Titus J. Edwаrds was convicted of armed robbery of one Johnnie Randolph, in violation of Code of Alabama 1975, §
The facts of the armed robbery are not disputed on appeal. The victim, Ms. Randolph, personally knew Edwards, and identified him by both name and descriрtion when the police arrived. Edwards's sole witness was his mother, who testified as an alibi witness.
The only issue raised on appeal concerns the amending of the indictment. The court read the indictment to the jury venire at the start of the trial, alleging that Edwards did "use or threaten the imminent use of force against the person of Johnnie Randolph with intent to overcome his physical resistance or physical power of resistance." (Emphasis supplied.) The prosecutor then stated during a bench conference, "The state's evidence will show that Johnnie Randolph is a woman and that the word `his' in the indictment should read `her physical rеsistance or physical power of resistance'." He then stated, "I just want the indictment amended to conform to the evidence we expect to produce at trial." Counsel for the accused refused to consent to this amendment and repeatedly objected, stating: "I knew she was a woman, but I still objeсt to the amendment." The court "overrule[d] the objection because Johnnie Randolph is in fact the person that the State expects to prove was the person from whom the property was taken and whether it is a woman or man, his or her, is not a material variance and the court will allow the amеndment."
We perceive in this case that the indictment was amended, without the consent of Edwards and over his objection, as to a misnomer, an immaterial matter. The elements of robbery do not include a requirement that the victim be male or female; the name "Johnnie" is both a male name and a female name; the error is probably a clerical or typographical one. There is no reason to believe that the scrivener's error in the indictment affected the substantial rights of the accused. Since the variance is an immaterial one, and since the appellant Edwards has already been tried for this robbеry, then presumably retrying him would be barred by the provisions against double or former jeopardy. Ex parte Allred,
Edwards contends that any amendment to an indictment without the defendant's consent is reversible error. The State, however, contends that "The trial judge's *1261 error in amending the indictment was so immaterial as not to be substantially injurious to appellant in making his defense." Edwards does not contend that the amendment prejudiced his case. The question, then, becomes whether an amendment to an indictment as to an immaterial matter constitutes reversible error, even if the amendment causes absolutely no prejudice to the defendant.
Edwards correctly cites us to §
"An indictment may be amended, with the сonsent of the defendant entered of record, when the name of the defendant is incorrectly stated, or when any person, property or matter therein stated is incorrectly described."
This statute has been on our books verbatim since 1852, and is a codification of "the rule of the common law." Shiff v.State,
However, at the time of the trial, Rule 15.5 (a), A.R.Crim.P., was effective, and in effect supplants §
Prior to the adoption of Rule 15.5, A.R.Crim.P., our Supreme Court decided Ex parte Allred, supra. In that case, the conviction was reversed becаuse of the defendant's plea of double jeopardy. At the close of the State's case, the proceedings were dismissed because the indictment alleged the issuance of a personal worthless check, when the evidence proved that the check was drawn on his corporate account, and the defendant would not agree to amending the indictment. He was thereafter re-indicted with the error corrected. Justice Maddox, in a special concurring opinion, stated:
"This case points up the need in this state for a rule of criminal procedure which would permit an amendment to an indictment, even after commencement of the trial, if no additional offense is charged and substantial rights of the defendant are not thereby prejudiced.
"This Court now has under consideration a proposed rule of criminal procedure which would permit amendment of the charges, `without the defendant's consent, at any time before verdict or finding if no additional or different offense is charged and if substantial rights of the defendant are not prejudiced.' Proposed Rule 13.5, Alabama Rules of Criminal Procedure.
". . . .
Ex parte Allred, supra, at 1033."In Arizona v. Washington,
, 434 U.S. 497 , 98 S.Ct. 824 (1978), the court stated that `[t]he prosecutor *1262 must shoulder the burden of justifying the mistrial if he is to avoid the double jeopardy bar.' Current Alabama procedure does not permit the prosecutor to amend the indictment if the defendant does not consent; therefore, this Court is required to reach the result it reached in Ex parte Collins, Ala., 54 L.Ed.2d 717 (1980). 385 So.2d 1005 "Under current Alabama procedure, the prosecutor, unless he can obtain the consent of the accused, must get a new indictment. If he gets a new indictment, the defendant may have available to him the pleа of double jeopardy."
Because the law regarding variances between the proof and charge are necessarily intertwined with the purpose of amending an indictment, the following language in the majority opinion is helpful in reaching our decision:
Id., at 1032."Thus, the ultimate issue here presented is whether Defendant's plea of double jeopardy was interposed to an indictment which charged him with commission of the same offense for which he had been put to trial under the first indictment. The answer is implicit in the postulation of two opposing hypotheses: (1) If the variance between the averment in the indictment (that the check wаs drawn on Defendant's personal account) and the proof (that it was drawn on the corporate account) precludes a sustainable conviction, then it is a material variance; and the reindictment pursuant to the amendment statute is permissible and Defendant's plea of double jeopardy is unavailablе; and (2) if, on the other hand, the variance is of such an immaterial nature as not to defeat the sustainability of Defendant's conviction thereunder, the statutory scheme for reindictment is impermissible; and, where such reindictment procedure is invoked, Defendant's plea of double jeopardy is valid." [Emphasis original.]
A look at the law on variance shows that if the variance is on a material issue, and a conviction occurs without the indictment's having been amended1 to conform to the proof, then the conviction will be reversed and the case remanded for a new trial. Pittman v. State,
On the other hand, if the variance is on an immaterial issue, and a conviction occurs without the indictment being amended, the defendant has not been prejudiced and, therefore, thе conviction will be upheld. House v. State,
The above statutory and case law is informative, but we have found only one case on point with the issue before us now,White v. State,
White v. State, supra, at 423-24."There is nothing in the testimony of either [the defendant or the victim] to the effect that defendant could have been misled in any way by the transposition in the indictment of the middle name and the last name of the alleged victim. There is nothing in the evidence to indicate any confusion on the part of the defendant as to the name and identity of the person whom he was charged in each count of the indictment as hаving assaulted.
"We are convinced that neither the two mistakes in the indictment as to the number of the section of the Code nor the mistake in naming the alleged victim was harmful in the least to defendant and that, with appropriate explanations of the mistakes, the trial could have well proceeded without any effort to amend the indictment."
The opinion then contains dicta which Edwards uses in an attempt to distinguish his case.5 However, that part of the opinion *1264 concludes by saying, "In our opinion, the action of the court as to the matter did not constitute error prejudicial to defendant." That is the crux of the case.
As we said in Stonoker v. State,
"In order for this Court to reverse the judgment of the trial сourt, however, the appellant must not only show error but must also show that such error probably injuriously affected his substantial rights. Rule 45 of the Alabama Rules of Appellate Procedure; Kennedy v. State,
, 291 Ala. 62 (1973); Kabase v. State, 277 So.2d 878 , 244 Ala. 182 (1943)." 12 So.2d 766
Rule 45, A.R.A.P., provides:
"No judgment may be reversed or set aside, nor new trial granted in any civil or criminal case on the ground of misdirection of the jury, the giving or refusаl of special charges or the improper admission or rejection of evidence, nor for error as to any matter of pleading or procedure, unless in the opinion of the court to which the appeal is taken or application is made, after an examination of the entire cause, it should appear that the error complained of has probably injuriously affected substantial rights of the parties."
Although not heretofore said, we believe that the amendment of an indictment as to an immaterial matter is harmless error. It is well established that if no amendment had occurred, then the resulting immaterial variance would have been harmless error. (See discussion on law of variance above.) It would be ludicrous to hold otherwise; such a holding would be the epitome of being "released on a mere technicality" that justice abhors. By applying Rule 45, A.R.A.P., it might at first appear that in so doing we are holding contrary to old oрinions of our Supreme Court, e.g., Gregory v. State, supra, Shiff v. State, supra, etc.; however, during the century in which those opinions were issued, there was no harmless error rule. This rule was initially adopted on June 23, 1913, effective September 1, 1913. See 175 Ala. XVII-XXI, 61 So. VII-IX. We, therefore, hold that the amendment to the indictment, over Edwards's objection, so as to correсt an immaterial matter, did not injure his cause and so was harmless error.
AFFIRMED.
All the Judges concur.
"[T]he purpose of the rule which requires that the allegations and the proofs must correspond, is that the opposite party may be fairly apprised of the specific nature of the questions involved in the issue. Formerly, the rule in that respect was applied with great strictness, but the modern decisions are more liberal and reasonable. Decided cases may be found, unquestionably, where it has been held that very slight differences were sufficient to constitute a fatal variance. Just demands were often defeated by such rulings until the Parliament interfered, in the pаrent country, to prevent such flagrant injustice.
". . . .
Recent statutes in the States also confer a liberal discretion upon courts in allowing amendments to pleadings, and those statutes, together with the change they have superinduced in the course of judicial decision, may be said to have established the generаl rule in the State tribunals that no variance between the allegations of a pleading and the proofs offered to sustain it, shall be deemed material, unless it be of a character to mislead the opposite party in maintaining his action or defense on the merits.
"Irrespective of those statutes, however, no variance ought ever to be regarded as material where the allegation and proof substantially correspond. [Emphasis added.]"
