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Wisconsin Administrative Code
DFI
DFI-Sec
DFI-Sec 2
Wis. Admin. Code ch. DFI-Sec 2
Registration Exemptions and Federal Covered Security Notice Filings
Department of Financial Institutions-Securities
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2.01
Exempt securities.
2.02
Exempt transactions.
2.023
Conditions related to a sale or offering of certain securities.
2.027
Exemption for solicitations of interest prior to registration or exemption.
2.028
Wisconsin issuer registration exemption by filing.
2.029
Bad actor disqualification.
2.03
Exemption proceedings.
2.04
Federal covered security notice filings.
2.05
Availability of registration exemption.