs
(11th
Wainwright,
trict court’s reason for
ANDERSON, J.,
BYERS,
and JOHN K.
“readily appar
motions to amend were
Judge, concur.
Senior
ent” the dismissal could not be sus
tained.
district court did not consider the mo tion, “readily we can no such discern
apparent” reasons here.... Therefore, we hold that dismissal of the upon original complaint
suit based
considering
without first
the motion to
Tennessee, Appellee,
STATE
amend was an abuse of discretion. The
court
district
should have evaluated
light
Marks’ motion in
of Fed.R.Civ.P.
HOWELL,
Wayne
Appellant.
Michael
15(a)
policy
and its
of amend-
liberal
Tennessee,
Supreme Court of
ment.
at Jackson.
(footnote
Marks,
FINDINGS CONCLUSIONS reasoning persuasive, The above opinion give it trial must is our court proponent full of a motion to amend a motion, chance to be heard on the must light consider motion in of the amend 15.01, policy ment embodied T.R.C.P. allowed; freely amendments must be
240 *5 Ward, Shelby Mark Asst. Public
W. Co. Defender, Wharton, Shelby County A.C. *6 Defender, appellant. Memphis, Public for Burson, Atty. Report- Charles W. Gen. & er, Gen., Atty. Inglis, K. Asst. Nash- Debra ville, Pierotti, Gen., Atty. John W. Dist. Jr., Kitchen, Beasley, Jerry R. James C. Gen., Attys. Wright, Glenn I. Asst. Dist. Memphis, appellee.
OPINION
ANDERSON, Justice. defendant, capital
In this
Michael
Howell,
Wayne
guilty
grand
of
was found
larceny
first-degree felony
and the
murder
Kennedy,
guilty
pre-
but
not
Alvin
found
first-degree murder.1 In the sen-
meditated
hearing,
jury
tencing
Memphis
found two
(1)
aggravating circumstances:
that the de-
previously
fendant was
convicted of one or
more felonies which involved the use or
(2)
person;
that
threat of violence to the
the murder was
the defen-
committed while
engaged
committing
felony.
dant was
a
39-2-203(i)(2)
§
Tenn.Code Ann.
conviction,
Appeals
1. Howell's co-defendant Watson was convicted
affirmed her
Criminal
first-degree felony
murder and was sentenced
application
appeal.
this Court denied her
to
imprisonment.
to life
The Court of
jury rejected
girlfriend,
aggravating
the house of his brother’s
Cheri
circumstance
arriving,
that the murder was committed
showed
Goff. After
prevent
prosecution
or
to
lawful arrest
keys
Lynn
Goff a
set of
Whitsett
defendant,
§
Ann.
Tenn.Code
39-2- Corporation
he
property Memphis where
203(i)(6) (1982),
worked,
but found that there were no
previously
that
had
and announced
mitigating
sufficiently
circumstances
sub-
going
go get
“he
him a truck.” The
was
outweigh
aggrava-
two
stantial
the other
going
“he was
down hard
defendant also said
circumstances,
ting
and sentenced the defen-
time,
going
he was
to take some
to death
dant
electrocution. The court
people
making
After
state-
with him.”
these
ordered the
death
defendant’s
sentence
ments,
her tele-
Goff said
defendant used
consecutively
death
run
with a
sentence for
phone
gun
getting
to call someone about
a
26-year
murder in Oklahoma and a
sentence
had
for him. Goff also testified that she
Florida,
attempted
murder in
con-
previously
carrying
the defendant
a sil-
seen
victions arose
out
events
occurred
white,
bone,
handgun
ver
with a
handle.
shortly
Memphis
after the
murder.
night,
Later
after 8:00
that same
sometime
appeal,
raises
On
the defendant
numerous
p.m., Terry Lee Ellis drove Howell and Wat-
review, involving
for our
alleged
issues
er-
son to
Road and
them at the
Raines
left
occurring
guilt phase.
rors
at trial in the
We Ryder
Lynn
near
Whit-
Truck Terminal
carefully
have
considered the defendant’s
Earlier,
p.m., the
property.
sett
around 7:30
contentions and have decided that
has
none
by the
stopped
defendant and Watson had
We, therefore,
merit.
affirm the defendant’s
Brink,
home of Robert
the husband of one
guilt phase.
conviction
Brink
Howell asked
Watson’s friends.
said
Middlebrooks,
In State v.
We, therefore, evening affirm defendant’s day, sometime in the Later that 1,1987, death sentence. the defendant and Watson November Stanley drove truck to John- the Whitsett BACKGROUND FACTUAL that Howell son’s house. Johnson testified Saturday, .38 caliber waving nickel-plated On between was around October handle, the defen- p.m., pistol a.m. and a bone 10:00 1:00 defendant and Watson, In addi- girlfriend, dant to as “Jesus his Mona Lisa walked to referred Christ.” tion, “any- day, Monday, Johnson said Howell told him that Later November us, body approximately p.m., messes with I’ll introduce them to 9:00 Charlene Thereafter, parking Calhoun was shot in the lot of Jesus Christ.” between 9:00 and her apartment complex p.m., near 40 in Dell returning 10:00 Cheri Goff said Interstate she was Oklahoma, City, Toyota and her 1987 Tercel home from a movie with some friends when was stolen. A witness who heard the shoot- driving she saw the defendant a white truck ing get said he saw a man and a woman into Lynn logo with a Whitsett on the side and light-colored Toyota hatchback and drive red sideboards on the back. away Lynn after the shots were fired. The 'p.m. At 11:05 on November Ten- only Whitsett truck was found 125 feet from Highway nessee Patrol Officer Aaron Chism shooting, the scene of the with its interior on stopped by said he Loeb’s 7-Eleven Market fire, palm prints and the defendant’s left on Shelby Whitten Road off Interstate 40 the truck’s fenders. County, victim, and saw Kennedy, Alvin morning Tuesday, On the November working job midnight at his on the shift. 1987, Stanley Johnson said he saw Howell Between 12:20 and 12:40 a.m. that same Memphis, they and Watson in were driv- night, Brian Moser said he came into the ing compact a small car. The defendant purchase beer, Loeb’s six-pack store money asked Johnson for and said that “he but there was no clerk the store. As a had a get little heat on him [and] had to out result, minutes, waiting after a few Moser $20, gave town.” Johnson said he Howell go said he decided to across the street to the promised try couple raise a purchase Southland 7-Eleven and his beer. evening. hundred dollars more a.m., At 12:45 stopped Charles Allen night, That the defendant and Watson purchase Loeb’s gasoline. 7-Eleven to some came to Johnson’s house. After Johnson told pay gas, When he went to for his Allen found the defendant he had not been able to raise Kennedy’s body lying behind the any money, counter Howell asked Johnson to his sell pool blood, register open, the cash gun drawer for him. When Johnson said he couldn’t and all of paper money missing. get gun, As a for the the defendant $5 decided to result, Allen said he keep ran across the street to it. Johnson also told the defendant the Southland story killing 7-Eleven and asked the being clerk was broad- cast, police. TV, to call the picture being that his was shown on reported and it was that he killed a man for Upon investigation, it was discovered that Johnson testified that he $17. asked the Kennedy had been shot once from close $17?,” “Why replied, and Howell range in upper right forehead. The “Yeah, safe, open he wouldn’t so I told immediately wound had rendered him uncon- him I’d him introduce to Jesus if Christ he scious, and he had died within a time. short am, open wouldn’t the safe. You know how I It was also discovered that miss- $111.16 they’re talk, If enough Stan. old I wasn’t ing tape from the store. The from the cash *8 going to They’re enough leave a witness. old register indicated that the last transaction to giving die.” After the defendant and $30 had occurred at 12:24 a.m. promising try by to to find for him the $200 night, next Johnson said Howell and Watson Bauer, Susan the clerk at the 7- Southland left, and again. he never saw them Eleven across the street from the Loeb’s store, later, testified that she remembered Watson Almost a month on November purchasing and the defendant and a beer the defendant and Watson were arrest- candy a.m., bar at her City, Florida, store around 12:20 in ed Panama after a shoot-out approximately 20 minutes Allen police high-speed before came with and a They chase. asking in police. her to call driving the said she Toyota She were the stolen from Okla- they they homa, remembered when in replaced came because tags but had the Oklahoma parked the Whitsett truck on plates the blind side with Tennessee from another vehicle. store, of the thought suspi- police which she was nickel-plated Florida found a Smith & cious for that night. time of Wesson .38 revolver a on bone handle lawyer the that stated passenger’s
the floorboard of side where Oklahoma Watson later during preliminary the had seated. Ballistics that had lied the been she that killed tests indicated the bullet had to hearing escape in order the death Kennedy gun, had from however, Alvin been fired this Memphis judge, trial herself. The body the as had bullet taken from of the objection sustained the State’s that the evi- in Charlene Calhoun Oklahoma. hearsay self-serving, dence was and and Except ruled the evidence inadmissible. by The introduced last evidence the State attempt impeach this to Watson’s former tes- testimony of was the redacted co-defendant timony, presented the defendant no testimo- given of April Mona in 1988 at Lisa Watson ny phase guilt on his behalf preliminary the defendant’s Oklahoma hear- trial. ing for the murder of Charlene Calhoun. agreed testify against to Watson defen- evidence, upon Based found in Although dant for a sentence. return life guilty first-degree the defendant murder testify she later decided to both the felony perpetration grand in a and trial, trial and Tennessee the Oklahoma Wat- larceny, guilty premeditated but not first- questioned son on direct examination degree murder. preliminary prosecutors at the Oklahoma sentencing phase, incorpo- state hearing. and de- She testified that she presented guilt rated the evidence 40 from Mem- fendant had driven Interstate phase, proof that and introduced the defen- Lynn in phis to Whitsett truck Oklahoma robbery dant of armed in had been convicted on and 1987. Watson said November Wyoming first-degree in in they trip, drank beer and shot cocaine robbery Oklahoma and of armed Oklahoma, they got City, to Dell when first-degree attempted murder in Florida they got she off the interstate and said 1988. complex stopped apartment at an to walk walking around. After around a few In mitigation, theory the defendant’s main minutes, said Howell shot Charlene Watson damage, was that he brain suffered from Calhoun, car, her the two them took ability wrong- appreciate his therefore to they Lynn set fire to Whitsett truck of his conform his conduct fulness conduct or igniting lighter fluid she had thrown on the requirements impaired. the law was Then, she front seat. Watson said and the The defendant’s mother testified that Howell Memphis defendant drove back to in Cal- very loving come a was a son who had from ear, Florida houn’s and thereafter to on No- poor family. testified that the de- She also vember heavily, de- fendant’s father drank and the up witnessing grew fendant his father beat- during the On cross-examination Oklahoma ing mother her. defendant’s testified hearing, public preliminary the Oklahoma de- Howell, children, the fifth of nine had representing fender Howell asked Watson prematurely been as a result of one born Memphis questions shooting prior a about beating. being diagnosed such After trip to their to Oklahoma. Watson testified special being placed slow learner and edu- Oklahoma, going she and the before classes, the mother said cation defendant’s gone defendant had into convenience store finally dropped in the Howell out school Memphis purchase six-pack of beer. eighth grade and to work fa- went on his handed beer told After Howell her the garbage ther’s truck. car, go her to said the defen- Watson pulled gun dant and shot the clerk de- presented The other evidence *9 head, gun it and that was the same Howell fendant’s sister and mother demonstrated had earlier. shown her injuries dur- that he had suffered four head trial, Once, working Later, ing life. at the Tennessee Howell’s de- his while truck, in the garbage to was hit impeach prelimi- fense tried defendant counsel his compactor head the truck door and naiy hearing testimony of Watson. He at- time, during a testimony skull fractured. Another tempted introduce from Wat- was to fight, hit him in head lawyer one of his brothers son’s Oklahoma and the defendant’s jack. and knocked him out bumper with a the defendant should have been allowed to injury individual, third occurred when a winch engage sequestered cable voir dire of broke loose and him prospective jurors. knocked unconscious In particular, those working while he was a argues on river boat. The that his counsel should injury last occurred when he jurors was knocked question have been allowed to con- taking unconscious alter several left cerning pretrial hooks publicity the content during boxing match in Wyoming pris- they exposed. to which were on. goal The ultimate of voir dire to witness, The defendant’s other Phillip Dr. jurors unbiased, see that competent, are Murphy, a psychologist, clinical testified that impartial, and the decision of to how conduct battery he administered a psychological prospective jurors voir dire of rests within tests to Howell November of 1988. Dr. the sound discretion of the trial court. State Murphy said that the test results showed Harris, 54, (Tenn.1992); 839 S.W.2d “definite damage,” evidence of brain and that Simon, (Tenn. 635 S.W.2d
the brain impaired abnormalities Howell’s 1982); see Virginia, also Mu’Min v. ability appreciate wrongfulness of his (1991). conduct or conform his conduct to the re- highly Where the crime is publicized, the quirements of the law to the extent that his procedure grant better tois the defendants judgment substantially' was affected. Dr. individual, dire, sequestered, voir but it is Murphy diagnosed the suffering defendant as only “significant possibility” where there is organic from chronic syndrome brain and a juror exposed potentially that a has been personality resultant disorder. Extensive prejudicial material that individual voir dire however, testing, medical failed to show evi- Harris, 65; is mandated. 839 S.W.2d at damage. dence of brain Porterfield, upon proof, jury Based found the (Tenn.1988); Claybrook, and State v. existence of aggravating two circumstances (Tenn.1987). addition, beyond a jury reasonable doubt. The found questions publicity about the content of the (1) the defendant previously was convict- jurors to which exposed might have been be ed of one or more felonies which involved the helpful in assessing juror impar whether use or threat of person, violence to the Tenn. tial, questions such but are not constitutional 39-2-203(i)(2) § (1982), Code Ann. ly compelled, and the trial court’s failure to the murder was committed while the questions ask these is not reversible error engaged defendant was in committing a felo- unless it the defendant’s trial fun rendered 2—203(i)(7) ny, Tenn.Code Ann. 39— damentally unfair. Virginia, Mu’Min v. addition, jury found that there were at -, S.Ct. at 1905. no mitigating sufficiently circumstances sub- outweigh stantial to the two cir- case, In this the record demonstrates that result, cumstances. As sentenced prospective jurors examined, the 78 the defendant to death. around percent, or about 64 had some pretrial exposure either at the
PART I. committed, time the crime shortly began. before the trial The trial court re- GUILT PHASE —TRIAL ERRORS jurors fused individual voir dire of all who Jury A. Individual Voir Dire something had heard or read about the case The first issue details, raised the defen but specific did not remember but the dant is whether the trial court erred in refus court indicated that individual voir dire ing to pro allow individual voir dire on permitted jurors would be for those who spective jurors’ exposure pretrial publicity. they indicated that specific did remember the The defendant many However, contends that reports. content of news none of jurors exposed pretrial publicity had been jurors actually who heard the indi- ease crime, crime, about this they the Oklahoma specific cated that remembered details crime, *10 result, the Florida any pretrial addition, as counsel for of publicity. of the In 248 exposed provides. state jury dant receives what the law
those members of the
who were
they
Id.,
89,
publicity
could
2279.
pretrial
to
stated that
As trial, challenges impairment peremptory fair or of a exercise impartial, denial however, then, jurors. Even challenges does to remove right peremptory to exercise juror correctly Id. failure to exclude Amendment. not violate the Sixth only if the addition, grounds challenges are for reversal peremptory cause because peremptory all of required by exhausts his and are not a creature statute incompetent juror is forced Constitution, challenges and an impairment denial Ross, challenges him. peremptory upon does right to exercise Jones, 2279; and State v. process clause not violate the due (Tenn.1990). long as the defen- Fourteenth Amendment
249
The
pretrial
record reflects that one of the
publicity.
The defendant con-
jurors,
Benson,
challenged
Michael
tends that
prospective
did not
because 52 of the 78
jurors
jury.
exposed
serve on the
Accordingly, any
pretrial publicity
error in
were
record,
refusing
mentioning
him
the defendant’s criminal
excuse
cause
and of
and
suspected
killing
that he was
a
itself does not entitle the
second
defendant to a new
Memphis,
convenience store clerk in
trial unless the
the trial
ultimately
heard the
grant
change
court’s
failure
of venue
impartial.
case was not fair and
State v.
deprived
right
by
him of his
Thompson,
to trial
768
at 246.
impartial jury,
right
his
process,
to due
and
reflects, however,
The record also
right
his
guaran-
fundamental
fairness
challenged juror,
Carver,
Ricky
other
did
teed
the Sixth and Fourteenth Amend-
jury.
State,
serve on the
On voir dire
ments to the
In support
U.S. Constitution.
Carver stated that
opinions
he had
but be-
argument,
of his
the defendant cites Irvin v.
any
lieved he could
preconceived
set aside
Dowd,
717,
1639,
366 U.S.
81 S.Ct.
6 L.Ed.2d
opinion
require
and
prove
the State to
be-
yond a reasonable doubt that the defendant
guilty.
matter of a change of venue
The
addresses itself to the sound discretion of the
judge
The trial
jurors
excused other
court,
trial
change
and
denial of
of venue
they
cause after
they
testified
had formed
only
will
appeal
be reversed on
for an affir
opinions on the merits of the case and would
mative and clear
abuse
discretion. State
not be able to
opinions
set aside those
and
Bates,
868,
(Tenn.1991);
804 S.W.2d
render a verdict on the evidence alone. Un-
Melson,
342,
and
638 S.W.2d
jurors,
like those
Carver testified that he
(Tenn.1982).
case,
In this
we find no abuse
preconceived
could set aside his
opinions and
part
of discretion on
judge.
of the trial
solely
render a verdict based
on the evidence
Hoover,
594 S.W.2d
presented at trial.
hearing
After
this testi-
(Tenn.Crim.App.1979),
the court
listed a
mony
observing
demeanor,
Carver’s
group of 17 factors to be considered in deter
judge
trial
overruled
challenge
for cause.
mining
grant
whether to
change
of venue.
reviewing
record,
After
we conclude
Among
nature, extent,
these are the
that the trial court did not abuse its discre
timing
pretrial publicity.
of the
Although
refusing
tion in
to excuse either Benson or
publicity
there had been
about the
most
Carver for cause. “Jurors need not be total
years
trial,
of it had occurred two
before the
ly ignorant of the facts of the ease on which
despite
the fact
approximately
they sit [and] [e]ven the formation of an
percent
prospective jurors
recalled the
opinion on the
disqualify
merits will not
offense,
jurors
occurrence of the
none of the
juror if
lay
can
opinion
[he]
aside [his]
actually
who
heard the case could remember
render a verdict based
pre
on the evidence
any of
reports.
the details of the news
Sammons,
sented in court.” State v.
very
facts of this case are
different from the
869 (Tenn.Crim.App.1982). See
Dowd,
supra,
facts
Irvin v.
the case relied
Florida,
Murphy
also
421 U.S.
799- upon by the defendant.
2031, 2035-36,
sel. mony] against is the placed is now offered one said she had lied blame previously, testimony was offered escape whom the Howell the death order him to apparent requiring objected no unfairness and the trial herself. The State prior accept self-serving conduct of cross-exami- agreed, ruling his own court the evidence nation_” 804, advisory inadmissible, com- hearsay Fed.R.Evid. for impeach- even (b), note, 28 mittee U.S.C.A. subd. purposes. ment except. The defendant’s contention reasons, Moreover, party, for tactical was not evidence of Watson’s recantation may engage rigorous “not to decide hearsay impeach it because was offered cross-examination, any or even cross-ex statement, Hearsay “a ment is correct. — Salerno, at -, amination at all.” *14 other than one made the declarant while dissenting). (Stephens, at 2511 J. S.Ct. hearing, testifying the trial at or offered motive, may a similar but party have prove evidence the truth of the matter to not on Id. simply choose to act it. 801(c).5 Tenn.R.Evid. State asserted.” long party had a similar the [A]s purposes are impeachment ments used testimony in the develop to the motive of prove not to the truth the state admitted prior proceeding, is no there unfairness ment, credibility that the but to show the of against the tes- requiring party the whom Paine, Cohen, Shep suspect. & witness prior timony accept now to her offered 801.8, peard, Tennessee Law Evidence of develop not the testi- develop decision to or (2d 1990). Accordingly, prior in p. 388 ed. fully. mony impeach consistent offered statements — Salerno, at -, 112 S.Ct. at U.S. v. U.S. id., hearsay, are the court ment not trial 2511, (Stevens, J., dissenting) (emphasis n. 6 allowed defendant to intro should have the added). duce evidence of Watson’s recantation. foregoing, As of we conclude a result the had that counsel Moreover, defendant’s Oklahoma agree that trial we the Tennessee similar motive to defendant’s im to allow the defendant to court’s refusal develop testimony to about counsel Watson’s testimony evi peach Watson’s former with Kennedy’s preliminary at Alvin the his she later recanted violated dence that Accordingly, con- hearing in Oklahoma. we rights under the Sixth confrontation Okla- clude that the admission Watson’s to the U.S. Fourteenth Amendments Consti hearing testimony re- preliminary homa with tution, I, § the Article 9 of Tennessee Kennedy spect of Alvin to the murder protecting to a de Constitution. addition hearsay not the rule nor Memphis did violate right to confront the witnesses fendant’s rights the under defendant’s confrontation trial, time the and federal con the state to the Sixth and Fourteenth Amendments guarantee also to the de frontation clauses Constitution, I, § 9 of and Article U.S. cross opportunity for effective fendant “an the Tennessee Constitution. Fensterer, examination,” Delaware v. 15, 294, 15, 20, 106 292, 88 L.Ed.2d S.Ct. U.S. Refusal Admit Recantation
E. to (1985), “expose can so defendant Testimony of Watson’s jurors ... jury the facts from which to relating appropriately it draw inferences asserts that was [can] The defendant next reliability of the witness.” Davis trial to refuse to allow to error for the court 1105, Alaska, 308, 318, 94 415 U.S. impeach prelimi- him Oklahoma to Watson’s (1974). However, 1111, nary hearing testimony that L.Ed.2d evidence trial, error does testimony. of a constitutional her At existence she recanted automatically to a rever sought proof from entitle defendant to introduce defendant 1967, Supreme has attorney Court that after the sal. Since U.S. Watson’s Oklahoma Tenn.R.Evid. common law. Although Rules Evidence were states Tennessee the Tennessee trial, 801, except Advisoiy for the not in effect the time Commission Comments. hearsay, Rule 801 re- of conduct as definition presence repeatedly principle testimony, reaffirmed the an tive or nature Chapman California, corroborating nounced in 386 U.S. evidence contra- absence (1967), 87 S.Ct. 17 L.Ed.2d dicting points, on the witness material an otherwise valid conviction should not be per- extent of cross-examination otherwise may reviewing say set aside if court mitted, prose- strength and the overall the whole record that the error constitutional cution’s case. Id. beyond
was harmless
doubt.
reasonable
is no
There
doubt that in
Wat-
Arsdall,
Delaware v. Van
475 U.S.
testimony
important
son’s former
was
prosecution’s
only
ease as
direct
evidence
Indeed,
Supreme
has
Court
re
Kennedy.
killed
Howev-
peatedly
stated
“the Constitution enti
er,
proof
her
the corroborative
Oklahoma
trial,
tles a criminal defendant to a
not a
fair
testimony
preliminary hearing
was over-
Arsdall,
perfect
at 681-
one.” Van
prosecution’s
whelming and the
overall case
82,
minimal. we that phase respect guilt to admit evidence that Watson is wheth court’s failure dant hearing admitting her testi- preliminary later recanted trial erred in evidence er the court mony beyond a reasonable was harmless commission other defendant’s doubt. trial and Florida. The crimes Oklahoma that the defendant court admitted evidence Testimony
F. Redaction Oklahoma, had shot Charlene Calhoun Drug Regarding Use police in in a shoot-out with been involved is Florida, The next issue we address grounds on the that evidence redacting trial erred in whether the court identity was relevant to issues hearing part preliminary of Watson’s flight of the defendant. testimony which indicated she drinking shooting had been defendant in a It criminal is well settled Kennedy killing. The de cocaine before trial, has commit evidence that *16 for the contends that it was error fendant wholly independent of crime ted some other testimony because trial court to exclude this charged, though even it that for which he is to it been the mental would have relevant character, usually crime the same is a of his at the state the defendant and intent of it is irrelevant. not admissible because testimony of The redacted time the murder. (Tenn. State, 227, 229 Bunch was complains about the defendant 1980). addition, the In obvious because hear given by preliminary later Watson defendant, evidence to the prejudice of such first ing preliminary a week after the held prejudicial constitutes er its admission often hearing. ror, of a requiring the reversal conviction. issue as the defendant raised this While Id. trial, new review error in his motion for a our did not record shows that Howell the However, if that the defen evidence request portion this the trial court to include separate has committed crime dant proceeding in record the Oklahoma to one on trial is relevant from the distinct also proof. of the record the Our review actually in the case on in issue some matter trial, during shows that the the trial, as evidence is probative and if value its parts proof in the other of Watson’s included upon prejudicial its effect outweighed not drug
testimony regarding the defendant’s defendant, may be then such evidence the Memphis from to Oklahoma. use on the ride Id. cases have properly admitted. Previous that of crimes other than held that evidence Accordingly, the defendant did since was on trial was which the defendant for during request proof the admitted that be being as relevant to such properly admitted trial, the bring the the and did not issue defendant, identity of State as the the issues the for a until motion trial court’s attention (Tenn. Taylor, 697-98 669 S.W.2d filed, that new was we conclude trial attempt 1983), flight or defendant’s the waived the defendant. issue has been Zagorsky 701 36(a). addition, State v. to evade arrest. In because Tenn.RApp.P. (Tenn.1985). drug and evidence of jury the heard other pos- plicable, While the his and that defendant admits that the defendant waived the session of weapon the murder special Oklahoma he failed to make a issue because and Florida was relevant the instructions, object request for the faded to Tennessee, charges in he contends instructions, to the court’s omission of such probative the details of offenses value of to raise the in his and failed issue motion for outweighed by committed in those states was a new trial. prejudicial disagree. effect. We Reece, supra, this Court held The fact that Charlene Calhoun had been prior that where the State’s case is weak and gun shot with the same used to kill Alvin for im- inconsistent statements admitted Kennedy highly was relevant and critical to peachment extremely damaging, are the fail- proving identity the defendant’s Kenne- as give limiting ure to instruction that dy’s addition, killer. the fact that only statements are to be considered on the Whitsett truck was found at the scene credibility may issue of amount to fundamen- shooting highly Calhoun’s was relevant to the reversal, constituting grounds tal error identity Kennedy’s defendant’s as killer be- special request. even in the absence of a cause the truck had been seen Loeb’s near Reece, holding, This how- Moreover, near the time murder. ever, exceptional was “limited to those cases proof regarding killing of Charlene Cal- impeaching testimony in which the is ex- was, part, houn most as circum- tremely damaging, limiting for a need possible, scribed as with the witnesses usual- apparent, instruction failure to ly referring happened to what as a “shoot- give prejudice it results substantial ing,” “alleged shooting.” rights the accused.” Id. testimony concerning the defendant’s Our review of the record convinces us that detailed, apprehension in Florida was more the “fundamental error” rule police officers testifying how the Reece, supra, applicable is not to this case. defendant shot at them car when the was An important factor for Reece court stopped, was during high-speed chase. prior however, the fact inconsistent state- testimony, This relevant impeach damaging so ments used were guilt establishing flight defendant’s his instruction, give limiting failure to connecting weapon, him with the murder essence, thereby establishing guilt person allowed the to consider the his as the Kennedy. impeachment who killed evidence as substantive evi- *17 dence, thereby and allowed inadmissible record, upon Based our review of the we hearsay precedence evidence to take over probative conclude that the the value of evi given by testimony under oath the on witness presented regarding dence the Oklahoma case, testimony the this about stand. the killing, shoot-out, outweighed and the Florida the defendant’s other was relevant to crimes prejudicial result, its effect. As a we hold guilt, hearsay and problems his no were in- properly that the trial court admitted this volved. respect evidence with to the defendant’s identity flight. Zagorski, and See 701 Accordingly, although significant is a there 813; Taylor, S.W.2d at and 669 S.W.2d testimony possibility of misuse with about crimes, defendant’s commission of other and limiting preventing instructions are critical
Next, the defendant that contends improper prejudicial proof and use of the if properly even the trial court admitted see, Fisher, crimes, e.g., crimes, other 670 proof of the other the failure of the 232, (Tenn.Crim.App.1983), 237 S.W.2d we proof trial court to the instruct that this that the trial did not commit only on conclude court questions could be used the identi give ty failing limiting error to flight amounted to er reversible “fundamental ror,” respect proof relying upon our instructions with to the of other opinion in State v. Reece, (Tenn.1982). 637 858 crimes. The defendant waived the issue The State, however, requesting limiting contends that the “funda not instruction and inap- raising mental error” rule of State is v. Reece not the issue his motion a new 256
trial, 3(e), offenses, utilize death-eligible to a state must Tenn.R.App.P. and the failure reliability procedures funda- that assure give limiting instructions was neither additional West, appro is in the determination that death the prejudicial mental nor error. State (Tenn.1989). 387, punishment given case. priate capital In this 396 Carolina, limiting v. North give to See Woodson for the failure the blame (1976). 280, 2978, S.Ct. instructions “must be laid the defendant’s State, reliability requirement, To meet a state feet.” Laird v. permit to indi must the sentencer make an (Tenn.Crim.App.1978). determination on the basis of the vidualized H. Conclusion circum character of the the individual Stephens, crime. stances the Zant completes This our of the defen- review U.S. S.Ct. respect alleged dant’s to contentions (1983). Thus, defen L.Ed.2d phase. find guilt trial court errors We present and have the dant entitled during no that reversible error occurred fully consider all relevant evidence sentencer and, guilt phase accordingly, we affirm mitigation Skipper v. of the sentence. guilt. defendant’s Carolina, 1, 4, 106 South 1670-71, L.Ed.2d II. PART not error to ex- We conclude it was SENTENCING PHASE clude the later recant- evidence Watson hearing lawyers preliminary to her ed Preliminary A. Recantation of testimony in which she identified Howell Testimony Hearing triggerman. The evidence overwhelm- During sentencing phase, as in person ing that who the defendant was in guilt phase, sought Kennedy, implicitly killed Alvin and he had testimony troduce from Watson’s Oklahoma absolutely There is admitted it to a witness. attorney, Oklahoma at defendant’s proof no in the record that Watson was during the torney, said she lied that Watson killer. find that the evidence of Watson’s We hearing preliminary escape in order to mitigating to the recantation was irrelevant court, how death herself. The trial Ann. circumstance set out in Tenn.Code ever, objection to the sustained the State’s 39-2-203(j)(5) defen- grounds testimony relevance circumstances dant’s character go hearsay, finding that the evidence did crime. attempt to mitigation, but instead was an re-litigate defendant. the innocence B. State’s Cross-Examination the trial The defendant contends that Murphy Dr. evi- ruling was erroneous because the court’s defendant next contends statutory cir- mitigating dence went was committed the state prejudicial error an ac- “[t]he cumstance that defendant was *18 study to it used a in the manner which complice by anoth- in the murder committed Murphy. Dr. On direct exam cross-examine participation person er and the defendant’s ination, tests Murphy Dr. testified Ann, relatively minor.” Tenn.Code was defendant, results of which given the the (1982). addition, de- 39—2—203(j)(5) the damage,” brain evidence of showed “definite argues that the trial court’s exclusion fendant susceptible to very and not reliable were rights his under the of this violated evidence by the attempts malingering faking or to Eighth Amendments and Fourteenth cross-examination, the State defendant. On disagree. U.S. Constitution. We if fa objection, Murphy, over he was asked Faust, Amendment, Hart and Gilmecki miliar with the Eighth
Under in which children through study conducted applicable states which is neuropsychologi Amendment, been instructed to fake see Robinson v. had Fourteenth were then sent cal exams and results California, (1962), Murphy evalúa- qualified experts, such as restricting the class after L.Ed.2d objection to courts,” in connection with that he was not Murphy replied Dr. tion. Faust, and Gil- Hart use of the pro- then the State’s study. The State familiar with jury’s sense objection, study, if he diminished Murphy, over mecki ceeded to ask neuropsy- imposing the death responsibility that 93% of the surprised would be final jury’s tests abnormal decision was chologists implied had found the fact, Mississippi, Dr. “when, were.” none of them v. in violation of Caldwell limitations explained the 86 L.Ed.2d Murphy then studies, profes- conceded that disagree. but such We psy- indicates that general sional literature mislead prosecutor’s involved a Caldwell sometimes inaccurate chological tests are judge, by the trial endorsed ing argument, can be faked. final but was not jury’s death sentence that a that this line contends The defendant of the appeal. The statement reviewable au- because the was error cross-examination an eviden- in this case concerned trial court study ac- was not nature of the thoritative to the defen ruling directed tiary and was by by Murphy or established knowledged counsel, jury. The asserted not the dant’s by McCay required independent evidence as See is without merit. violation Caldwell Mitchell, Tenn.App. 463 S.W.2d v. (Tenn. State, v. 797 S.W.2d Johnson (1970).6 710, 720 387, 396 1990); Taylor, 771 (Tenn.1989). State, any that response argues The jury was harmless because the error was statements, arguments, and that
instructed Argument Sympathy Instruction D. are not evidence remarks of counsel that the trial argues Next the defendant disregarded supported if not be should given “anti-sympathy” instruction court’s evidence, Murphy conceded and because trial guilt phase of the sentencing and familiar with this although he was not that Eighth Amend rights under the violated his pro- study, of other particular he was aware is without merit. See State ment. This issue indicating psycholog- fessional literature Smith, 1, 21 (Tenn.1993); State 857 S.W.2d can inaccurate and ical tests are sometimes (Tenn.1990). Boyd, agree. be faked. We nature contends that Requiring proof of the authoritative defendant also jury, study charge effect of not of the has the “wholesome trial court’s refusal defendant, “you permitting this issue to be determined are requested by the Here, Dr. sympathy of counsel.” Id. based mere statements consider elicited allowed to Murphy, although Eighth he was not familiar with violated the presented,” on evidence State, study con- specific used al requirement that a be Amendment literature ceded that there is authoritative any mitigating evidence. to consider lowed expertise indicates that they his field of jury that The trial court instructed inaccurate psychological tests are sometimes any weigh and consider were “authorized context, we con- and can be faked. by the ... raised mitigating circumstances by indepen- that the failure to establish clude throughout the entire course evidence nature of the the authoritative dent evidence informing trial,” them in addition Faust, study harm- circumstances, Hart and Gilmeeki in statutory mitigating less error. they to consider were structed them or character “any aspect of the defendant’s Judge’s Statement The Trial
C. offense any circumstances of the record *19 Sentencing During by the the defendant shown favorable to from precluded jury was not proof.” The argues that the trial defendant next by the Jones, considering mitigating evidence counsel, I “Mr. judge’s comment to his without merit. given. The issue is ruled, charge appellate for the it’s a matter have Mitchell, Advisory McCay supra. Commis- See expert by treatises v. Impeachment learned 6. governed Rule 618 of the Tennessee is now sion Comments. holding Evidence which restates Rules of 258 State, 641, Edward v. 540
See
S.W.2d
649
The defendant next contends that
Smith,
(Tenn.1976);
22
sentencing
857 S.W.2d at
statute is unconstitutional be
cf.
(instruction
Melson,
mercy);
impermissibly
on
638
cause it
S.W.2d
interferes with the
(instruction
jury’s
mercy).
impose
at 366
discretion to
decline
penalty,
thereby
“pre
death
creates a
Finally, the defendant contends that
sumption
argues
of death.” The defendant
prosecutor’s closing argument
sen
language
providing
aggra
that if the
tencing hearing requesting
jury
that the
not
vating “circumstance or circumstances are
sorry
feel
for the defendant because of his
outweighed by any mitigating
circum
injuries
telling
head
them to overcome
stances,
death,”
the sentence shall be
Tenn.
sympathy for
their
the defendant violated the
(1982),
§ 39-2-203(g)
requires
Code Ann.
Eighth Amendment. Examination of this ar
sentence of death when the
gument
prosecu
in context reveals that the
mitigating
evenly
factors are
balanced.
jury
urging
tor was
not to return a life
argument
rejected
This
was addressed and
mitigating
sentence based on the
circum
Boyd,
supra,
State v.
where we found that
presented by
stances
the defendant. Such
no
statutory
“[t]here is
likelihood that this
argument
proper.
This issue has no merit.
”
language imposes
“presumption
of death.”
Bane,
Boyd,
259
prior
rejected
consisting of the
by
stance
defendant’s
has been addressed
convictions,
intro-
Thompson, supra,
felony
which were
court.
In State
after
violent
support
aggravating
duced in
of the
circum-
reviewing
language
of Tenn.Code Ann.
(1982),
prior
§
at
violent
the relevant stan-
stance
trial. Evidence
39-2-203
Amendment,
felony
Wyoming
Eighth
included: a 1984
dards under
we con-
convictions
phrasing
robbery;
“the
armed
a 1988 Okla-
[of
statute]
cluded that
conviction for
murder, for
operate
first-degree
homa
for
preclude
does not
consideration of
conviction
he
a 1988
any
mitigating
penalty;
factors and that
it which
received
death
relevant
murder;
eighth
attempted
Florida
for
satisfies the constraints of the
amend-
conviction
252;
at
a
rob-
we Texas, 249, 108 486 Satterwhite U.S. out merit. (1988), 1792, S.Ct. the U.S. Supreme applied Chapman, first Court argument The last raised the de supra, analysis error to federal harmless attacking constitutionality fendant of the capital occurring errors sen- constitutional penalty is that fails death Tennessee’s statute Id., 261, tencing proceedings. 486 U.S. at sufficiently eligi narrow the class of death case, 108 In that constitu- S.Ct. at 1800. Eighth ble defendants under the Amendment tional in viola- error —admission evidence Constitution, I, § to the U.S. and Article 16 tion the defendant’s Amendment Sixth Constitution, of the Tennessee all because right to submit- consult with counsel before persons felony eligi convicted of murder are ting designed to psychiatric to a examination penalty death ble for the on the sole basis dangerousness8 future determine they underlying felony. committed the —was held to harmless. be Middlebrooks, In State v. later, years Mississipp Two Clemons v. (Tenn.1992), this Court held that it is uncon- 738, 1441, i, 494 110 S.Ct. 108 L.Ed.2d U.S. Constitution, stitutional under the Tennessee (1990), the Court held that a sen I, when 16, Section felony Article to use the mur- relied, in tencing jury weighing in a has circumstance, state aggravating der Tenn.Code constitutionally 2—203(i)(7)(1982) part, aggravating on § invalid [now Ann. 39-13- 39— circumstance, 204(i)(7) (1991)], appellate may state re courts support imposition weigh remaining aggravating circum penalty felony death conviction of mur- evidence, if der, against mitigating stances although support it can impo- be used law, permissible Chap premeditated apply the death under state or sition of analysis. majority man The murder. We determined that the use harmless error felony reviewing that a aggravating murder circumstance Clemons held Court du- plicated underlying capable examining the elements of the struck crime balance death-eligi- sentencing authority, judge jury, and failed to narrow the class be it I, an required deciding ble murderers Article and of whether the elimination of Sec- by improperly aggravating tion of the circum Tennessee Constitution and considered balance, Eighth denying Amendment to the United States stance affected the without Constitution.7 We must now on the basis determine individualized determination whether, based the facts in this of the individual and the character Clemons, sentencing jury’s consideration of the invalid of the crime. circumstances felony Bar (quoting circumstance U.S. S.Ct. Florida, beyond clay 939, 103 harmless doubt where reasonable (1983), remaining aggravating is one in which the there circum- L.Ed.2d case Middlebrooks, required by grounds. decision in tional 840 S.W.2d at Middlebrooks See I, 346; § 16 of the We Art. Tennessee Constitution. Stephens, 462 103 S.Ct. Zant v. U.S. at analy reviewed federal constitutional law in our at 2742. duplication sis to determine whether the also Eighth violated Amendment United Smith, 8. See Estelle v. Constitution, States but Middlebrooks was decid 68 L.Ed.2d separate independent ed on state constitu *21 260
plurality
Supreme
aggravating
subject
found that
the Florida
invalid
circumstance was
Bobo,
apply
analysis
analysis.
could
harmless error
Court
to harmless error
State v.
(Tenn.1987),
reviewing
imposed by
when
a death sentence
727
945
S.W.2d
the State com-
who,
law,
judge
by introducing
a trial
as a matter of state
mitted error
evidence of an-
erroneously
nonstatutory aggra-
considered a
other murder for which the defendant had
circumstance).
vating
aggrava-
not been convicted to establish the
ting circumstances of mass murder.
con-We
majority
The Clemons
did not consider
beyond
cluded that the error was
harmless
jury findings concerning mitigating
written
doubt,
fully
reasonable
because the record
necessary
appel-
circumstances
for effective
supported
aggravators,
two other valid
reweighing
analysis,
late
or harmless error
mitigating
little
contained
evidence
cir-
but instead commented:
cumstances.
impressed
Nor are we
with the claim that
Cone,
Again,
jury findings concerning
without written
in State v.
we was established gravating circumstance maining aggravating circumstances valid materially inaccurate that was evidence aggravating circumstances since the effect of aggra- only support the invalid to admissible sentencing usually increases with vator, otherwise the evidence was or whether even proven; circumstances but number of sentencing guilt or in either the admissible remaining more crucial than the sum Clemons, 494 U.S. proceeding. phases of the qualitative circumstances is the aggravating 1451, 5, n. 5. n. circumstance, its substance nature of each an invalid jury’s consideration of evaluating a quantum persuasiveness, as well as the and factor, important to ask it is aggravating respect, the proof supporting it. In that the sen- that factor from removal of whether impor assigns Tennessee statute no relative any removes evi consideration also tencer’s aggravating statutory tance to the various consideration, or jury’s total from the dence nature, By very their circumstances. invalid reliance on the the State’s whether however, cases, proof in certain under the jury improperly circumstance allowed may aggravating circumstances be some though the any Even evidence. consider objectively qualitatively persuasive and more aggravating weigh invalid jury cannot particularly others. That reliable than factors, any mitigating against factor aggravating circumstance remain true of the evidence of jury properly can consider ing in case. Tenn.Code Ann. 39-2- crime and the character circumstances of the 203(i)(2) (1982) (previous of felo convictions making an individualized of the defendant per involving use violence to the nies the death sentence of whether determination son). addition, present as the case illus aggrava respect, In that justified. Id. trates, aggravating circum the effect of the duplicates the elements ting factor which may where on the sentence increase stance ten has less relative underlying crime prior proof of more than one violent there is im affect the sentence dency prejudicially felony conviction. factors which aggravating posed than invalid into the sen factor, interject inadmissible evidence the extent to which
The second
calculus,
require the sen
tencing
or which
aggrava-
prosecutor emphasizes the invalid
additional conclusions
tencing jury to draw
closing argument, is rele-
ting
during
factor
phase
guilt
evidence.12
analysis. Howev-
from
to the harmless error
vant
argued
it was
harmless because
circumstance
jurisdictions consider similar factors in
10. Other
only
valid
exclusively
one
analysis.
People
almost
conducting
See
harmless error
State,
remained);
Nev.
aggravator
Beets v.
Sanders,
Cal.Rptr.
51 Cal.3d
(court
(1991)
concluded that
821 P.2d
(jury's
of invalid
consideration
P.2d
aggrava
juiy’s
of two invalid
consideration
prejudice
de
special
circumstances did
beyond a rea
ting
was harmless
circumstances
empha
prosecutor
did not
fendant because
were three other
because there
doubt
sonable
jury);
argument to the
size those factors in his
evidence).
mitigating
aggravators and no
State,
(Fla.1990) (court
valid
Since
provision
in
constitutional
appeal
protected
direct
cases
reviewed on
twelve
punishment:
I
against
which
sentence was death.1
stated
cruel
unusual
Black, 815
dissent
the constitutional
scope
The exact
(Tenn.1991),
case on
I sat
the first
unusual” has
been
phrase “cruel and
affirmed,
of death was
which the sentence
poli-
But the basic
detailed
this Court.
imposition of
is cruel
death
whether
firmly
estab-
cy
words
reflected
these
Arti-
punishment
violation of
unusual
tradition of
Anglo-American
lished in the
I,
cle
16 of
Tennessee Constitu-
Section
justice.
in our Con-
phrase
criminal
tion
reserved until the Court is
should be
directly from the En-
stitution
taken
presented
there
no errors
a case which
are
1688, and
glish
Rights of
Declaration of
requiring
of the conviction or sen-
reversal
can be traced back
principle
represents
it
first
The case before the Court is the
tence.
*24
concept
basic
Magna
The
Carta.
is, my
participated
in
in
which I have
underlying
Eighth
the
Amendment
noth-
sufficiently
opinion,
require
free of error to
ing
dignity of man. While
less than the
that basic
consideration of
issue.
punish,
power
State has the
Attorney
The District
General and counsel
to assure that
this
Amendment stands
obviously
well-pre-
for
defendant
were
the limits of
power be
within
exercised
trial;
pared
prosecution presented
standards_
recog-
civilized
The Court
dignified
in a forceful but fair
case
and
States,
217
[Weems
nized
v. United
U.S.
lawyers
put
for the
manner. The
349,
544,
]
30
taring society.” Trop
rejected
penalty
appro-
the death
as an
[356
597].
78 S.Ct. at
See also Jackson
priate
necessary
criminal sanction. The
(CA8 1968).
Bishop,
404 F.2d
Supreme
“in
Court concluded that
the ab-
California,
Cf. Robinson v.
[370 U.S.
evidence,
convincing
sence of more
... death
punishment
as a
for murder is not without
(1962) Thus, an
].
assessment
contem
justification
unconstitutionally
and thus is not
porary
concerning
values
the infliction of a
severe.”
(1972)
C.J.,
Constitution or the
(Burger,
dissenting).
Tennessee Constitution.
]
See
(9 Otto)
Utah,
Wilkerson v.
U.S.
[99
(1878);
136,
rejected though the contention histori- circumstances, particularly Under these cally the death had been the law was, light punishment, every implicitly, of the nature of the state and at least rec- judicial system, and ognized by language Eighth imperfection of the Amendment, society contemporary had in the broad discretion vested the district then, State, committed; is com the defendant v. fense
attorneys general of this
see State
offenders;
126, 136,
Dicks,
death-eligible
pared
140-141
with other
[615
(Tenn.1981) ],
and, last,
this Court
assert its
should
and the criminal acts
defendant
authority under the
independent
compared
full and
are
the sentence is based
pro-
to assure
Constitution
and acts commit
other similar offenders
with
“
whereby a defendant
sentenced to
cess
helps
a ‘reasoned
process
This
achieve
ted.
essentially free of
This
death is
error.
back
response to the defendant’s
moral
”
Court, through
appel-
the exercise of strict
crime,’
Penry
character,
see
v.
ground,
review,
require stringent and
must
late
302, 318,
Lynaugh, 492
U.S.
compliance with the Tennessee Con-
exact
(1989)
(quoting Cali
which the death
is
felony
inman
murder. The Court found in
Gregg Georgia, [428
See
propriate.
Hale,
(Tenn.1992),
State v.
840
307
S.W.2d
].
S.Ct.
disproportionate punishment
that death was
causing
for misdemeanor
child abuse
Thus,
This (Tenn.1993), Smith, step 16 of the Tennessee Constitution is (i)(2), jury’s aggravating in im circumstances were limiting the discretion toward (i)(7), convictions, felony posing capital punishment previous felony to a “demon not, strably blameworthy” smaller and more murder. The defendant Smith view, Maynard my death-eligible, murderers. because record class of v. Cart killing wright, 100 did not show that the was deliberate [486 U.S. (1988) However, by a accompanied or intentional conscious ]. L.Ed.2d 372 even or or a felony purpose producing murder circum death conscious eliminated, likely would occur. stance sentenc realization that death Tennessee Middlebrooks, includes in at 353. ing statute still the class of See death-eligible defendants accidental constitution al summary, the federal culpability unintentional murderers whose prosecution to seek a sentence of lows minimal. It still allows convictions kills, himself any death for defendant who felony degree persons first who kill, killing attempts to intends that take or accidentally unintentionally or killed imposed, will be or place or lethal force kill, who did not did not intend to kill those any personal involve defendant whose any person not intend that suffer and did felony underlying in the is substantial ment any physical harm. The statute still does disregard a reckless and who exhibits effectively limit of death- class human value of life. indifference to the *28 (which is eligible group defendants dif However, prohibits § 39-13-203 T.C.A. executed) actually to ferent from those mentally upon any imposition of re death deserving punish of those most death as 37-1-134(a)(1)(A) person; § tarded T.C.A therefore, and, it the Tennes ment violates upon any imposition of death prohibits the prohibition against constitutional cruel see age; person years less of State v. than 18 punishment. and unusual Branam, 570, raises the level 855 S.W.2d (Reid, J., concurring at 350 C. and 840 S.W.2d participation required of a defendant who of majori- dissenting). I further criticized the agent personally the lethal and did not wield ty’s reasoning because: persons from may be to exclude such read Hale, illogical: death-eligible group; and State aggravating ... is
The result any person excludes who that fails to the class 840 S.W.2d at circumstance narrow by the commis caused the of another duplicates it the elements of the death because unconstitutional, felony. not a Middle- sion of an act which is aggravating offense is but 268 any person charged eligible
brooks excludes with fel- the worst of the death class. There ony charged ag- support murder and not with some should be sufficient evidence to each gravating aggravating circumstance other than T.C.A. circumstance found. More than 13—204(i)(7), § felony aggravating murder. one Neverthe- circumstance should not be 39— less, the class still includes some based on of defendants the same acts the defendant. accidentally State, unintentionally who killed or and See Provence v. 337 So.2d kill, kill, (Fla.1976); Carter, those who did not not did intend but see also State v. (Tenn.1986). any person Aggravating did intend suffer S.W.2d cir physical felony harm. I factually would limit the mur- cumstances which are inconsistent eligible imposition given derers for the of the death should not be effect. See State v. cases, Black, penalty (Reid, C.J., those defendants like the at 197 concur S.W.2d present, proof ring killing dissenting). jury which the shows the The should be accompanied meaning was deliberate or intentional or aggra instructed as to the of each purpose producing vating jury conscious death or circumstance so as aid the See, Hines, likely application. e.g., a conscious realization that death its will State v. (Tenn.1988); occur. S.W.2d State v. Williams, (Tenn. The record in this ease shows the defen- 1985); Moore, State v. 350- death-eligible dant is a member of the class (Tenn.1981). under both the federal and state constitu- tions. The defendant’s own statement shows problems The often associated with the killing was deliberate or intentional. application aggravating definition and cir present cumstances are not in this even OF AND USE AGGRAVATING MITIGAT- though aggravating one invalid circumstance ING CIRCUMSTANCES TO ACCOM- charged. charged The defendant was PLISH PARTICULARIZED SEN- aggravating § circumstances T.C.A. 39- TENCING 13-204(i)(2),having previously been convicted involving one or more felonies violence to stage At the second of the death (i)(6), person; committing the murder to procedure, jury required at which the prevent prosecution lawful arrest aggravating mitigating consider circum- defendant; (i)(7), committing particularized stances in order to achieve during felony. the course of a sentencing, given the Court has not sufficient (i)(2) jury aggravating found circumstances guidance aggravating in the use and miti- (i)(7). (i)(7) Aggravating circumstance has, gating circumstances. The Court in- Middlebrooks, was found in stead, me, it seems to searched for some 341-47, aggrava to be an invalid basis on which to affirm the sentence ting charge circumstance on the of first- despite aggravating death a misuse of cir- murder, degree felony and the case was re cumstances, by finding most often of harm- However, re-sentencing. manded for less error. charging Court has found in this case that constitutionally This mandated function is (i)(7) error, affirmed was harmless and has accomplished by requiring jury to find the sentence of death. beyond a reasonable doubt existence of statutory aggravating previously one or more circum- I have indicated that harmless that, doubt, beyond analysis inappropriate stances and error one reasonable whenever outweigh any aggravating circumstances found circumstances mitigating appeal. I circumstances. T.C.A. 39-13- is found to be invalid on *29 204(g). Implicit regard in this is that exercise the ration- still subscribe to view with by previous al consideration of the substance of each cases considered the Court and aggravating mitigating and circumstance and in all cases where the Court must make a subjective regarding understanding practical of their use in decision the effect of accomplishing purpose aggravating the stated of deter- the circumstance found to be However, though in the mining only that the defendant is not a mem- harmless. even case, class, improperly eligible present of but also one of the court submitted ber the death
269 ordeal, as fourteen-year-old of The victim’s jury aggravating the the circumstance murder, 39-13-204(i)(7), majority opinion, began at § I in the felony T.C.A. described majority’s finding p.m. that brutal in the under and ended at 11 This p.m. concur 7:30 certainly this this error was one of the tragic the circumstances murder is and of doubt, beyond a and harmless reasonable of the bad.” “worst would have been the same sentence (Drowota, concurring and dis- J. Id. aggravating circumstance not had the invalid However, no there was insistence senting). Black, Stringer charged. v. been aggrava- of in the that the admission dissent -, -, 1130, 1137, 117 L.Ed.2d S.Ct. error, (i)(7), harm- ting if was circumstance less error. analysis The error issue harmless “principled a opinion undertakes The main beyond can that whether the Court conclude explanation” its that of conclusion admission aggravating a reasonable doubt the invalid aggravating circumstance was of invalid the jury did not influence the in its circumstance beyond a That reasonable doubt. harmless determination that the sentence would be quali- explanation “quantum is that the -, death. 503 U.S. at Id. ty” aggravation of all relevant evidence 1136. issue is not extent The fully must mitigation be examined and mitigating circum- aggravating objective problem The with this considered. supported by stances the evidence or were jurors not procedure that are logical aggravating whether the circumstances out- objective logical required or in deter- to be weighed mitigating A circumstances. mining sentence. This Court State finding support that the evidence (Tenn.1991), Terry, unani- S.W.2d 420 aggravating valid was over- circumstance that the erroneous instruction mously found mitigation whelming and the was evidence (i)(7) not aggravating circumstance was does, meager may, support this case beyond a reasonable doubt. harmless error jury’s finding beyond that a reasonable Pritchett, stated, quoting Court aggravating doubt circumstance out- (Tenn.1981), weighed mitigating circumstances, it but way knowing no and cannot We have necessarily does not was follow im- speculate jury would whether the have aggravating cir- influenced invalid posed death with one of the And, further, must cumstance. the Court aggravating circumstances withdrawn two aggra- that admission the invalid conclude and with the ne- from their consideration vating circumstance harmless be- error ag- cessity weighing remaining one sup- fore it can consider whether the record against miti- gravating circumstance ports jury’s finding aggravating cir- gating circumstances. outweighed mitigating cumstances circum- stances. Terry, at 425. Middlebrooks, that: the Court found lives of whether a defendant The decision though amply supports
Even the evidence “requires profoundly or moral evalua- dies crime,” aggravating circumstance of the mur- tion of the defendant’s character and heinous, atrocious, being especially sentencer, der in which the constitutional cruel or depravi- mandate, in that it involved torture “is afforded discretion.” substantial mind, ty Texas, Ann. Tenn.Code 39-2- Satterwhite 203(i)(5) (1982), we are unable conclude S.Ct. J., (Marshall, cir- dissenting). the elimination of (i)(7) beyond is harmless error
cumstance
capi-
character of a
of the moral
Because
doubt.
reasonable
sentencing
and the sub-
tal
determination
The dissent Middle-
in the
placed
hands
stantial discretion
emphasized
sentencer,
brooks
that:
of a
predicting the reaction
proceeding
untainted
kidnapped child
sentencer
This torture-murder of a
cold
on the basis of a
unquestionably
aggra-
most
constitutional error
is one of the
dangerously speculative
enter-
killings that
Court has seen.
record is
vated
*30
prise.
recognized
As the Court
in Cald
decision.
It is on this
I
basis that
concur
Mississippi,
320, 330,
well v.
finding
U.S.
105 with the
of harmless error in this
2633, 2640,
(1985),
S.Ct.
Id. 407
(Marshall, J., dissenting).
have
its
where.
tencer untainted
error
decision
The threat of an erroneous harmless-error
Harmless-error
on the
determination thus looms much
L.Ed.2d 83
McCleskey
predictability.”
S.Ct.,
violate a defendant’s
is nowhere
tence is marked
rors
gives lective
Court
of evidence that
when
experience,
of human nature and varieties of human
tion.
tutional error on a
subjective,
sider
can be
“[w]hatever
equipped to evaluate the effect of a consti
judgment
the same
capital sentencing
perhaps unknowable,’
[*]
done
bring
for an actual
guided
reliability
acknowledged
Such
judgment
gleaned
by allowing
1776-1777, quoting
its
493, 503,
instruction or a
[*]
to their deliberations
and the
sentencing
An
comparative
clerk,
structure for
ateness of the murder of the market
proportionality
murder,
review cannot be
forth in
purpose
set
his reasoned
for the
and the
question
appropriate
4. The
proportionality
procedures
universe for
review
comparative proportionality analysis in death
employed by
Jersey Supreme
the New
Court in
penalty
Marshall,
thoroughly
cases is
reviewed in State v.
See,
Marshall and
the courts of other states.
109,
(1992).
130 N.J.
ues Johnson, “Yeah, he witness statement to the safe, I open so I him would wouldn’t told Even the him to Jesus introduce Christ.” the defendant pages the record show cold *33 danger against the embodiment be people are the most defenseless —de- unmitigat- meaningless violence liberate but ordinary human frailties of ed even the fear, jealousy, or anger, greed. circumstance, The valid in- prior defendant’s convictions felomes person, volving T.C.A. 39- violence 13-204(i)(2), compelling. It was shown had been twice convicted robbery. of armed He also had been convict- attempted degree first first ed of degree These felomes are murder. violent
among any penal the most serious in code deliberately show defendant’s violent period over nature an extended time. beyond record a reasonable doubt establishes that, upon of the defendant’s consideration background and the nature and character crime, the
and circumstances of the defen- deserving among dant is those most ultimate sanction. Black, I
For the stated in reasons objection renew electrocution as death; executing means of the sentence of but, grounds I do not consider rever-
sal of sentence. reasons, For I in the Court’s these concur death affirmance of the tMs case. WAMP, Petitioner/Appellee, Donald L. TENNESSEE OF AR STATE BOARD AND ENGINEERING
CHITECTURAL EXAMINERS, Respondent/Appellant.
Supreme Court of Tennessee.
Nov. 1993. Rehearing Denied Dec.
