Defendant was tried on indictments charging robbery with a dangerous weapon and the first-degree murder of Jerry Coombs. The jury convicted defendant of robbery with a dangerous weapon and first-degree felony murder based on the underlying robbery, but rejected the theory of murder by premeditation and deliberation. Because the robbery was the felony underlying the felony murder conviction, the trial court arrested judgment on the robbery conviction. Following a sentencing proceeding pursuant to N.C.G.S. § 15A-2000, the jury recommended that defendant be sentenced to death. For the reasons discussed herein, we find no prejudicial error in the guilt phase of defendant’s trial, but we conclude that defendant must receive a new sentencing proceeding.
The State presented the following evidence tending to show that defendant killed Jerry Coombs while robbing him in the parking lot of the Crabtree Boulevard Fast Fare in the early morning hours of 10 June 1988:
*205 Melinda Coombs, the victim’s wife, testified that she and her husband lived in Raleigh with their three children. In order to supplement their regular incomes, the couple acquired a daily-newspaper route that required early morning deliveries to businesses along Route 1, including the Crabtree Fast Fare. Jerry Coombs made the deliveries, and Melinda handled the billing.
Melinda testified that Jerry left their house between 3:15 and 3:30 a.m. on Friday, 10 June 1988. Upon his failure to return home at the usual time, 5:30 a.m., Melinda began calling businesses along the route to determine whether Jerry had yet made deliveries. The last completed delivery was to the Crabtree Fast Fare.
Darryl Hatter, a Raleigh drywall subcontractor, testified that he stopped at the Crabtree Fast Fare at about 7:00 a.m. on 10 June 1988. After getting out of his car, Hatter noticed a man in a nearby car reclining in an awkward position. Hatter passed by the car and discovered that the man was not breathing and that there was a bloodstain where the man’s hand rested near his midsection. Hatter went in the store and informed the manager, who then called the police.
The police investigation of the crime scene revealed two empty .25 caliber shell casings and an unfired shell inside the victim’s car, an empty shell casing near the right front tire of the car, and a footprint impression in some nearby mud. The police also extracted a .25 caliber bullet from a bullet hole in the passenger-side door of the car. A trace evidence examination of the victim and his car produced orange-colored fibers that could have originated from the same source as fibers taken from the carpet in defendant’s apartment, particles of grey foam rubber that could have originated from the same source as particles recovered from a blue running suit found in defendant’s apartment, and a single hair originating from the head of a black individual (defendant is black).
Dr. Copeland’s autopsy of the victim revealed two bullet wounds, one to the right knee and the other to the abdomen. The victim died as a result of bleeding from the aorta.
Anthony “Mingo” Gregg, defendant’s neighbor in an apartment building at 425 Alston Street, testified that defendant said he was going to rob a man who had money bags. Defendant asked Gregg to go with him and “watch out” while defendant snatched the bags. The two men later asked Billy Cole to act as their driver.
*206 Gregg testified that two days before the killing the three men went to the Crabtree Fast Fare to do the robbery, but that the intended victim left too quickly. The next day, defendant showed Gregg a small black gun and told him he would use it to shoot the man in the leg if he resisted the robbery. One day later, 10 June 1988, defendant knocked on Gregg’s door at about 3:30 or 4:00 a.m., saying it was time to go. The two men met Cole and drove to a spot across from the Fast Fare. Defendant and Gregg walked across the street and waited beside the dumpster near the store.
Gregg testified that when they saw the victim get out of his car, defendant put a stocking over his head, pulled out the gun, and said he was going to shoot the victim in the leg so he could not chase them. Gregg testified that when defendant pulled out the gun, he (Gregg) started leaving the scene because he and Billy Cole did not want to be involved with the gun. As Gregg was walking away he heard defendant say: “Hold it, you know what it is.” Gregg then heard two gunshots. He turned and saw defendant struggling with the victim through the open car window. Gregg ran back to the victim’s car and told defendant it was time to leave. Gregg testified that he heard defendant say the money was underneath the victim and he wanted it. Gregg turned again to leave and then he heard another shot when he was about halfway back to the car.
Soon both men were back at Cole’s car. Defendant said he thought he had killed the man and he had gotten only the victim’s wallet, which contained ten dollars and some credit cards. The men drove back to the Alston Street apartments.
Gregg told his girlfriend and his brother that defendant shot a man at the convenience store. Gregg was arrested the next week, and he gave a statement to the police. Gregg’s sneakers matched the footprints left in the mud near the victim’s car. Gregg pled guilty to the second-degree murder and robbery of Jerry Coombs.
Alvin Edwards, a resident of the apartment house on Alston Street, testified that defendant had spoken to him prior to the robbery about his plan to commit the crime. Edwards also testified that “Mingo” Gregg told him they had committed the robbery and defendant had shot the victim.
*207 Michelle McMickings, Gregg’s girlfriend, testified that Gregg told her after the robbery that defendant had shot a man during the robbery. Crystal Freeman, defendant’s girlfriend, testified that defendant awoke her in the early morning of 10 June 1988 and told her he thought he had killed someone. She testified that when she discovered she was missing a pair of stockings, defendant told her he had taken them.
Michael Gause testified that defendant offered to sell him a .25 caliber automatic pistol.
Defendant offered no evidence at the guilt phase of the trial, but defendant’s sister, Amy Ross, testified in his behalf at the sentencing phase. Ross testified about her parents’ divorce when defendant was very young. She also described defendant’s educational background, work experience, and religious practices.
In his first assignment of error, defendant contends that his federal and state constitutional rights to the assistance of counsel during a critical stage of his trial were violated when the trial court and defendant’s attorneys allowed him to make the decision not to exercise peremptory challenges to remove jurors his attorneys deemed unsuitable. With respect to the jury selection process, the stipulated record on appeal reveals the following:
During jury selection, defense counsel communicated to the defendant counsel’s advice on whether or not each . . . venireperson passed by the state should be seated on the jury. Counsel vested in the defendant the final decision of whether to accept or peremptorily challenge each venireperson passed by the state. In each instance in which a peremptory challenge was exercised by the defense, counsel and the defendant concurred in the decision. In four instances . . . the defendant, against the advice of counsel, made the decision to accept venirepersons as seated jurors; but for counsel’s conviction that the decision of who should be seated on the jury should be the capital defendant’s, counsel would otherwise have peremptorily excused these four jurors.
We have rejected defendant’s contention in the recent cases of
State v. Ali,
The Court in
McDowell
relied on the contemporaneous case of
Ali,
The record here reveals that defendant and his counsel conferred regarding which venirepersons to excuse and that defense counsel gave considerable deference to defendant’s informed decisions with respect to the exercise of peremptory challenges. On four occasions counsel and defendant came to an impasse with respect to the excusal of a particular venireperson, and counsel acquiesced. This issue is controlled by Ali; therefore, defendant’s assignment of error is overruled.
Defendant next contends that the trial court violated his federal and state constitutional rights by conducting bench conferences with defense counsel and counsel for the State. Though present in the courtroom, defendant asserts that his absence from these conferences violated his constitutional right to be present at every stage of the proceeding. The trial court held eighteen such conferences during the course of the trial.
Under the federal constitution defendant derives his right to be present from the Confrontation Clause of the Sixth Amendment and from the Due Process Clause of the Fifth and Fourteenth Amendments. The Confrontation Clause provides that: “In all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him . . . .” U.S. Const, amend. VI. “One of the most basic of the rights guaranteed by the Confronta
*209
tion Clause is the accused’s right to be present in the courtroom at every stage of his trial.”
Illinois v. Allen,
Beyond the right to presence under the Confrontation Clause, the Supreme Court
ha[s] recognized that this right is protected by the Due Process Clause in some situations where the defendant is not actually confronting witnesses or evidence against him. In Snyder v. Massachusetts,291 U.S. 97 (1934), the Court explained that a defendant has a due process right to be present at a proceeding “whenever his presence has a relation, reasonably substantial, to the fulness of his opportunity to defend against the charge. . . . [T]he presence of a defendant is a condition of due process to the extent that a fair and just hearing would be thwarted by his absence, and to that extent only.
United States v. Gagnon,
Though an accused has the constitutional right to confront witnesses and other evidence against him, and the right to a “fair and just” hearing, the federal courts have typically upheld convictions arising from trials at which the court conducted conferences, at the bench or in chambers, in the accused’s absence. These courts have denied relief on a number of grounds, including that the conferences are not a stage of the accused’s trial within the meaning of the Constitution, that there was a waiver of the right through lack of objection or request to be present, that there was no prejudice to the defendant resulting from the conferences, and that the bench conference is a longstanding and necessary trial practice facilitating the smooth functioning of the court.
In
Rushen v. Spain,
In
United States v.
Gagnon,
We think it clear that respondents’ rights under the Fifth Amendment Due Process Clause were not violated by the in camera discussion with the juror. “[T]he mere occurrence of an ex parte conversation between a trial judge and a juror does not constitute a deprivation of any constitutional right. The defense has no constitutional right to be present at every interaction between a judge and a juror, nor is there a constitutional right to have a court reporter transcribe every such communication.” Rushen v. Spain,464 U.S. 114 , 125-26,78 L. Ed. 2d 267 ,104 S. Ct. 453 (1983) (Stevens, J., concurring in judgment).
In this case the presence of the four respondents and their four trial counsel at the in camera discussion was not required to ensure fundamental fairness or a “reasonably substantial . . . opportunity to defend against the charge.” See [Snyder v. Massachusetts,291 U.S. 97 , 105-06,78 L. Ed. 674 , 678]. . . . [T]he conference was not the sort of event which every defendant had a right personally to attend under the Fifth Amendment. Respondents could have done nothing *211 had they been at the conference, nor would they have gained anything by attending.
Id.
at 526-27,
The Court also addressed defendants’ claim that their right to presence under Federal Rule of Criminal Procedure 43 was violated. The Court assumed that the Ninth Circuit Court of Appeals was correct in holding that the conference was a “stage of the trial” within the meaning of Rule 43, but it reversed the Court of Appeals on the grounds that defendants had waived their right under Rule 43 by failing to request attendance at the conference and by failing to object, before or after the conference, to their absence.
Id.
at 527-28,
Finally, in
Kentucky v. Stincer,
Respondent has given no indication that his presence at the competency hearing in this case would have been useful in ensuring a more reliable determination as to whether the witnesses were competent to testify. He has presented no evidence that his relationship with the children, or his knowledge of facts regarding their background, could have assisted either his counsel or the judge in asking questions that would have resulted in a more assured determination of competency. On the record of this case, therefore, we cannot say that respondent’s rights under the Due Process Clause of the Fourteenth Amendment were violated by his exclusion from the competency hearing.
Id.
at 747,
Thus, the United States Supreme Court has addressed the question of whether defendant has a federal constitutional right to presence in terms of whether the conference at issue involves *212 either the receipt of evidence without an opportunity for cross-examination or the usefulness of defendant’s presence in assuring fairness in the proceeding.
Other federal courts also have been reluctant to find a violation of defendant’s constitutional right to presence. In
United States v. Vasquez,
The right to be present at every stage of trial does not confer upon the defendant the right to be present at every conference at which a matter pertinent to the case is discussed, or even at every conference with the trial judge at which a matter relative to the case is discussed. . . . [W]e conclude that a bench conference, attended by appellant’s counsel and called to discuss an evidentiary matter relative to appellant’s own cross-examination, is not a critical stage of the trial proceedings at which appellant has a right to be present.
Id. at 848-49.
In
Cox v. United States,
It is clear from reading the record that this was a conference with the attorneys and was not a part of the actual trial before the jury. . . . Such conferences are usual trial procedure.
... It is not unusual for a judge to call counsel into chambers and discuss matters of evidence, the form of questions, instructions proposed, and other matters looking to a more orderly trial, without having a defendant present. . . . This conference was not a part of the trial within the meaning of rule 43.
*213 [Defendant] was not deprived of the substance of a fair trial in the holding of this conference in his absence.
Id. at 616.
In
United States v. Brown,
In
Deschenes v. United States,
The final question is whether conferences of the court and counsel on questions of law at the bench or in chambers, out of hearing of the appellant and the jury, denied appellant his constitutional right to be present at every stage of the trial. In the first place, neither appellant nor his counsel made a specific request for appellant to be present at these conferences, and no complaint or objection was lodged to the practice. He therefore cannot complain of any possible prejudice. . . . Moreover it is settled law that the exclusion of a defendant and a jury from the courtroom during argument on a question of law does not violate defendant’s constitutional right to be present at every step of the proceedings.
Id.
at 693 (citations omitted).
See also United States v. Boone,
In the case at bar, twelve of the eighteen conferences occurred during jury selection and six occurred while the court was receiving evidence in the guilt phase of defendant’s trial. Though none of the conferences are recorded, the context of the record shows that of the “jury selection” conferences, six preceded the excusal of prospective jurors by the trial court for cause with the express consent of counsel for defendant and for the State; two related to the scope of permissive questioning into a juror’s views on capital punishment; and one appeared to relate to a request to have the trial court inform the prospective jurors that they should be thinking about their views on capital punishment, as they would be questioned about those views in jury selection. The content of three conferences is unclear, but the record indicates that no significant ruling resulted from any of these. With respect to each of the conferences in the evidentiary phase, it appears that the conferences related to legal arguments by counsel, motions, and administrative matters such as the timing of recesses.
In none of the conferences did the court hear evidence from witnesses in derogation of defendant’s right to confrontation or
*215
cross-examination. Neither does it appear from the context that defendant’s presence would have had “a relation, reasonably substantial, to the fulness of his opportunity to defend,” such that his absence thwarted the fairness and justness of his trial.
Snyder v. Massachusetts,
Further, the vast weight of authority suggests that, on these facts, defendant’s confrontation and due process rights under the federal Constitution were not violated by his absence from the bench conferences. Not only have federal courts treated such conferences as outside the scope of the trial for purposes of defendant’s constitutional right to be present, but they also have found waiver where, as here, defendant made no request to be present and no objection to his absence. Defendant’s attorneys were present at each of the conferences to represent and protect his interests. For the foregoing reasons, we conclude that defendant suffered no violation of his rights under the federal Constitution.
Defendant also claims that these conferences violated his rights under Article I, Section 23, of the North Carolina Constitution. In
State v. Huff,
We have interpreted th[is] state constitutional protection afforded the capital defendant as . . . guaranteeing the accused not only the right to be present at each and every stage of trial, but also providing that defendant’s right to be present cannot be waived, and imposing on the trial court the duty to insure defendant’s presence at trial.
Id.
at 29,
This Court has not ruled on whether a defendant’s personal absence from a bench conference between the trial court and counsel for both parties during trial violates his constitutional right to presence. In
State v. Brown,
In
State v. Robinson,
As a preliminary matter, it is not altogether apparent that a bench conference is truly a “stage” of the trial within the meaning and intent of the constitutional right to presence. Many courts, both state and federal, have taken the view that bench conferences primarily involve brief investigations into legal questions or matters of trial administration and thus are more accurately a “temporary suspension of the trial” rather than a stage of the trial itself.
See Brown v. State,
A fair reading of our cases, however, suggests a broader interpretation of the word “stage” as it relates to defendant’s state constitutional right to presence at all “stages” of his trial. In
State v. Huff,
Although the United States Supreme Court has stated that the confrontation clause of the federal constitution guarantees each criminal defendant the fundamental right to personal presence at all critical stages of the trial,... our state constitutional right of confrontation has been interpreted as being broader in scope, guaranteeing the right of every accused to be present at every stage of his trial.
Id.
at 29,
Under the state constitution, defendant’s actual presence is required throughout his trial, not just at particularly important junctures. For example, in
State v. Payne,
Upon Payne’s second trial, the jury again sentenced him to death, and this Court again considered his claim of a violation of his right to presence.
State v. Payne,
Likewise, in
State v. Davis,
Finally, in
State v. Braswell,
*219
The breadth of interpretation of what constitutes a “stage” in an accused’s capital trial is not without limit, however. In
State v. Bowman,
The development of our cases reveals that the essential characteristic of defendant’s 'constitutional right to presence is just that, his actual presence during trial. “This Court has repeatedly held that nothing should be done prejudicial to the rights of a person on his trial for a capital felony unless he is actually present . . . .”
State v. Jacobs,
The first North Carolina case in which it appears that an accused asserted a violation of his right to presence was
State v. Craton,
In
State v. Blackwelder,
61 N.C. (Phil. Law) 38 (1866),
overruled on other grounds, State v. Huff,
In
State v. Dry,
Within the last ten years, however, this Court has faced an increasing number of appeals involving an accused’s constitutional right to presence in capital cases. Several of the recent cases involved factual situations very similar to those cases originally dealing with this constitutional right — that is, cases where the defendant himself is physically absent from the courtroom during trial proceedings.
For example, in
State v. Braswell,
It is clear, however, that as a practical matter not all of the proceedings in an accused’s capital trial occur in the courtroom itself. Thus, in some of our recent cases we have found a violation of defendant’s constitutional right to presence where the “stage of the trial” occurs not in the courtroom, but in the trial court’s chambers or the jury room. For example, in
Payne I,
Thus, our cases indicate that the typical situation implicating an accused’s constitutional right to presence occurs when the defendant himself is not actually present in the courtroom during the course of the trial proceedings. In certain other cases, however, the
locus
of the trial proceedings is not in the courtroom, but in the jury room or in the court’s chambers. We have held that defendant has a right to be present at these proceedings as well.
State v. Brogden,
It is undisputed that defendant in this case was actually, personally present in the courtroom during all the bench conferences between the trial court and counsel. Thus, there is no violation of his constitutional right to presence, at least not under the traditional line of cases interpreting that right as requiring his “actual” presence. Recently, however, we have also found a violation of defendant’s constitutional right to presence during the jury selection stage of the trial on facts showing that, though the defendant and his counsel are present in the courtroom at the time, the trial court excused prospective jurors as a result of private, unrecorded conversations at the bench.
See State v. Smith,
In these cases the fact of defendant’s actual presence in the courtroom essentially was negated by the court’s cloistered conversations with prospective jurors. The court’s actions effectively prevented defendant’s participation in the proceeding, either personally or through counsel, and they deprived him of any real *223 knowledge of what transpired. Further, the public interest in ensuring the appearance of fairness in capital trials was implicated by private discussions between the trial court and individual jurors which, without explanation, resulted in the excusal of jurors.
Though defendant himself did not attend the conferences in this case, we conclude that the trial court’s bench conferences with defense counsel and counsel for the State did not violate defendant’s state constitutional right to be present at all stages of his trial. As stated above, defendant was personally present in the courtroom during the conferences. Further, and perhaps more importantly, his actual presence was not negated by the trial court’s actions. At each of the conferences defendant was represented by his attorneys. Defendant was able to observe the context of each conference and inquire of his attorneys at any time regarding its substance. Through his attorneys defendant had constructive knowledge of all that transpired. Following the conferences defense counsel had the opportunity and the responsibility to raise for the record any matters to which defendant took exception. At all times defendant had a first-hand source of information as to the matters discussed during a conference. It also is relevant that bench conferences typically concern legal matters with which an accused is likely unfamiliar and incapable of rendering meaningful assistance. Other conferences typically deal with administrative matters that are nonprejudicial to the fairness of defendant’s trial. In addition, - such conferences do not diminish the public interest associated with defendant’s right to presence. Unlike the excusal of prospective jurors following ex parte communications, in this case defendant, through his attorneys, had every opportunity to inform the court of his position and to contest any action the court might have taken.
For the foregoing reasons, we hold that a defendant’s state constitutional right to be present at all stages of his capital trial is not violated when, with defendant present in the courtroom, the trial court conducts bench conferences, even though unrecorded, with counsel for both parties.
See People v. Boraders,
Defendant has failed to demonstrate, and the record does not in any way suggest, that the bench conferences here implicated defendant’s confrontation rights or that his presence at the conferences would have had a reasonably substantial relation to his opportunity to defend. This assignment of error is thus overruled.
By his next assignment of error, defendant contends that his death sentence cannot be upheld because the trial court erroneously allowed the prosecutor to excuse a juror who was qualified to serve. Because we conclude that defendant is entitled to a new capital sentencing proceeding for reasons explained hereafter, we need not address this issue.
Defendant contends he is entitled to a new capital sentencing proceeding because the trial court failed to comply with the statutory mandate for an individual poll of jurors upon the return of a death sentence. N.C.G.S. § 15A-2000(b) provides, in pertinent part:
(b) Sentence Recommendation by the Jury. — The sentence recommendation must be agreed upon by a unanimous vote of the 12 jurors. Upon delivery of the sentence recommendation by the foreman of the jury, the jury shall be individually polled to establish whether each juror concurs and agrees to the sentence recommendation returned.
N.C.G.S. § 15A-2000(b) (1988).
The record of defendant’s capital sentencing proceeding reveals that when the jury returned to the courtroom with its verdict, the trial court verified that the jury had reached a verdict and then directed the clerk to “take the verdict or the recommendation of the jury.” The clerk read from the sentencing issues sheet the jury’s findings of an aggravating circumstance, its rejection of all *225 mitigating circumstances, its finding that the aggravating circumstance was sufficiently substantial to warrant the death penalty, and its recommendation of the death penalty. The clerk concluded by asking the jury, “This is your recommendation, so say you all?” The transcript then states, “JURORS RESPOND IN THE AFFIRMATIVE.” With respect to each of the queries on the issues and recommendation sheet the trial court then inquired of the jury foreman whether the jury’s written response was accurate. The foreman verified each response. The trial court then polled the jury as follows:
COURT: As to the other members of the jury, listen to this. I’m going to ask that you raise your hand if this is your answer to these issues and recommendations.
Your foreman has answered issue number one, do you unanimously find from the evidence, and beyond a reasonable doubt, the existence of the one following aggravating circumstance? He has answered that “Yes.” If that is your verdict, all twelve of you raise your right hand.
Let the record show that all twelve members of the jury raised their hand.
The trial court followed the procedure described above for each of the sentencing issues and the jury’s sentencing recommendation. Thus, the record affirmatively shows that the trial court, in questioning the jury collectively and having all members of the jury respond collectively, failed to meet the statutory mandate that the jury be polled individually.
Even before the statutory requirement of individual polling of the jury in capital cases, under North Carolina law a group inquiry of the jury was insufficient to satisfy a defendant’s request for an individual poll. In
State v. Boger,
In the instant case, the defendant was denied his right to have the jurors polled by the judge or under his direction. The request of the judge that all the jurors who returned *226 a verdict of guilty of manslaughter in this case, stand up, was not a compliance with the demand of the defendant, made in apt time, that the jurors be polled, man for man. The defendant was entitled as a matter of right to know whether each juror assented to the verdict announced by the juror who undertook to answer for the jury, and to that end he had the right to insist that a specific question be addressed to and answered by each juror in open court, as to whether he assented to said verdict. To poll the jury means to ascertain by questions addressed to the jurors, individually, whether each juror assented and still assents to the verdict tendered to the court.
Id.
at 704,
The State argues that because defendant failed to request an individual poll and to object to the court’s method of polling, he is precluded from raising the error on appeal. N.C.R. App. P. 10(b); N.C.G.S. § 15A-1446(d) (1988). It is true that the statutory right to a jury poll in a noncapital case may be waived. N.C.G.S. § 15A-1238 (1988);
State v. Black,
Defendant thus was not sentenced in accordance with the requirements of N.C.G.S. § 15A-2000(b), in that the trial court failed *227 to poll the jury individually. For that reason, he is entitled to a new sentencing proceeding. Accordingly, we need not address the remaining sentencing phase assignments of error.
For the reasons stated, we find no error in the guilt phase of defendant’s capital trial, but remand for a new capital sentencing proceeding.
Guilt phase: No error.
Sentencing phase: New sentencing proceeding.
Notes
. The broader scope of the state constitutional right to presence is illustrated by the fact that the United States Supreme Court held in
Gagnon,
. Though defendant in
Braswell
was indicted for a capital offense, the State announced that it would not seek the death penalty due to a lack of any aggravating circumstance. Thus, the Court treated the case as noncapital in nature with the result that defendant’s right to presence was waivable.
State v. Braswell, 312
N.C. at 559,
. In one other similar case,
State v. Laws,
