- A. Every registration statement filed under § 13.1-509 of the Act shall contain in the prospectus such financial statements as are required by the Securities Act of 1933 and any regulations promulgated thereunder.
- B. Every registration statement filed under § 13.1-509 of the Act that is governed by any regulation, promulgated pursuant to § 13.1-523 of the Act shall also contain such financial information as required by such regulations.
Statutory Authority
§§ 12.1-13 and 13.1-523 of the Code of Virginia.
Historical Notes
Derived from Rule 401, Case No. SEC810005, eff. July 1, 1981; amended by Case No. SEC910057, eff. July 1, 1991; Virginia Register Volume 14, Issue 22, eff. July 1, 1998.