*1 Colorado, The PEOPLE of the State of
Plaintiff-Appellee, DAVIS, Gary
Gary Lee Lee a/k/a
Gehrer, Defendant-Appellant.
No. 87SA288. Colorado,
Supreme Court of
En Banc.
May 1990. Rehearing
As Modified on Denial of
July
napping, conspiracy to commit second- degree kidnapping. chal- Davis does not lenge guilt phase of his trial but raises sentencing points numerous error phase challenges the facial constitu- tionality of the Colorado death statute. We affirm.
I.
Background
Factual
Virgi-
In the
Gary
summer
children,
May
seven-year-
nia
two
and their
Krista,
four-year-old
old Brandon and
lived
Byers,
on a ranch 25 miles northeast of
County.
Mays,
Colorado in Adams
The
Virginia
together
May’s
Rod
father
MacLennan,
Scott,
her
brothers
Dan
MacLennan,
ranching
and Dave
were
February
business.
the defen-
dant was hired
a ranch hand to
on
work
adjoined
operated
ranch which
ranch
Mays
and the
The
MacLennans.
Becky
defendant and
wife
Davis1 took
up
in a house
de-
residence
owned
employer.
Mays
fendant’s
The
lived on
portion of the MacLennan ranch closest to
Woodard,
Gen.,
Atty.
Duane
B.
Charles
According
testimony
the Davises.
Howe,
Gen.,
Deputy Atty.
H.
Chief
Richard
trial,
presented
Virginia
the Davises met
Gen.,
Petrusak,
Forman,
Robert
Sol.
M.
May at
met
church.
defendant had
McGowan,
Gen., Ap-
Hope
Attys.
P.
Asst.
Gary May
occasion when
men
the two
Section,
Bernard,
Denver,
pellate
Steven L.
proper-
worked on
line between
a fence
Gen.,
Atty.
County
Sp. Asst.
Adams
Dist.
People presented
ties.
tri-
evidence at
Office, Brighton,
Atty.’s
plaintiff-appel-
for
spoke
indicating
al
that the defendant often
lee.
employee
a fellow
his sexual desire
Gilman,
Shelley
Gilman
Pozner Hutt
May,
Virginia
for
as well as his desire for
P.C., Denver,
defendant-appel-
Kaplan,
for
women, including May’s sis-
various other
lant.
ter-in-law MacLennan. The co-worker
Sue
Gary
whenever he and
Davis
Allen,
testified that
Mary
Springs,
Colorado
G.
resi-
repaired
May
fence closest to the
Bar.
amicus curiae Colorado Crim. Defense
working
otherwise
in that
dence or were
area, Davis made obscene remarks about
MULLARKEY
Justice
delivered
for various women. On
his sexual desires
Opinion of
Court.
*9
occasion, according
at least one
to
appeal pursuant
direct
to sec-
This is a
testimony, Davis urinated towards
witness’
16-ll-103(7)(a),
8A
of a
tion
C.R.S.
“[cjome on, Virgi-
May
the
home and said
imposed
death sentence
on the defendant
(v. 26,
nia, baby. I’m here. Come to me.”
following
con-
Gary Lee Davis
his trial and
470)
p.
murder,
charges
first-degree
victions on
murder,
felony
conspiracy
According
testimony
mur-
the
of the defen-
to commit
to
dant,
relationship
wife
degree, second-degree
kid-
his marital
with his
der
the first
trial,
opin-
Becky
by
was
the
Rebecca Fincham.
In this
1. At the time
Davis
name of
ion,
Gary
Becky
apparently went
to Fincham as
Davis.
divorced from
Davis and
we refer
stopped briefly
iced
unsatisfactory, Becky Davis
to drink
Becky
sexually
been
had
19)
MacLennan,
(v. 15, p.
relationship
Gary
sexual
Their
tea
Sue
while
Davis
with
improve
thereafter,
after Davis took the
stayed
Shortly
to
their
failed
the car.
couple began
job, and the
rent-
plan
kidnap
ranch hand
apparent
to
Sue MacLennan
left,
videotapes
cruising
and
ing pornographic
frustrated,
having been
the Davises
looking
countryside
pretty
for “a
the
about
(v. 26,
418)
p.
(v. 15,
28) The
girl.”
couple sometimes
p.
p.m.,
6:20 and 7:00
At some time between
looking
Morgan
for
Fort
drove around
nearby May
resi-
the Davises drove to
considered,
point
in the
at one
women and
Earlier,
had
Becky
called
dence.
Davis
words,
up
them
“picking
own
Virginia May just as she had called Sue
country
taking them out
and ...
and
Becky
May that
MacLennan.
Davis told
(v. 15, 30)
basis,
p.
raping them.”
On this
they
give
had some children’s clothes to
argued
to the
prosecution
promised
her
later,
to deliver the clothes
and
wife, prior to
crimi-
and his
defendant
(v. 15,
32)
p.
As
en-
the Davises
issue,
determined
nal act here
had
to
driveway
May
leading
tered
rape
kidnap
a local woman when the
and
home,
May
Virginia
came from the house
itself,
(v. 26,
presented
pp.
opportunity
them, accompanied by
to
her four-
greet
578-80)
got
year-old daughter
Becky
Krista.
Davis
18, 1986,
July
Tammy Beauprez,
On
who
Virginia
out
the car and walked
with
Wiggins,
miles
on a farm ten
south
lived
May
Mays’
the side of the
tool
around
Colorado,
visited
a man and woman
was
The
then
the car
shed.
defendant
drove
Kan-
driving
green
four-door sedan with
shed, got
down to
out of the vehicle
plates.
pulled
sas license
After
car
and,
walking
Becky
as
Davis was
out
Beauprez’s driveway,
into
woman
shed,
by Virginia May,
followed
Byers
to
the car asked
directions
punched
inMay
defendant
the face and
inquired Beauprez whether her husband
(v. 15,
36-37)
pp.
forced her into
car.
450)
(v. 26, p.
point,
At one
as
was home.
Meanwhile, Becky
go
Krista to
Davis told
Beauprez
stood next
the Kansas automo-
inside;
Davises,
May
then the
as their
bile, the man in
car maneuvered him-
high
captive,
away
speed.
rate of
drove
However,
position
into
behind her.
self
drove,
Becky
While
Davis
the defendant
Beauprez’s
appeared,
when
husband
Virginia May
the back seat of
held
down
car
man returned
and soon there-
car,
sexually
clothing,
her
removed
(v.
couple
26, p. 456)
departed,
after the
assaulted her.
Beauprez
couple
Becky
identified
Gary
May
Davis.
The Davises took
a secluded area
nearby
rope
tied
where
following
the late afternoon
and, leading
her neck
her
around
Monday, July
Becky Davis called
knife,
rope
pro-
threatening
her with a
MacLennan, Virginia May’s
Sue
sister-in-
sexually
assault her.
ceeded
Subse-
law, and asked whether her husband was
perform
he
quently,
May
forced
oral sex
(v. 26,
412)
p.
home.
When MacLennan
on
wife. After
assault
com-
his
not, Becky
that he was
Davis
answered
pleted,
May
the defendant struck
drop off
offered to come
some used
rifle;
head with the butt of
the blow
of use to MacLen-
might
clothes which
May’s
skull and
sufficient
fracture
their
nan’s children.
Davises left
(v. 26,
496-97).
hemorrhaging,
pp.
to cause
clothes,
home without
children’s
blow, however, apparently
did not
Gary
Davis admitted to
existence of
May to be rendered
contrived,
cause
unconscious.
pos-
they
been
but
were in
rifle,
(v.
May, according
the defendant
When
shot
pp.
.22
session of a
caliber
expert testimony,
gunpowder
residue
36-37)
they pulled into the MacLen-
When
May’s
they
hands indicated that
were
driveway, they
presence
nans’
noted
*10
a
the defendant in defen-
hand,
prompted Becky extended toward
ranch
male
(v. 25, p. 390) The
gesture,
sive
defen-
to
to MacLennan that “I
Davis
state
head,
May
home.”
dant shot
several times
thought your husband wasn’t
despite
knowledge
her
her offer
pleas
May’s disappearance. They
her
for
life and
released,
(v.
$1,000 if
pay
to
him
she were
May
claimed that
was at her
when
home
73)
p.
questioned by his wife
they
Becky
When
left
go fishing.
her to
Davis
Virginia
dead,
Becky
May
whether
was
the
sympathy
family
volunteered her
Virginia
his
emptied
rifle into
expressed
hope
Virginia May
and
that
found,
May, including shots into her left breast
(v. 24,
140-41)
pp.
would
On
(v. 15,
pubic region,
p. 37)
and
The defen-
basis of
the children’s statement as
May’s
dant and his wife then covered
suspicious
as the
well
behavior
corpse
hay,
with
returned
a bale
to Davises,
morning Becky
Gary
arrested,
pick up
their house to
their beer cooler
(v. 25,
219)
p.
Davis were
because “it
a few more
in it.”
had
beers
July
Gary Davis, through
On
(v. 15,
38)
Gary Davis).
p.
(testimony of
counsel,
court-appointed
his
reached an
Meanwhile, Virginia May’s husband
agreement
County prosecu-
with Adams
Gary,
attending marketing
who had been
(v. 11, 9)
repre-
p. Apparently,
tors.
Davis
strategy meeting at the Scott MaeLennan
sented
his counsel from the Public De-
ranch,
p.m.
returned home at about 8
He
Virginia May might
fender’s office that
became
when he
his
alive,
alarmed
found
two
(v.
34)
p.
still be
Concerned that
frightened
small
alone
children
and May might
be alive and
need of medical
signs
noticed
that his
had left the
wife
assistance, defense counsel contacted the
by
home
When
abruptly.
informed
his chil-
gen-
County
Attorney.
Adams
District
dren that
was not
his wife
there because
terms,
prosecutors agreed to
eral
allow
her,”
"Becky
Gary
attempted
May
took
plead
guilty
Davis
and to not seek the
in-laws,
locate his
First he
wife.
called
exchange
death
information
later,
assistance,
began
with their
he
(v. 1,
Virginia May.
p.
the location
(v. 26,
46-48)
pp.
Suspi-
search for her.
192)
conditioned,
agreement
The
how-
Davises,
immediately
cion
focused on the
ever, on the
truthfulness
especially
Sue
told of her
after
MaeLennan
suggestion
possibility
that there was a
Eventually,
earlier encounter with them.
May
Virginia May’s body
could be alive.
May’s
County
called
relatives
the Adams
later was found at
location described
Department,
deputy
Sheriff’s
and a
arrived
the defendant.
p.m.
taking
on the scene at
After
about
prosecutor
The
allowed
district court
May’s
statements
and con-
from
relatives
penalty,
ruling
to seek the death
ducting
survey
an initial
of the Davis resi-
plea agreement
defendant had violated
dence,
patrol
deputy
continued
relating
truthfully
the circumstanc-
lights
area when
of a car in
he noted the
prosecutor.
es
the offense
vehicle,
driving
the distance. After
to that
beyond
court found
reasonable doubt
over, and,
deputy pulled
following
May
at the
the defendant knew
was dead
its
questioning
occupants,
identified
plea agreement
he
into the
time
entered
deputy ques-
them as the Davises. The
(v. 11, p. 133)
attorney,
district
May disap-
tioned the Davises about the
plea
guilty.2
The defendant entered
of not
they
pearance, and was told that
knew
Following
involving
extended
selection
whereabouts,
(v. 26,
nothing
pp.
of her
members,
select-
of 105
a venire
90-91)
deputy
Davises to
allowed the
guilt phase
went
and the trial of
ed
home,
they
leave and
then returned
where
objections
over the defendant’s
forward
night
for the rest of
into
next
he
waive a
trial and to
wished to
morning,
under
they were
the observation
require
judge alone to
case.
hear the
May’s
Early
of several of
relatives.
convicted
morning,
next
several of the relatives
The defendant was
court,
Davises,
pursu-
spoke
charges,
all of the
with the
who denied
agreement,
challenge the
Public Defender’s office
2. The defendant does not
correct-
releasing
for the defendant and the
court's decision
withdrew as counsel
ness of the trial
represent
prosecution
promise
appointed private
its
to seek the
counsel
from
dispute
As a result of the
over
him.
sentence.
*11
16-11-103,
constitution,
inflic
(1986),
which forbids the
state
8A C.R.S.
ant to section
punishments,”
of
sentencing phase
the
the bi-
of “cruel and unusual
conducted
tion
jury.
pro
re-
imposition
trial
the
After
the
furcated
before
the
of
death
prosecution
from
re-
ceiving
majority
evidence
the
court has not
of this
hibited.
statutory
garding
aggrava-
whether,
the
despite
existence
question
addressed the
hearing the defendant’s evidence
tors and
constitutionality
punishment
capital
the
allocution,
in
the
re-
and statement
under
fed
certain circumstances
the
under
finding
its
the existence be-
turned
verdict
constitution,
constitution for
eral
our state
aggravating
yond
doubt
six
a reasonable
However,
punishment.
in
such
bids
factors,
prosecution
proven
had
that
Drake,
(Colo.1988), three
v.
P.2d 1237
beyond a
doubt that there were
reasonable
justices of this court
indicated that
outweigh
factors to
mitigating
insufficient
statute,
sentencing
Colorado death
factors,
aggravating
and that death
existed,
then
was constitutional.
Justices
beyond
appropriate penalty
a rea-
was the
specifi
in
their dissents
Rovira
Vollack
then sentenced
sonable doubt.
court
cally
rejected
considered and
the defen
gas
in
defendant
to die
chamber.
argument
punishment
capital
dant’s
sentence, however,
The execution of that
In
forbidden
the state constitution.
was
stayed pending
appeal.
this
Tenneson,
(Colo.
People v.
P.2d
challenge
The defendant does not
1990),
directly addressing the
although not
but,
guilt phase
trial
on numerous
of his
punishment
question
capital
under
urges
grounds,
that his
sentence be
death
constitution,
this
state
court reviewed
imprison-
life
and a sentence of
reversed
present statute under the standards devel
First,
imposed.
of-
ment
the defendant
Supreme
oped by the United States
Court
per
se
challenges
fers several broad
Gregg
Using the
in
and more recent cases.
capital punishment.
constitutionality
jurisprudence as
capital punishment
federal
Second,
challenges
con-
the defendant
interpreted
aspects
guide,
several
our
we
stitutionality
aspects of the Colo-
of several
Ten
See
sentencing
death
scheme.
our
Third,
sentencing
death
statute.
rado
neson,
(court
judgment
capriciously
group
of of-
selected
punishment:
ple
propriety
capital
on the
fenders,
impose
it had to
decision to
society legislatures,
a democratic
not
“[I]n
sen-
guided by
be
standards so that the
courts,
respond
are
constituted
tencing authority
par-
on the
would focus
consequently
will and
the moral values of
ticularized
of the crime
circumstances
175,
people.” Gregg,
proportional compared with all sim- when (b) capacity ap- [The defendant’s] of this ilar cases in Colorado.7 Because preciate wrongfulness of his conduct or review, the inability to such a de- conduct require- to conform his conduct to argues his death fendant we must reverse significantly impaired, of law ments disagree. do sentence. We We not believe impaired so but not as to constitute legislature’s provide failure to prosecution; defense to such review violates this state’s constitu- (c) He was and under unusual substan- tion. duress, although tial not such duress as prosecution; or to constitute a defense to claims,
The
also
without
evidence,
(d)
penal
principal
He was
offering
death
offense
another,
imposed
ty
on the
which was committed
disproportionately
but
minor,
blacks,
poor,
unpop
participation
relatively
al-
and on members of
not minor
groups.
though
The United States
so
as to constitute
ular
prosecution;
McCleskey Kemp,
in
defense
Court
772A,
(1980),
Maryland
Georgia
discussing
requir-
example,
provides
Rule
7.
for the collec-
For
capital felony
Maryland
Court of
in "all
cases”
the submission
tion
throughout
records
report
Appeals
every
period
in
case
state over a
of time. See
"extensive
sought,
penalty is
whether or
17-10-37
discussed in
where the death
§
GA.CODEANN.
(White,
imposed,”
provides
Gregg,
"detailed in-
S.Ct. at
not it is
which
defendant,
JJ.,
concurring
concerning
Rehnquist,
Burger,
of-
CJ.
formation
fense,
victim,
State,
judgment).
also
Md.
circumstances
See
Tichnell
695, 715, 722-26,
trial.”
415 A.2d
852-55
(e)
reasonably
by persons
He could not
have fore-
English
familiar with the
lan-
seen
his conduct in the course
guage.
words can
understood
of the offense for
he
commission
light
duty
fact finder to
cause,
was convicted would
or would cre-
consider whether
the defendant’s con-
grave
causing,
ate
risk of
death to
meaning.
duct comes within their
person;....
another
Drake,
(Rovira, J.,
must
aside
to the district Thus,
language
imper-
tence and return this case
of such
was
use
might
be sen-
court so that
defendant
missible.
However,
imprisonment.
to life
tenced
language
find that
section
We
conclude,
below,
the reasons
discussed
providing
11—103(6)(j),
aggrava-
that an
16—
a statutory aggra-
the invalidation
tor exists if the offense was committed
passing
vator considered
heinous,
especially
depraved
“an
cruel or
require
does not
an automatic re-
sentence
from
lan-
indistinguishable
manner”
provided
sentence
versal of
aggravator
guage used
Oklahoma
concludes, beyond a
court
reasonable
this
con-
Cartwright,
and thus we
considered in
doubt,
aggra-
the consideration of the
improperly
al-
the trial
clude
harmless error. We
vator
statutory
lowed
consider
aggravators
examine
which the
now
objects.
aggravator.
Heinous,
Depraved
Cruel or
A.
prosecutor
argues
and we
may
agree that
these
this court
construe
Maynard, Cartwright v.
In
statutory
narrowing
terms
fashion
(10th Cir.1987), aff'd,
F.2d 1477
486 U.S.
guidance
provide constitutionally sufficient
(1988),
frey
420, 436-37,
v. Georgia, 446 U.S.
attached the “aggravating”
label
1759, 1768-69,
(1980)
S.Ct.
factors that are constitutionally imper-
(Marshall, J.,
(it
concurring)
enough
is not
totally
missible or
irrelevant to the sen-
reviewing
apply
narrowing
con
tencing process, such as for example the
ambiguous
struction of
statutory language;
race, religion,
political
affiliation of
must be
proper
instructed on the
defendant,
statute).
narrow
cf.
construction of the
Herndon v. Lowry,
178 impose decision death be set noted this difference reserved jury’s decision to ag- question of an invalid
aside.
on the
whether
circumstance, under a statute
gravating
885,
Zant,
103
at 2747.
462
at
S.Ct.
U.S.
weighed against
aggravators are
where
to note that:
Court went on
The
a
mitigators,
require a reversal of
would
might
jury
which the
[A]ny evidence on
Zant,
at
103
death sentence.
U.S.
case
find
re-
have
relied
at 2749.
S.Ct.
previously
spondent had
been convicted
number of serious as-
substantial
— U.S. -,
Mississippi,
In
v.
Clemons
offenses, as he
he had
saultive
concedes
(1990),the
been,
properly adduced at the sen-
was
question
open
left
Court addressed the
tencing hearing
fully subject
was
Clemons,
jury
In
was allowed
Zant13
explanation by
defendant....
This
aggravator
as an
that the mur
to consider
statutory aggravating
cir-
case involves
heinous,
“especially
in that case was
der
cumstance,
State
invalidated
Su-
Clemons, 110
at
cruel.”
S.Ct.
atrocious or
vagueness,
grounds
on
preme Court
given any
jury
was not
instruc
plausibly
aspects
whose terms
described
those
re
defining
tion further
terms. On
background
that were
sentence, Mississippi
view Clemons’
properly
and whose accu-
before
recognized that under the
Supreme Court
racy
unchallenged.
was
Maynard
decision in
Court’s
Zant, 462
at
U.S.
103 S.Ct. at
Cartwright,
omitted).
(citations
the submission to
100 L.Ed.2d
Thus,
concluded,
only
im-
the Court
heinous,
“especially
atro
of the statu-
pact which the erroneous use
improper
aggravator
cious
cruel”
tory aggravator
could have had on the
aggravator was unconstitution
because the
“merely
consequence
statu-
vague
provide sufficient
ally
and did not
”
tory
‘aggravating
label
circumstance.’
deciding
guidance
whether to
agreed
Georgia Su-
The Court
with the
impose a
sentence.
State
Clem
“mere fact that some
preme Court
ons,
(1988).
Mississippi
181 (Colo.1989). (a 70, 78 person parole P.2d As the defendant on who “behaves and con- out, points legislative the history here indi- himself ducts as not to incur his reincarcer- imprison- cates the that “under sentence of ation shall ... be deemed to serving be still aggravator ment” was intended cover out imposed upon him_”). the sentence persons in prison they who are at the time However, 1 felony. commit the The argues class this defendant also that the inquiry. is not the end of the urged by defen- interpretation prosecutor the legislative any dant has not shown history rejected must be because a 1988 amend indicating purpose that this was sole the of 16-ll-103(6)(a), ment to adding section the legislature adopting aggravator. the in this phrase “including period parole the of or Thus, must the leg- we determine whether probation” to the term “while under sen period islature also intended to include the imprisonment” tence of demonstrates con parole following of from release incarcera- clusively prior amendment, that to this phrase tion in the “under of im- sentence aggravator period did include the of prisonment.” parole.15 Although, as the defendant indi cates, amended, “when a statute is it is principles statutory
Additional
of
presumed
legislature
that the
intended to
interpretation are useful here. When the
law,”
statute,
Lobato,
legislature
change the
v.
adopts
pre
we must
Charnes
743
(Colo.1987),
presumption
sume that it acted with an
P.2d
this
awareness of
prior
subject
decisional law on the
may
matter
rebutted when arguably
spe
more
inquiry. People
under
rel.
ex
Danielson v.
cific sections
to a general
are added
sec
Thornton,
(Colo.1989);
City
775 P.2d
case,
legislature
tion.
In such
may
of
Green,
(Colo.1987).
People v.
182
Judiciary
Plock,
1,
the Senate
2,
felony
3
a
stated before
a class
as
a sentence
regarding
that:
aggravator
greater
threat of criminal Committee
“pose a
class
authorities
activity to law enforcement
aggravating
category
third
[of
[The]
v.
ordinary
than
citizens.”
deliberation,
a person
if
factors
after
is]
302,
34, 37,
Anderson,
536 P.2d
Colo.
189
agreement in
party
a
furtherance
is
an
felons,
(1975).
for their
Incarcerated
intentionally
person
then
of which a
is
may feel
circumstances
part,
in certain
killing.
your
killed. That
contract
is
committing
crimi-
they
little to lose
p.
quoting
Audio-
Brief
Defendant’s
acts,
they
serving
if
particularly
are
nal
Judiciary
Hearings
Senate
tape of
before
by
felons
their
lengthy sentences. Paroled
4-6,Forty-Ninth
on
Committee
Senate Bill
the law’s
previous conduct have shown that
Session,
Assembly, Second
Janu-
General
to dis-
insufficient
deterrent effect was
p.m.
ary
1:38
acts.
engaging in criminal
suade them from
present-
measure of deterrence
The added
points
also
state-
defendant
therefore,
through capital punishment,
Strahle,
ed
a
Representative
sponsor
ments
appropriately applicable
classes
to both
is
bill,
explained
who
of the death
of felons.16
as follows:
aggravator
party
agreement
an
He
been a
has
Party
Agreement
to an
C.
per-
a
furtherance
which
further —in
argues that the
intentionally
defendant
The rea-
killed.
son’s been
improperly allowed
seemed to
trial court
is in there is that it
son that
de
aggravator
as
the one
perhaps
consider
me this
was the—was
“[t]he
party
agreement
to an
has
a
fendant
been
likeli-
kind of murder which there
a
person in furtherance of
deterrence,
to kill another
any,
if there is
hood of—of
intentionally
person
a
has been
passage
penalty.
result of
of the death
a
16-ll-103(6)(e),
8A C.R.S.
killed.”
question
§
of whether
I think
whole
argued
the trial
(1986). The
defendant
penalty is a deterrent is an
not the death
aggravator was intended
that this
court
unprovable
unproven
substantially
only to “contract-
apply
legislature
year,
this bill was
question. Last
when
Further,
the defen
kill circumstances.”
Committee,
got
a
Judiciary
interpretation
broad
argues
dant
that the
argument
both sides.
passioned
[sic]
adopted
the trial
aggravator
of this
right
it
to it the
But when
comes
down
Eighth Amend
by the
forbidden
question
and the
question of deterrence
States Constitution
ment to
United
ques-
basis are
statistics on
valid
II,
20 of the Colorado Con
Article
Section
so
that I don’t
tions that are
difficult
reject
argu
the defendant’s
stitution. We
of-
or been
believe I’ve been convinced
ments.
I
anyone.
convincing
evidence
fered
you hope
you
judgment
make a
think
statutory aggravator “under
As
but,
there is
you’re right
but if
imprisonment,”
sentence
and—
penalty,
in the death
deterrent
factor
history
ag-
legislative
of this
points to the
surely
of a
come—or in nature
must
argues requires this
gravator, which he
person
people
situation where
narrowly
“party
the term
court to construe
—some
An
somebody.
kill
put out a contract to
only
include
contract
agreement” to
to an
profit,
agreement, or murder for
hire.
murders for
Defendant
murders and
bill,
other words.
sponsor
Senator
contends that
(1981).
language
102 S.Ct.
70 L.Ed.2d
holding today
"under a
U.S.
16. Our
Cir.1982),
Lucas,
(5th
period
imprisonment”
Gray
includes
As noted
a statute
legislature
as a more blameworthy
attempt
we
to
must
ascertain the intent of
committing
method of
Gebkardt,
murder
thus
Assembly.
the General
Kern v.
deserving of
punish-
more
the ultimate
extends to situations
Enmund,
We now address the defen-
at 2866.
the Court
in this case.
if the
penal-
statute
objection that even
whether “death is a valid
dant’s
considered
*24
circumstances,
Eighth
meant to cover such
ty
were
under
and Fourteenth
such a
precludes
life,
construc-
the constitution
for
took
Amendments
one who neither
life,
tion.
attempted to take
nor intended
take
Enmund,
787,
life.”
at
102 S.Ct.
U.S.
two United States
The defendant offers
question,
answering
3371. In
this
at
cases,
Florida,
Supreme
Enmund v.
Court
development
“looked to the
Court
historical
3368,
782,
73 L.Ed.2d
102 S.Ct.
458 U.S.
issue,
judg-
legislative
at
punishment
(1982),
Georgia,
433 U.S.
and Coker
ments,
and the
opinion,
international
sen-
the situations he we see no basis We first observe that the defen presentation limiting aggravator object to those situa- dant did not tions, “felony aggrava chal- murder” reject and we up” lenge.23 present “doubling Nor did he tor. during argument presenta court “kidnapping” aggravator. tion Felony F. Murder Thus, plain is limited our review here argues that the The defendant also trial error. will in such We reverse conviction improperly to consid- allowed only if the error undermined the cases so aggravator by section er the defined 16- so proceeding fundamental fairness of ll-103(6)(g) which states: reliability of as to cast serious doubt on the P.2d People, the verdict. v. 743 Wilson
The
committed a class
defendant
(Colo.1987).24
and,
felony
of or in fur-
course
flight
or immediate
therance of such
points
The defendant
to a num
therefrom,
intentionally
he
caused the
which,
under
ber
state court decisions
than one of the
person
death of a
other
circumstances,
various
have held
such
participants;
....
overlapping
aggravators
impermissi
State,
ble. See
v.
Provence
337 So.2d
challenge
defendant does
con-
(Fla.1976),
denied,
cert.
stitutionality
aggravator, nor
of this
its
(1977) (court
applicability
particular
case. The
this
prosecution
holds that
could not offer as
however,
argues,
defendant
because
aggravators
both
the murder occurred
“felony” underlying
aggravator,
robbery
commission
and that it
aggra-
kidnapping, formed the basis for the
gain);
pecuniary
was committed for
Ran
16-ll-103(6)(d),
vator defined
section
State,
(Fla.
dolph
So.2d
impermissibly
the court
allowed a “dou-
1984) (same);
Goodman,
298 N.C.
State
bling up”
aggravators.
of the two
(court
(1979)
S.E.2d 569
holds
“doubling
up”
improper,
in submitting
trial court erred
both
prosecutor
argues,
because
allowed
*28
aggravator
capital felony
that the
single
to characterize
factual circum-
“disrupt
committed to
or hinder the lawful
stance,
kidnapping
May,
and murder of
any governmental
exercise of
function
constituting
aggravators
two
as
and there-
laws,”
aggrava
the enforcement of
and the
“artificially
by
aggravating
inflated” the
purpose
tor that it was committed “for the
factors and that this created a substantial
arrest”).
avoiding
preventing
a lawful
im-
risk that the death
would be
However,
capricious
cases,
posed
arbitrary
reviewing
in an
man-
these
as
ner,
defendant,
contrary
Gregg
by
command of
we
v. well
others cited
2909,
Georgia,
concluding
no
428 U.S.
96 S.Ct.
have found
basis for
2932,
(1976).
upon
189 course, are during sentencing phase the federal constitution. Of we of the bifur- not bound the decisions of the courts of cated trial. Before we address defendant’s particular interpreting their other states specific objections, necessary it is to consid- Also, the not statutes. defendant has appropriate er the standards review. to, found, any and we have pointed not First, above, reject as noted support which recognition federal cases suggestion analysis that harmless error a federal constitutional for invali basis inapplicable in capital difficulty cases. The dating aggravators the use of are trying capital against with case the ever- individually proper but in par otherwise changing legal landscape is self-evident. may overlap part ticular case or in require Unless trial errors are held to re- fact, Stephens, whole. Zant v. defendant, only they prejudice versal if 862, 103 discussed above at 177- nearly impossible proceed it will be 178, suggests overlapping aggravators do in capital trials cases. objection. not raise a constitutional scheme, statutory Under our Further, when a defendant has beyond must find existence a reason object error, alleged failed to to an this aggravator able doubt one order to only will consider the error under the proceed weighing aggravators plain Vigil People, error standard. mitigators. here was careful (1978); Colo. P.2d 1196 Crim.P. ly properly instructed Instruction 52(b). standard, Under this errors not weight assigned No. that “it is the require only at trial will raised reversal factor, and each number factors they so where undermine the fundamental found to exist that is to be considered.” proceeding fairness of the as to cast doubt Thus, doubling up aggravators reliability of the verdict. Wilson v. legally significant under the Colorado (Colo.1987).25 People, P.2d Relia Because, penalty procedure. bility certainty in this context means the statute, plain language aggra- of our both that, error, despite would have case, applied vators under facts beyond a found reasonable doubt we find no error in their submission to appropriate penalty. A death was dif Melton, jury. See Cal.3d applies the unpre- ferent standard when 764-65, 867, 897-98, Cal.Rptr. 750 P.2d is of 741, 771-72, served error constitutional dimension. denied, cert. circumstances, 329,102 (1988)(court Under those reversal is re L.Ed.2d 346 aggra- no error in submission as an quired found unless this court is convinced that presence ... vator “the of criminal activi beyond the error was harmless reason *29 by the defendant which ties involved Rodgers, doubt. 756 P.2d able attempted of use force violence” and 980, (Colo.1988). of aggravator presence any prior “the ... convictions”); Clark, felony State v. principles apply Additional when 322, 772 P.2d N.M. cert. reviewing propriety instructions — -, denied, U.S. 110 S.Ct. conducting sentencing phase. (1989)(court “doubling rejects L.Ed.2d 271 review, guided by a we are such Su argument aggravators “murder of up” in preme Boyde Court’s decisions v. Cali and “murder in the a witness” course — -, fornia, kidnapping”). (1990) and L.Ed.2d 316 California Brown, 837, 93 IV. (1987). In Boyde, L.Ed.2d 934 case Jury Instructions challenged the defendant certain in- which A. Standard Review given during structions trial, phase capital the Court re- objects also
The defendant it given to had em- number of instructions viewed the various standards Also, 52(b) "[p]lain although they brought were states that noticed 25. Crim.P. errors rights affecting may or defects substantial be attention of court.” as Evidence determining wheth- Allocution C.
ployed prior cases “restrict im- jury instructions challenged, er objects to certain of rele- jury’s consideration permissibly a given at of Instruction No. portions evidence_" Boyde, 110 S.Ct. at vant the trial. penalty phase conclusion thought important it The Court argues highlighted he Specifically, for consid- single formulation upon a settle improper. were of that instruction portions proper held that “the ering this issue 1No. stated: Instruction case is a is whether there inquiry such ap- has likelihood that the reasonable NO. 1 INSTRUCTION challenged way in a instruction plied the of constitu- prevents consideration jury, the evidence Members Boyde, 110 tionally relevant evidence.” com- phase hearing has been penalty at 1198. you S.Ct. In moment I will read pleted. apply in order you law must which such a reasonable determine whether To But your sentencing decision. reach initially exists, must focus likelihood things first, a few I want to mention Brown, challenged. specific language you are keep in mind when you need to If the 542, 107 at 840. U.S. at room. discussing this case in the mus- specific instruction fails constitutional my to decide rules of job It is what ter, as a the instructions we then review lawyers the case. While the apply law the entire whether whole determine during the may commented interpretation correct charge delivered a rules, hearing on some of these phase principles in Id. With these the law. say guided by I you to be what about which are mind, the instructions we consider all the rules them. You must follow of challenges in this case. the defendant you if explain you. I them to Even as Mitigat- Aggravating and Weighing B. understand the reasons disagree or don’t rules, you Circumstances must follow for some of single rule all the them. No describes argues that the trial The defendant Therefore, applied. must law which be by instructing ac court erred together considered the rules must be 16- language of section cordance a whole. ll-103(2)(a)(II) it could consider death pen- During course of the trial and only if it penalty for the defendant as a alty hearing you received all of the phase mitigating factor found that “[n]o you may properly consider evidence outweigh aggravating factor or factors Your decision must to decide the case. beyond a exist reasonable factors found to of law by applying made the rules acknowledges that the Defendant doubt.” present- give you I to the evidence stat closely tracks the relevant instruction ed. concludes utory language, nonetheless but unconstitutional be the instruction is duty It the facts your determine finding of an require
cause does during you have heard from the evidence factors which out *30 “aggravating factor or including any additional the entire trial The defendant weigh mitigating factors.” during penalty presented the evidence impermissibly autho the statute asserts hearing. you Then are to evaluate phase aggravat when the a death sentence rizes requirements light those in of the facts mitigating are of ing and circumstances instructions. set forth in these equal weight. during penalty phase times the At ques- to hearing lawyers objections made
However, and re- court considered by lawyers, and to an- by asked other argument now raised the tions jected the Tenneson, any by Do not draw 788 P.2d swers witnesses. in defendant from objections from such or dispositive, conclusions (Colo.1990). is Tenneson only rulings objections. These my on the the of not review here basis and we need I had legal questions to related the holding in that case. our death, should fendant the claims to determine and not influence to defendant I to you told When thinking. your the denied him court his constitutional statement, you particular consider a right sentencing body the to have consider put were told to that statement out possible mitigating all circumstances and to of mind, you may your and not consider sentencing an individualized determination. any your statement in deliberations Brief, 88, citing Hitchcock at Defendant’s you disregard. were instructed to Dugger, The unsworn statement of defen- (1987). Further, L.Ed.2d 347 defendant is not evidence. dant urges the trial improperly court deni- you Finally, should consider all grated right Because allocution. your observa- light evidence objections defendant did not offer these experience and tions trial, life. plain we consider them under error (Emphasis added.) analysis. Further, objects the defendant to that 32(b) People, As conceded Crim.P. telling part Instruction No. precedents clearly of this court
that:
right
has the
establish that
defendant
proof
prov-
There is
as to
no burden
sentencing
before
to make
statement
mitigating
disproving
or
factors
any
present
his own behalf and to
informa
should
all of the
you
consider
evidence
In Bor
mitigation
punishment.27
tion in
presented at the trial
People, rego v.
(Colo.
P.2d
hearing
mitigating
as
to
relates
1989),
rejected
prosecutor’s
argu
factors.26
permit
ment
that allocution should not be
capital
ted in
cases.
held that “a de
By informing
We
that “the unsworn
right
fendant’s
to allocution is even more
of the
is not evidence”
statement
defendant
pronounced
emphasizing
facing
possibility
several
when
of a
times
sentence_”
Thus,
Id.
only
that it
death
the defen
should consider
“evidence”
determining
pointing
impor-
de-
whether
sentence the
dant
is correct
principal
Instruction No. 4
in whole:
4. The defendant was a
in the of-
26.
stated
another,
your
fense which was committed
but
step
second
The
deliberations is
participation
relatively
any mitigating
determine if
factor
or factors
minor, although
exist.
Mitigation
not so minor as to constitute
any
abatement or
prosecution.
diminution
a defense
punishment
imposed by
or
law.
5. The emotional state of the defendant at
Mitigating
do
factors are circumstances which
the crime was committed.
time
justification
constitute
or
excuse for
cooperation
6.
extent of the defendant’s
which,
fairness,
question,
but
offense
agencies
enforcement officers or
law
may
reducing
extenuating
be considered as
or
prosecuting
office of the
District At-
with the
degree
culpability
of moral
or which
torney.
way,
together
other
or
alone
with other
drugs
alcohol.
7. The influence
circumstances, may allow
such
a sentence of
continuing threat
8. The defendant is not a
imprisonment
penal-
life
ty-
instead
society.
Any
which bears on
9.
other circumstance
proof
proving
There
no burden of
mitigation.
question of
disproving mitigating
you
factors and
should
presented
all
consider
of the evidence
Also,
16-11-102(5),
C.R.S.
27.
section
8A
sentencing hearing
and the
trial
as it relates to
provides:
mitigating factors.
receiving
presentence report and
After
Mitigating factors are:
sentence,
imposing
af-
shall
before
age
at the
time of
opportunity to make a
ford the defendant an
crime.
present
and to
in his own behalf
statement
capacity
appreciate
2. The defendant’s
*31
mitigation
punishment.
any
in
information
wrongfulness of his conduct or to conform
given
oppor-
prosecution also
an
shall be
requirements
conduct to the
was
his
law
any
tunity
material to
be heard on
matter
to
significantly impaired,
impaired
but not so
as
imposition
The court shall
the
of sentence.
prosecution.
constitute a
to
to
defense
pursuant
the defendant
then sentence
The defendant was under
and
3.
unusual
provisions
section
although
of this article
18—1—
duress
not such
as
substantial
duress
prosecution.
constitute a defense to
C.R.S.
Boyde
opinion
in
is instructive.
attached to a defendant’s Court’s
tance we have
Boyde argued
in
an
in
case. The The defendant
that
right
capital
to allocute
a
jury
it
consider
jury
instruction to the
that
could
argues
that
the
defendant
because
“[a]ny other circumstance which extenu-
statement
told
the defendant’s
was
though it
gravity of the crime even
only
it
ates the
and that
must
was not evidence
crime,”
legal
for the
did
determining
appro-
not a
excuse
in
is
consider evidence
sufficiently
“non-
sentence,
jury
allow the
to consider
improperly
preclud-
it
priate
factors,
as
such
his back-
giving full consideration to the
crime-related
ed from
character,
might provide
ground
ar-
which
The defendant
defendant’s statement.
less than death.”
gues
Supreme
hold-
a basis
a sentence
that under the
Court’s
Ohio,
rejecting
In
Boyde,
at
v.
U.S.
1197.
Lockett
ing in
claim,
held that
the Court
is
likelihood that
from
“there
not a reasonable
juror may
precluded
consider-
“not be
jurors interpreted the trial court’s
factor,
any
Boyde’s
of a
mitigating
as a
aspect
ing,
prevent consideration
any of
instructions
or record and
defendant’s character
background and
mitigating
evidence of
of the offense that
the circumstances
at 1198.
Boyde,
proffers
for a sen-
character.”
a basis
(emphasis
origi-
in
less than death”
tence
reviewing
challenged
instructions
In
nal),
required
is
therefore reversal
case,
specific
first
on the
in this
we
focus
However,
disagree
with the de-
here.
language
challenged.
California
the trial court’s
contention that
fendant’s
Brown,
ground and character evidence and
“improperly
his at-
jury’s ability
undermined the
torney’s lengthy argument concerning that
fully
to consider
mitigating
evidence, it
Brown,
could not consider that evi- evidence.” Parks v.
struction signif- This 3:01, given guilt “they in the found to exist.” is which from CJI-Crim. phase, jurors because the were instructed phase, icant proceed weigh- jury they only the law. could the properly instructed the that found, unanimously a if be- ing process they find there is not reasonable We that doubt, statutory have applied the would a that a jury yond likelihood that reasonable way precluding it from fur- this instruction a The instruction aggravator existed. mercy. plea for considering the defendant’s jury informed the that: ther mer- defendant’s contention is without The all, jurors the If or one or more of be- it. mitigating lieve that a factor or factors outweigh aggravating the factor or Mitigating Proving Factors E. exist, jury the shall factors found to then following objects also to the life imprisonment. Defendant enter verdict of a during given portion of Instruction No. 5 juror would We believe that a reasonable sentencing phase of the trial: interpret portion of Instruction No. 5 steps your delibera- If in first two any juror thought indicating as that if one findings you unanimous tions have made mitigation single out- any that factor a proven beyond has prosecution that factors, jury weighed aggravating ag- doubt that one or more reasonable imprisonment. must return a verdict life miti- exist and that no gravating factors Our conclusion that Instruction exist, mitigating or that a gating factors jury supported No. 5 did not mislead exist, you now factor or factors must by the taken as a whole. instructions prov- prosecution whether the has decide First, charge general jury states any aggravation that factors out- en single rule all the law that describes “[n]o weigh any mitigation. factors in Therefore, applied. must be argues alternately that defendant together as a rules must be considered (1) permitted jury either the instruction 2 tells the whole.” Instruction No. particular mitigating a factor consider aggrava- those may only that it consider unanimously only if it found the existence beyond to exist a reasonable tors found (2) mitigator;32 or that instruc- such may jurors “[y]ou tells that doubt. It imposed prosecution the tion on the burden assign weight you aggra wish each establishing mitigators the existence of It vating mitigating factor.” also states reject a doubt. We beyond reasonable jurors or more finds suffi one “[i]f interpretation of this instruc- mitigating cient factor factors exist that tion. outweigh specified aggravating factor or factors, then the result a sentence of life No. is con When Instruction whole, imprisonment.” This instruction does not we find that there is sidered single jurors juror tell the that a could find a reasonable likelihood that outweighed mitigator aggravator an interpreted the instruction in manner only previously if by the Instruction had determined suggested defendant. unanimously mitigator weigh “must existed. 5 informs No. absurd, interpretation would be aggravating factor or factors found Such against mitigating particularly when considered with the fact any and all exist jurors they mitigators some of the offered were not told factors.” Thus, may thought they unlikely precluded were curring). it is ... well support any mitigating even if the in- considering a claim of error un- could from evidence during given pen- question were struction in alty phase jurors agreed all 12 on the existence less the trial. Milk, particular such circumstance.” S.Ct. Because we find that at 1870. Maryland, 486 In Mills require this case did not the instructions in mitigating unanimity for the consideration of of death on the basis Court reversed sentence evidence, inapplicable. Mills is case created "a instructions in that jurors that reasonable probability substantial *34 subjective defendant were of nature and burden prosecutor on the prove to the ex- intangible were to extent it would be mitigators beyond istence of a reasonable finding difficult make a as to their exist- Although doubt. interpretation ence or nonexistence.33 Instruction No. plausible grammatical as a matter of con- jury “[tjhere tells the is no burden of struction, there is not a reasonable likeli- proof proving as to or disproving mitigat- jurors hood that interpreted the in- you ing factors should consider all of struction in the suggested by manner presented the evidence at the trial and the Further, defendant. we note that Instruc- sentencing hearing mitigat- as it relates to “[tjhere tion No. told the is no ing factors.” Instruction No. 6 tells the proof proving burden of as to disproving ” jurors “[ejach you must also decide mitigating Thus, factors.... for the yourself weight give what each miti- adopted to have the defendant’s strained gating you circumstance that find exists.” interpretation of Instruction No. it would Finally, Instruction 7No. makes it clear to specifically disregard have had to Instruc- juror that even if he or she had not No. A juror tion reasonable would not mitigating considered a previously factor adopted have such an unreasonable inter- unanimity because of the lack of pretation of Instruction contrary No. previous any deliberations or for other rea- language the clear of Instruction No. 4. son, juror could do so the final Thus, the defendant’s contention is without consideration of whether death was the merit. appropriate penalty. Instruction No. 7 part:
stated in relevant F. Jury’s The Sense of Responsibility sentence, imposing Before a death you unanimously must be convinced that objects The defendant also appropriate penalty death is the for the Instruction No. 10 which states: being individual defendant considered. pur- You are instructed that for the process This consideration involves a I, poses sentencing, Count Murder In you apply your must reasoned Degree The First After Deliberation and judgment in deciding whether the situa- II, Degree, Count Murder in the First imprisonment tion calls for life or re- Felony merge, and Murder the defendant quires imposition penal- of the death would receive a life sentence on these ty, light totality of the circum- two counts. present. you stances If are not all con- has sentenced the Court defendant appropriate vinced that death is pen- III, single to a life sentence on Count alty, the imprison- sentence must be life Conspiracy to Commit Murder In The ment. IV, Degree, Degree First Count Second Regardless findings you V, Kidnapping, Conspiracy and Count To one, three, steps made in you two and Degree Kidnapping. Second Commit do not have to return a verdict of impose The decision on whether to con- requirement death. There is never a or consecutive life current sentences is impose you must a death sentence upon the Court. situation. added.) Thus, (Emphasis considered as a argues The defendant that the instruction whole, properly the instructions informed told defendant would re- juror that he she each could consider despite ceive a life sentence its verdict and any mitigator though even the jury had might jury’s thus have diminished the unanimously mitigator found such exist. responsibility determining sense whether the defendant should live or die. For the same reasons as discussed above, is without mer- reject defendant’s contention argument defendant’s improperly that the instruction it. imposed the committed, example, "[a]ny
33. For
as miti-
at the time the crime was
offered
gators:
age
question
other circumstance which bears on the
defendant at the time
crime,
mitigation.”
the emotional state of the defendant
(2)
May’s
family;
urged
her
murder on
Mississippi, 472 U.S.
Caldwell
respond
L.Ed.2d
crime with
defendant’s
eye;” (3)
reversed the defendant’s
“eye
denigrated
Court
for an
prosecutor ar-
where the
death sentence
exercise
his constitutional
ultimately
jury that it
did
gued to the
(4) improperly
asked
to “sit
rights;
*35
be-
the fate of the defendant
determine
community
to
the conscience”
and
re-
any sentence rendered would be
cause
community;
to
message”
the
and
“send a
automatically
supreme
the state
viewed
(5)
urged
jury
disregard
the
improperly
prosecu-
that
The Court held
the
court.
plea mercy.
reject
for
We
the defendant’s
attempt
jury’s
minimize the
sense
tor’s
contentions.
the defendant’s
determining
appro-
the
responsibility for
of
penalty “rendered
priateness of the death
on the
of the Murder
Victim’s
Impact
A.
sentencing
capital
proceeding inconsist-
the
Family
Eighth
height-
Amendment’s
ent
the
reliability in the determina-
ened ‘need for
Maryland,
In
U.S.
Booth
punish-
appropriate
is the
tion that death
(1987),
96 L.Ed.2d
”
specific
Caldwell,
ment in a
case.’
the
the
reversed
defen
Court
U.S. at
the
on the basis that
dant’s death sentence
improperly admitted a vic
trial court had
However,
inap-
decision
the Caldwell
(VIS) during the sen
impact
tim
statement
here. The
intent and effect
plicable
clear
phase
the
The defendant
tencing
of
trial.
the
No. 10 was to inform
of Instruction
and
robbing
convicted of
Booth was
assume,
aas
start-
jurors
they
that
should
elderly couple.
The
murdering
VIS
penalty the
ing point, that the least severe
report
special
prepared by the
part of a
life sen-
was to receive was two
defendant
that
Division Parole and Probation
tences,
State
of
might re-
and that the defendant
background,
the
edu
described
or consecutive sentences.
ceive concurrent
history, and
employment
crimi
However,
possi-
not
cation and
the instructions could
the
the
nal record. The statement described
bly
from
clear under-
have detracted
family
life
the crime on the victims’
standing
jury
despite
that
those
effect of
the
sentences,
statements from a
jury ultimately
if
and included detailed
the
determined
sanction,
his
appropriate
describing
the
son of the victims
lack
that death was
put
following
par
sleep
depression
then the defendant would
death.
his
his
and
there to be no
likeli-
his
giving
opinion
find
reasonable
murder and
his
We
ents’
jurors
that the
could have understood
parents
hood
like animals.”
were “butchered
their ver-
implying
instruction as
daughter
the
VIS
The victims’
stated
imposing a death sentence would
dict
that the murderers could “never be rehabil
out. The defendant’s contention
Booth,
be carried
S.Ct.
itated.”
U.S.
merit.34
is without
The
at 2531.
Court held that the informa
was “irrelevant to
tion contained
VIS
Closing Remarks
Y. Prosecutor’s
decision,
capital sentencing
that its
constitutionally
unac
admission creates
objects
to certain remarks
defendant
may impose
ceptable
jury
risk that
closing argu-
prosecutor
in his
made
arbitrary
capri
in an
penalty
death
during
jury
ment
Booth,
(1)
at 502-
prosecutor:
cious manner.”
U.S.
phase. He claims that
impact Virginia
kill.” ing alleged whether error rises Gathers, at 2210-11. While plain Wilson, See 743 P.2d level error. recognizing had Booth case left 415. We find the statements concern- open possibility kind of infor- family impact the victim’s were on impact mation a victim state- contained improper. ment could admissible if it “relate[d] crime,” Although language is broad directly there to the circumstances of Gathers, concerning found decisions the Court Booth Gathers prohibition scope against case that the did the evi- the Gathers statements describing impact prosecutor’s do statements We not believe
dence or
family, upon
implicate
of the murder on a victim’s
in this
the con-
comments
case
examination,
these
closer
we do
believe
addressed
the Court in its Booth
cerns
require reversal in this case.
decisions
We
decisions.
note that un-
Gathers
presenta-
Booth,
the Court found that
like the extensive comments Booth from
describing in detail the
tion of the VIS
regarding the effect of
the victims’ children
their
impact of the victims’ murders on
murder,
parents’
the statements
their
“constitutionally unac-
family created a
prosecutor here were couched
may impose the
ceptable
risk
terms,
“pain”
general
speaking of
most
arbitrary
capri-
in an
“empty”
it
and “hollow” was
how
Booth,
502-
manner.”
cious
family
after the murder. These
held that
prior
any purpose
convictions for
other
Defendant’s
credibility. However,
than
the defendant
argues
The defendant
that the trial court
request
during
did not
a similar instruction
improperly admitted
He
Exhibit 108.
sentencing phase
and we do not believe
prosecution
required
claims that the
required
was
judge
sponte
sua
present “duly authenticated court records
Moreover,
give
an instruction.
our
such
conviction,
judgment,
sentence and mitti-
persuades
review of
record
us that the
prove
mus”
order
the existence
did
prosecutor
aggravator
establish this
statutory aggravator
the defendant
through
independent
the defen-
evidence
imprisonment
was under a
sentence
testimony.
dant’s
May. Further,
time he murdered
argues
defendant
evidence of
First,
prosecutor presented
what was
previous
underlying
facts
convictions
con-
designated Exhibit 109. Exhibit 109
de-
should not have been admitted.39 The
signed by
a certificate
chair-
sisted of
object
fendant did not
admission
parole
certifying
man of the
board
exhibit,
we consider
thus
its admission
paroled
July
was
on
plain error
under the
standard.
discharged
parole
due to
and was
from
Second,
prosecutor
July
First, we find that it
was
presented
designated
what was
Exhibit
prosecutor
improper
prove
“reg-
in Exhibit 108
108. Included
imprisonment aggrava
“under sentence
here, it
ister of actions.” Relevant
through
tor”
documents contained
by the
it indi-
certified
district court and
*40
to
pointed
Exhibit 108. The defendant has
pled
the defendant
to
guilty
cated that
had
we see no
for
authority,
no
and
other basis
degree,
in the
and had
sexual assault
first
requiring the
adopting a rule
submission
imprison-
eight years
to
been sentenced
particular
other
the mittimus or
document
Also, part
copy
a
of Exhibit 108
ment.
was
aggravator
to
this
when there
establish
agreement in
which
plea
of the
that case
question
authenticity
no reason to
and
charged
that the defendant was
indicated
accuracy of the documents used here.
degree,
assault
with sexual
first
charge,
argues
and
also
that in Peo
elements of that
Defendant
listed the
(Colo.1989),
ple
the defendant
P.2d 854
Borrego,
stated that
had entered
v.
16-11-103(6),
section
plea
guilty. Also in Exhibit 108 was a we held that
person’s prior
rights
felony
written
that
con
copy of the
advisement of
establishes
factor,
aggravating
given
the defendant at the time
his
viction is an
does
to
bodily injury,
pain
kidnapping,
admitted here
extreme
39. The documents
indicated
prior case had
in the defendant's
the victim
been threatened
was armed with a knife.
that the defendant
death, serious
with imminent
discretion,
in its
could have sentenced the
evidence of
into
provide for
admission
circumstances of
consecutive life sentences.
underlying
factual
defendant
to
However,
closer
read-
crime.
prior
might
sentences
have
Such consecutive
holding
ing Borrego
argues,
reveals
jury, the
convinced the
defendant
the trial court’s
case, sustaining
refus-
appropriate
an
was not
sen-
that death
prosecutor during the sen-
to
al
allow
tence,
it considered the stat-
particularly as
capital
case to
tencing phase
“the
utory mitigating circumstance that
de-
factual
underlying
of the
present evidence
continuing threat
not a
to
fendant [was]
prior
of the
con-
defendant’s
circumstances
society.”
persuaded
We are not
victions,
plain lan-
upon
based
was
“[t]he
argument.
16-ll-103(l)(b)
grants the
guage of
[which]
First,
the defen
note that
we
wide
to determine
judge
trial
discretion
object
alleg
the trial court’s
dant did not
admissible.”
relevant and
what evidence
Thus,
sentencing.
we must
edly improper
Thus, we held
to do that which
law
think based
Mrs. Wolfe’s indica-
may already
long
juror, despite
As
as
tion
have formed
him do.
that she
that,
case,
opinion
coupled
an
capital punishment,
reservations
about
inability really
her
to make a determina-
properly
question
determine the
could
tion
or
whether or
she could
challenged
guilt,
be
for
he could not
cause.
could not make
decision whether the
Thus,
argument
reject the
penalty,
case is one for the death
com-
challenges
under our current
for cause
two,
I
excuse
for
bined with
will
[her]
renewa-
bifurcated
scheme are
under
cause
the circumstances.43
under the standard enunciated Strat-
ble
ton,
and instead will consider whether
p.
Our review of the record
[v.
1099]
properly applied the
stan-
trial court
Witt
indicates that the trial court's decision
supported
proffered by
both bases
dard.42
XXIV,
Laws,
juror
disqualified by
as a
See Colorado
Ch.
Crimi-
moned
shall
General
Code,
(1877) (judge may
expressed
previously
nal
sentence
reason of
formed
§ 268
opinion
guilt
to death if the
finds that the
defendant
killing
with reference to
or inno-
accused,
satisfied,
premeditated or done
was deliberate or
cence of the
if the court is
attempt
perpetrate
perpetration
juror
from the examination of
or from
felony).
evidence,
some
impar-
other
that he will render
according
evi-
tial verdict
to the law and the
16-10-103(1)©,
42. Section
8A C.R.S.
trial;
dence submitted
states:
(1)
Challenge
jurors
standard,
cause.
The court
statutory
applicable
capi-
in both
This
challenge for
on one or
shall sustain a
cause
trials,
non-capital
entirely
consistent
tal and
following grounds:
more of
adopted
standard
in Witt. See abo
with the
24(b)(l)(X).
Crim.P.
(j)
The existence
a state of mind in
enmity
prospective
all
juror evincing
de-
43.The
trial court examined
or bias toward the
state; however,
jurors
person
or the
no
sum-
in chambers.
fendant
*43
First,
respect
juror’s
These
statements meet
court.
standard
Witt ease.
adopted
Clearly
inability to make
determination
the trial
sentencing phase,
response
properly
court
could
find that Wolfe’s
death
to sev-
capital punishment
views on
questions
prosecutor,
would “sub-
eral
Wolfe
stantially impair
performance
“I
the court:
don’t think I could vote
told
[her]
juror
duties as a
in accordance with
penalty,”
p. 1085],
death
for the
[her]
[v.
Witt,
instructions
oath.”
“I
think that I
don’t
could make that deci-
[her]
sion,”
Although
probably should in for I don’t be but contention that Wolfe would that,” 21, p. think that I could vote for [v. oath, statements, abide her the other 1089], “I don’t think I could sentence above, prob- discussed indicated that it was penalty,” someone to be—to the death [v. scruples able that her conscientious would 21, p. Although, upon further exam- 1090]. whether, pur- make her unable to consider counsel, ination defense Wolfe indicated laws, appropri- suant to our death was the oath, that she her would be able to follow ate sentence in case. this is not decisive.44 supports We believe that the record We also find that the court was granting challenge disqualifying trial court’s correct Wolfe because of admission, By cause. Wolfe’s own she did bias. A trial court must sustain a chal lenge potential juror think she could ever return a verdict of for cause of a if there regardless juror evincing death circumstances. exists a state of mind in the Wolfe, During Right. you get any defense counsel's voir dire of A. I don’t think will better following exchange occurred between the give you straight either. I can’t answer. I counsel, Wolfe, prosecutor defense and the it, everything don’t believe in but if leads to it (v. 1095-97): pp. really oh, and it I don’t know. — counsel) (by defense court) (by the your you telling feelings Q. Are me that about you trying express your opin- Q. I think are penalty strong you the death are so darn that if go ion and that’s what want hear so placed were law under oath to follow the ahead, Mrs. Wolfe. Tell us. considering you would not follow it if it meant really just A. I’m finished. I don’t know. —I —I appropriate? whether a death say actually get really I couldn’t until I there. I Wolfe) (by juror keep going don’t in it. I know I back believe I I until I A. don’t know. would have to wait forth, certainly but it would have to be get there. really— Q. questions And it is unfair of us to ask these you May questions, Q. I ask some Mrs. Wolfe? them, taking in the abstract without a look at you have indicated—and let me I think what you but we have to do it. I can’t tell what the coming wrong you know if I’m off what try case is about. We can’t this case here in —but is, you penalty, you. said don’t believe in the front of oath, though conviction, you’re really strong If on the under even but that’s not am you penalty, you I know don’t like the death I correct there? penalty, you don’t believe in the death if were Yes, pretty A. much. you under oath and knew the law in Colorado you Q. That can see where under certain cir- penalty, you was that had to consider the death may you appropriate, feel it be am I cumstances appropriate if it were return a death ver- and dict, right there? you would follow that oath? yes. A. I— to, suppose. I I A. would and, know, just you you Q. Do this is feel— Q. You wouldn’t like it? you bottom line—do cumstances, feel that under those cir- No, certainly A. I wouldn’t. you you case where can think of a you Q. do it? But would willing penalty— for the death would vote to, yes, A. I would have if I took the oath. going you and I am not to ask what case think, oh, your own mind would be—but (by prosecutor) yeah, if such and such and such I could vote for law, you Q. want to follow the We know would it? you truly we need to know if can do it. but Oh, gee. Right think of—I can’t A. off I can’t really really give you I can’t A. I don’t know. put anything right off. I have never think that, really straight I answer to because don’t myself position really if I would vote. it, but I don’t know. believe in yes one, very good It can’t be a or no square Not a answer. Q. We’re kind of back to Mrs. answer, as I’m concerned. as far Wolfe. *44 These or vinced him that was a disease.
enmity
toward the defendant
or bias
(1986);
arrest,
16-10-103(1)©, 8A C.R.S.
convic-
experiences
state.
included his own
§
(Colo.
Sandoval,
prosecutor’s
challenge
motion
Well,
to
for cause
Bradbury, you
Mr.
gone
have
down
improper.
was
points
He
out
this line
you
that under
where
ag-
found the
factors,
Ohio,
586, 604,
gravating
they outweigh
Lockett v.
438 U.S.
the mit-
S.Ct.
factors;
igating
2954, 2964,
means that under
juror in accordance with his instruction and If, capital punishment. Bradbury as legislature his oath.” recog- Our has not indicated, unwilling he was to return a alcohol, nized the use of no matter how sentence of death absolutely when the law inconsequential, an mitigating as absolute so, required him to do prop then the lesser forbidding imposition factor of a death osition, unwilling that he was to return a Thus, granting sentence. the court’s sentence, where under the law it was challenge proper. for cause was appropriate required, obviously but true. The questioning in-chambers of a equated member of the venire is not to be Bradbury C. Michael charging jury. with the purpose argues The defendant that the trial court of the voir dire was not to instruct the improperly excluded Bradbury Michael be- jurors on the law of the state but to deter cause the exclusion was based on an im- juror mine whether impartially could proper statement of the law. After both and conscientiously apply the law as laid prosecutor and the defense counsel elic- by out the court in its instructions. Be Bradbury equivocal ited from somewhat prospective juror Bradbury cause indicated ambiguous questions answers to de- law, that he could not follow his exclu signed Bradbury to determine whether proper sion for cause was under the Witt opposed, principle, capital punishment, standard.45 Bradbury’s responses exchanges In addition Bradbury dis- occurred between and the above, Bradbury cussed several times indicated prosecutor: that he would be unable to render a verdict of (by prosecutor) example, following death in this case. For Drake, at trial.” P.2d Use adduced
X. Prosecutor’s (4th Dixon, 891 Peremptory Challenges n. 1. In Brown v. F.2d Cir.1989), Ap- the Fourth Circuit Court argues that the use The defendant reversing peals, in the decision of dis- by peremptory six chal prosecutor of court, rejected argument same of- trict expressed lenges jurors remove who had case. fered the defendant the death de reservations about holding may perempto- that a state use its right nied to be tried the defendant ry challenges purge of veniremen guaranteed impartial *46 for cause under Wither- not excludable to Fourteenth Amendments Sixth and spoon, the stated: Article United States Constitution II, Con 16 and 25 of Colorado Sections reading compels of alone our Our Batson that be The defendant reasons stitution. holding, for we the case does not believe prosecutor may cause under a not Witt authorize, suggest, may not even cause, challenge jurors on the basis of for that courts must scrutinize ev- principle punish disagreement capital their with challenge ery peremptory to ensure that ment, objec jurors prospective those whose any right of the it does not tread on prevent capital punishment tions to do many states in so defendant. Batson substantially performance impair of peremptory it chal- words that views the jurors in with their duties as accordance as, instance, lenge truly in all but one oaths, pros their and their instructions unwilling peremptory.... are to We challenges may peremptory ecution not use conceptual leap make the momentous persons. similarly such We re to exclude us, leap urges on a [the defendant] ject argument. defendant's of practical would mean elimination Although prosecutor may not use challenge peremptory as such. Nei- peremptory challenges systematically to binding any ther nor other Batson group, a distinct racial exclude members of precedent supplies a writ for instructive Kentucky, Batson v. every peremptory of chal- conversion L.Ed.2d 69 lenge challenge subject judicial to a holding Court has not extended Bat- approval, and no confidence we have to include who reserva- son those harbor protect such a conversion would better Also, capital punishment. tions about principles system justice our seeks does not have stated “the Constitution current, than does the advance precise require jury composed a a bal- arrangement. historic pre- philosophical jurors ance of various Brown, F.2d at 497-498. dispositions, only jury composed but agree inappropri it is ability We indicate jurors individual who prosecutor for use may peremptory ate any preconceptions they have set aside who, jurors although challenges the facts to exclude and decide case based on decision, making go your Q. would re- further would be like consid- So if were gardless case— positively myself, what evidence is in this know eration. I almost I any you you never, mean, evidence—and haven’t heard you would know—I the consid- imposing a death sen- had a choice between time, be eration would there all it would sentence, guess life what I I'm tence or a hearing there, all have to be but that’s it would be is a you would not consider a consideration. death sentence? you you Q. So could think about it but could know, couldn't, you there would be—I A. I never vote in favor of a death verdict? that. couldn't do No, that, something A. I could never do like never. Q. is, Q. guess what based on I I need know you talking And understand what we're against your philosophical moral and beliefs precisely that? about fairly penalty, would be able to be A. Yes. situation, you where involved in that kind 224-26). Thus, (v. fully pp. sup- the record question of death would have to consider ports juror prospective the court’s exclusion punishment? appropriate as an Bradbury. it, but to consider I A. I would able well, strongly you that’s all don't think know— they they prisonment. hearing can follow the shall have indicated be con- law, expressed judge reservations about ducted the trial before the trial ability faithfully practicable. their to do so or who have as soon as Alternate they disagree judg- indicated that jurors shall not be excused from the case people acting through ment of the their prior guilt to submission of the issue of legislature that certain crimes are deserv- sepa- to the trial and shall remain penalty.46 rately sequestered ultimate until a verdict is en- jury. tered trial If the verdict of
XI. Right to Waive the trial Defendant’s is that the defendant is Jury Trial guilty of a class 1 felony, the alternate jurors jurors shall sit as alternate on the guilt phase Prior to both the of the trial If, punishment. issue of reason sentencing phase, and the the defendant court, satisfactory to the any member or sought right trial by waive his to a members of the trial are excused and instead to have his case tried to the participation from hear- refused, holding court. The trial court *47 ing, judge replace trial shall such required such waiver the consent of the juror jurors juror with an alternate or prosecutor and that because it was not jurors. jury a if trial was waived or here, forthcoming the defendant could not If pleaded guilty, hearing the defendant sentencing by jury. trial and waive the judge. shall be conducted before the trial argues The defendant that the court’s re- by jury requires fusal to waive the trial added.) (Emphasis The defendant contends sentence be vacated and that the plain language that under the sec- this case be remanded to the trial court for tion, legislature contemplated a waiver entry imprisonment.47 of a sentence of life right jury capital to a trial in a case. properly We hold that the trial court condi- Further, provision because there exists no jury tioned defendant’s waiver of a trial conditioning right of waiver on obtain- prosecution. on the consent of the prosecution, the consent of the right unconditionally must lie with the de- arguing right In that his to waive acknowledges fendant. The defendant jury capital a trial in a case is uncondition 18-1-406(2), (1986), section 8B C.R.S. al, points the defendant first to the lan general provision governing the waiver of 16-ll-103(l)(a), guage of section 8A C.R.S. trials, suggests jury on its face that waiver (1986). provides: That section capital may permissible not be in a trial. Imposition 1 of sentence class felo- provides part: That section in relevant appellate (l)(a) Upon review. con- nies— person Except felonies, as to 1 class guilt viction of of a defendant of a class felony may a accused of misdemeanor felony, 1 the trial court shall conduct a by jury by express waive a trial written separate sentencing hearing to determine instrument filed of record or an- the defendant sen- whether should be open appearing nouncement in imprisonment, tenced to death or life un- record. age less the defendant was under the added.) years (Emphasis argues, eighteen at the time of the commis- The defendant offense, however, 16-ll-103(l)(a), in which case the that section be- sion enacted, subsequently prevails im- defendant shall be sentenced to life cause was prosecutor only jury only on the 46. We note that the used 10 of overzealous effort to include Further, challenges. peremptory persons capital punishment his 12 at least supported who jurors two served who indicated substantial re- without reservation. impose penalty. ju- luctance to the death One "apprehensions” he had ror who served stated objec- purports 47. The defendant to waive his capital punishment, argued against and had by jury during guilt phase. tion to the trial discussions, (v. during against it informal error in the trial court's Because we find no 900-01) juror opined pp. Another who served a refusal court, to allow the defendant trial to capital only that punishment, “extreme cases" should warrant effect of the we need not determine the (v. 445) p. prosecutor Thus the objection. defendant’s waiver of the engaged be said to have in an here cannot Also, 18-1-406(2). recognized right jury to waive a trial under a section Peo over constitution, Cisneros, a closer exami- (Colo.Ct.App.1986), 720 P.2d under state ple v. subsequent denied, nation of that case and cases rt. ce (1986), In itself the according to rebuts that notion. Munsell opin- defendant, nothing 18-1-406(2) court’s statement is ineffec section being ion should construed as inconsist- a right to waive deny tive to him a right ent with the to waive a denial legislature does not have trial because the questiona- capital trial in a case makes power a defendant from waiv to forbid proposition ble Munsell estab- by jury. Before we consider ing a trial right lished a to waive state constitutional arguments on the effect of defendant’s by jury.48 a trial provisions, necessary it is to review these prior in this area. our cases People, In Graham v. 134 Colo. (1956), 302 P.2d we reaffirmed our People,
In
Colo.
Munsell v.
recognition of
statement of Munsell that
sponte
raised
P.2d 615
we
sua
right
a
trial did not
to waive
right
a defendant has a
issue of whether
rejected
capital
case. We
extend
a
plea
guilty
and waive
trial
enter
argument that he could waive
by jury.
finding
that a defendant does
case,
capital
holding
trial in a
that:
right,
considered the lan-
have such a
II
guage of
Article
state
Section
mandatory
murder
trial for
[I]n
providing that an accused shall
constitution
provisions
require
of the statute
“speedy public
to a
trial
right
murder,
empowered
fix the degree
...,”
impartial jury
*48
of
an
Section
if
of
determined to be murder
right of
providing that
that Article
to
degree,
first
to fix the
be
“[t]he
by
remain inviolate
crimi-
jury
defendant,
trial
shall
and the
by
suffered
trial
stated in
nal
We
Munsell that:
impose
cases....”
judge
duty
no
other than to
a
has
sentence in accordance with
verdict.
provisions, we
Under our constitutional
may waive his
hold that a defendant
cases,
In
we con-
subsequent
where
right
by jury,
plea
on a
of
to a trial
scope
right
sidered the
to waive a
and,
court,
by
guilty
tried
if
be
by
legislature
jury,
trial
we stated that
may
valid
guilty,
found
a
sentence
only
require-
may
“interpose reasonable
pronounced thereon.
upon
right
by
to
trial
ments
waive
Colo,
430,
Munsell,
at
Brisbin,
428,
122
at
222 P.2d
620.
jury.” People v.
175 Colo.
However,
recognized
exception
432,
63,
(1971) (court
to
upholds
we
488
65
P.2d
stating that:
holding,
prosecutorial
our
requiring
statute
consent as
question
jury
condition of
of
trial on
waiver
provi-
cognizant
statutory
are
of a
We
However,
sanity).
we
never have
found
jury
impose
a
requires
sion which
sen-
particular
right
that a
restriction on the
cases,
degree
murder
tence
first
by jury
a
waive
trial
was unreasonable.
nothing
construed
herein should be
Further,
Graham,
after
all of our cases in
a
countenancing
jury
the waiver of
interpretation
this area
involved
stat-
charge is
where the
murder
first
utes,
recog-
unlike in Munsell where we
degree.
right
by jury
nized the
to waive a trial
Colo,
430,
Munsell,
at
122
222 P.2d
the absence of a statute.
Thus, although admittedly there is lan-
supporting
People,
In
guage
the Munsell decision
Garcia v.
200 Colo.
615
argument
P.2d 698
we found that section 18-
the defendant’s
Munsell
(1947);
People,
language
P.2d 272
104
48. We observe that the
in our death
Wharton v.
Colo.
statute,
sentencing
waiver,
mentioning
possibility
(1939); Fleagle
People,
v.
our
statutes there
provision,
perseding statutory
that common
(b)
im-
A
shall not be
sentence of death
right
first-degree
law
extends to
felonies.
su-
pursuant
this section if the
posed
Although
the question
not consider
did
the sen-
preme court determines that
Munsell,
we now hold
exercise
imposed under
influence of
tence was
right
of that
law
is conditioned
common
arbi-
prejudice
any
other
passion
obtaining
upon
the consent
present-
trary factor or that the evidence
Durham,
prosecution.
v.
See State
support
finding
of statu-
ed does
(1974);
523
ex
Ariz.
P.2d 47
State
tory aggravating circumstances.
(Fla.
Baker,
rel.
v.
(Ill) Except
provided by
as
subsection
(e)
Rule,
Appellate
of this
Colorado
QUINN, C.J., dissents; LOHR and
governing
appeals
criminal
shall
Rules
KIRSHBAUM, JJ., join the dissent in
apply
appellate
review of sentences.
part.
(3)
Appeal.
appeals
un-
Record on
LOHR, J., dissents.
(e)
Rule,
der
of this
the fol-
subsection
lowing items shall
included
be
KIRSHBAUM, J., dissents; LOHR, J.,
appeal:
record on
joins in the dissent.
(I)
upon
The indictment or information
based;
the sentence is
a verbatim
QUINN dissenting.
Chief Justice
transcript
sentencing pro-
of the entire
shocking
repulsive killing
of Vir-
ceeding;
given by
instructions
ginia May creates an instinctive demand
by
parties
trial court
tendered
system
for ultimate retribution. Our
sentencing proceeding; all exhibits
law, however,
permit justice
does not
to be
during
or offered
the trial and
admitted
proportion
rationed
inverse
to the de-
sentencing proceeding;
at the
all verdict
Indeed,
pravity
precisely
of the crime.
it is
jury;
forms submitted to the
and the
urge
of the distinctive
to exact
because
sentence,
judgment,
and mittimus.
ultimate retribution that
there devolves
(II)
portions
other
of the record
Such
upon
correspondingly greater
this court
10(b)
may
designated
under C.A.R.
duty to
itself that the means em-
assure
may
or as
be ordered
imposing
ployed by the state in
the death
Court.
comport
constitutional norms
sentence
Our extensive review of the record
calculated to insure fundamental fairness
jury proper-
this case convinces us that the
capital sentencing hearing.
in a
ly
appropri-
determined that death was the
qualitatively
A death sentence is
differ-
above,
pros-
penalty.
ate
As discussed
“Death, in
ent from
other sentence.
beyond
proved
ecution
a reasonable doubt
finality,
imprison-
more from life
its
differs
statutory aggrava-
the existence of five
100-year prison term differs
ment than a
prior criminal
tors.51 The defendant’s
only year or
Because
from one of
two.
produced
record and the other evidence
difference,
is a
qualitative
there
trial demonstrates that defendant’s charac-
corresponding difference in the need for
presented
ter was such that he
a continu-
reliability in the determination that death is
society.
mitigators present-
risk
punishment
specific
in a
appropriate
properly
ed
the defendant were
found
Carolina, 428
case.”
v. North
Woodson
outweigh
aggravators
insufficient
2978, 2991,
Further,
prosecution.
presented
*51
(1976)
opinion). This
(plurality
L.Ed.2d 944
nothing in the record to
find that there is
ground-
requirement
reliability, which is
of
imposed un-
suggest that the sentence was
doctrine,
a
in constitutional
mandates
passion
prejudice or
ed
der the influence of
or
any
scrutiny in
of
“careful
the review
arbitrary
other
factor.
claim of error.” Zant v. Ste-
colorable
XIII.
2733,
862, 885, 103 S.Ct.
phens, 462 U.S.
(1983).
2747,
Procedures
from the because of their views B. Although capital punishment. I cannot juror improper improperly The first excused say that exclusion of these jurors programmed the ulti- cause was Thelma Wolfe. The trial court prospective because, Ms. mately selected to return death sen- excused Wolfe court’s tence, view, uncertainty I satisfied that the trial court she manifested some am *52 not make a permissible exceeded the bounds of consti- whether she could could excusing impose jurors penalty these decision to the death this tutional discretion initially stated that she did for cause. case.1 Wolfe case, already opinion 1. The trial court also ruled that Ms. Wolfe had formed an on the but it approve penalty prob- again, responded of the death tioned he that he didn’t it, ably know, would not vote for but later ac- point responded at one that he knowledged juror if that sworn as a she could not penalty. vote for death .the personal would be able to set aside her prosecutor challenged When the Bradbury capital punishment. views on cause, The follow- posed the trial court this addi- ing colloquy so: ability reflects her to do question: tional Q counsel): (By defense theOn Q: Well, Bradbury, Mr. you gone oath, though you under I know even you down line this where have found the penalty, you don’t like the death factors, aggravating they outweigh the penalty, you don’t believe in the death if factors; mitigating that means that un- you were under oath and knew the law in you der the law that would have to find you Colorado was that had to consider penalty. you saying the death Are that penalty, the death and if it appro- were circumstances, under those that even priate verdict, to return a death would though logically that would be the con- you follow that oath? clusion, you that would not follow it? to,
A:
I
suppose.
would have
I
that,
Bradbury’s response
Mr.
indicated
Q: You wouldn’t like it?
posed by
based on the circumstances
court,
No,
certainly
A:
I
he would be unable to vote for
wouldn’t.
However,
penalty.
death
question
Q:
you
But
would do it?
court,
asked
majority
con-
to,
A:
I
yes,
would have
if I took the
cedes, contained an inaccurate statement of
oath.
the law. It is not correct that under Colo-
interrogation
clearly
of Wolfe
shows
finding
aggravating
rado law a
factors
general objections
that she voiced
outweigh mitigating factors mandates a
penalty
death
and had some reluctance to
Rather,
death sentence.
it is incumbent
consider it but that nonetheless she would
upon juror,
being
beyond
after
convinced
juror
be able to abide
her oath as a
mitigating
a reasonable doubt that
factors
to render a verdict in accordance with the
outweigh proven aggravating
do not
law and the evidence.
factors,
to further determine whether
appropriate
death is the
sentence in the
C.
particular case under consideration. Peo-
juror improperly
The other
excused for
Tenneson,
(Colo.1990).
ple v.
cause was Michael He Notwithstanding the inaccurate state- stated he problems had some with the ment of the law contained in the trial penalty, suggested he but never question, majority court’s nonetheless he would be unable to vote for it under circumstances, question appropri- concludes that the was majority and all as the determining prospec- suggest. ate for whether the contrary, seems to On the juror “inalterably opposed capi- tive prospective juror acknowledged that he punishment.” Maj. op. tal impartially could determine whether the at 207. Brad- answer, beyond bury’s attorney proven district had a rea- which caused the trial court presence cause, aggravating only sonable doubt the to excuse him for indicated factors, mitigating penalty could decide whether he would not for the death vote existed, solely simple weighing factors and could follow his oath in of miti- based determining gators aggravators. Bradbury’s whether certain facts existed voir examination, might penalty appro- totality, render the death dire considered in its questioned priate. When on whether he indicates that he viewed his task with the penalty, Bradbury gravity could vote for the death utmost seriousness and and that he point responded at one it would de- could consider the death but most ques- likely for it. In the absence pend on the circumstances. When would not vote clearly during this alternative shown her voir dire exami- excuse Ms. Wolfe for cause on nation that she had confused the instant case basis relied on the trial court. with another. There thus was no basis at all to *53 216 charge as juror than could have understood the convincing demonstration
of a more 376, id. Bradbury’s meaning,” 108 at 1866 present categorical here of S.Ct. Franklin, v. capital Francis opposition punishment (quoting and his 471 U.S. to 1972, 307, 315-16, 1965, inability penalty as a 85 to consider the death whatever, (1985)), I case 344 the Court stated: possible penalty L.Ed.2d that, considering the dire would voir hold findings respect guilt on crimi- With juror entirety, this in its examination consistently has charges, Court nal disqualification Bradbury trial court’s jury’s verdict followed rule premature. Although Bradbury ex- supported set if it could must be aside be objection to the death pressed some another, and ground one not on on but it, I do impose not view and reluctance reviewing court was uncertain demonstrating as his total examination by grounds upon the two relied capital opposition an irrevocable See, such reaching jury the verdict. punishment prevented as would States, v. e.g., Yates United 354 U.S. substantially impaired perform- him from 1064, 298, 312, 1073, 77 1 L.Ed.2d S.Ct. juror returning from duty (1957); Stromberg California, 1356 according the law a verdict 535, 359, 367-368, 51 283 U.S. S.Ct. in a evidence and manner consistent (1931). reviewing In death 75 L.Ed. juror. his oath as a sentences, even has demanded Court certainty that conclu- greater jury’s view, therefore, my In the trial court’s See, grounds. proper rested sions on rulings excluding for cause Ms. Wolfe Ohio, e.g., Lockett v. U.S. Bradbury and Mr. violated (“[T]he at 2965 risk that the death S.Ct. jury right impartial on the to a fair imposed spite of penalty will death, issue of life or with the result may call for a less severe factors which empan- imposed the death sentence unacceptable incompa- penalty ... comport eled did not with constitution- Eighth tible with commands Maxwell, al norms. 398 U.S. Amendments”); Andres and Fourteenth States, v. United 333 U.S. [68 (1948) L.Ed. S.Ct. 1055] II. (“That might men derive reasonable gave several instruc- trial meaning given from the instructions oth- that, tions when in the considered context proper meaning er than § of other deficiencies authorizing quali- statute [federal trial, substantially phase detracted adding guilty “with- fy verdict thereto constitutionally required from the reliabili- punishment”] In capital probable. out ty certainty to a valid death essential cases those death doubts such as verdict. in fa- presented here should be resolved unless been understood ed consideration of sentence States verdict Mills v. all because twelve form Maryland, agreed jurors any mitigating the jury reasonably Court A. jury to preclude vacated instructions and on the exist- could have the Unit- evidence ing. have rested its verdict Stephens, ground, we stantial vor of (1983). S.Ct. [*] 2733, 2746-47, 77 Unless we can possibility n must accused”); accord, n remand n rule 884-885 [103 L.Ed.2d 235] out the sub- n “improper” resentenc- Zant [*] may particular mitigating conclude that there is a substantial ence of a circum- We noting upon ques- probability jurors, stance. After that the critical that reasonable Maryland receiving judge’s instructions tion is not what Court of case, complete the Appeals meaning attempting and in declared “the instructed, charge be, may have but rather what a reasonable verdict form as well *54 quirement reliability thought they precluded were from con- of for the determina- sidering any mitigating appropriate penalty unless evidence tion that death jurors agreed case, all 12 on the existence of a particular such as that doubt particular such circumstance. Under our present here must be resolved in favor of — cases, permitted the sentencer must be -, E.g., McKoy, the accused. U.S. mitigating to consider all evidence. The 1227; Mills, 110 S.Ct. 486 U.S. single juror possibility that a could block S.Ct. 1860. consideration, consequently
such
re-
impose
penal-
quire
jury
B.
ty,
is one we dare
risk.
high
reliability
of
and cer-
standard
376-77, 384,
of death should be
dant”);
Durre,
Furthermore,
the trial court’s formula
A.
tion of the reasonable doubt
standard
Eighth
To be consistent with
Amendment
mitigating
outweigh
terms of
factors not
jurisprudence,
capital sentencing
scheme
ing aggravating
practical
factors has the
genuinely
per-
“must
narrow
class of
creating
burden-shifting
effect of
“a
pre
eligible
penalty
sons
for the death
sumption
eligibility upon
of death
reasonably justify
imposition
must
of a
proof
aggravating
an
state’s
factor be
more severe sanction on the defendant
Tenneson,
yond a reasonable doubt.”
788
compared
guilty
to others found
of mur-
(Quinn, C.J., dissenting).
P.2d at 806
“Pre
877,
Stephens,
der.”
at
U.S.
S.Ct.
sumptions
shifting
which
effect of
have the
2742;
Tenneson,
788 P.2d at
see
790.
persuasion
to an accused
burden
Indeed,
very
codifying
reason for
into
have been struck down as violative of due
aggravating
law a list of
circumstances is
process of law under both the United
satisfy
requirement
this constitutional
Id.;
States and Colorado constitutions.”
by narrowing
persons eligible
the class of
see,
Franklin,
e.g., Francis v.
471 U.S.
according
objec-
for the death
307,
1965,
(1985);
tentionally
person kidnapped
killed a
or
IV.
being
hostage by
held as a
him or
case,
many
perhaps
the
in the
Of
errors
anyone associated with him”—and also the
predominant
the most
is the trial court’s
felony-murder aggravator codified in sec-
statutory
submission to the
16-ll-103(6)(g),
(1986)
tion
8A C.R.S.
—that
aggravating factor that
“[t]he
the defendant committed “a class
or 3
in
especially
committed the offense
an
hei-
and,
felony
in the course of or in further-
nous,
cruel,
depraved
manner.”
therefrom,
flight
ance of such or immediate
(1986).
16-ll-103(6)(j), 8A C.R.S.
Al-
intentionally
per-
he
caused the
§
death of a
though
statutory aggravator
such
de-
participants.”
than
son other
one
unconstitutionally vague by
clared
“kidnapping-killing”
Because
formed
Supreme
Maynard
United States
Court in
statutory aggravators,
the basis of both
356,
1853,
108
aggra-
Cartwright,
v.
486 U.S.
S.Ct.
the trial court’s submission of both
(1988), majority, enig-
A.
teristics.
United
Supreme Court in
v. Mis
States
Clemons
noting
the United States Su-
After
— U.S. -,
1441, 108
sissippi,
preme
Cartwright,
486 U.S.
Court
that there is no
L.Ed.2d
held
statutory ag-
held
S.Ct.
ap
impediment to an
federal constitutional
heinous, atrocious,
gravator
“especially
pellate
affirmance of a death sen
court’s
unconstitutionally vague
or cruel”
“weighing
in a
state” where the
tence
Eighth
contrary
Amendment’s
thus
an
is instructed on
unconstitutional statu
against
open-
prohibition
standardless and
However,
aggravator.
tory
Court
imposition
of a
discretion
ended
nothing
specially noted that
in its
Clemons
sentence,
majority concludes that
convey
im
decision was intended “to
submitting
this unconstitution-
error
appellate
pression
courts are re
that state
ally vague
harmless be-
aggravator was
quired
necessarily
engage
should
op.
yond
Maj.
177-
a reasonable doubt.
analysis
reweighing or harmless error
majority
astounding
180. The
reaches
capital
in a
when errors have occurred
sen
by engrafting
statutory
conclusion
onto
—
at-,
tencing proceeding.”
narrowing
construc-
aggravator
so-called
say
an appellate
at 1451. To
S.Ct.
Supreme
deci-
tion derived from the
Court’s
prohibited
indulging
is not
from
Florida,
sion in
Proffitt
therefore,
certainly
procedure,
such
(1976) (Stewart,
2960,
general
factfinder,
deficiencies as a
here,
the error is of a constitutional charac-
because the costs of
ter,
erroneous factfind-
reviewing
court must be satisfied
high,
are so
but also because the
beyond
error is harmless
a reason-
capital sentencing
very
decision
its
able
properly
doubt before the error
can be
peculiarly likely
nature is
to turn on con- categorized as
E.g.,
harmless.
Satterwhite
siderations that
adequately
cannot
Texas,
249,
1792,
v.
486 U.S.
conveyed through the medium of a writ-
(1988);
L.Ed.2d 284
Chapman v. Califor-
ten record.
nia,
18,
824,
17 L.Ed.2d
(1967);
at-,-,
Germany
People,
v.
198 Colo.
1456,
Id.
Reynolds, 194
575 P.2d
Colo.
the
its
vague aggravating
factor to
for
(1978);
People, 150 Colo.
Oaks
life or
question
on
consideration
(1962). The
in
case
errors
this
P.2d
death,
108 S.Ct.
Cartwright,
U.S.
impermissible
following:
include
1853;
Godfrey,
U.S.
jurors
two
whose views
disqualification of
pre-
punishment
on
would not have
capital
substantially impaired
in
them
vented or
Regrettably,
these errors did not end
duty
apply
of their
performance
capital
sentenc-
with the termination of
in a
of the case
consci-
law to the facts
case,
hearing.
resolving this
manner, Wainwright,
impartial
analysis
entious
a form of
majority employs
844; Maxwell, 398
105 S.Ct.
scrutiny
U.S.
re-
irreconcilable with the strict
1578;
a
the submission of
judicial
U.S.
of a death
quired
review
reasonably
today’s
nothing
instruction that
could
I find
decision
sentence.
preclude
law’s
to de-
been
that contributes
effort
understood
system capital punishment that
velop a
mitigating
evidence
consideration
genu-
principled,
consistent and
jurors agreed to the exist-
is both
unless all twelve
persons eligible
inely narrows the class of
particular mitigating
circum-
ence of
sentence,
provides
the death
and that
Mills,
1860;
for
stance,
U.S.
high de-
procedures calculated to achieve a
another
instruction
submission of
reliability
gree
certainty
capacity
that had the
to confuse
ap-
jury’s determination that death is
de-
responsibility
whether the ultimate
particular
propriate sentence
case.
termining
appropriateness
of the death
the court or
sentence rested with
with
Gary
may
well
Lee Davis
It
Caldwell, 472
jury,
105 S.Ct. deserving
for his
of execution
retribution
2633; the submission of a third instruction
decision, how-
That life-or-death
crimes.
that,
view,
my
at least in
formulated
ever,
of a fundamen-
should be
result
miti-
not,
here,
standard in terms of
proceeding
reasonable doubt
tally fair
gation
outweighing aggravation
irreparably
process
in con- product of an
flawed
procedural in-
requirement
reli-
replete
travention
the basic
substantive
mandated
firmities that cannot withstand constitu-
ability for death verdict
reasonably objective
scrutiny under
tional
Cruel and Unusual Punishment Clauses
analysis.
the death sen-
I would vacate
the United States and Colorado Constitu-
case.
VIII;
tence
tions, U.S. Const.Amend.
Colo.
Const,
II, 20, and in
art.
contravention
§
say
I am authorized
Justice
against
burden-shifting
prohibition
join
KIRSHBAUM
LOHR
Justice
prosecu-
presumption
upon
of death
part.
dissent in
aggravating
proof
tion’s
of an
factor
*61
dissenting:
LOHR
and Unusual Punish-
Justice
violation
the Cruel
Due
ment and
Process Clauses
Unit-
unique severity
finality of the
and
Constitutions,
ed
and
U.S.
States
Colorado
heightened
penalty require a
level
Const,
XIV;
and
Const. Amends. VIII
Colo.
reliability
capital
certainty
and
sentenc-
25;
II,
art.
and
the erroneous sub-
§§20
367,
ing.
Maryland,
Mills
486 U.S.
v.
statutory aggravator by
con-
mission of
1860, 1870,
(1988);
able doubt. but concludes that its erroneous §§ Second, jury if the finds that at one jury least submission to the was harmless be- statutory aggravating exists, yond factor Maj. op. reasonable doubt. at 176- jury must then any consider whether miti- 180. The majority jury concludes that the gating 16-ll-103(2)(a)(II), factors exist. would have returned a death sentence if it § Third, -(5). jurors heinous, given especially must determine had been cruel prosecution depraved whether has aggravator convinced or instruction that in- beyond them any corporated a reasonable doubt that constitutionally-sufficient nar- mitigating outweigh rowing factors do not Maj. definitions of those terms. statutory aggravating op. agree factor or factors at 180. I with Chief Justice previously Tenneson, Quinn found to exist. that such a conclusion is no more Fourth, finally, jury guess if the finds than a jury might as to what the beyond a properly reasonable doubt that miti- have decided had it been instruct- gating outweigh proven factors do not ed. factors, statutory aggravating jurors Although the United States prosecution
must then decide whether the permissible Court has held that it is under beyond has convinced each of them a rea- appel- federal constitution for a state sonable doubt that the defendant should be uphold late court to a death sentence sentenced to death. Id. at 796. by applying case such as this a harmless — I Because believe that the instruc- analysis, Mississippi, error Clemons v. given penalty phase
tions Gary -, -, Lee Davis’s trial contained er- numerous approach L.Ed.2d 725 such an rors, affecting deliberations at sev- statutory inconsistent with Colorado’s stages, I respectfully join eral dissent. I Colorado, respon- scheme. 11(A) (B), IV, parts and much of what weighing aggravators sible and miti- parts is said in III1 and V2 of Chief Justice gators. advisory merely Its decision is not Quinn’s dissenting opinion, sepa- but write E.g., as it is in some other states. Fla.Stat. rately express my fully more views 921.141(2) (1985). Ann. The Colorado § grounds. dissent on further legislature contemplate appel- did not weigh ag- late courts would reformulated
I. gravating against mitigating factors properly factors to determine whether a Penalty phase presented instruction no. 3 instructed would have concluded that aggravators jury: three erroneous appropriate. the death sentence heinous, especially depraved cruel or testimony that hears the and views the aggravator, impris- the under sentence of uniquely witnesses is able to make the dif- aggravator, felony onment and the murder judgments required weigh- ficult moral aggravator.
ing aggravating mitigating and factors and determining is whether the sentence A. warranted. The trial court submitted to the the Furthermore,
statutory aggravating agree factor that I with Chief Justice de- “[t]he Quinn analysis in this espe- fendant committed the offense in an that harmless error dissenting Quinn’s Justice 1. See n. below. 2. Part V of Chief I, 11(C) opinion parts relies in some measure on argument part join. in III that I do not and an light purpose. Olinyk People, of its finding beyond a reason- requires case a (Colo. 1982). Although the P.2d that the error did substan- able doubt acknowledges pur majority that one of the tially the influence the verdict affect aggravator an poses provide I am for this was to proceedings. the unable fairness of persons already in beyond that additional deterrent for a reasonable doubt to conclude prison, majority ag- the the that this jurors by errone- contends the were unaffected to fur gravator provide also intended ous instruction. persons who, parole for on ther deterrence activity, previous their criminal by B. insufficiently they demonstrated that are time of the murder Davis Because the op. by penal Maj. sentences. deterred parole degree first sexual as- was on for majority point is to 181-182. The unable to sault, the on the trial court instructed legisla support for this contention class aggravating factor that “[t]he Furthermore, history. purpose tive this is person committed under felony was properly motivating as the more viewed imprisonment for class sentence of statutory aggravator force behind felony or 3 as defined Colorado law.” prior felony convictions. See (em- 11—103(6)(a), (1986) 8A See C.R.S. § 16— 11—103(6)(b).3 § 16— added). unpersuaded by the phasis I am aggravator majority’s contention that this C. persons parole. to include
was intended trial the kid- interpretation Our of criminal statutes is court submitted both aggravator, principles. napping statutory Three guided by several are First, 11—103(6)(d), felony murder particular relevance here. when a and § 16— 11—103(6)(g), jury. penal ambiguous, aggravator, to the code statute a court § 16— interpret light principle kidnapping Because the conviction should adopt felony felony ag- for lenity, requires predicate the court to murder gravator,4 the of both of these the construction that favors the defendant. submission Lowe, (Colo. to un- aggravators P.2d amounted 1983). Second, double-counting single look of a the court should constitutional agree crime. I legislative history aspect in an effort to determine with Chief Quinn legislative presenting intent. that Rights Civil Justice same Washington aggravating v. North Fire Pro circumstance Comm’n twice, Dist, (Colo.1989). artificially 772 P.2d I the instructions inflated tection agree Quinn importance single Chief Justice that factor and legislative history surrounding requirement 16- the constitutional section undermined ll-103(6)(a) legislature’s capital sentencing law tai- demonstrates the must be arbitrary persons prison applied cover lored avoid the intent to subsequent expansion capricious penalty. infliction of the death legislature’s legislative majority argues aggravator indicates a de that because Third, weight change preexisting law. was instructed that of each sire to than the number should construe the statute factor rather of factors felony aggravator: Quinn ma- icates to the murder second- 3. Chief Justice would hold 16-ll-103(6)(a) kidnapping, conspiracy degree jority’s is "in commit first- § construction of murder, degree conspiracy requirement to commit sec- derogation of the constitutional ond-degree kidnapping. party Because the persons eligible narrowing the class of agreement aggravator, Quinn, C.J., kill dissenting, slip death sentence.” 11—103(6)(e), also submitted § op. this issue and do at 220. I would not reach 16— felony-murder aggravator jury, had con- join part expressed that view III of predicate spiracy to murder its would double- dissenting opinion. Chief Justice’s aspect single of the defendant’s count crime. second-degree Although specifies majority opinion 4. The verdict form states that victim, felony ag- raped predicate sexually kidnapping for this assaulted the is the Davis *63 closing argument, charged gravator. was never with or convicted prosecutor's Davis however, pred- were these crimes. he asserted that there three
227
—
important,
double-counting
McKoy
Carolina,
was
was of ble.
North
v.
U.S.
legal significance.
-,
no
ignores
-,
1233-34,
This
like
1227,
S.Ct.
110
108
jurors
lihood that
are in fact influenced
(1990);
L.Ed.2d 369
Mills v. Maryland, 486
aggravators presented
the number of
as
367, 384,
1879,
1860,
U.S.
108 S.Ct.
100
weight they assign
well as the
to those
(1988).
L.Ed.2d 384
factors.5
in several
Courts
states have
provided
pertinent
5
Instruction no.
in
double-counting
impermis
found such
to be
part:
despite statutory
sible
schemes that theo
steps
your
first two
delibera-
If
retically
aggravating
make the number of
tions you have made unanimous find-
legally
State,
factors
irrelevant.
v.
Cook
ings that
prosecution
proven
has
be-
1251,
(Ala.1979);
So.2d
1256
369
v.
yond a reasonable doubt
that one or
Harris,
36,
782,
Cal.Rptr.
36 Cal.3d
201
679
more aggravating factors
exist
that
433,
(1984);
State,
P.2d
449
v.
Provence
exist,
no mitigating factors
or that a
783,
(Fla.1976),
denied,
337 So.2d
786
cert.
exist,
mitigating
you
or
factor
factors
969,
2929,
State N.C. S.E.2d majority following The asserts Jenkins, (1979); State v. 15 Ohio portion adequately the same instruction (1984). N.E.2d St.3d 296-97 ambiguous clarifies this statement:
II.
all,
If
or one more
jurors
be-
mitigating
lieve that a
factor
factors
capital
The
requires
federal constitution
outweigh
aggravating
factor or
permit
statutes
the sentenc
exist,
jury
factors
then
found to
shall
ing body
any
mitigat
to consider
relevant
enter a
imprisonment.
verdict
life
regarding
circumstances
defen
background,
dant’s character
and the
I am
why
at a
to see
loss
this would
Boyde
circumstances of the offense.
v. dispel the impression
created
the earlier
—
-,
-,
California,
110 S.Ct. portion of
the instruction that
1190, 1195-96,
(1990);
requirement constitutionally Moreover, aggravating closing argument prosecutor emphasized factors. the number of *64 constitutionally evi already interpreted relevant juror If a has sideration three. at -, 1198.6 previous portion Boyde, of the instruction S.Ct. at dence.” determination require unanimous pertinent part: in Instruction no. states exist, mitigating circumstances then which pen- During the course of the trial and language juror interpret that would you alty hearing received all the evi- majority only to allow relied on may you properly that consider dence jurors to make their own determinations decide the case. decision must Your mitigating weight of those regarding the law by applying made the rules of unanimously agreed upon step in factors you I to the evidence give which two. presented. instruction, ambiguity Given your duty It is to determine the facts necessarily high reliability and the level you the evidence have heard dur- from capital required penalty phase in of a including any ing the entire trial addi- trial, rea- I am unable to conclude no presented during the tional evidence interpreted this juror could sonable have penalty phase hearing_ impermissi- constitutionally in instruction you When I told not consider finding require a unanimous ble manner to statement, you were told to particular factor particular mitigating existed that a mind, your out of put statement con- that factor could be taken into before any in you may not statement consider weighing process. in sideration you in- your were deliberations disregard. The structed to unsworn B. evi- statement is not In this case the defendant exercised dence. argues right to allocution. The defendant Finally, you should consider all the evi- may trial have court’s instructions light your dence observations they jurors led the to believe that were experiences in life. mitiga- to consider the allocution allowed added.) closing In as (Emphasis argument, tion. well, prosecutor told the that un- requires The United States Constitution sworn statements are not evidence. capital sentencing scheme allow the that a majority simply there The concludes that sentencing any body to consider relevant juror not a likelihood that is reasonable mitigating regarding circumstances the de pre- applied the instruction to could background and fendant's character and allo- vent consideration the defendant’s E.g., circumstances of the offense. The Maj. op. disagree. at I cution. 193. at -, 1195-96; Pen Boyde, jury’s duty to repeated references 2946; ry, Skipper South evidence, with the consider the combined Carolina, 476 U.S. statement the defen- instruction’s (1985). majority The 90 L.Ed.2d evidence, is dant’s allocution not created acknowledges con defendant was unacceptable juror risk that a would have stitutionally entitled to have con considering prohibited from the allocu- felt might be relevant sider his allocution tion. Maj. op. mitigation. at 192. in this question case whether III. interpreted jurors may have instruction no. I hold preclude considering them from would also instructions comply do and verdict form this case
defendant’s allocution. standard requirements we enunciated is a reasonable likelihood with “whether there Tenneson, (Colo. P.2d applied challenged People has Tenneson, 1990). pros- held that the way prevents the con- instruction notes, Maj. op. n. majority Boyde jury’s at 193 "used the term decision." 6. theAs all a non-technical sense include 'evidence’ and circumstances relevant material *65 beyond jury beyond the a ecution must convince not mention the a reasonable doubt any mitigating that in pertinent part: reasonable doubt burden. It stated outweigh proven the factors do not statu- If jurors unanimously all agree that the factors aggravating and that death is tory aggravating factor or factors found to appropriate penalty. The instructions the outweigh mitigating exist the factor or present in the case given are inconsistent factors or there mitigating that are not confusing concerning prosecution’s the factors, you your then shall continue de- in step process. the three weighing burden in liberations accordance with these in- structions. of the Several instructions are relevant. four-step pro- Instruction no. outlined the provided Instruction 7no. further clarifi- required by the cess Colorado statute. It step jury’s cation the fourth in the delib- prosecu-
began a brief overview of the eration. It in step stated the third “[i]f tion’s burden: your you deliberations have made unani- penalty Colorado law the findings aggravating allows death mous that the factor only prosecution beyond if the proves outweigh ... or factors to found exist the miti- gating a reasonable doubt that: that mitigat- factors or there are no factors, you must now decide whether specified aggra- 1. One or more of the the defendant should be sentenced death vating beyond factors exist a reasonable life imprisonment.” doubt; and mitigating 2. No factor or out- factors The verdict form also omitted refer- weigh aggravating the factor factors a beyond ence reasonable doubt bur- beyond found exist a reasonable applicable weighing den aggravating doubt; and mitigating in perti- factors. It stated appropriate part: 3. Death punishment is the nent
in this ease.
We,
jury,
are
find
there
insuffi-
mitigating
cient
outweigh
factors to
the law is
This statement of
consistent with
aggravating factor or
factors
set
Tenneson. This instruction then
forth
proven by
prosecution beyond
been
discussing
each
paragraphs
a series
reasonable doubt.
steps
four
greater
detail. The first
paragraph explained
during
the first
Tenneson,
qualita-
wrote “[t]he
stage
jury
jury
deliberations
tively unique
irretrievably
final nature
beyond
must find
reasonable doubt that
penalty
death
‘makes it unthinkable
aggravator
specified
at least one
exists.
jurors
impose
the death
explained
next paragraph
during
The
they
when
harbor
reasonable doubt as to
”
jury
second
step
must consider
Tenneson,
justness.’
(quot-
its
at 791-92
any mitigating
whether
factors exist. The
ing State v.
112 N.J.
548 A.2d
Bey,
paragraph explaining step
three
(1988)).
emphasized
We
the en-
part
jury’s
pertinent
deliberations stated in
certainty
reliability
need for
hanced
only
jury
if
one or
finds that
“[i]f
792;
procedures.
Id. at
specified aggravating
more
out-
factors
Drake,
People
also
P.2d
see
factors,
weigh
mitigating
jury
then
(Colo.1988);
Durre,
proceed
step.”
should
fourth
(Colo.1984). Although in
P.2d
discussing
paragraph
step
fourth
provided
initial overview
instruction no.
jury deliberation instructs
correctly
2 the trial court
instructed the
beyond
prosecution
prove
must
a reason-
beyond
they
must be convinced
doubt that death is
appropriate
able
any mitigating
reasonable doubt
penalty.
outweigh
proven
factors do not
statu-
tory
factors,
penalty phase
aggravating
the instructions
included
instructions
beyond
explaining
greater
other instructions
de-
failed
include
a reasonable
places
stages
requirement
the three
tail
deliberations.
doubt
given
instruc-
specifically
Instruction no. 5 dealt
with the where the
detailed
deliberations,
weighing
step
step
but did tion as to its
three
delibera-
third
in-
then
was harmless
form also failed to
holds
the error
The verdict
tions.
doubt,
beyond
referring
reasonable
requirement.
I would hold that
clude this
States
decision
United
Court
unacceptable
created an
those omissions
*66
— U.S. -,
Mississippi,
v.
110
Clemons
ap-
jury
did not consider
risk
1441,
108
au
L.Ed.2d 725
as
S.Ct.
burden.
propriate
startling
thority for this
conclusion.1
IV.
penalty
requires
death
Colorado’s
statute
jury
mitigating
fact-finding
balance
profoundly
serious nature
Given
reaching
aggravating circumstances in
heightened
relia-
penalty
death
16-11-103(2), 8A
its ultimate decision. §
consistently required in
have
bility we
Tenneson,
(1986); People
v.
788
C.R.S.
hold
sentencing procedures, I would
death
(Colo.1990).
majority
P.2d 786
The
con-
above
that each of the errors discussed
dispositive” of the
Clemons
cludes that
“is
sufficiently undermines
the fairness
single
of whether submission of
issue
in
certainty
returned
of the death sentence
re-
aggravator
jury
unconstitutional
require
agree
I also
case to
reversal.
this
quires reversal of a sentence of death.
Quinn that
the cumula-
with Chief Justice
Maj. op.
permis-
at 179. That conclusion is
of these errors further under-
tive effect
only
properly may
this court
re-
sible
if
re-
need
I would
scores the
for reversal.
weigh
in the manner the
evidence
return the
of death and
verse
sentence
However,
Court described Clemons.
un-
directions
case to the trial court with
Mississippi Supreme
Mississippi
der
law the
imprisonment.
a sentence
life
impose
authority to
apparently
Court
has
decide
penalty
for itself whether the death
should
dissenting.
Justice KIRSHBAUM
aggravating
when an
factor
be affirmed
Quinn’s
part IV
join
I
of Chief Justice
should not have
upon
jury
which the
relied
is
probability
great
dissent. Because
Clemons, 110
presented
jury.
been
to the
jury’s consideration of the uncon-
that the
I
principle
know of no
S.Ct. at
heinous,
“especially
de-
cruel or
stitutional
authorizes this court to
Colorado law that
im-
praved”
rendered its verdict
aggravator
type
credibility
evaluation
engage
eighth
permissibly
suspect
under
contemplated
evidentiary comparisons
United States Constitu-
amendment
required
weighing process
our
tion,
be vacat-
the sentence of death should
jurisprudence
The
statute.
re-
ground alone and the case
ed on that
appellate
of this state has established that
imposition of
the trial court for
manded to
adjudication
fact-finding
does not embrace
imprisonment.
a sentence of life
D.G.P.,
See,
People
re
e.g.,
authority.
recognizes
aggra-
this
majority
238,
(1977);
God
194
I
majority’s
also find untenable
con-
hideous,
The defendant’s conduct was
clusion
and can
that this
should
accu-
prosecutor emphasized
closing
in his
rately
psychoanalyze the state of mind
arguments. That historic fact
not in
they
all
had
considered a
jurors
twelve
However,
dispute.
I conclude
this
narrowing
record that contained a
instruc-
court cannot ascertain from the
record
satisfying
tion
articulated in
standards
what
case
would have done
*67
Florida,
242, 96
S.Ct.
had it not
considered
unconstitutional
Proffitt
(1976).
vator, however, prosecutor emphasized establishing evidence the inhuman na- brutally
ture of defendant’s conduct Virginia rebuttal,
murdering May. In
prosecutor emphasized the again “hideous”
nature of the defendant’s bestial conduct. Relying Stephens, on Zant v. Petitioner, SAVINGS, COLUMBIA majority determines that because the ZELINGER, Respondent. Pearl same evidence would have been admissible aggravators, prosecu- establish other No. 88SC551. tor’s references that evidence did not Colorado, Court of Zant, constitute reversible error. how- En Banc. ever, Georgia arose in the context of a did statute that not contain 25, 1990. June balancing features of section 16-11-
103(2). statute, juries may our Under con- aggravator outweighs
clude that one so penal- factors the death mitigating
ty imposed. possible should be It is beyond
conclude a reasonable doubt that jury’s here not turn decision did significance
considerations of the alone, aggravator espe-
unconstitutional
