Opinion
We granted review in this case to resolve a conflict among the Courts of Appeal regarding the impact of legislation abolishing diminished capacity on the crime of voluntary manslaughter. Specifically, the issue is whether the law of this state still permits a reduction of what would otherwise be murder to nonstatutory voluntary manslaughter due to voluntary intoxication and/or mental disorder. 1 In this case, the Court of Appeal held that it does not. After careful examination of the relevant statutes and legislative history, we agree.
Following a retrial, defendant was convicted of the first degree murder of Guadalupe Borba (Pen. Code, § 187)
2
and the attempted murder of David Ballagh (§§ 664/187). His earlier conviction for these crimes was reversed
*1108
on appeal for
Wheeler
error
(People
v.
Wheeler
(1978)
Facts
On November 30, 1985, defendant started drinking at a friend’s house shortly before noon. He had drunk 15 to 18 beers by about 6 o’clock that evening; he then went to a bar and drank about 3 or 4 more beers. He was noticeably drunk when he went to Eva’s Cafe about 9 p.m. The bartender signalled the security guard, David Ballagh, to ask defendant to leave. Ballagh told defendant he could not drink there because he appeared intoxicated and asked defendant to leave; defendant did so. Defendant returned about an hour later, but was reminded by Ballagh that he could not come in. Defendant left but returned again around 11 p.m. and was rebuffed once again by Ballagh. As he left he said to Ballagh, “I’m going to get a gun and kill you.”
Defendant went home around 1 a.m„ got his rifle (a semiautomatic assault rifle), and returned to the bar. As he entered the bar, defendant said to Ballagh, “I told you I would be back.” Ballagh tried to grab the rifle; it discharged and killed a patron. Defendant was eventually subdued outside the bar; both he and Ballagh were shot during the struggle.
A blood sample taken from defendant about two hours later showed a blood-alcohol level of .14 percent. Expert testimony at trial established that the level would have been about .19 percent at the time of the shooting.
Contentions
Defendant contends the court’s instructions on the effect of voluntary intoxication were inadequate. The court gave CALJIC No. 4.21, stating that voluntary intoxication could be considered in determining whether defendant had the specific intent to kill. The court instructed on first and second degree murder and voluntary and involuntary manslaughter, It did not, however, relate voluntary intoxication to anything other than the specific intent to kill. Defendant contends the instructions were insufficient because they did not tell the jury that voluntary intoxication, like heat of passion upon adequate provocation, could negate express malice and reduce what would otherwise be murder to voluntary manslaughter. Defendant also contends that the court should have instructed sua sponte that the jury could consider his voluntary intoxication in determining whether he had premeditated and deliberated the murder. Defendant further contends that the instructions on involuntary manslaughter improperly required a showing of unconsciousness.
*1109 In rejecting these contentions, the Court of Appeal based its reasoning on the legislative enactments that (1) abolished diminished capacity and (2) clarified the definition of malice aforethought. Accordingly, before we can properly assess the correctness of the Court of Appeal’s interpretation of the legislation, we review the historical development of the doctrine of diminished capacity.
The first step in the development of the diminished capacity doctrine was taken in
People
v.
Wells
(1949)
The next step was taken in
People
v.
Gorshen
(1959)
Citing
People
v.
Wells, supra,
In
People
v.
Conley
(1966)
*1111
In
People
v.
Poddar
(1974)
Finally, in
People
v.
Wetmore, supra,
In response to our request, the Joint Committee for Revision of the Penal Code held two public hearings on the subject of psychiatric evidence and the defenses of diminished capacity and insanity. These hearings led to the introduction of Senate Bill No. 54, 1981-1982 Regular Session, to abolish the defense of diminished capacity. (Comment, Admissibility of Psychiatric Testimony in the Guilt Phase of Bifurcated Trials: What’s Left After the Reforms of the Diminished Capacity Defense? (1984) 16 Pacific L.J. 305, 316-318.) After substantial amendment, Senate Bill No. 54 was enacted into law in September 1981. (Stats. 1981, ch. 404, pp. 1591-1592.) 4
Senate Bill No. 54 added to the Penal Code sections 28 and 29, which abolished diminished capacity and limited psychiatric testimony. It amended section 22 on the admissibility of evidence of voluntary intoxication, section 188 on the definition of malice aforethought, and section 189 on the definition of premeditation and deliberation. 5 Other sections not relevant here were also amended.
Section 28, subdivision (a) provides in pertinent part that evidence of mental illness “shall not be admitted to show or negate the capacity to form *1112 any mental state,” but is “admissible solely on the issue of whether or not the accused actually formed a required specific intent, premeditated, deliberated, or harbored malice aforethought, when a specific intent crime is charged.” (Italics added.) Subdivision (b) of section 28 abolishes the defenses of diminished capacity, diminished responsibility, and irresistible impulse “as a matter of public policy.”
Section 29 provides that any expert testifying in the guilt phase of a criminal action “shall not testify as to whether the defendant had or did not have the required mental states, which include, but are not limited to, purpose, intent, knowledge, or malice aforethought, for the crimes charged. The question as to whether the defendant had or did not have the required mental states shall be decided by the trier of fact.”
Section 22 was amended to reflect the abolition of diminished capacity. It provides that evidence of voluntary intoxication is not admissible to negate the capacity to form any mental state, but it is admissible “solely on the issue of whether or not the defendant actually formed a required specific intent, premeditated, deliberated, or harbored malice aforethought, when a specific intent crime is charged.”
A provision abolishing the defense of diminished capacity was also included in the initiative measure adopted in June 1982 and known as Proposition 8. Section 25 was added to the Penal Code as part of Proposition 8. Subdivision (a) of section 25 provides: “The defense of diminished capacity is hereby abolished. In a criminal action, as well as any juvenile court proceeding, evidence concerning an accused person’s intoxication, trauma, mental illness, disease, or defect shall not be admissible to show or negate capacity to form the particular purpose, intent, motive, malice aforethought, knowledge, or other mental state required for the commission of the crime charged.”
Although there was initially some confusion about the interaction between section 25, subdivision (a) and section 28
(People
v.
Spurlin
(1984)
Scope of Voluntary Manslaughter
Defendant argues that the new legislation did not limit the ability of an accused to reduce an intentional killing to voluntary manslaughter as a
*1113
result of mental illness or involuntary intoxication. He relies primarily on
People
v.
Molina
(1988)
In Molina, a psychotic mother, who was experiencing auditory hallucinations, strangled and killed her 18-month-old son and set fire to the house. The trial court refused requested instructions on the lesser offenses of voluntary and involuntary manslaughter. The defendant was convicted of second degree murder and found not guilty by reason of insanity. The Court of Appeal reversed.
The
Molina
court reviewed sections 25, 28, and 29, noting that the statutory language provides that “evidence of mental problems is inadmissible to show that a defendant
lacked the capacity to form
the requisite mental state, but is admissible to show that the defendant
actually lacked the requisite mental state.”
(
We are unpersuaded by defendant’s reliance on
Molina, supra,
Section 188, as amended by Senate Bill No. 54 (see fn. 5, ante), now provides: “Such malice may be express or implied. It is express when there is manifested a deliberate intention unlawfully to take away the life of a fellow creature. It is implied, when no considerable provocation appears, or when the circumstances attending the killing show an abandoned and malignant heart. [][] When it is shown that the killing resulted from the intentional doing of an act with express or implied malice as defined above, no other mental state need be shown to establish the mental state of malice aforethought. Neither an awareness of the obligation to act within the general body of laws regulating society nor acting despite such awareness is included within the definition of malice.” (Italics added.)
The first sentence of the underscored passage limits malice to the definition set forth in section 188. This sentence clearly provides that once the trier of fact finds a deliberate intention unlawfully to kill, no other mental state need be shown to establish malice aforethought. Whether a defendant acted with a wanton disregard for human life or with some antisocial motivation is
*1114
no longer relevant to the issue of express malice.
(People
v.
Stress
(1988)
Pursuant to the language of section 188, when an intentional killing is shown, malice aforethought is established. Accordingly, the concept of “diminished capacity voluntary manslaughter” (nonstatutory manslaughter) recognized in
Conley, supra,
However, while retreating from the Conley/Poddar definition of malice aforethought, the Legislature left unchanged the definition of voluntary manslaughter in section 192. Indeed, that definition has not changed since section 192 was first enacted in 1872. Section 192 defines voluntary manslaughter as the “unlawful killing of a human being without malice ...[][] . . . upon a sudden quarrel or heat of passion.” Thus, pursuant to the language of section 188, when an intentional killing is shown, malice aforethought is established. Section 192, however, negates malice when the intentional killing results from a sudden quarrel or heat of passion induced by adequate provocation.
Defendant disagrees. Relying on the language in section 188 that requires for express malice a “deliberate intention unlawfully” to take a life, he argues that express malice requires more than mere intent to kill. We find the Court of Appeal’s reasoning to the contrary in
People
v. Bobo
*
(1990)
*1115
As noted in
In re Thomas C.
(1986)
“Moreover, as defined in cases predating Conley and Conley’s foundational pillars—People v. Wells (1949)33 Cal.2d 330 , and People v. Gorshen (1959)51 Cal.2d 716 —the concept of malice aforethought was manifested by the doing of an unlawful and felonious act intentionally and without legal cause or excuse. (People v. Balkwell (1904)143 Cal. 259 , 263 [76 P. 1017 ]; People v. Fallon (1906)149 Cal. 287 , 289-290 [86 P. 689 ]; People v. Coleman (1942)50 Cal.App.2d 592 , 596 [123 P.2d 557 ]; see also People v. Bender (1945)27 Cal.2d 164 , 181 [163 P.2d 8 ].) The adjective ‘deliberate’ in section 188 consequently implies an intentional act and is essentially redundant to the language defining express malice.
“The adverb ‘unlawfully’ in the express malice definition means simply that there is no justification, excuse, or mitigation for the killing recognized by the law. (People v. Stress, supra,205 Cal.App.3d at p. 1268 .)”
We still must reconcile the narrowed definition of malice aforethought in section 188 with the language of sections 22, subdivision (b) and 28, subdivision (a). These latter sections make evidence of voluntary intoxication and mental illness admissible solely on the issue of whether the accused “actually formed a required specific intent, premeditated, deliberated, or harbored malice aforethought, when a specific intent crime is charged.”
Molina
had relied on the reference to malice aforethought in section 28, subdivision (a) to conclude that the Legislature had not foreclosed the possibility of a reduction of murder to voluntary manslaughter where malice is lacking due to mental illness or intoxication.
(People
v.
Molina, supra,
As the Court of Appeal noted in
People
v.
Bobo, supra,
Sections 22 and 28 state that voluntary intoxication or mental condition may be considered in deciding whether the defendant actually had the required mental state, including malice. These sections relate to any crime, and make no attempt to define what mental state is required. Section 188, on the other hand, defines malice for purposes of murder. In combination, the statutes provide that voluntary intoxication or mental condition may be considered in deciding whether there was malice as defined in section 188. Contrary to defendant’s contention, we see no conflict in these provisions.
Defendant further argues that the Legislature’s narrowing of the definition of express malice and the resulting restriction of the scope of voluntary manslaughter presents a due process problem. We disagree. The Legislature can limit the mental elements included in the statutory definition of a crime and thereby curtail use of mens rea defenses. (See
Patterson
v.
New York
(1977)
It follows from the foregoing analysis that the trial court did not err in failing to instruct that voluntary intoxication could negate express malice so as to reduce a murder to voluntary manslaughter.
Duty to Instruct Sua Sponte
Defendant contends that the trial court erred in failing to instruct sua sponte that the jury should consider his voluntary intoxication in determining whether he had premeditated and deliberated the murder. As previously mentioned, the instructions given (CALJIC No. 4.21) related voluntary intoxication only to the question of whether defendant had the specific intent to kill.
The Court of Appeal held that the abolition of the defense of diminished capacity had eliminated the need for a sua sponte instruction relating mental illness or voluntary intoxication to the required mental states. It relied on the analysis set forth by Justice Sims in his concurring opinion in
People
v.
Whitler, supra,
171 Cal.App.3d at pages 342-343: “These cases represent variations of the familiar rule that a trial court has a
sua sponte
duty to give instructions relating a recognized defense to elements of a charged offense.
(People
v.
Sedeno
(1974)
*1118
In contesting the Court of Appeal’s determination on this issue, defendant relies primarily on
People
v.
Jackson
(1989)
In
People
v.
Ramirez, supra, 50
Cal.3d 1158, the trial court refused to give a requested instruction under former CALJIC No. 8.41, relating diminished capacity caused by intoxication to voluntary manslaughter. We found the refiisal proper in light of the abolition of the diminished capacity defense, but we noted that no one had raised the potential applicability of CALJIC No. 4.21, which deals with the effect of intoxication on the defendant’s
actual
state of mind. Although we held that there was insufficient evidence of intoxication to warrant a sua sponte instruction, we also stated that “a number of decisions have specifically held that in an appropriate case a trial court has a sua sponte duty to instruct the jury on the principles embodied in CALJIC No. 4.21. (See, e.g.,
People
v.
Baker
(1954)
The discussion in
Ramirez, supra,
All of the cases relied upon and cited by
Ramirez
were decided after our embarkation on the development of the diminished capacity theory in 1949 in
People
v.
Wells, supra,
Thus, the authority supportive of the asserted sua sponte duty appears to consist entirely of dicta. (See also
People
v.
Crawford
(1968)
Thus, even if there were a duty on the trial court to instruct sua sponte on voluntary intoxication when the defense of diminished capacity existed, we do not believe that it is reasonable for such a duty to continue after abolition of the diminished capacity defense.
In our view, under the law relating to mental capacity as it exists today, it makes more sense to place on the defendant the duty to request an instruction which relates the evidence of his intoxication to an element of a crime, such as premeditation and deliberation. This is so because the defendant’s evidence of intoxication can no longer be proffered as a defense to a crime but rather is proffered in an attempt to raise a doubt on an element of a crime which the prosecution must prove beyond a reasonable doubt. In such a case the defendant is attempting to relate his evidence of intoxication to an element of the crime. Accordingly, he may seek a “pinpoint” instruction that must be requested by him (See 5 Witkin & Epstein, Cal. Criminal Law (2d ed. 1989) Trial, § 2925, pp. 3586-3587), but such a pinpoint instruction does not involve a “general principle of law” as that term is used in the cases that have imposed a sua sponte duty of instruction on the trial court. The court did not err, therefore, in failing to instruct sua sponte.
Instruction on Involuntary Manslaughter
Defendant contends that the instructions on involuntary manslaughter improperly required a showing of unconsciousness. The court gave CALJIC No. 8.45, which defined involuntary manslaughter as follows: “Involuntary manslaughter is the unlawful killing of a human being without malice aforethought and without an intent to kill, [ft] In order to prove the *1121 commission of the crime of involuntary manslaughter, each of the following elements must be proved: H] 1. That a human being was killed, and [ft] 2. That the killing was unlawful, [ft] A killing is unlawful within the meaning of this instruction if it occurred: [ft] 1. During the commission of a misdemeanor which is inherently dangerous to human life, namely, the offense of exhibiting a deadly weapon, or [ft] 2. In the commission of an act ordinarily lawful which involves a high degree of risk of death or great bodily harm, without due caution and circumspection.”
The court gave CALJIC No. 8.47 (1981 rev.) on killing while unconscious due to voluntary intoxication: “If you find that the defendant killed while unconscious as a result of voluntary intoxication and therefore did not form a specific intent to kill or did not harbor malice aforethought, his killing is involuntary manslaughter, [ft] When a person voluntarily induces his own intoxication to the point of unconsciousness, he assumes the risk that while unconscious he will commit acts inherently dangerous to human life or safety. Under such circumstances, the law implies criminal negligence.”
Defendant contends CALJIC No. 8.47 was misleading because it did not define “unconsciousness” and it suggested that the accused must be unconscious to support a finding of involuntary manslaughter. Defendant asserts that one may lack an intent to kill without being unconscious and that the instruction leaves no room for that.
Unconsciousness was, however, defined in CALJIC No. 4.30, which was given on excusable homicide due to involuntary unconsciousness. That instruction made clear that a person need not be incapable of movement to be unconscious. There is no reason to believe the jury would not have applied that definition of unconsciousness when considering CALJIC No. 8.47 on unconscious acts from voluntary intoxication.
The court also instructed on voluntary intoxication as it related to the intent to kill (CALJIC No. 4.21). We agree with the Court of Appeal that the trial court was not required sua sponte to give “pinpoint” instructions relating voluntary intoxication to the elements of the crime—malice and intent to kill. If defendant had wanted a more precise instruction on the possibility of voluntary intoxication negating intent to kill, he should have requested such. Defendant’s reliance on
People
v.
Ray
(1975)
*1122 Conclusion
The judgment of the Court of Appeal is affirmed.
Lucas, C. J., Mosk, J., Kennard, J., Arabian, J., Baxter, J., and George, J., concurred.
Appellant’s petition for a rehearing was denied January 30, 1992.
Notes
Another type of nonstatutory voluntary manslaughter—the so-called “imperfect self-defense” doctrine—has been recognized in California. That doctrine applies to reduce an intentional killing from murder to manslaughter when a person kills under an honest but unreasonable belief in the necessity to defend against imminent peril to life or great bodily injury.
(People
v.
Flannel
(1979)
All further statutory references are to the Penal Code unless otherwise indicated.
Section 188 at that time provided that malice “may be express or implied. It is express when there is manifested a deliberate intention unlawfully to take away the life of a fellow-creature. It is implied, when no considerable provocation appears, or when the circumstances attending the killing show an abandoned and malignant heart.”
(People
v.
Conley, supra,
The original version of Senate Bill No. 54 was far more sweeping in effect. It would have repealed the plea of not guilty by reason of insanity, abolished diminished capacity, and made mental illness and voluntary intoxication matters to be considered only in mitigation of punishment. The scope of the bill was narrowed as it went through the Legislature. The last amendments made by the Assembly on August 11, 1981, resulted in the language we must interpret in sections 22, 28, and 29. (Sen. Bill No. 54, as amended Aug. 11, 1981.)
Subsequent minor amendments have been made to these statutes. We quote the current version of the statutes.
Some commentators have referred to this as a return to the strict mens rea approach. (Comment, Admissibility of Psychiatric Testimony in the Guilt Phase of Bifurcated Trials: What’s Left After the Reforms of the Diminished Capacity Defense?, supra, 16 Pacific L.J. 305; Morse & Cohen, Diminishing Diminished Capacity in California (June 1982) 2 Cal.Law., at p. 24.)
Reporter’s Note: Review granted October 11, 1990 (S016988); opinion ordered published December 11, 1991, pursuant to rules 976(d) and 978(c), California Rules of Court; review dismissed as improvidently granted on February 13, 1992, with directions that the opinion remain published.
See footnote, ante, page 1114.
