Opinion
Penal Code section 288.5 1 provides that any person who resides with or has recurring access to a child under the age of fourteen, and who molests that child at least three times during a period of not less than three months, is guilty of “continuous sexual abuse,” a felony. When, as here, the sexual abuse begins before, but continues after, section 288.5’s effective date, does the abusive conduct fall within the statutory language? If so, can a conviction be affirmed under the statute without violating provisions in the state and federal Constitutions prohibiting ex post facto laws? The answer to each of these questions is “yes.”
I
Section 288.5 became effective on January 1, 1990. Defendant was charged with violating that statute by engaging in “substantial sexual conduct” with his stepdaughter Leah S. “on and between June 6, 1988 and April 4, 1990,” while she was under the age of 14. Defendant was also charged under section 288a, subdivision (b)(2), with orally copulating Leah when she was under the age of 16.
At the time of trial, Leah was 19 years old. She testified that defendant began molesting her when she was five years old, and that she began orally copulating him when she was in the sixth grade. 2 She and defendant engaged in masturbation and oral copulation between January 1, 1990 (the effective date of section 288.5) and April 4, 1990 (the date of her 14th birthday).
Defendant testified that he started orally copulating Leah in October 1990, when she was 14 years old. He denied engaging in any “substantial sexual conduct” with Leah before that time.
As relevant here, the trial court instructed the jury: “The People have introduced evidence for the purpose of showing that there are more than three acts of substantial sexual conduct upon which a conviction in Count One may be based. Defendant may be found guilty [of violating section *154 288.5] if the proof shows beyond a reasonable doubt and you unanimously agree that the defendant committed three such acts. It is not necessary that you unanimously concur on which acts constitute the required number. However you must unanimously find that at least one such act occurred between January 1, 1990 [the effective date of section 288.5] and April 4, 1990 [Leah’s 14th birthday].”
During deliberations, the jury asked the trial court whether it must unanimously agree that a specific act of substantial sexual conduct occurred between January 1 and April 4, 1990. The court gave this written response; “Assume you have evidence of more than one act of substantial sexual conduct occurring within the period of June 6, 1988 and April 4, 1990. Further assume that you unanimously agree that during that period at least three such acts did in fact occur. That agreement is all that is necessary. You do not need to go the next step and unanimously agree as to which specific acts constitute the necessary minimum of three. fl[] However, in this particular case you must unanimously agree that at least one of the substantial acts happened between Jan. 1[,] 1990 and April 4, 1990.” The jury found defendant guilty as charged.
Defendant appealed. He contended that the Legislature intended section 288.5 to apply only when all of the requisite acts occurred after the effective date of the statute. A contrary construction, he argued, would violate the federal and state Constitutions’ prohibitions against ex post facto laws. The Court of Appeal disagreed and affirmed defendant’s convictions. We granted review.
II
Section 288.5, subdivision (a), provides; “Any person who either resides in the same home with the minor child or has recurring access to the child, who over a period of time, not less than three months in duration, engages in three or more acts of substantial sexual conduct with a child under the age of 14 years at the time of the commission of the offense, as defined in subdivision (b) of Section 1203.066, or three or more acts of lewd or lascivious conduct under Section 288, with a child under the age of 14 years at the time of the commission of the offense is guilty of the offense of continuous sexual abuse of a child and shall be punished by imprisonment in the state prison for a term of 6, 12, or 16 years.”
Although the jury must unanimously agree that the defendant molested the child at least three times, it need not agree on precisely when or where the requisite three incidents occurred. (§ 288.5, subd. (b).) Only one violation of *155 section 288.5 can be charged for the continuing sexual abuse of a single victim, and the defendant may not be charged with any other felony sex offenses involving the same victim during the period in which the defendant allegedly violated section 288.5. (§ 288.5, subd. (c).)
The Legislature enacted section 288.5 to remedy certain problems of pleading and proof that had arisen in cases involving child molesters who engaged in repeated lewd and lascivious acts with their victims while living with or having close and continuing contact with them. Before the passage of section 288.5, such crimes were generally charged under subdivision (a) of section 288 (section 288(a)). The latter statute proscribes the willful and lewd commission of “any lewd or lascivious act” on or with a child under the age of 14 years, with “the intent of arousing, appealing to, or gratifying the lust, passions or sexual desires” of the perpetrator or the child. Often, the child in section 288(a) cases would relate multiple acts of molestation over a lengthy period of time but could not recall with specificity where, when, or how individual acts of sexual abuse had occurred. As a consequence, the pleadings in such cases generally omitted such specifics.
Illustrative of these problems in pleading and proving a violation of section 288(a) is
People
v.
Van Hoek
(1988)
The next year, in response to the decision in
People
v.
Van Hoek, supra,
Section 288.5 has this legislative declaration of purpose;
“(a) The Legislature finds and declares that because of the court’s decision in
People
v.
Van Hoek[, supra,
“(b) It is the intent of the Legislature in enacting this act to provide additional protection for children subjected to continuing sexual abuse and certain punishment for persons referred to as ‘resident child molesters’ by establishing a new crime of continuing sexual abuse of a child under circumstances where there have been repeated acts of molestation over a period of time, and the perpetrator either resides with or has recurring access to the child. It is the further intent of the Legislature that the penalty for this crime shall be greater than the maximum penalty under existing law for any single felony sex offense.” (Stats. 1989, ch. 1402, § 1, p. 6138, italics added.)
Ill
Defendant contends that his conviction for continuous sexual abuse is invalid because it violates a statutory prohibition against retroactive application of the Penal Code. We disagree.
The Penal Code provides, in section 3, that none of its provisions are retroactive unless expressly so declared. (See also
People
v.
Hayes
(1989) 49
*157
Cal.3d 1260, 1274 [
As the United States Supreme Court has recognized, “deciding when a statute operates ‘retroactively’ is not always a simple or mechanical task”
(Landgraf
v.
USI Film Products
(1994)
In general, application of a law is retroactive only if it attaches new legal consequences to, or increases a party’s liability for, an event, transaction, or conduct that was
completed
before the law’s effective date.
(Landgraf
v.
USI Film Products, supra,
Here, defendant was convicted of continuous sexual abuse, as defined in section 288.5, after the court instructed the jury to return a verdict of guilty only if it found that one of the required minimum of three acts of *158 molestation occurred after section 288.5’s effective date. In other words, defendant could be convicted only if the course of conduct constituting the offense of continuous sexual abuse was completed after the new law became effective. Because the last act necessary to trigger application of section 288.5 was an act of molestation that defendant committed after section 288.5’s effective date, defendant’s conviction was not a retroactive application of section 288.5 and therefore not a violation of the statutory prohibition against retroactive application of the Penal Code.
IV
Defendant contends that application of section 288.5 to the continuing sexual abuse of a child that, as here, occurs in part before and in part after the statute became effective violates the ex post facto clauses of the federal and state Constitutions.
Article I, section 10, clause 1 of the federal Constitution states: “No state shall. . . pass any bill of attainder,
ex post facto law,
or law impairing the obligation of contracts, or grant any title of nobility.” (Italics added.) Similarly, article I, section 9, of the California Constitution provides: “A bill of attainder,
ex post facto law,
or law impairing the obligation of contracts may not be passed.” (Italics added.) We interpret this latter clause “no differently than its federal counterpart.”
(People
v.
Snook
(1997)
The prohibition against ex post facto laws seeks to achieve two important goals. First, it assures “that legislative Acts give fair warning of their effect and permit individuals to rely on their meaning until explicitly changed.”
(Weaver
v.
Graham
(1981)
Until the Legislature’s enactment of section 288.5, there was no law expressly prohibiting the continuous sexual abuse of a child. As we mentioned earlier, before the passage of section 288.5 residential molesters of children under the age of 14 were charged under section 288(a) for engaging
*159
in
particular
lewd and lascivious acts. By contrast, section 288.5 prohibits a
continuing
course of conduct including at least three such acts, thus defining a new crime. Also, whereas the maximum punishment for three violations of section 288(a) is twelve years, it is sixteen years for engaging in three or more acts of molestation under section 288.5. Thus, section 288.5 defines a new crime and it increases the punishment for certain criminal conduct, namely, continuing sexual abuse of a child. But, as noted above, the ex post facto clauses of the federal and state Constitutions only prohibit laws that
“retroactively
alter the definition of crimes or increase the punishment for criminal acts.”
(Collins
v.
Youngblood, supra,
On point is a recent decision by the Court of Appeal in
People
v.
Palacios
(1997)
All of the federal circuit courts of appeals have likewise held that application of a newly amended or enacted law to a so-called “straddle” offense, that is, a crime that begins before and continues after the law’s effective date, does not violate the federal Constitution’s prohibition against ex post facto laws. For example, in
United States
v.
Campanale
(9th Cir. 1975)
Another federal case on point is
U.S.
v.
McCall
(2d Cir. 1990)
These two federal cases are illustrative of the conclusion reached by every federal reviewing court that convicting a defendant for “straddle” offenses does not violate the ex post facto prohibition of the federal Constitution.
(U.S.
v.
Giry
(1st Cir. 1987)
In other states as well, courts have held that the ex post facto prohibition of the federal Constitution does not prohibit the prosecution of “straddle” offenses. One of the early cases to do so was
State
v.
Hayes
(1941)
The Georgia Supreme Court reached a similar conclusion in
Chancey
v.
State
(1986)
In this case, defendant has not cited a single decision holding that the ex post facto clause of the federal Constitution prohibits a defendant’s conviction for a continuing offense that begins before and continues after a law’s effective date. Moreover, as set forth above, all of the federal and state *162 courts that have considered the issue have held to the contrary. We find the reasoning of those courts persuasive.
As we noted earlier, the primary purpose of the ex post facto clauses in the federal and state Constitutions is to ensure “that legislative Acts give
fair warning
of their effect. . . .”
(Weaver
v.
Graham, supra,
For these reasons, we conclude that defendant’s conviction for continuing sexual abuse of a child did not violate the provisions of the state and federal Constitutions against ex post facto laws.
Conclusion
The judgment of the Court of Appeal is affirmed.
George, C. J., Mosk, J., Baxter, J., Werdegar, J., Chin, J., and Brown, J., concurred.
Notes
Unless otherwise stated, all further statutory references are to the Penal Code.
Leah did not give the year in which the molestation or the oral copulation began. The record shows that her fifth birthday was on April 4, 1981, and that she was in the sixth grade in 1987-1988.
After the Legislature enacted section 288.5, this court disapproved
People
v.
Van Hoek, supra,
In one federal case
(U.S.
v.
Canino
(7th Cir. 1991)
