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Washington Administrative Code (WAC)
Title 460
Chapter 16A
Wash. Admin. Code ch. 460-16A
General Rules
FINANCIAL INSTITUTIONS, DEPARTMENT OF (SECURITIES DIVISION)
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460-16A-005
Application
460-16A-010
Appearance and practice before the securities division
460-16A-015
Electronic or telephonic submissions
460-16A-020
Interpretive opinions and no-action letters
460-16A-025
Applications and reports
460-16A-030
Payment of fees and refunds
460-16A-033
Renewal of registration of securities by coordination
460-16A-036
Renewal of registration of securities by qualification
460-16A-040
Voting rights of preferred stocks
460-16A-045
Protective provisions for preferred shares
460-16A-050
Opinion of counsel
460-16A-055
Corporate resolution
460-16A-065
Convertible senior securities
460-16A-070
Assessments
460-16A-080
Subscription agreement
460-16A-115
Reimbursement of expenses incurred by promoters
460-16A-120
Price variance
460-16A-125
Prospectus or offering circular
460-16A-126
Annual revision of offering circular
460-16A-127
Offering registered with the Securities and Exchange Commission ("SEC")
460-16A-180
Technical reports
460-16A-185
Technical reports prepared by state employee
460-16A-200
Debt offering standards
460-16A-205
Adoption of NASAA statements of policy
460-16A-390
Notice of termination of offering—Change of officers