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Malloy v. Hogan
378 U.S. 1
SCOTUS
1964
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*1 HOGAN, MALLOY SHERIFF. Argued

No. 110. March 1964. Decided June *2 filed a brief the cause and argued Harold Strauch petitioner. Connecticut, LaBelle, Attorney for

John D. State’s him on the brief With respondent. the cause for argued Jr., Hultgren, Harry W. George Stoughton D. and were Attorneys. Assistant State’s Civil a brief for the American

Melvin L. filed Wulf curiae, urging reversal. as amicus Union, Liberties curiae, urging affirmance, were filed Briefs of amici Mosk, William É. Stanley Attorney California, General Ringer, James, Attorney General, and Gordon Assistant California; for the Deputy Attorney General, State Silver, Uviller, Hogan, H. Richard by Frank S. Edward S. Juviler, Irving Aaron E. P. Michael R. Koota Seid- Attorneys’ for the National District man Association. opinion delivered the Brennan Justice Mr. Court. to prior

In this case asked reconsider decisions arewe holding self-incrimination safeguarded against state action the Fourteenth 211 Twining Jersey, 78; Amendment. v. New California, Adamson v. S. 46.1 question upon In both cases was whether the failure comment prosecu of an to accused take the stand in his own defense in a state privilege. tion assumed, decided, violated the It was but not in both prosecution such cases that comment in a federal for a federal offense infringe provision per- would of the Fifth Amendment that “no raid in during gambling arrested was petitioner guilty pleaded He Connecticut, police. by Hartford, sen- and was misdemeanor, selling, pool the crime The sentence $500. and fined year jail tenced one at which days, after suspended to be ordered was years. for two probation placed on was to be time he petitioner guilty plea, his after 16 months About by the appointed a referee testify before ordered inquiry an County to conduct of Hartford Superior Court in the criminal activities and other alleged gambling into questions asked number petitioner was county. The and conviction. surrounding his arrest related events grounds “on the any question answer He refused to ad- Superior to incriminate me.” may tend *3 him prison him and committed contempt, in judged Petitioner’s willing questions. to answer the until he was by the corpus was denied application for writ habeas Supreme Court and the Connecticut Superior Court, 220, A. 2d 744. Errors affirmed. 150 Conn. 187 privilege Fifth Amendment’s latter court held that the in to a witness was not available against self-incrimination Amendment ex- the Fourteenth proceeding, a state that had not petitioner and that the privilege him, tended no under Con- privilege available the properly invoked the S. granted certiorari. 373 U. We necticut Constitution. Amend- hold the Fourteenth We reverse. We that 948. protection the guaranteed petitioner ment the self-incrimination, against privilege Fifth Amendment’s standard, federal applicable under and that holding in of Errors erred Supreme Court Connecticut invoked. properly was not that the compelled case to be a witness in criminal son . . . shall be statements the Court himself.” For other apply privilege in state the federal Amendment does Fourteenth Snyder Hurley, 127-129; 117, v. see Cohen proceedings, v. 366 U. S. Massachusetts, 97, 291 105. U. S.

4

The extent to which pre- the Fourteenth Amendment vents state rights invasion of enumerated the first eight Amendments has been considered in numerous cases this Court since adoption the Amendment’s Although many have deemed Justices the Amend- ment all incorporate eight of Amendments,2 view which has far prevailed thus dates from decision Q. in Chicago, 1897 B. & R. Co. v. Chicago, 166 U. S. which held 226, that the Process requires Due Clause States to just compensation for private property pay taken for public use.3 It was on authority of that decision that Twining Court said in 1908 New v. Jersey, supra, possible “it per- some of the rights sonal safeguarded by eight the first Amendments 2Ten supported Justices have this view. See Gideon v. Wain wright, 335, (opinion 372 U. S. 346 of Mr. Justice Douglas). expressed unpersuaded itself as In Kemmler, this view in re 436, 448-449; 136 U. S. Brush, 155, McElvaine v. 142 U. S. 158- 159; Dow, Maxwell v. 581, 597-598; Twining Jersey, 176 U. S. v. New supra, p. Spies Illinois, 96. See v. 123 U. S. 131. Decisions that particular guarantees safeguarded against were not state action Privileges provision Immunities Clause or other of the Four teenth Amendment are: United States Cruikshank, 542, v. 92 U. S. 551; Prudential Ins. Cheek, Co. v. 530, (First 259 U. 543 Amend ment) ; Illinois, Presser (Second Amendment); U. S. Weeks v. United (Fourth Amendment); California, Hurtado (Fifth require *4 grand jury ment of indictments); Palko Connecticut, v. 302 U. S. 319, (Fifth 328 Amendment jeopardy); Dow, double Maxwell v. supra, (Sixth at 595 jury trial); Amendment Sauvinet, Walker v. 90, (Seventh Kemmler, 92 U. S. 92 jury trial); Amendment In re supra; Brush, supra; McElvaine v. Vermont, O’Neil v. 144 U. S. 323, (Eighth 332 prohibition against Amendment cruel and unusual punishment). 3In Baltimore, Barron 243, v. 7 adoption Pet. decided before the of the Amendment, Fourteenth Chief Marshall, speaking Justice for Court, right held against that this was not secured state action provision: the Fifth private Amendment’s “Nor property shall public just be for use, compensation.” taken without

5 safeguarded against may also be action National would a denial a denial of them action, state because 211 at 99. law.” U. process S., of of due past deci not hesitated to re-examine The Court has central Fourteenth Amendment less according the sions that which of liberties than preservation in the basic role they when added the contemplated by its Framers al Thus, our constitutional scheme. Amendment said “neither as late as 1922 though Court provision of any other Amendment nor Fourteenth imposes upon of the United States the Constitution speech’ . . . ,” about ‘freedom States restrictions Cheek, Co. 530, S. three Prudential Ins. 259 U. 543, v. York, v. New S. initi Gitlow 652, later 268 U. years today hold immune ated series of decisions protection every First Amendment from state invasion rights spirit of mind and freedoms for the cherished —the and speech, religion, assembly, association, press, grievances.4 petition redress Connecticut, Palko Similarly, 319, v. 302 S. decided U. 1937, rights secured the Fourth suggested protected against action, not Amendment were .in 324, 302 citing, S., statement U. 1914 Weeks v. United 232 383, U. S. 398, Fourth directed to “the individual In 1961, misconduct of officials.” however, [state] 4 g., York, (speech 652, press); E. New 268 Gitlow v. U. S. 666 and City Griffin, (speech 444, press); Lovell 303 450 and v. Sullivan, (speech York 254 New Times Co. v. 376 U. S. Baxley, press); City 313, (speech); Staub 355 S. 321 Gros v. U. jean Co., 233, (press); v. American Press 297 U. 244 Cantwell v. S. Connecticut, Jonge Oregon, 296, (religion); De 310 U. S. (assembly); Tucker, S. Shelton 364 U. (association); NAACP, rel. Louisiana ex Gremillion v. (association); Button, (association NAACP v. 371 U. S. 415 Virginia speech); Brotherhood Railroad Trainmen v. ex rel. Virginia (association). Bar, State S. 1 377 U. *5 light decisions,5 held that in the of later was settled . . right taken as that the Fourth Amendment’s against of privacy has been declared enforceable through States Due Process Clause of Four- Ohio, . . . v. teenth S. Mapp 643, Again, U. 655. although prosecu- the Court held 1942 that a state tion for a noncapital offense, “appointment of counsel is not a v. right,” Brady, fundamental Betts 316 U. S. 455, Alabama, Powell 471; 45, cf. v. last only Term pro- decision re-examined and it was held that vision of counsel all criminal cases was “a fundamental to a fair thus right, trial,” oblig- essential was made atory on the States the Fourteenth Amendment. Wainwright, Gideon v. 335, 372 U. S. 343-344.6 today We hold exception the Fifth Amendment’s compulsory from self-incrimination is protected by also the Fourteenth against abridgment by the States. Twining Decisions the Court since and Adam- son from departed have contrary expressed view in those discuss cases. We first decisions which forbid the use of coerced confessions in state criminal prosecutions.

Brown Mississippi, v. 278, was the first case in which held the Court Due Process pro- Clause from using hibited States the accused’s coerced con- against fessions him. The Brown Court'in felt impelled, light Twining, say conclusion did its not in- volve self-incrimination. “Compul- sion by torture to extort a confession is a different matter.” 297 S.,U. at 285. But this distinction was soon Colorado, See v. Elkins v. United 27-28; 338 U. S. Wolf 6See California, also Robinson S. 660, which, despite 370 U. Kemmler, In supra; re Brush, supra; McElvaine O’Neil v. Ver mont, supra, applicable Eighth made to the States the Amendment’s punishments. ban on cruel and unusual

7 a admissibility of confession today abandoned, and same standard by is prosecution a state criminal tested in Bram 1897, when, since prosecutions in federal applied States, that the Court held v. United 532, “[i]n 168 S. U. States, wher trials, the courts of United criminal incompetent is a confession a arises whether question ever by por controlled voluntary, the issue is not because of Constitution of the Fifth tion person no be com commanding that 'shall States, United a him any case to be witness criminal pelled ” Id., at constitutional test, 542. Under self.’ officers in of state not whether conduct inquiry is whether the but obtaining shocking, the confession must not voluntary: is, was “free and confession [it] nor ob violence, or by any sort threats be extracted slight, however implied promises, or by tained direct Id., . .” any improper influence. . by exertion nor States, Hardy v. United 224, S. see also 186 U. 542-543; at States, 14; Smith v. Wan United v. 266 U. S. 229; 1, In per other words the United 147, 150. 348 U. S. compelled to incriminate himself. not have been son must by a confession secured held inadmissible even We have circumstances, certain whip refusal, mild a as the under so wife until confessed. suspect call his he to allow Haynes Washington, 373 S. 503. v. U. in state cases to the federal standard

The marked shift California, with Lisenba v. S. where the began U. deny, “free choice to spoke admit, the accused’s Id., at v. 241. See or to refuse to answer.” Ashcraft Tennessee, York, New Malinski v. 143; 322 U. S. Lynumn v. 401; Spano York, v. New 315; 360 U. S. S.U. Haynes Washington, Illinois, v. 528; American recognition 503. The shift reflects prosecution inquisi- criminal not accusatorial, system its Fifth Amendment torial, and that Richmond, Rogers mainstay. essential state and are thus constitu- Governments, federal, by guilt inde- tionally compelled establish evidence freely may coercion pendently secured, prove charge against an accused out his own mouth. prohibits Since the Fourteenth Amendment the States person inducing through “sympathy from to confess York, Spano New falsely aroused,” supra, or “compulsion other like far short tor- inducement *7 Haynes Washington, ture,” supra, it follows fortiori that it also forbids the to States resort imprisonment, as him here, compel might to answer questions that incriminate Fourteenth him. The Amendment secures privilege state invasion same the Fifth guarantees against infringement Amendment federal —the right person of a to remain silent unless he chooses to speak in the unfettered exercise of his own and to will, suffer no Twining, as held in for such penalty, silence.

This conclusion is fortified our recent decision in Mapp Ohio, Colorado, overruling 643, U. S. v.Wolf 25, had a prosecution held “that in a State court for a State crime the Fourteenth Amendment does not forbid the admission of evidence obtained an unreasonable search and seizure,” S., 338 U. at 33. Mapp held that Fifth privilege Amendment against self- incrimination implemented the Fourth such cases, guarantees and that the two of personal secu rity conjoined the Fourteenth Amendment to make the exclusionary rule obligatory upon the States. We relied upon great case of Boyd States, v. United decided in 1886, which, considering Fourth Fifth running Amendments as “almost into each other,” id., at “Breaking held that into a house and opening boxes and drawers are of circumstances aggravation; but compulsory forcible and extortion of a man’s own or testimony private of his papers used as evidence him convict of crime or to forfeit his is within goods, At . . . Amendments] of condemnation [those Mapp: 630. We said Government, Federal that, find

“We States, as to the and, Amendments and Fifth Fourth pri- invasions from unconscionable freedom upon convictions based from and the freedom vacy relation’ an ‘intimate enjoy do coerced confessions humanity and ‘principles perpetuation in their strug- only years after . . . liberty civil [secured] 543- 168 U. Bram v. Utlited gle,’ of each Amendment philosophy 544 .... although not to, complementary freedom of each sphere other in its of the upon, that dependent they assure together least that very influence —the on convicted man is to be is that no sphere in either at 656-657. S., 367 U. evidence.” unconstitutional privilege Boyd view returning to the In thus S., government,” free “principles of the is one Twining con- necessarily repudiated Mapp 632,7 de- rule of evidence “best as mere cept *8 of universal unchangeable principle an as fended not justice proved by experience expedient.” as a law to but 211 U. atS., brief that concedes his Sheriff respondent involving coerced those decisions, particularly our

under 7 discovery any compulsory Boyd privilege, said of the “. . . had is him of crime ... by extorting party’s oath ... to convict the government. to contrary principles It is abhorrent the of a free to of an Englishman; to the instincts of an it is abhorrent the instincts despotic power; may purposes but it cannot It suit the of American. liberty personal freedom.” pure atmosphere political of abide the S., 116 at 631-632. U. is, and Fifth Amendment has said: “I believe the Dean Griswold expression the moral through period an crisis, has been community. reflection of our common striving It has been a of the hearts.” The symbol America which stirs our a of the conscience, Today (1955). 73 Fifth a system accusatorial has become confessions, “the society our and, fundamental the fabric of part hence, is enforceable the States.” State availability of the urges, however, that federal inquiry a a state is to be deter to witness according stringent mined to a less standard than is applicable proceeding. disagree. in a federal We We guarantees have held of the First Amendment, that York, Connecticut, Gitlow v. supra; New Cantwell v. NAACP, 296; S. ex rel. U. Louisiana Gremillion v. prohibition U. unreasonable searches and S. California, seizures the Fourth Ker v. Amendment, right guaranteed by to counsel the Sixth Wainwright, supra, Gideon v. all Amendment, are to be enforced States against the under the Fourteenth Amend ment according protect same standards that those personal rights against federal encroachment. In the co cases, erced involving policies confession privi lege suggestion has been a itself, there no that confession might be considered coerced if used in federal but not rejected a state tribunal. The Court thus has the notion the Fourteenth Amendment applies the States only “watered-down, subjective version of the indi-

8 The brief states further:

“Underlying excluding the decisions coerced confessions is the implicit assumption privileged against an accused incriminating is jail himself, house, grand jury either in room, or on the public witness stand in a trial. . . . fundamentally

“. . . It suggest, inconsistent the Court's opinions suggest, entirely now compel free State an accused to grand jury, incriminate himself before trial, or at the police but recognition cannot do so in the station. Frank prohibits fact that the Due Clause enforcing Process the States from *9 by compelling confess, regardless their laws the accused to of where compulsion occurs, only clarify such would principles not the involved cases, significantly confession would but assist the States in their comply upon efforts the placed to with limitations them the Fourteenth Amendment.”

11 rel. ex Eaton Ohio Rights,” of Bill of the guarantees vidual If (dissenting opinion). Price, 263, S. v. U. Cali- Adamson v. S. Hurley, Cohen 366 U. v. privilege of the application an supra, suggest such fornia, suggestion cannot survive self-incrimination, Twining view the recognition degree is a is accorded What privilege has been eroded. self, one’s refusing to incriminate privilege or federal may be either prosecution feared Comm’n, post, Murphy v. state authorities. Waterfront to have different stand- incongruous be 52. It would p. privilege based validity of a claim ards determine depending on whether prosecution, feared on the same Therefore, federal court. asserted a state or claim was an accused’s determine whether the same standards must proceeding justified. or a federal silence in either claim that the State petitioner’s We turn protection priv- him of his federal Connecticut denied peti- be considered irrelevant ilege. It must a and not statutory inquiry a was witness in tioner long for it has been in a criminal prosecution, defendant protects in similar privilege witnesses settled that Hitchcock, S. inquiries. federal Counselman v. U. 547; McCarthy Arndstein, 34; S. U. Hoffman recently elaborated We United standard the content the federal Hoffman: privilege only “The extends to answers afforded . support conviction . . that would themselves embraces which would furnish but likewise those link chain of to prosecute evidence needed witness, upon interposing claim, f the his were re- [I] hazard ... he would com- quired prove the be very which the pelled protection surrender designed guarantee. To sustain the only implica- it need from the privilege, evident setting in the question, tions in which it is *10 or responsive question asked, that answer might it cannot answered explanation why an be could dangerous disclosure injurious be because S., result.” at 486-487. U. that, applying judge also must test,

We said that “ clear, all from careful consideration of ‘perfectly mis- the circumstances that the witness is case, taken, that cannot have possibly and the answer [s] tendency’ S., such to incriminate.” argues State of Connecticut Connecticut properly applied courts the federal standards to the facts disagree. of this case. We investigation of which petitioner course was

questioned began when Superior Court in Hartford County appointed the for- Ernest A. Inglis, Honorable merly Chief Justice of an Connecticut, inquiry conduct into whether there was reasonable cause to believe including crimes, gambling, being were committed in County. Hartford Petitioner appeared on January and in both instances he was asked substan- tially questions the same sur- about circumstances rounding his arrest for pool selling conviction in late questions 1959. The petitioner refused answer may be summarized as follows: (1) for whom did he work September on 1959; (2) who paid selected and his counsel in connection with his on arrest that date and subsequent conviction; (3) who paid selected and his bondsman; (4) paid who fine; (5) his what was the name of the tenant of the apartment in which he arrested; and (6) did know John Bergoti. he The Connecticut Supreme Errors ruled that the answers to these questions could tend to him incriminate because the defenses of double jeopardy and running of the one- year statute of limitations on misdemeanors would defeat prosecution growing out his answers to the first held court question, As for sixth questions. five of his explain how a revelation petitioner’s failure him vitiated incriminate' relationship Bergoti would with *11 privilege of the afforded protection his claim state law. by the Errors, tested conclusions of the Court of of the account standard, fail to take sufficient

federal The inter- in asked. questions which the were setting crime, into inquiry a rogation part wide-ranging was of on in It was admitted including Hartford. gambling, argument indeed it of oral behalf the- State at —and the from themselves —that State questions obvious identity of the petitioner desired elicit from the in connection pool-selling operation ran the person who It appar- had arrested 1959. with which he been person if might petitioner apprehend ent his in unlawful disclosure engaged activity, were still a link in a chain of evidence sufficient might name furnish crime petitioner with a more recent to connect the might prosecuted.9 still be which he concerning whether Analysis question, sixth yields a conclusion. Bergoti, John similar petitioner knew appar- it have been inquiry, context of should In the suspected by the State Bergoti was ent to the referee that of the way in some matter subject to be involved question An answer to the investigation. affirmative 9 918, reversing per Greenberg States, See v. United U. S. 343 States, 201; Singleton S. re curiam, F. 2d v. United 343 U. versing per curiam, Coffey, 198 2d In United States v. 193 F. 464. Emspak v. (C. approval in United Cir.), 2d A. 3d cited with F. States, Appeals for the Third Circuit 349 U. the Court stated: really danger determining apprehends

"in the witness whether skeptical; answering question, judge permit be cannot himself to acutely he of crime rather must be aware in the deviousness may approached be and achieved its detection incrimination unlikely inquiry.’' 2d, at lines of 198 F. 440-441. obscure petitioner well either connected with a more might have at operated as waiver his crime, recent or least have relationship pos- reference his with with. Rogers States, v. United sible criminal. See therefore, each conclude, ques- 367. We that as to tions, it from the implications ques- was “evident setting it asked, respon- that a tion, [was] question why sive answer to the or an explanation of might dangerous answered be because [could not] v. United injurious disclosure could result,” Hoffman Singleton v. United S.,U. see 486-487; States,

Reversed. Douglas Mr. joins opinion While Justice *12 Court, he also adheres to his concurrence in Gideon Wainwright,

Mr. Justice Harlan, whom Mr. joins, Justice Clark dissenting. adjudged petitioner has contempt

Connecticut this refusing for questions to answer in a inquiry. of State, courts whose embody the laws a privilege against self-incrimination, refused recognize petitioner’s the claim of finding privilege, questions that the him asked not incriminatory. were This Court now con- holds the tempt adjudication because, unconstitutional it is decided: (1) the Fourteenth Amendment makes the Fifth Amend- self-incrimination, privilege against ment applicable to States; (2). the federal justifying standard a claim of privilege applies likewise to the States; and (3) judged by that standard petitioner’s claim of should have been upheld.

Believing reasoning that behind the deci- Court’s extremely sion carries if mischievous, con- dangerous, federal sequences system our realm of criminal importance I of the enforcement, law must dissent. and incursion which the Court presented issue the serious principles constitutional time-honored, on basic makes exposition my a full reasons. justify

I. in fact opinion accepting I only can read the Court’s rejects theory: application what it Amendment, forms federal the Fourteenth of the via eight criminal embodied within the first procedure is true that Amendments to the Constitution. While it crim- one of state today only aspect the Court deals with “incorporation” and rejects inal the wholesale procedure, logical requirements, federal constitutional such premises its novel gap between the Court’s and consti- only by bridged I can, submit, be tutional conclusion premise Due Process Clause the additional is a directive Fourteenth Amendment shorthand among provisions pick and choose this Court chosen, freighted and those eight apply first Amendments doctrine, body entire of federal with their accompanying enforcement the States. to law continuing- accept agree proposition I with the conception of Four- of the constitutional re-examination required, process” of law Amendment “due teenth justice community’s sense development of the protection may expansion in time lead to *13 agree I case, particular affords. In process due ex- gives process which due justice to principles that Court, prohibit of this as reflected decisions pression, Federal prohibits the the Fifth Amendment State, a as solely imprisoning person a because Government, from him may which incriminate give evidence he refuses understand, how- I do the laws of the State.1 not under by this been decided precise question has not heretofore 1 That Jersey, cases which Twining 211 U. and the v. New S. Court. ever, process how this of re-examination, which must refer always to the guiding standard of due process law, including, particular of course, guarantees reference to the of the Bill Rights, by can be simple short-circuited incorporating device of into process, due without critical examination, body whole law surrounds specific prohibition directed the Federal Govern- ment. consequence an approach such to due it process pertains inevitably States is disre- gard of all relevant may differences which exist between and criminal federal law its enforcement. The ultimate compelled result is uniformity, which is incon- purpose sistent with the of our system federal and which is achieved either encroachment on the States’ sov- infra, p. 17, it, precisely followed see all involved issues not similar. Although broadly the Court has stated that an individual could “be required to himself in Cohen proceedings,” incriminate . . . state Hurley, 117, 127, context in which such statements were made recognized had in right State each case Twining, supra, remain In primary silent. now authority, until the Court noted have, that “all States Union from time time, varying with form but meaning, priv- uniform included the ilege except constitutions, in their Jersey the States of New Iowa, part and in those is existing States it held to be law.” S., 211 U. at 92. While I do believe coerced confession furnish cases incorporating basis for the Fifth Fourteenth, Amendment into the infra, pp. 17-20, they do,

see me, carry implication seems to an oneself, coercion incriminate even when under forms of Mississippi, law, Brown cf. infra, discussed pp. 17-18, process. every already inconsistent with due Since State recognizes privilege against defined, self-incrimination so see VIII Wigmore, (McNaughton 1961), Evidence §2252, rev. the effect of including process only such in due possi- to create the bility question, that a federal to be decided under the Due Process Clause, accept would be raised a State’s refusal to a claim of the privilege. *14 enforcement in federal law byor dilution

ereign powers Rights. Bill of protections found specific II. that “the reaffirmed recently 1961, this Court

As as self-incrimination,” Fifth Amendment’s Cohen States. ante, against the 3, p. applicable was most had been question Hurley, 366 117. v. Jersey, 211 S. Twining v. New U. fully explored in has this Court Twining decided, when 1908, Since exemption “the expressed to the view there adhered the courts compulsory from self-incrimination part of the Federal Constitu- by any secured is not States Massachusetts, 291 Snyder v. S., at 114. tion,” 285; 278, v. 297 U. S. 105; Mississippi, Brown S.U. Connecticut, 319, 324; Adamson S. 302 U. Palko Schweitzer, 357 U. Knapp v. California, 46; in- Although cases Cohen, none these 374; supra. refusing incriminate prison a commitment volved relevantly dis- they are law, under state oneself ground,2 on that narrow it this case tinguishable from been today that until from them has clear perfectly privi- law that regarded settled Fifth such apply as process reasoning, lege not, by any did to the States. of author- consistent line suggests

The Court development by the concurrent ity has undermined been of coerced con- areas doctrine of constitutional post rea- and seizure. This and search fessions facto no intimation Certainly there has been at best. soning Twining tacitly has been overruled. now that until supra, this Court Mississippi, in Brown v. It was confession in the use of coerced prohibited first had been tor- in Brown petitioners criminal trial. supra. note See *15 hardly they confessed. The Court was tured until an artificial when it making distinction said: right . to question

. the State [T]he is privilege against withdraw self-incrimination compulsion involved. The to which not here Twining Snyder, quoted statements and [from supra,'] processes justice by refer that of the is may which the accused a witness and called as testify. Compulsion torture to extort required a confession is different at S., matter.” 297 U. (Emphasis supplied.) majority simply wrong it when asserts that perfectly distinction understandable “was soon aban- ante, doned,” pp. ante, 6-7. In none of cited, pp. the cases 7-8, in which was developed sweep the full of the consti- prohibition against tutional use of coerced confessions at trials, anything state was there suggest Fifth being was applicable made proceedings. In California, Lisenba v. 219, privilege against self-incrimination is not mentioned. question The relevant before the Court was whether “the evidence requires that we set [of coercion] aside the find- ing of two and a jury, courts and adjudge admission of the confessions so fundamentally unfair, contrary so concept common of ordered liberty, to amount a taking of life Id., without due process law.” at 238. The question was Tennessee, the same v. Ashcraft 143; adverted the Court there to the “third degree,” id., g., e. 150, at note 5, inquisitorial prac- “secret 3Nothing opinion supports in the in Brown the Court’s intimation here, p. ante, 6, Twining if had not on books, been reversal of the convictions would have been based on the Fifth Amendment. plain regarded it made in Brown that it the trial use of par confession extracted torture as on a with domination of a by mob, see, g., trial e. v. Dempsey, Moore 86, 261 U. S. where the S., trial “is pretense,” a mere 297 U. at 286. York, S. New v. id., Malinski at 152.

tices,” is not self-incrimination same; the is the York, S. New 360 U. v. Spano too So mentioned.4 Haynes Illinois, 528; S. 372 U. 315; Lynumn Rich- Rogers v. Finally, in S. 503. Washington, 373 U. recognize did although the Court mond, 365 U. sys- inquisitorial an and not accusatorial “ours is an concerned the Court clear that id., tem,” ibid.; see confessions, of coerced problem only with *16 Court’s nothing support the opinion the includes Amendment ante, “the Fifth p. 7, that here, assertion system. of our mainstay” essential is . . . [the] that it explicit made it Adamson, supra, the Court In standard deter- increasingly strict regard the did not con- trial of an out-of-court admissibility at mining the Twining. After holding of undermining the fession protect, process clause does stating that “the due freedom existence, of its mere accused’s by virtue trials that testimony by compulsion giving from by the Fifth interference him federal secured to is clause process due said: “The the Court Amendment,” or torture testify by hurt, fear compulsion to forbids that other of coercion type It forbids exhaustion. at scope process.” S., of due within falls properly here for in a state court is so, “And when a conviction by right protected the Fourteenth that a review, under a claim question record denied, the not whether the has been specific provisions of the disclose an infraction of one can be found to concretely present eight To come first amendments. of the by permits finding, question the record case, is not whether assumptions reasoning, psychological process tenuous self-incrimination confession was forced to Malinski means of a question The is whether Fifth Amendment. exact defiance of the deprived proceedings which resulted in his conviction the criminal constitutionally en process he was due of law him swpra, (opin guilt Malinski, at 416 determined.” titled have his J.). Frankfurter, ion of (footnotes omitted). regarded the Court these Plainly, two lines cases as distinct. also Palko v. Connecti- See cut, supra, Cohen, to the same effect.5 supra, Twining, which adhered to all decided after but a few confession cases which the Court mentions. The prob- coerced confession cases are relevant lem of this they Twining case not because overruled sub silentio, but they applied rather because the same stand- ard of fundamental applicable fairness which is here. recognition in supervision The them that federal of state procedures criminal directly must be based on re- quirements of process entirely due inconsistent with theory espoused by here majority. parallel treatment of federal and involving state cases coerced confessions resulted from fact same demand process due was applicable both; it was not the consequence of the automatic engrafting of federal law construing provisions constitutional inapplicable to the States onto the Fourteenth Amendment. in Mapp Ohio, decision

evidence unconstitutionally seized, Colorado, see v.Wolf *17 338 U. 25, may S. 28, be used in a state criminal trial furnishes no ante, “fortification,” see p. 8, for today’s deci- sion. very The passage from Mapp the opinion which ante, the Court quotes, p. 9, explicit makes the distinct bases of the exclusionary applied rule as in federal and state courts:

“We find that, as to Federal the Government, Fourth and Fifth Amendments and, as to the States, the freedom from unconscionable pri- invasions of vacy and the freedom from convictions based upon coerced confessions do enjoy an ‘intimate relation’ 5 In Adamson Palko, supra, which adhered to the rule an nounced in Twining, supra, the Court cited very some of the cases now majority relied on Twining to show that gradually being eroded. S., 332 U. 12, 13; *18 . . . ,” inclusion and exclusion judicial process ual Orleans, v. New process 104. Due Davidson in general rules established “observance of those requires security private for the system jurisprudence our rights.” Hagar District Reclamation No. California, 708. See Hurtado v. S. 516, 537. attempted

“This court has never with define precision the process words ‘due of law’.... It is say that there are sufficient to certain immutable principles very which inhere in the idea justice government of free which no member of the Union may disregard.” Hardy, Holden v. S.U. 366, 389.

It followed from recognition process that due en- compassed the safeguards fundamental of the individual against the governmental abusive exercise of power that some of the restraints on the Federal Government specifically were Rights enumerated in the Bill of applied against But, also the States. while of a particu- inclusion lar provision Rights might the Bill of provide historical right evidence that traditionally involved was re- garded as fundamental, right inclusion of due process entirely was otherwise independent of the first eight Amendments:

“. . . possible personal that some of the [I]t rights safeguarded by eight the first Amendments against National action may safeguarded also be action, because denial of them would so, be a denial of process due of law. ... this is If rights it is not those because are enumerated eight Amendments, they but because are such first they a nature that are included the conception of process due Twining, supra, (Em- law.” phasis supplied.)

Relying heavily on Twining, Mr. Justice pro- Cardozo may regarded vided what expression as a classic of this Connecticut, approach Palko v. supra. After consid- ering a number of individual rights (including right *19 very oneself) which were “not of the not to incriminate id., he liberty,” of a at scheme of ordered essence said: moral a different of social and plane

“We reach and immunities privileges we to the pass values when from articles that have been taken over the earlier brought rights of the of within federal bill process absorption. aby Fourteenth Amendment in fed- origin These were effective their Amend- government alone. If the Fourteenth eral them, process absorption ment has absorbed liberty has had source the belief that neither its Id., if sacrificed.” justice they nor exist were would 326. made the on, independence Mr. Justice Cardozo Further first provisions from the of the Due Process Clause eight explicit: Amendments concept process,

“Fundamental ... due thought con- liberty, and so in that of that only after trial. Scott demnation shall be rendered McNeal, v. 34; Blackmer United U. be a moreover, must hearing, 284 U. S. 421. Demp- or a Moore v. one, pretense. real not a sham Holohan, Mooney S. 103. sey, 86; in a case ignorant capital For defendants reason, unlawfully when condemned were held to have been truth, they were refused though form, Alabama, supra, pp. 67, aid of Powell v. counsel. upon the fact The decision did not turn 68. guaranteed would have been the benefit of counsel the Sixth provisions to the defendants they had in a federal prosecuted if been upon the fact court. decision turned in the evidence situation laid before us particular to the counsel was essential substance the benefit of Id., at hearing.” metaphor It is that Mr. Justice Cardozo’s apparent transplan- “absorption” suggest was not intended to surrounding specifics law of the first tation of case very different soil of the Four- eight Amendments *20 For, as he Due Process Clause. teenth Amendment’s Amendment plain, what the Fourteenth perfectly made basically depend does not on what requires of the States of the Federal eight require Amendments the first Government. that First proper perspective, therefore, fact

Seen given generally equal have been protections Amendment domains or that some scope in the federal and state de- procedure of criminal the Due Process Clause areas Bill Rights as the demands mands as much the States only tangentially of the Federal is relevant Government, toying It with consti- question to the now us. before principles “rejected to assert that has tutional the Court applies notion that the Fourteenth Amendment only ‘watered-down, states version of the subjective indi- ” ante, guarantees vidual of the Bill of Rights,’ pp. 10-11. has, single exception What the Court with the of the Ker case, supra, p. 21; infra, p. 26, consistently see rejected Rights, such, applies the notion that the Bill of in any aspect States at all.

If attends to areas to which one those points, Court ante, p. 10, in which the prohibitions the state and governments federal in parallel have moved tracks, the again reveal approach cases fact that the Court’s usual ground has prohibitions against been to action state squarely on due without on process, reliance intermediate any of eight the first Although Amendments. more re- cently the Court referred has to the First Amendment protection expression against describe the of free state no infringement, earlier cases leave that such ref- doubt erences for developed by are “shorthand” doctrines an- York, 652, 666, In Gitlow v. New other route. example, said: and do present purposes may “For we assume pro- press are speech freedom of —which abridgment by from Amendment by tected the First among personal the fundamental Congress—are process the due rights protected and ‘liberties’ impair- from clause of the Fourteenth ment the States.” free- went on to consider the extent those

The Court interests. Mr. Justice doms the context Holmes, in dissent, said: general

“The of free principle speech, seems must be taken to be included the Fourteenth me, scope in view of the been Amendment, has although given ‘liberty’ the word as there used, *21 perhaps accepted larger with a somewhat may be Congress interpretation latitude of than is allowed to by sweeping language governs ought or the Id., govern laws of the States.” at 672. United Hughes, Jonge Oregon, in De Chief Justice 364, gave analysis: a similar 353, speech press

“Freedom of and of funda- are rights safeguarded by mental which are the due process clause of Fourteenth Amendment of the right peaceable Federal Constitution. . . . The of assembly right cognate speech is a of those free press equally and free and is fundamental. As this Cruikshank, in United Court said States 92 U. S. 542, very 552: ‘The idea of a republican government, implies right a form, part on of its citizens to for consultation peaceably respect public meet petition grievances.’ affairs and of redress The First Amendment of the Federal Constitution guarantees right against expressly abridgment does there explicit mention Congress. by But right is one that For the argue elsewhere. exclusion violating those funda- without cannot be denied which lie at liberty justice and of principles mental political institutions, prin- of all civil and the base — embodies Fourteenth Amendment ciples which clause.” process of its due terms general in the cases and seizure confession and search The coerced former, The decided considered. already have been fairness, fur- directly grounds on fundamental always Ker v. present views. for the Court’s support nish no Fourth incorporate indeed California, supra, did privacy into against invasions protection Amendment’s should be re- Process Clause. But case the Due exception proves the rule.6 garded as the which this proceedings, criminal right to counsel state Wainwright, in Gideon v. 372 U. S. Court assured In on Amendment. Betts v. depend does not the Sixth Brady, Court had said: by of law is secured process

“Due invasion Fifth by Amendment, Government federal safeguarded against action in identical phrase the Fourteenth. words formulates envisaged concept rigid less and more fluid than those Bill specific particular provisions in other Rights. application Its less matter rule. appraisal an Asserted denial is to tested in a totality given of facts case. That which inmay, *22 a denial of fair- setting, one constitute fundamental shocking to universal ness, justice, sense may, light in and in the con- circumstances, other other (Footnote fall of such denial.” siderations, short omitted.) majority dissenting opinions Aguilar Texas, post, Cf. the and in

p. 108. Betts, the constitutional Gideon overruled Although based Gideon was was the same. in both cases approach in to that reached contrary conclusion, on the Court’s indigent for an of counsel appointment Betts, that a fair conduct of to the was essential criminal defendant S., process. of due part therefore and was trial, at 342-345. in case is fact present approach

The Court’s in snatches. “incorporation” or less than nothing more more something Due Process Clause however, If, only Rights protects and Bill of reference than principles, from fundamental which derive rights those contrary just it is believe, as purports majority as the provi- illogical incorporate as precedent just and it is to at a time as Rights Bill of one sions all at once. incorporate them

IV. undiscriminating approach to the Due The Court’s sound implications carries serious Process Clause law. field of criminal system the working of our federal discussion, that almost concludes, without an ac- whether must determine “the same standards proceeding or a federal state either cused’s silence ante, all offers p. 11. About the Court justified,” conclusion is observation of this explanation governed if “incongruous” different standards it would be of a to remain silent the assertion “incongruity,” however, is federal tribunals. Such system. powers responsi- heart of our federal governments are not con- state and federal bilities of the Constitution, they our are intended to gruent; under an thought, priori matter, it be Why be. should investigative power on the of the States limitations respects in all identical with limitations on the inves- are of the Federal power Government? This cer- tigative *23 deal here from the tainly does not follow fact we provisions for of requirements; with constitutional are construed are different. the Constitution which in pointed As the Court out Abbate United system under our federal 187, 195, “the States responsibility defining prose- principal have the endangers allocation cuting crimes.” The Court this crime, responsibility prevention ap- for the when it plies developed doctrines States the context federal law attention to the enforcement, without special problems which as a group particular the States or may power States face. If with the States to deal local unduly likely crime is consequence restricted, responsibility shift this area to the Federal Gov- vastly greater with ernment, resources. Such a shift, its if may very in the end occurs, serve to weaken lib- by erties which the Fourteenth safeguards bringing us closer to monolithic society which our rejects. federalism Equally dangerous to our liberties is of watering protections the alternative down against the Federal Bill Rights Government embodied in the so as unduly powers not to restrict the of the States. The dis- Texas, senting opinion Aguilar post, p. evidences danger is not imaginary. my See concurring Aguilar, opinion ibid. insisting,

Rather than almost the Con- rote, court, considering necticut petitioner’s claim of privilege, required apply “federal standard,” Court should have fulfilled responsibility its under the Due Clause inquiring Process whether pro- ceedings met the demands of below fundamental fairness which due process embodies. an approach may Such satisfy those who see in the Fourteenth Amendment a easily set of applied “absolutes” which can afford a haven unsettling from doubt. It however, spirit truer is, requires this Court constantly to re-examine funda- *24 it from enjoins time and the same at principles mental Constitution. into the preferences reading its own and gave full Errors Supreme Court The Connecticut he claim that petitioner’s to consideration careful questions if he answered himself incriminate would a time “from decisions him. It noted that its put to con- . . adoption Connecticut] of . antedating the [the to refuse a to upheld privilege had stitution 1818” 220, 223, 187 150 Conn. incriminating questions. answer treating the federal cases Stating that 744, 746. A. 2d force” “persuasive had privilege Fifth Amendment citing and provision, its own constitutional interpreting particular, S.U. v. United Hoffman requirements of Errors described Supreme its from one of quoting for assertion of at 747: 2d, 187 A. Conn., cases, own to answer right has to refuse witness . . . “[A] him. to incriminate which would tend any question will part his the evidence a mere claim on But . him . . incriminate not sufficient. [He tend to [necessary . . . claim, it is then having] made his legal of a exercise judge] determine for the to of the from the circumstances whether, discretion wit- which the and the nature of the evidence case ground upon to there is reasonable give, ness called from his liability danger of criminal apprehend danger That ‘must compelled to answer. being ordinary with and reference appreciable, real things-— ordinary of law in the course operation char- imaginary an and unsubstantial danger not extraordinary and having reference to some acter, that no contingency, improbable so barely possible his con- man would it influence suffer reasonable merely remote and naked We think that duct. ordinary of law of the course possibility, out by, man would be affected as no reasonable such to obstruct the administra- should be suffered law is to afford to justice. object tion of upon give proceeding in a called evidence party, alios, brought by inter protection being penalties means of his own evidence within the salutary protec- law. But it would be convert a tion into a if were to means abuse be held imaginary possibility a mere of danger, however re- justify mote was sufficient to improbable, withholding of jus- evidence essential to the ends Regina tice.’ Boyes, C. 1 B. & Cockburn, J., *25 . 311, 330 . . .” McCarthy Clancy, 110 Conn. 482, 488-489, A. 551, carefully court applied The the above standard to each question petitioner which the was asked. It dealt first with the question whether knew Bergoti. he John court said:

“Bergoti is any nowhere described or in way iden- either tified, his actual occupation, or reputed, or as to any criminal may record he have had. . . . Malloy attempt made no suggest even to to the court how an answer to question whether he knew Bergoti could possibly incriminate him. ... On the record question proper, was Malloy’s claim of privilege, made explana- without tion, correctly Malloy overruled. ‘chose to keep the door tightly closed and deny the court the glimpse smallest danger apprehended. he He cannot then complain Pillo, that we In see none.’ re 11 N. J. 8, 22, 2d 176 .. A. . .” 150 at Conn., 226-227, 187 A. 2d, at 748. remaining questions are summarized in the ma-

jority’s ante, opinion, p. 12. All of them deal with the circumstances surrounding petitioner’s conviction oh a gambling charge in 1959. The court declined to decide apart any from consideration on their face “whether, from Malloy’s immunity questions prosecution, light or been answered should should not have an- give any explanation failure to hint of as to how his him.” at Conn., swers them could incriminate claim 2d,A. at 748. The court considered the State’s petitioner’s prior conviction was sufficient to prosecution clothe him with from for other immunity crimes to which the questions might pertain, but declined Id., to rest its decision on that 227-229, basis. 187 A. 2d, at 748-749. The court concluded, however, that the running of the statute of limitations on misdemeanors committed 1959 and the of any absence indication that Malloy engaged had crime other than misde- meanor removed all appearance danger of incrim- ination from the questions propounded concerning the petitioner’s activities in 1959. The court summarized this conclusion as follows:

“In all Malloy this, vague confounds and improbable possibilities of prosecution with reasonably appre- ciable ones. Under claims his, always like it would possible to work finespun out some and improb- theory able from which an outside chance of prose- *26 cution could be envisioned. Such claims are not enough support a claim of at least privilege, where, as a here, suggests explanation witness no rational his fears incrimination, questions and the them- all selves, under the suggest none.” circumstances, Id., at 230-231, 2d, 187 A. at 750.

Peremptorily all of rejecting the careful analysis of the Connecticut this court, Court creates its own “finespun and improbable theory” about how questions might these have incriminated petitioner. the respect With to his acquaintance with says this only: Bergoti,

“In the context of the inquiry, it should have been apparent Bergoti that referee was suspected way sub- in some be involved

by the State to investigation. An affirmative of the matter ject con- have either might well question answer or at crime, with a more recent petitioner nected with a waiver of his operated as least have criminal.” relationship possible with reference to his Ante, 13-14. pp. length in the treated at questions,

The other five shrift from opinion, get equally short Connecticut court’s takes unfamiliar Con- Court; majority, this it with proceedings below, and far from the necticut law removed and conclude only questions a dozen lines to consider the they incriminating: that were interrogation part wide-ranging was

“The including in Hartford. inquiry crime, gambling, into argu- at oral It was admitted on behalf of the State questions from the ment —and indeed is obvious from the themselves —that the State desired to elicit ran petitioner identity person who with which he pool-selling operation connection apparent had in 1959. It was been arrested if petitioner might apprehend person were engaged activity, still unlawful disclosure his might a link in a chain of suf- name furnish evidence petitioner ficient to connect the with more recent might prosecuted.” crime for which he still be Ante, (Footnote omitted.) p.

I anyone opinion do how could read not understand court and Connecticut conclude that the state law which was the basis of its decision or the decision itself lacking was fundamental fairness. The truth matter is under standard —state or federal —the contempt proper. commitment for indi- Indeed, cated above, every there reason to believe that *27 apply Connecticut court did standard Hoffman entirely I majority’s opinion. in the quoted approvingly post, pp. 36-38, White, if the Brother agree my with standpoint of federal only from the matter is viewed The Court’s fully such standard was satisfied. standard, simply put a standard to is, bluntly, reference to federal superficial for its own an excuse the Court to substitute of the and state law for the careful assessment facts court. one informed conclusions of the state No better I objective eye will, an opinions who scans the two with any other conclusion. think, reach I would affirm. with whom Mr. Justice Stewart White, Justice

Mr. joins, dissenting.

I. safeguards important an com- The Fifth Amendment perceive me to how plex of but it is difficult for values, holding are served Court’s these values pur- case. privilege properly invoked in this While apply prevailing federal standard of incrim- porting incrimination that ination —the same standard of applied courts has all but stated Connecticut —the privilege any a ques- witness’ invocation of the more, accepted. tion to be and without automatically, I prefer permitting judge With the rule deference, than when an answer rather the witness determine sought incriminating. established rule has been that witness’ claim privilege privilege qualifies is not for the final, general duty only

citizen’s when disclosure his answers him from criminal subject danger would law. The privilege against self-incrimination or other evi- dentiary protect solely does not silence which is political an expression desire not to inform, protest, social obloquy disadvantage fear of or economic or fear future crimes. Smith United prosecution *28 34 Walker, 591, 605. Brown v. 161 S. U. 147; 137,

337 S.U. is to subpoenaed when testify to duty general If the protec- a retained as to be privilege and the remain trial incriminating answers, the compelled tion meaningful deter- make to permitted must judge incriminate. See tend to answers mination of when (1861); Mason v. Queen 329-330 Boyes, 1 B. & S. v. today’s I not think States, 244 do S.U. United a determination. such permits decision a lead to other evidence would furnish Answers which of a crime— a claimant or convict prosecute needed protection but “this compelled, clue evidence —cannot be has rea- where the witness confined to instances must be from a direct answer.” apprehend danger sonable cause to States, 486; Mason United S. at 341 U. v. Hoffman States, 244 course the witness v. United U. S. 362. Of danger as to so much of the required is not disclose nugatory. justify that does not But render his acceptance of the no and automatic inquiry flat rule of determining whether the witness privilege. claim of In test in the federal apprehension, has a reasonable cir- judge is to decide from the courts has been knowledge his of matters sur- case, cumstances of the evidence which rounding inquiry the nature v. United is demanded from the witness. Hoffman States, States, Mason United 479; U. S. Rogers United 367. This 362. Cf. rule seeks and achieves workable accommodation be- obviously important competing tween what are interests. As “The which principle Mr. Chief Justice Marshall said: testimony every entitles the United States to the citi- principle by every privileged zen, witness is can himself, entirely not accuse neither them be disregarded. . . . When a question propounded, it belongs to the court to consider and to decide whether In answer to can implicate direct it witness.” 39-40. I would Willie, 14,692e, Fed. Cas. No. re present in its form. rule apply but only retain this not if not to answer Malloy’s some, refusals test, Under clearly privileged. him were questions put all, II. gambling ain Malloy arrested November

In *29 selling, an pool was convicted Hartford and raid in building con- keeping occupying as and defined offense 90-day jail term, After a taining gambling apparatus. Malloy and was suspended one-year sentence his early Malloy years. 1961, for In probation on two placed investigation into whether to in an appear was summoned in Hart- including had been committed gambling, crimes, obviously questions and was asked various ford County, designed Malloy’s who associates solely and to ascertain his activities pool-selling in connection were with vir- Malloy initially refused to answer Hartford innoc- him, including such tually questions put all the Malloy he William arrested uous ones whether was the he was ad- selling in 1959. After pool and convicted so, counsel and did he declined vised to consult with following questions ground on the one answer each incriminate him: that would tend to you “Q. Now, September 1959, on when were 11, Asylum and Street, arrested at 600 the same arrest you Superior which were convicted in the Court for working? you for whom were 5, 1959, on November “Q. 11, you when ar- September 1959, were On you rested, and same arrest for which were on November Superior convicted 5, money pay your who furnished the fine when 1959, you Superior were convicted in the Court?

“Q. your September on After arrest 11, 1959, you for which the same arrest were convicted on your who November selected bondsman? “Q. your As a on September result arrest 1959, and the same you arrest were con- victed on November who 5, 1959, furnished money pay your fine?

“Q. you Do know apartment whose it was [that you were September arrested on 11, 1959]?

“Q. you Do know Bergoti? John “Q. I you ask Mr. again, so Malloy, now, there will be misunderstanding no of what I want to know. you When were September arrested on 11, 1959, at Asylum Street Hartford, the same arrest *30 for you which Superior were convicted in Court on November for you working?” whom were refusing It was for to answer questions these Malloy that was cited for contempt, the Connecticut noting courts that privilege the protect does not against one informing on friends or associates. not wholly

These were questions innocuous on their face, they clearly but in light were of the finding, Malloy which was that he was told, immune from prose- cution for any pool-selling in activities 1959. As the Connecticut Supreme of Errors found, Court the State bore of proving its burden the statute of limitations any prosecution barred any for type violation of the pool-selling state statute 1959. Malloy advanced the claim before the Connecticut courts, again before this Court, that he perhaps could prosecuted be for a con- spiracy and statute of limitations on felony a was courts were unable But the Connecticut years. five Malloy’s gambling activities statute find inquiry, could have Hartford, subject 1959 in Beyond yet one. Malloy pointed has not violated and or hint any explanation Malloy to offer declined him. incriminated have sought could how the answers find that speculative to wholly In it is these circumstances a posed substan- Malloy, others, about questions Malloy. Theo- prosecution tial hazard criminal perhaps possible con- unknown but under some retically, if this incriminating. But potentially any fact ditions judge, for the obviously no reason there rule, be the privilege. claim of pass on the witness, than the rather answering general one privilege The becomes questions. distasteful incriminating questions were finds that if asso- “might apprehend petitioner [his

because activity, engaged in unlawful were still ciates 1959] a chain might a link in furnish disclosure [their names] with a petitioner sufficient to connect of evidence might prosecuted.” crime which he still be recent more necessary to the above rea- Ante, assumption p. 13. or all who have committed soning persons, all is that engaged crime. This continuously misdemeanor, are auto- way making claim of another is but generally peculiarly but only It is not unrealistic matic. cases relied on in this case. Unlike inappropriate where supra, Court, like United Hoffman area, in the known to involved rackets claimant “broadly inquiry, had subject which were *31 no as a felon. record,” Malloy had record police published activity pool engaged once in an unlawful He had — given suspended and was sen- selling misdemeanor —a on time and probation had been since He tence. inquiry. Again, the time of the un- on probation was at peti- nothing in indicates questions these Hoffman, like tioner was called because he suspected criminal after activities 1959. no support There is at all in this cynical record for the assumption had that he committed criminal acts after his in release

Even on the Court’s assumption persons convicted of a necessarily misdemeanor are suspect sus- criminals, taining privilege these circumstances is unwar- ranted, for Malloy placed no reliance theory on this below inor In courts Court. order to allow the judge passing on the claim to understand an- how the sought swers are I incriminating, would at require least grounds claimant his for asserting priv- ilege to questions seemingly irrelevant incriminat- ing matters.

Adherence the federal standard of incrimination stated in Mason Hoffman, su-pra, form only, while its content is eroded an application, hardly auspicious beginning application of to the States. As was well in a stated closely analogous situation, “[t]o continue a rule honored only this Court with lip service is not a healthy thing long run will do disservice to the federal system.” Gideon v. Wain- wright, 351 (Harlan, J., concurring).

I would affirm. at notes S., U. at humanity and of 'principles perpetuation in their strug- only years after . . . liberty civil [secured] 532, 543-544 Bram v. United S. U. gle,’ omitted). (footnote 656-657 (1897).” 367 U. S., id., at 655. See also States, Boyd United Although the Court discussed v. Fourth and involving both the 616, a federal case nothing Mapp supports state- Fifth Amendments, ante, part Amendment was ment, p. 8, that the Fifth exclusionary States. extending rule to the the basis Ker Mapp California, The v. elaboration appli- Fourth Amendment my did view make the there through Fourteenth; but cable to the States went Fifth Amendment nothing suggest that the it along baggage. III. deci- previous discussion shows that this Court’s of the Fifth “incorporation” sions do not dictate the into privilege against Amendment’s self-incrimination question Approaching the Fourteenth Amendment. of cases plain that the line broadly, equally more Connecticut, supra, in which this Palko exemplified which the Due requirements has reconsidered the light of cur- imposes Process Clause on the States general theoretical frame- furnishes no standards, rent today. does work for what the Court Fourteenth of the Due Clause view Process consistently accepted has which this Court ante, its p. 4, is that prevailed,” has “thus far and which govern- principle “old as a civilized requirements are as Illinois, ment,” Munn 113, 123, specific “by grad- must be ascertained applications of which

Case Details

Case Name: Malloy v. Hogan
Court Name: Supreme Court of the United States
Date Published: Jun 15, 1964
Citation: 378 U.S. 1
Docket Number: 110
Court Abbreviation: SCOTUS
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