delivered the' opinion of the Court.
The appellants have been convicted of a conspiracy to violate the Alien Land Law of the State of California.
The indictment charges that the two appellants, Morrison and Doi, feloniously conspired to place Doi in the possession and enjoyment of agricultural land within the state; that possession was obtained, and the land used and cultivated, in. execution of the conspiracy; and that Doi was an alien' Japanese, ineligible to citizenship, and not protected in his possession by any treaty between the Government of the United States and the Government of Japan. These acts, if committed with the guilty knowledge of each defendant, make out a criminal conspiracy under the statutes of the state.
*84
On the trial the state proved that Doi had gone upon the land and used, it under an agreement with Morrison, but did not attempt to prove that he was hot a citizen of the United States or that he whs ineligible for citizenship. The statutes of California provide that as to these elements of the crime the burden of disproving guilt shall rest on a defendant. By § 9a of the Alien Land Law as amended in 1927 (California Statutes, 1927, p. 880, c. 528), it. is enacted that “ in any action or proceeding, .civil .or criminal, by the State of California, or the people thereof, under any provisions of this act, when the proof introduced by the state, or the people thereof, establishes the acquisition, possession, enjoyment/ use, cultivation, occupation, or transferring of real property or any interest therein, or the having in whole or in part the beneficial use thereof by any defendant, or any of such fact(s), and the complaint, indictment or information alleges the alienage or ineligibility to United States citizenship of such defendant, the burden of proving citizen-' ship or eligibility to citizenship shall thereupon devolve upon such.defendant.” At the same session of the legislature, the Code of Civil Procedure of the state was amended by the addition of a new section (1983) which in substance and effect restates the same rule. California Statutes, 1927, p. 434, c. 244. ' Applying these statutes to this case, the trial judge held (a jury having been waived) that both the defendants, Morrison as well as Doi, were guilty* of conspiracy. They were sentenced to be imprisoned for two years, but the sentences were suspended, and the defendants placed upon probation. There was an appeal to the District Court of Appeal for the Fourth District, where the judgment was affirmed. The court overruled the defendants’ contention that by the .application of i 9a of the Alien Land (Law and § 1983 of the Code of Civil Procedure, there had been a denial of due process
*85
of law under the Fourteenth Amendment of the Constitution of the United States.
A person of the Japanese race is a citizen of the United States if he was bom within the United States.
United States
v.
Wong Kim Ark,
, The California Land Law must be read in the light of these rulings as to the effect of birth and race. : Section 1 of the Act (Cal. Stat. 1923, p. 1020, amending Cal. Stat. 1921, p. lxxxiii) provides that all aliens eligible for citizenship may acquire and occupy real property to the same extent as citizens. Section 2 provides that aliens not eligible for citizenship may use and occupy, real property to the extent prescribed by any treaty between the Government of the United States and the nation or country of which such alien is a citizen or subject, “ and not
*87
otherwise.” There is a treaty between the United States and Japan (37 Stat-. 1504) by which the Japanese may own or lease houses, manufactories, warehouses, and shops, and may lease land for residential and commercial purposes. The treaty does not confer a privilege to own or use land for the purposes of agriculture.
Webb
v.
O’Brien, supra,
p. 323;
Frick
v.
Webb,
This court in
Morrison
v.
California,
The ruling was not novel. The decisions are manifold that within limits of reason and fairness the burden of proof may be lifted from the state in criminal prosecutions and cast on a defendant. The limits: are in substance these, that the state shall have proved enough to make it just for the defendant to be required to repel what
*89
has been proved with excuse or explanation, or at. least that upon a balancing of convenience or of the opportunities for knowledge the shifting of the burden will be found to be an aid to the accuser "without subjecting the accused-to hardship or oppression. Cf. Wigmore, Evidence, Vol. 5, §§ 2486, 2512 and cases cited. Special reasons are at hand to make the change permissible when citizenship
vel non
is the issue to be determined. Citizenship is a privilege not due of common right. One who lays claim to it as his, and does this in justification or excuse of an act otherwise illegal, may fairly be called upon to prove his title good. In accord with that view are decisions of this court in proceedings under the acts of Congress for the deportation of aliens.. A Chinaman by race resisted deportation on the ground that, though a Chinaman, he had been born in the United States/ The ruling was that as to the place of birth the burden was upon the alien, and not upon the Government. The ruling also was that the imposition of that burden did not deprive the alien of his constitutional immunities.
Chin Bak Kan v. United States,
The question is now as to § 9a. Obviously there is a wide difference between the scope of the two sections. Possession of agricultural land by one not shown to be ineligible for citizenship is an act that carries with it not even a hint of criminality. To prove such possession without more is to take hardly a step forward in support of an indictment. No such probability of wrongdoing grows out of the naked fact of use or occupation as to awaken a belief that the user or occupier is guilty if he fails to come forward with excuse or explanation.
Yee Hem
v.
United States,
We turn to this statute and endeavor to assign it to its class. In the law of California there is no general prohibition of the use o'f. agricultural lands by aliens, with special or limited provisos or exceptions. To the contrary, it is the privilege that is general, and only the prohibition that is limited and' special. Without preliminary *92 proof of race, occupation of the land is not even a suspicious circumstance. The inquiry, must therefore be whether occupants so situated may . be charged with the burden of .proving themselves eligible and thus establishing their innocence.
First.
The indictment is for conspiracy, and, indeed, the Alien Land Act creates no other crime.
In re Akado,
Now, plainly as to Morrison, an imputation of knowledge is a wholly arbitrary presumption. He may never have seen Doi before the transfer of possession or after-wards. He may have made his agreement by an agent or over the telephone or by writings delivered through the mails. Even if lessor and lessee came together face to face, there is nothing to show whether Doi was a Japanese of the full blood, whose race would have been appar
*93
ent to any one looking at him. Moreover, if his race was apparent, he may still have been a citizen, for anything that was known to Morrison or others. The statute does not make it a crime to put a lessee into possession without knowledge or inquiry as to race and place of birth. The statute makes it a crime to put an ineligible lessee into possession as the. result of a wilful conspiracy to violate the law. Nothing in the People’s evidence gives support to the inference that Morrison had knowledge of the disqualifications of his tenant or could testify about them. What was known to him, so far as the evidence discloses, was known also to the People, and provable with equal ease. Only an arbitrary mandate could charge him with guilty knowledge as an inference of law if it were proved that Doi was not a citizen or eligible to become one. Still less can he be charged with such knowledge when Doi’s disqualification is itself a mere presumption. In such circumstances the conviction of Morrison because he failed to assume the burden of disproving a conspiracy was a denial of due process that vitiates the judgment as to him. Nor is that the only consequence. Doi was not a conspirator, however guilty his own state of mind, unless Morrison had shared in the guilty knowledge and- design.
Pettibone
v.
United States, supra; Gebardi
v.
United States,
Second. The. result , will not be changed if we view the case on the assumption that possession by one ineligible, when it is the product of agreement, may be criminal as to the- tenant who holds with guilty knowledge, though *94 innocent as to the landlord who believes that all is lawful.
We have pointed out before that a lease of agricultural land, unaccompanied by evidence of the race of the lessee, conveys no hint of criminality. For the moment we assume, without intending to decide, that strong considerations of convenience, if they existed, might cast upon the, tenant the burden of proving his qualifications and thus disproving guilt. The question will then be whether the normal burden of proof will so thwart or hamper justice as to create a practical necessity, without preponderating hardship to the defendant, for a departure from the usual rule. •
In the vast majority of cases the race of a Japanese or a Chinaman will be known to any one who looks at him. There is no practical necessity in such circumstances for shifting the burden to the defendant. Not only is there no necessity; there is only a faint promotion of procedural convenience. The triers of the facts will look upon the defendant sitting in the court room and will draw their own conclusions. If more than this is necessary,' the People may call witnesses familiar with the characteristics of the race, who will state his racial origin. The only situation in which the shifting of the burden can be of any substantial profit to the state is where the defendant is of mixed blood, the white or the African so preponderating that there will be no external evidence of another. But in such circumstances the promotion of convenience from the point of view of the prosecution will be outweighed by the probability of injustice to the accused. One whose racial origins are so blended as to be not discoverable at sight will often -be unaware of them; If he can' state nothing, but his ignorance, he has not sustained the burden of proving eligibility, and must stand condemned of - crime.
Reflection will satisfy that the chance of this injustice is hot remote or shadowy. Let us assume a charge that *95 agricultural land has been occupied by Filipinos not born in the United States, and not entitled to the privileges growing out of service in the army or the navy.- 8 U.S.C. § 388. They are then ineligible for citizenship, and subject to indictment under the laws of California if they have gone into possession in aid of a conspiracy. But Filipinos have intermarried with many other peoples. They have intermarried with whites and with Negroes and mulattoes. A laborer, bom in Canada, his parents apparently mulattoes, but one of his grandparents a Filipino, according to the charge in an indictment, would be ignorant in many cases whether he was a Filipino or an African. The admixture of oriental blood might be too slight for his race- to be apparent to the eye, and family traditions are not always well preserved, especially when the descendants are men and women of hum-, ble origin, remote from kith and kin. The same possibility of injustice would be present where the occupant of the land is a descendant of Mexicans and Indians, 5 *96 or an Eurasian, his ancestors partly Europeans and partly Asiatics.* **** 6
The probability is thus apparent that the transfer of the burden may result in grave injustice in the only class of cases in which it will be of any practical importance. The statute does not say that the defendant shall be acquitted if he does not know his racial origin and is unable to make proof of it. What the effect of such a law would be,- we are not required to consider. To the contrary, the statute says in substance that unless he can and does prove it,- he will have failed to discharge his burden, and will therefore be found guilty. Moreover, if he were to profess ignorance, and ignorance were an excuse, the trier of the facts might refuse to credit him. Holmes, J., in Ah How v. United States, supra, p. 76. There can be no escape from hardship and injustice, outweighing many times any procedural convenience, unless the burden of persuasion in respect of racial origin is cast upon the People.
What has been written applies only to those provisions of the statute that prescribe the rule for criminal causes. *97 Other considerations may dr may not apply where the controversy is civil. We leave that question open.
The judgment is reversed and the cause remanded for further proceedings not inconsistent with this opinion.
Reversed.
Notes
The opinions in
Jeffries
v.
Ankeny,
The appeal was dismissed for the want of a substantial federal question upon^a statement as to jurisdiction, .and without argument of counsel.
Sec. 9b-. In any action or proceeding, civil or criminal, by the State of- California,' or the people thereof, under any of the provisions of this act, when the complaint, indictment or information, alleges the alienage and ineligibility to United States citizenship of any defendant, proof by the state, or the people thereof, of the acquisition, possession, enjoyment, use, cultivation, occupation or transferring of real-property or any interest therein, or the having in whole or in part of ’the beneficial use thereof by such defendant, or of any such facts, and in addition proof that such defendant is a member of a race ineligible to citizenship under the naturalization laws of the United States, shall create a prima facie presumption of the ineligibility to citizenship of such defendant, and the burden of proving citizenship or eligibility to citizenship as a defense to any such action or proceeding shall thereupon devolve upon such defendant. Cal. Stats. 1927, c. 528, p. 881,
Instances of the application of this principle can be cited in profusion. The cases that foEow áre typical examples:
King
v.
Turner,
5 Mau. & Sel. 206, where a defendant having game in his possession in violation of a statute whereby possession was generally a crime, was held to have the burden of proving his special qualifications (cf.
Yee Hem v. United States, supra;
also
Spieres
v.
Parker,
1 T.R. 144, per Lord Mansfield);
Fleming
v.
People,
Indians not bom in the United States and not entitled to the special privileges growing out of service in the war (8 U.S.C. § 3) are ineligible for citizenship.
There is a strain of Indian blood in many of the inhabitants of Mexico as well as in the peoples of Central and South America. Robert F. Foerster, The Racial Problems involved in Immigration from Latin America and the West Indies to the United States, Report to Secretary of Labor, 1925, pp. 7, 10, 15, 17, 18, 21, 22, 23, 24, 28, 29, 41.
Whether persons of such descent may be naturalized in the United States is still an unsettled question.
• The subject was considered in
Matter of Rodriguez,
Mexicans have migrated into California in increasingly large numbers (T. F. Woofter, Jr., Status of Racial and Ethnic Groups in “Recent Social Trends,” Vol. 1, pp. 553, 562, 572, 573); and there have developed racial problenjs which have been considered by official *96 bodies. California Departments of Industrial Relations, Agriculture and Social Welfare, "Mexicans in Californa,” Report by Governor C. C. Young’s Mexican Fact Finding Committee, San Francisco, Cal., 1930, pp.-41, et seq..
The treaty of Amity, Commerce, and Navigation of 1831 between the United States and Mexico gives to the nationals of either country the privilege of owning personal estate in the other (Art. XIII), but
contains no provision in respect of the ownership of land. This treaty was revived after the Mexican War by Article XVII of the Treaty of Guadalupe Hidalgo (1848). It was terminated by Mexico in November, 1881. See Malloy, Treaties, Vol. 1, p. 1085. •
As to the appearance of children of marriages between Japanese and the white races, see: S. C. Gulick, The American Japanese Problem, p. 153; Iyenaga and Sato, Japan and the California Problem, p. 157.
