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Washington Administrative Code (WAC)
Title 460
Chapter 44A
Wash. Admin. Code ch. 460-44A
Exempt Transactions
FINANCIAL INSTITUTIONS, DEPARTMENT OF (SECURITIES DIVISION)
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460-44A-050
Isolated transactions—Sales not involving a public offering
460-44A-075
Definition of real estate mortgages when "offered and sold as a unit."
460-44A-100
Nonissuer transactions pursuant to RCW 21.20.320(2)—Manual exemption
460-44A-110
Nonissuer transactions pursuant to RCW 21.20.320(2)—Senior securities
460-44A-200
Exemption from registration for secondary transactions pursuant to RCW 21.20.320(15)
460-44A-300
Exemption for offers and sales to accredited investors pursuant to a public solicitation
460-44A-500
Preliminary notes
460-44A-501
Definitions and terms
460-44A-502
General conditions to be met
460-44A-503
Filing of notice and payment of fee
460-44A-504
Exemption for limited offers and sales of securities not exceeding $1,000,000 to not more than twenty purchasers
460-44A-506
Conditions pertaining to the offer and sale of securities pursuant to Rule 506 of the Securities Act of 1933
460-44A-508
Insignificant deviations from a term, condition, or requirement of WAC 460-44A-501 through 460-44A-505