1. A. Definitions. In addition to the terms defined in 11VAC5-90-10, the following terms have the meanings indicated.

   1. 1. Affects the conduct of play or operation of equipment, a system, or software including a change or alteration to a:

      1. a. Control program;
      2. b. Graphics program; or
      3. c. Payout percentage; and

   2. 2. Does not include the replacement of one approved component with an identical component.

      "Random number generator" means a computational or physical functionality within the operating system of an electronic device that ensures the observed unpredictability and absence of pattern in a set of elements or events that have definite probabilities of occurrence.

      "RAM" means random access memory.

      "RAM clear" means a process that results in the zeroing out of any:

   3. 1. Meter information;
   4. 2. Configuration information; or

   5. 3. Data stored in the random access memory of a slot machine.

      "Skill" means the application of intelligence and specific knowledge to achieve the best result when a slot machine offers a choice of options during game play.

      "Theme" means a concept, subject matter, and methodology of design of a slot machine.

      "Version" means a sequence number or designation assigned to equipment, a system, or software to identify the initial release of the equipment, system, or software and to track changes or revisions to the initial release.

   "Double-up" means an optional wager on a slot machine, the availability of which is triggered by a preceding winning event, in which the player has a mathematically equal probability of doubling the amount wagered or losing the entire amount placed at risk.

   "Modification" means a change or alteration that:

2. B. Testing, certification, and approval of equipment, a system, or software

   1. 1. A manufacturer may not offer the equipment, systems, or software enumerated in subdivision 5 of this subsection, or a modification to a department-approved version of that equipment, system or software, for sale, lease, distribution, or use in a facility without it having been:

      1. a. Tested and certified by an independent certified testing laboratory; and
      2. b. Approved in writing by the department.

   2. 2. A facility operator may not purchase, lease, or otherwise acquire the right to install, utilize, or make available for use the equipment, systems, or software enumerated in subdivision 5 c of this subsection, or a modification to a department-approved version of that equipment, system, or software, without it having been:

      1. a. Tested and certified by an independent certified testing laboratory; and
      2. b. Approved in writing by the department.
   3. 3. A facility operator may not modify, alter, or tamper with the central monitor and control system or a slot machine.
   4. 4. Modification, alteration, or tampering with the central monitor and control system or a slot machine may result in the immediate suspension of an operation license by the department.

   5. 5. The testing, certification, and approval requirements of this subsection shall, at a minimum, apply to:

      1. a. The central monitor and control system;
      2. b. A slot machine;

      3. c. The interoperability between a slot machine and:

         1. (1) A slot machine data system;
         2. (2) A casino management system;
         3. (3) A gaming ticket system;
         4. (4) A promotional play system;
         5. (5) A player tracking system;
         6. (6) A ticket redemption unit;
         7. (7) An automated jackpot payout machine;
         8. (8) An external bonusing system;
         9. (9) A cashless funds transfer system; and
         10. (10) A progressive controller; and
      4. d. Other equipment, systems, or software designated for testing and certification by the department.

   6. 6. A prototype of equipment, a system, or software required to be tested, certified, and approved under subdivision 5 of this subsection, or a modification to a department-approved version of that equipment, system, or software shall, at a minimum, be tested for:

      1. a. Overall operational integrity;
      2. b. Conformance with the casino gaming law, this chapter, and any other law, regulation, or condition of the department related to casino gaming; and

      3. c. If applicable, compatibility and compliance with the central monitor and control system communication protocol designated by the department, including the ability to communicate with the central monitor and control system on a real-time basis for:

         1. (1) Meter retrieval; and
         2. (2) Slot machine status, activation, and deactivation.
   7. 7. Until such time as the department determines it has assembled a list of approved equipment, systems, and software sufficient to meet the needs of facility operators under the casino gaming law, notwithstanding the requirements of subsections C and D of this section, the department may permit an abbreviated testing and approval process in accordance with the requirements of subsection E of this section.
   8. 8. If a facility operator develops any equipment, system, or software that is functionally equivalent to that enumerated in subdivision 5 c of this subsection, or modifies a department-approved version of that equipment, system, or software, the facility operator shall be subject to the testing, certification, and approval requirements of this section to the same extent as if the equipment, system, or software were developed or modified by a manufacturer.

   9. 9. A manufacturer shall pay all costs of testing, certification, and approval under this section including all costs associated with:

      1. a. Transportation;
      2. b. Equipment and technical services required by an independent certified testing laboratory to conduct the testing and certification process; and
      3. c. Implementation testing.

3. C. Submission of equipment, a system, or software for testing and certification.

   1. 1. A manufacturer seeking department approval for equipment, a system, or software other than a slot machine shall submit the equipment, system, or software to an independent certified testing laboratory.

   2. 2. The submission required by subdivision 1 of this subsection shall include the following:

      1. a. A request for testing and certification under subdivision B 6 of this section;
      2. b. A prototype of the equipment, system, or software identical in all mechanical, electrical, electronic, and other respects to that for which department approval is sought;
      3. c. Technical and operator manuals;

      4. d. A description of all security methodologies incorporated into the design of the equipment, system, or software including, if applicable:

         1. (1) Password protection;
         2. (2) Encryption methodology for all alterable media;
         3. (3) Auto-authentication of software;
         4. (4) Network redundancy; and
         5. (5) Back-up and recovery procedures;

      5. e. A schematic or network diagram of the major components of the equipment, system, or software with a:

         1. (1) Description of each component's functionality; and
         2. (2) Software object report;

      6. f. A description of the data flow, in narrative and in schematic form, including:

         1. (1) Data cabling; and
         2. (2) If applicable, communications methodology for multi-site applications;

      7. g. A list of:

         1. (1) Computer operating systems;
         2. (2) Third-party software; and
         3. (3) Available system reports;
      8. h. System software and hardware installation procedures;
      9. i. A description of the method used to authenticate software;
      10. j. All source code;

      11. k. If applicable, a description of the features offered by the equipment, system, or software with regard to:

          1. (1) Player and employee card functions; and
          2. (2) Reconciliation procedures;

      12. l. If applicable, a description of any interoperability testing conducted by the manufacturer, including test results identified by manufacturer, model, and software identification and version number, for the submitted equipment, system, or software's connection to any of the following:

          1. (1) Slot machine;
          2. (2) Slot machine data system;
          3. (3) Casino management system;
          4. (4) Gaming ticket system;
          5. (5) Promotional play system;
          6. (6) Player tracking system;
          7. (7) Ticket redemption unit;
          8. (8) Automated jackpot payout machine;
          9. (9) External bonusing system;
          10. (10) Cashless funds transfer system; and
          11. (11) Progressive controller;

      13. m. If applicable, a description, accompanied by diagrams, schematics, and specifications, of the creation of a:

          1. (1) Gaming ticket and the redemption options available; and
          2. (2) Promotional play instrument and the redemption options available; and

      14. n. If requested by the department or an independent certified testing laboratory:

          1. (1) Any specialized hardware, software, or other equipment, inclusive of technical support and maintenance, required to conduct the testing and certification process; and
          2. (2) Additional documentation pertaining to the equipment, system, or software being tested.
   3. 3. A manufacturer seeking department approval for a modification to a department-approved version of equipment, a system, or software other than a slot machine shall submit the proposed modification to an independent certified testing laboratory.
   4. 4. An independent certified testing laboratory selected by a manufacturer or the department to test a modification may be, but need not be, the testing laboratory that performed the initial prototype testing.

   5. 5. The submission required by subdivision 3 of this subsection shall include the following:

      1. a. A request for testing and certification under subdivision B 6 of this section;
      2. b. The equipment, system, or software proposed for modification;
      3. c. A description of the proposed modification, accompanied by applicable diagrams, schematics, and specifications;
      4. d. A narrative disclosing the purpose for the modification;

      5. e. If requested by the department or an independent certified testing laboratory:

         1. (1) Any specialized hardware, software, or other equipment, inclusive of technical support and maintenance, required to conduct the testing and certification process; and
         2. (2) Additional documentation pertaining to the testing of the proposed modification.

   6. 6. At the conclusion of testing of a prototype or modification of equipment, a system, or software other than a slot machine, an independent certified testing laboratory shall issue to the department a certification report in an:

      1. a. Electronic form; and
      2. b. Format acceptable to the department.

4. D. Submission of a slot machine for testing and certification.

   1. 1. A manufacturer seeking department approval for a slot machine shall submit the slot machine to an independent certified testing laboratory.

   2. 2. The submission required by subdivision 1 of this subsection shall include the following:

      1. a. A request for testing and certification under subdivision B 6 of this section;
      2. b. A prototype of the slot machine identical in all mechanical, electrical, electronic, and other respects to that for which department approval is sought;
      3. c. Technical and operator manuals;

      4. d. A description of the slot machine including:

         1. (1) Diagrams, schematics, and specifications; and
         2. (2) Documentation with regard to the manner in which the slot machine was tested and emulated by the manufacturer prior to submission;

      5. e. A copy on electronically readable media of all:

         1. (1) Executable software, including data and graphics information;
         2. (2) Source code for programs that have no commercial use other than as a component of a slot machine; and

         3. (3) Graphical images displayed on a slot machine including, if applicable:

            1. (a) Reel strips or card images;
            2. (b) Rules and instructions; and
            3. (c) Pay tables;

      6. f. A mathematical explanation of the average and theoretical return to the player, listing all:

         1. (1) Assumptions; and
         2. (2) Steps in the formula including the treatment of bonus pays;

      7. g. A description of:

         1. (1) Security methodologies incorporated into the design of a slot machine including, if applicable:

            1. (a) Encryption methodology for all alterable media;
            2. (b) Auto-authentication of software; and
            3. (c) Recovery capability of a slot machine on power interruption;
         2. (2) Tower light functions indicating the corresponding condition;
         3. (3) Error conditions and the corresponding action required; and

         4. (4) Use and function of available:

            1. (a) Dip switch settings; and
            2. (b) Configurable options;

      8. h. A description, accompanied by supporting test results, of the random number generator or generators used to determine the results of a wager, including a detailed explanation of:

         1. (1) Operational methodology; and

         2. (2) The manner by which the random number generator, including the random number selection process is impervious to:

            1. (a) Outside influences;
            2. (b) Interference from electro-magnetic, electrostatic, and radio frequencies; and
            3. (c) Influence from ancillary equipment by means of data communications;
      9. i. If a slot machine requires or permits player skill in the theoretical derivations of the payout return, the source of strategy;
      10. j. If required, a cross-reference between the meters denoted on the slot machine and the meters required by subsection P of this section;

      11. k. Program storage media including:

          1. (1) Erasable programmable read-only memory (EPROMs);
          2. (2) Electrically erasable programmable read-only memory (EEPROMs); and
          3. (3) Any type of alterable media for slot machine software;
      12. l. Proof that a slot machine has been inspected and approved for customer safety by a reputable testing laboratory;

      13. m. If applicable, a description of any interoperability testing conducted by the manufacturer, including test results identified by manufacturer, model and software identification and version number, for the submitted slot machine's connection to any of the following:

          1. (1) Slot machine data system;
          2. (2) Casino management system;
          3. (3) Gaming ticket system;
          4. (4) Promotional play system;
          5. (5) Player tracking system;
          6. (6) Ticket redemption unit;
          7. (7) Automated jackpot payout machine;
          8. (8) External bonusing system;
          9. (9) Cashless funds transfer system; and
          10. (10) Progressive controller;

      14. n. A description of the manner in which the slot machine was or will be tested for compatibility and compliance with the central monitor and control system communication protocol designated by the department including the ability to communicate with the central monitor and control system on a real time basis for:

          1. (1) Meter retrieval; and
          2. (2) Slot machine status, activation, and deactivation;

      15. o. Specialized hardware, software, or testing equipment, inclusive of technical support and maintenance, requested by an independent certified testing laboratory including:

          1. (1) An emulator for a specified microprocessor;
          2. (2) Personal computers;
          3. (3) Extender cables for CPU departments;
          4. (4) Target reel strips; and
          5. (5) Door defeats; and

      16. p. If requested by the department or an independent certified testing laboratory, additional documentation pertaining to the slot machine being tested including:

          1. (1) Hardware block diagrams of the major subsystems;
          2. (2) A complete set of schematics for all subsystems;
          3. (3) A wiring harness connection diagram; and
          4. (4) Technical specifications for any microprocessor or microcontroller.
   3. 3. A manufacturer seeking department approval for a modification to a department-approved version of a slot machine, including a change in theme, shall submit the modification to an independent certified testing laboratory.
   4. 4. An independent certified testing laboratory selected by a manufacturer or the department to test a modification may, but need not be, the testing laboratory that performed the initial prototype testing.

   5. 5. The submission required by subdivision 3 of this subsection shall include the following:

      1. a. A request for testing and certification under subdivision B 6 of this section;
      2. b. The slot machine proposed for modification;
      3. c. A description of the proposed modification to the slot machine, accompanied by applicable diagrams, schematics, and specifications;

      4. d. If a change in theme is involved, a copy of the graphical images displayed on the slot machine including, if applicable:

         1. (1) Reel strips and card images;
         2. (2) Rules and instructions; and
         3. (3) Pay tables;

      5. e. If a change in the manner in which the average payout percentage is achieved or a change in the theoretical return to the player is otherwise involved, a mathematical explanation of the return to the player, listing all:

         1. (1) Assumptions; and
         2. (2) Steps in the formula including the treatment of bonus pays;
      6. f. If the proposed modification requires or permits player skill in the theoretical derivations of the payout return, the source of strategy;

      7. g. A description of the manner in which the slot machine was or will be tested for compatibility and compliance with the central monitor and control system communication protocol designated by the department including the ability to communicate with the central monitor and control system on a real time basis for:

         1. (1) Meter retrieval; and
         2. (2) Slot machine status, activation and deactivation; and

      8. h. If requested by the department or an independent certified testing laboratory:

         1. (1) Any specialized hardware, software, or other equipment, inclusive of technical support and maintenance, required to conduct the testing and certification process; and
         2. (2) Additional documentation pertaining to the testing of the proposed modification.

   6. 6. At the conclusion of testing of a prototype or modification to a slot machine, an independent certified testing laboratory shall issue to the department a certification report in an:

      1. a. Electronic form; and
      2. b. Format acceptable to the department.

   7. 7. Upon receipt of a certification report from an independent certified testing laboratory, but prior to a decision to approve a prototype or modification to a slot machine, the department may require a trial period, as follows:

      1. a. A trial period shall be of a scope and duration the department deems appropriate to assess the operation of the slot machine in a live gaming environment;

      2. b. A trial period shall be subject to compliance by the manufacturer and the facility operator with specific terms and conditions required by the department, which may include:

         1. (1) Development and implementation of product specific accounting and internal controls; and
         2. (2) Periodic data reporting to the department;
      3. c. The department may authorize the receipt of compensation by a manufacturer during a trial period; and

      4. d. The department may order termination of the trial period at any time upon a determination by the department that:

         1. (1) A manufacturer or facility operator has not complied with the terms and conditions required by the department; or
         2. (2) The slot machine is not performing as expected.

   8. 8. Upon receipt of a certification report from an independent certified testing laboratory, the department may:

      1. a. Approve the prototype or modification, with or without specific conditions;
      2. b. Reject the prototype or modification;
      3. c. Require additional testing; or
      4. d. Require a trial period under subdivision 7 of this subsection.
   9. 9. Department approval of a prototype or modification of a slot machine does not constitute a guarantee of its safety or reliability.

5. E. Abbreviated testing and certification.

   1. 1. Except with regard to the department's central monitor and control system, a manufacturer may, during the period specified in subdivision B 7 of this section, seek department approval of a prototype or proposed modification under an abbreviated testing and certification process for any equipment, system, or software required to be tested and certified under subdivision B 5 of this section.
   2. 2. A manufacturer shall submit the equipment, system, or software to an independent certified testing laboratory.

   3. 3. The submission required by subdivision 2 of this subsection shall include the following:

      1. a. A request for abbreviated testing and certification under this subsection naming the state within the United States on whose regulations and technical standards the manufacturer proposes the department rely;
      2. b. A prototype of the equipment, system, or software identical in all mechanical, electrical, electronic, and other respects to that for which department approval is sought;

      3. c. A certification signed by the chief engineer of the manufacturer, or the engineer in charge of the division of the manufacturer responsible for producing the equipment or system submitted, representing that:

         1. (1) The prototype or proposed modification is identical in all mechanical, electrical, electronic and other respects to one that has been tested and certified by:

            1. (a) A testing laboratory operated by the named state; or
            2. (b) An independent certified testing laboratory on behalf of the named state;
         2. (2) The manufacturer is licensed in good standing in the named state;
         3. (3) The submitted equipment, system, or software has all regulatory approvals prerequisite to sale, lease, or distribution in the named state;
         4. (4) The testing standards of the named state are comprehensive, thorough and involve substantially similar technical requirements and safeguards as those required by the casino gaming law, this chapter, or any other law, regulation, or condition of the department related to casino gaming; and

         5. (5) The manufacturer has fully disclosed any conditions or limitations placed by the named state on the operation or placement of the equipment, system, or software:

            1. (a) At the time of approval; or
            2. (b) Subsequent to approval;

      4. d. Copies of the submission package, and any amendments thereto, filed in the named state, including any:

         1. (1) Checklists;

         2. (2) Correspondence, review letters, or certification letters issued by:

            1. (a) The testing laboratory operated by the named state; or
            2. (b) An independent certified testing laboratory on behalf of the named state; and
         3. (3) Final approval letter issued by the named state;

      5. e. If applicable, a description of any interoperability testing conducted by the manufacturer, including test results identified by manufacturer, model and software identification and version number, for the submitted equipment or system's connection to a:

         1. (1) Slot machine;
         2. (2) Slot machine data system;
         3. (3) Casino management system;
         4. (4) Gaming ticket system;
         5. (5) Promotional play system;
         6. (6) Player tracking system;
         7. (7) Ticket redemption unit;
         8. (8) Automated jackpot payout machine;
         9. (9) External bonusing system;
         10. (10) Cashless funds transfer system; and
         11. (11) Progressive controller;

      6. f. If the submission involves a slot machine, a description of the manner in which the slot machine was or will be tested for compatibility and compliance with the central monitor and control system communication protocol designated by the department, including the ability to communicate with the central monitor and control system on a real time basis for:

         1. (1) Meter retrieval; and
         2. (2) Slot machine status, activation, and deactivation; and

      7. g. If requested by the department or an independent certified testing laboratory:

         1. (1) Any specialized hardware, software, or other equipment, inclusive of technical support and maintenance, required to conduct the testing and certification process; and
         2. (2) Additional documentation pertaining to the equipment, system, or software being tested.

   4. 4. At the conclusion of testing of a prototype or modification, an independent certified testing laboratory conducting abbreviated testing and certification shall issue to the department a certification report in an:

      1. a. Electronic form; and
      2. b. Format acceptable to the department.

   5. 5. The certification report issued under subdivision 4 of this subsection shall state:

      1. a. Whether the independent certified testing laboratory concurs with the manufacturer that the testing standards of the named state are comprehensive, thorough and involve substantially similar technical requirements and safeguards as those required by the casino gaming law, this chapter, and any other law, regulation, or condition of the department related to casino gaming;
      2. b. Whether the documentation required by subdivision 3 c of this subsection is complete;
      3. c. With respect to any deficiency noted relating to subdivision 5 a or 5 b of this subsection, the nature of the noncompliance; and
      4. d. The results of any supplemental testing performed, including interoperability testing with the central monitor and control system.

   6. 6. Upon receipt of a certification report from an independent certified testing laboratory, the department may act with regard to:

      1. a. Acceptance of the testing standards of the named state; and

      2. b. The specific equipment, system, or software by:

         1. (1) Approving the prototype or modification, with or without specific conditions;
         2. (2) Rejecting the prototype or modification;
         3. (3) Requiring additional testing; or
         4. (4) Requiring a trial period under this chapter.
   7. 7. Department approval of a prototype or proposed modification does not constitute a guarantee of its safety or reliability.

6. F. Concatenated binary files and related documentation. A manufacturer shall deliver each slot machine to the department with:

   1. 1. The concatenated binary file signature corresponding to the department-approved version of the slot machine in a form satisfactory to the:

      1. a. Department; and
      2. b. Central monitor and control system operator; and

   2. 2. A file, in a form satisfactory to the department, describing the slot machine including:

      1. a. The manufacturer's:

         1. (1) Serial number;
         2. (2) Model number;
         3. (3) Software identification number; and
         4. (4) Version number;
      2. b. Denomination or a designation as multi-denomination;
      3. c. Cabinet style;

      4. d. An indication as to whether the slot machine is a:

         1. (1) Progressive; or
         2. (2) Wide area progressive;

      5. e. Configured for use with a:

         1. (1) Gaming ticket system;
         2. (2) External bonusing system; and
         3. (3) Cashless funds transfer system; and
      6. f. Other information required by the department.

7. G. Emergency modification of equipment, a system, or software.

   1. 1. Notwithstanding the requirements of subsections C and D of this section, the department may, on submission of a written request by a manufacturer, authorize installation of a modification to equipment, a system, or software required to be tested, certified, and approved by the department under subdivision B 5 of this section, on an emergency basis.

   2. 2. A written request submitted by a manufacturer to the department shall document the:

      1. a. Equipment, system, or software proposed for emergency modification, including:

         1. (1) Software identification number; and
         2. (2) Version number;
      2. b. Facility;
      3. c. Reason for the emergency modification; and
      4. d. Proposed date and time of installation.
   3. 3. A manufacturer may not install an emergency modification without the written approval of the department.
   4. 4. No more than 15 days following receipt of department authorization on an emergency modification, a manufacturer shall submit a modification identical to that receiving emergency authorization for testing, certification and approval under this chapter.

8. H. Notice of known or suspected defect.

   1. 1. A manufacturer shall immediately notify the department of any known or suspected defect or malfunction in equipment, system, or software required to be tested, certified, and approved by the department under subdivision B 5 of this section.

   2. 2. A manufacturer shall:

      1. a. Confirm in writing any notice given to the department verbally pursuant to subdivision 1 of this subsection; and
      2. b. If required by the department, notify a facility operator of any known or suspected defect or malfunction in equipment, a system, or software installed in its facility.
   3. 3. A facility operator shall immediately notify the department of any known or suspected defect or malfunction in equipment, system, or software required to be tested, certified, and approved by the department under subdivision B 5 of this section.
   4. 4. A facility operator shall confirm in writing any notice given to the department verbally pursuant to subdivision 3 of this subsection.

9. I. Revocation.

   1. 1. The department may, at any time, revoke an approval granted to equipment, a system, or software under subsection C, D, or E of this section on a determination by the department that the equipment, system, or software does not comply with:

      1. a. The casino gaming law, this chapter, or any other law, regulation, or condition of the department related to casino gaming; or

      2. b. The central monitor and control system communication protocol designated by the department including the ability to communicate with the central monitor and control system on a real time basis for:

         1. (1) Meter retrieval; and
         2. (2) Slot machine status, activation, and deactivation; or
      3. c. Any other requirement established by the department.
   2. 2. The department may, at any time, impose additional conditions on the operation or placement of department-approved equipment, systems, or software.
   3. 3. A revocation by the department of an approval under subdivision 1 of this subsection does not give rise to an appeal right.
10. J. Communication requirements. A manufacturer shall enable a slot machine to communicate with the department's central monitor and control system through a gaming industry communication protocol approved by the department.

11. K. Average payout percentage.

    1. 1. In this subsection, the following terms have the meanings indicated.

       "Game cycle" means the finite set of all possible combinations of symbols on a slot machine, including spinning reels or card images or other forms of video display or both.

       "Theoretical payout percentage" means the total value of jackpots expected to be paid by a slot machine divided by the total value of slot machine wagers expected to be made on that slot machine during the game cycle.

    2. 2. A slot machine shall have a theoretical payout percentage that is between 84% and 100%.

    3. 3. Once a facility is operational, the department shall:

       1. a. Conduct periodic reviews to ensure that average payout percentages, on an average annual basis, comply with the requirements of this subsection; and
       2. b. If necessary, require the modification or replacement of a slot machine to ensure compliance with the average payout percentage requirements of this subsection.
    4. 4. A payout percentage that may be affected by reason of skill shall meet the payout percentage requirements of this subsection factoring in a method of play that provides the greatest return to a player.

    5. 5. A slot machine:

       1. a. May not:

          1. (1) Offer the top advertised winning combination where the odds exceed 50 million to one; and
          2. (2) Alter any function based on an internal computation of payout percentage; and
       2. b. Shall be designed to ensure that all possible combinations in the game cycle are independent of each other, unless disclosed to the player.

12. L. Minimum and maximum bet.

    1. 1. A slot machine may accept a minimum bet on a single game event as low as one cent.
    2. 2. A slot machine may not accept a maximum bet on a single game event in excess of $500 without the written approval of the department.
    3. 3. The $500 maximum bet in subdivision 2 of this subsection does not apply to a double-up option on a winning wager.
    4. 4. For an electronic table game, each wager on a separate outcome is a single game event.

13. M. Slot machine lock-up.

    1. 1. A slot machine shall be configured to lock-up and preclude further play following a single jackpot that requires the filing of IRS Form W-2G, Certain Gambling Winnings.
    2. 2. A single jackpot event shall include the exhaustion of all available double-up and bonus wager options on a winning wager.
    3. 3. A slot machine may be configured to permit the transfer, upon lock-up, of a jackpot amount to the credit meter.

14. N. Random number generator.

    1. 1. In this subsection, the following terms have the meanings indicated.

       "Chi-squared analysis" means a statistical test for goodness of fit that measures the difference between a theoretical result and an observed result.

       "Correlation test" means a statistical test that determines whether each card, number, symbol, or stop position is independently chosen without regard to another card, number, symbol, or stop within that game play.

       "Runs test" means a statistical test that determines the existence of recurring patterns within a set of data.

       "Series correlation test" means a statistical test that determines whether each card, number, symbol, or stop position is independently chosen without regard to another card, number, symbol, or stop in the previous game.

    2. 2. A slot machine shall determine the occurrence of a specific card, number, symbol, or stop by utilizing:

       1. a. One random number generator; or
       2. b. Two or more random number generators working collectively.

    3. 3. A slot machine's selection process shall be considered random if it meets the following statistical requirements:

       1. a. A chi-squared analysis meeting a 99% confidence level;
       2. b. A runs test meeting a 99% confidence level;
       3. c. A correlation test meeting a 99% confidence level;
       4. d. A series correlation test meeting a 99% confidence level; and
       5. e. Any other test of randomness determined appropriate by the department.

    4. 4. A random number generator, including its random number selection process shall be designed in a manner that ensures it is impervious to:

       1. a. Outside influences;
       2. b. Interference from electro-magnetic, electrostatic, and radio frequencies; and
       3. c. Influence from ancillary equipment by means of data communication.

    5. 5. Once a random selection process has occurred, a slot machine:

       1. a. Shall display an accurate representation of the randomly selected outcome; and
       2. b. May not make a secondary decision that affects the result shown to the player at the slot machine.

15. O. Rules of play.

    1. 1. In this subsection the following term has the meaning indicated.

       "Strategy choice" means a particular play option on a slot machine that requires the use of skill to consistently achieve the best result.

    2. 2. A slot machine shall be equipped to display to a player while idle the:

       1. a. Schedule of credits awarded with each winning combination;
       2. b. Applicable rules of play; and
       3. c. Any maximum bet limit imposed under this chapter.

    3. 3. The department may prohibit the display of any rules of play it determines to be:

       1. a. Incomplete;
       2. b. Confusing;
       3. c. Misleading; or
       4. d. Inconsistent with the rules of play required by the department.
    4. 4. For rules of play, the schedule of credits awarded with each winning combination may not include possible aggregate awards achievable from free plays.

    5. 5. A slot machine that includes a strategy choice shall include in its rules of play mathematically sufficient information for a player to use optimal skill unless the player:

       1. a. Is not required to make an additional wager; and
       2. b. Cannot lose any credits earned prior to the strategy choice.
    6. 6. A manufacturer or facility operator may not attach a sticker or other removable device that concerns rules of play to the face, glass, or screen of a slot machine without the prior written approval of the department.

16. P. Slot machine meters.

    1. 1. A slot machine shall be equipped with:

       1. a. The meter functions required by this subsection;

       2. b. Cumulative meters that are accessible and legible without access to the interior of the slot machine, including:

          1. (1) Count meters that are at least eight digits in length; and

          2. (2) Value meters that are at least 10 digits in length and maintained in:

             1. (a) Credit units equal to the denomination of the slot machine; or
             2. (b) Dollars and cents; and
       3. c. A device, mechanism, or method for retaining electronically accounting data for all meters required under this subsection for a period of not less than 10 days after a power loss.
    2. 2. A slot machine may not be equipped with any device, mechanism, or method that allows or causes the cumulative meters required under this subsection to automatically clear or zero out.

    3. 3. A slot machine shall be equipped with the following cumulative meters, that continuously and automatically increment as follows:

       1. a. A coin-in meter that:

          1. (1) Accumulates the total number of credits wagered whether the wager involves:

             1. (a) A gaming ticket;
             2. (b) A promotional play instrument;
             3. (c) Downloaded credits; or
             4. (d) Credits won; and
          2. (2) Does not accumulate subsequent double-up wagers or other wagers of intermediate winnings accumulated during a game event;

       2. b. A series of meters that collectively account for the number of credits won, including:

          1. (1) A coin-out meter that does not record amounts awarded as the result of an external bonusing system or a progressive payout but accumulates the total number of credits paid out automatically by the slot machine as a result of winning wagers including a payout:

             1. (a) By gaming ticket; and
             2. (b) Directly to a credit meter; or
             3. (c) Any other means.
          2. (2) A progressive payout meter does not record amounts awarded as the result of an external bonusing system but accumulates the total number of credits paid out automatically by the slot machine as a result of a progressive jackpot;
          3. (3) An external bonus payout meter that does not record amounts awarded as the result of a progressive payout but that accumulates the total number of credits paid out automatically by the slot machine as a result of an external bonusing system award;
          4. (4) An attendant paid jackpot meter that does not record amounts awarded as the result of an external bonusing system or a progressive payout but accumulates the total number of credits hand paid by a facility operator as the result of a single winning combination that exceeds the physical or configured capability of the slot machine;
          5. (5) An attendant paid progressive jackpot meter that does not record amounts awarded as the result of an external bonusing system but accumulates the total number of credits hand paid by a facility operator as a result of a progressive jackpot that exceeds the physical or configured capability of the slot machine; and
          6. (6) An attendant paid external bonus payout meter that does not record amounts awarded as the result of a progressive payout but accumulates the total number of credits hand paid by a facility operator as a result of an external bonusing system award that exceeds the physical or configured capability of the slot machine;
       3. c. An attendant paid canceled credit meter that accumulates the total number of credits hand paid by a facility operator as the result of a player initiated cash-out that exceeds the physical or configured capability of the slot machine;
       4. d. A gaming ticket in count meter that accumulates the number of gaming tickets accepted by a slot machine;
       5. e. A gaming ticket in value meter that accumulates the total value of credits on gaming tickets accepted by a slot machine;
       6. f. A gaming ticket out count meter that accumulates the number of gaming tickets issued by a slot machine;
       7. g. A gaming ticket out value meter that accumulates the total value of credits on gaming tickets issued by a slot machine;
       8. h. A promotional play instrument in count meter that accumulates the number of promotional play instruments accepted by a slot machine;
       9. i. A promotional play instrument in value meter that accumulates the total value of credits on promotional play instruments accepted by a slot machine;
       10. j. A cashable downloadable in value meter that accumulates the total value of cashable credits accepted by a slot machine through a cashless funds transfer system;
       11. k. A cashable downloadable out value meter that accumulates the total value of cashable credits issued by a slot machine to player accounts through a cashless funds transfer system;
       12. l. A noncashable downloadable in value meter that accumulates the total value of noncashable credits accepted by a slot machine through a cashless funds transfer system;
       13. m. A noncashable downloadable out value meter that accumulates the total value of noncashable credits issued by a slot machine to player accounts through a cashless funds transfer system; and
       14. n. Other meters as required by the department.

    4. 4. A slot machine shall be equipped with the following noncumulative meters:

       1. a. A credit meter that advises a player of the total number of credits, cashable and noncashable, available for wagering on the slot machine, which shall be wagered in the following order:

          1. (1) Noncashable credits; and
          2. (2) Cashable credits;
       2. b. A credits wagered meter that advises a player of the total number of credits wagered in a particular game or round of slot machine play;
       3. c. A win meter that advises a player of the total number of credits won in the immediately concluded game or round of slot machine play; and

       4. d. A credits paid meter that advises a player of the total value of the last:

          1. (1) Cash out initiated by a player;
          2. (2) Hand paid jackpot; and
          3. (3) Hand paid canceled credit.

    5. 5. The noncumulative meters required by subdivision 4 of this subsection shall be:

       1. a. Visible from the exterior of the slot machine; and
       2. b. At least eight digits in length.

    6. 6. A slot machine shall be equipped with a meter at least eight digits in length that stores, in a manner and for a duration acceptable to the department, the number of games played after the following events:

       1. a. Power reset;

          b, Door close; and

       2. c. RAM clear.
    7. 7. The department may approve a slot machine that combines one of more of the meters enumerated in subdivision 3 of this subsection if the department determines that the combined meters do not preclude the capture of all critical transactions occurring on a slot machine.
    8. 8. A manufacturer may enable a slot machine that has been tested, certified, and approved under this chapter for tournament play with the prior written approval of the department, and if a slot machine has been enabled for tournament play, the results of tournament play may not increment the cumulative meters required under subdivision 3 of this subsection.

17. Q. RAM clear. A manufacturer may not perform a RAM clear on a slot machine without:

    1. 1. Prior notice to the central monitor and control system operator; and
    2. 2. Recordation and transmission to the central monitor and control system operator of accounting meter data immediately prior to the RAM clear.

18. R. Slot machine tower lights and error conditions

    1. 1. In this subsection, the following terms have the meanings indicated.

       "Administrative mode" means a slot machine has been deliberately placed by a manufacturer in an unplayable state to access the set up or recall functions of the slot machine;

       "Disabled mode" means a slot machine has been deliberately placed, by a manufacturer or the central monitor and control system, in an unplayable state for any reason other than access to the set up or recall functions of the slot machine; and

       "Tilt mode" means a slot machine has placed itself in an unplayable state due to malfunction or error condition and may not be returned to a playable state without the intervention of a manufacturer.

    2. 2. A slot machine shall be equipped with a tower light located at the top of its cabinet used to identify the operational status of the slot machine including:

       1. a. A jackpot payout;
       2. b. A credit meter payout that exceeds the physical or configured capability of the slot machine to pay;
       3. c. Main door open;
       4. d. Player requesting attendant services;
       5. e. Administrative mode;
       6. f. Disabled mode; and
       7. g. Tilt mode.

    3. 3. A tower light shall be visible to:

       1. a. A player; and
       2. b. The facility operator's surveillance department.
    4. 4. When illuminated, the tower light shall indicate the default denomination of the slot machine, which for multi-denomination slot machines, shall be the lowest configured denomination.
    5. 5. Each denomination shall be indicated by a unique color and be consistent across the facility operator's gaming floor.
    6. 6. The department may, on submission of a written request by a manufacturer, approve an alternative means for identifying the operation status enumerated in this subsection.
    7. 7. A manufacturer shall deliver a slot machine with documentation that identifies each light or light combination on its tower light and the operational status corresponding to that light or light combination.
    8. 8. Nothing in this subsection shall preclude a manufacturer from equipping a slot machine with a light or light combinations not required by this subsection for use by a facility operator for gaming floor communication provided the manufacturer notifies the department in writing of any internal communication protocols involving tower lights developed by a manufacturer for a facility prior to implementation.

    9. 9. A slot machine shall be equipped, while idle and in play mode, to do the following with regard to an error condition identified in subdivision 10, 11, 12, or 13 of this subsection:

       1. a. Detect the error condition;

       2. b. Identify the specific error condition by:

          1. (1) Tower light; or
          2. (2) Other department-approved means; and

       3. c. Communicate the specific error condition to the:

          1. (1) Central monitor and control system; and
          2. (2) Casino management system.

    10. 10. The following error conditions may be cleared automatically by the slot machine upon completion of a new play sequence:

        1. a. Power reset;
        2. b. Door open; and
        3. c. Door just closed.

    11. 11. The following error conditions shall result in placement of the slot machine in disabled mode, shall prevent play and shall only be cleared by a manufacturer:

        1. a. Low RAM battery;
        2. b. Program error or defective program storage media;
        3. c. Reel spin error;
        4. d. Removal of the control storage media; and
        5. e. RAM defective or corrupted.

    12. 12. The following error conditions need not result in placement of the slot machine in disabled mode, may not preclude play if the error condition is determined not to prohibit completion of the transaction and shall be cleared by a manufacturer or facility operator:

        1. a. Printer mechanism paper level is low;
        2. b. Printer mechanism is out of paper;
        3. c. Printer failure; and
        4. d. Presentation error.
    13. 13. A manufacturer of a slot machine shall affix a description of the error code corresponding to each error condition inside a slot machine.

19. S. Last game recall.

    1. 1. A slot machine shall be capable of recalling and displaying a complete play history for the most recent game event and at least three games immediately preceding the most recent game event.

    2. 2. The play history required by subdivision 1 of this subsection shall:

       1. a. Be retrievable using an external key switch or other secure method that is not available to a player;

       2. b. Be available when the slot machine is in:

          1. (1) Idle mode;
          2. (2) Administrative mode;
          3. (3) Disabled mode; and
          4. (4) Unless a true fatal tilt has occurred, tilt mode; and

       3. c. Include:

          1. (1) Game outcome in graphics or text;
          2. (2) The base game and all intermediate play decisions;
          3. (3) Details sufficient to determine the credits available at the start and end of each game event;
          4. (4) Wagers placed;
          5. (5) Results of any player choices involved in the game outcome;
          6. (6) Credits won;
          7. (7) Unless discernable from other screens or attendant menus, credits cashed out;
          8. (8) An indication of any progressive jackpot awarded; and
          9. (9) All double-up, bonus, and extended play activity.
    3. 3. Notwithstanding the requirements of subdivision 2 c of this subsection, a slot machine offering a variable number of intermediate play steps in a game event shall satisfy the requirements of this subsection if it is capable of recalling and displaying the last 50 intermediate steps in each of the four base game events retained.
    4. 4. A slot machine shall be capable of recalling and displaying a complete transaction history for the last 35 transactions with a cashless funds transfer system.

20. T. Slot machine entry logs.

    1. 1. Unless a request for an alternate procedure is submitted in writing and approved by the department, a manufacturer shall equip a slot machine with a maintenance log for use in documenting each time a:

       1. a. Slot machine is entered; or
       2. b. Device connected to a slot machine that may affect the operation of the slot machine is accessed.

    2. 2. A maintenance log shall be:

       1. a. Signed by each individual accessing an area enumerated in subdivision 1 of this subsection, including representatives of a manufacturer, a contractor, a facility operator, or the department;

       2. b. Maintained in a book with bound numbered pages that cannot be readily removed, or in a functional equivalent that has been reviewed and approved by the department:

          1. (1) In the main cabinet of the slot machine; and

          2. (2) On the cover of which are fields to record:

             1. (a) The slot machine's manufacturer's serial number;
             2. (b) Department asset number; and
             3. (c) A log book sequence number;

       3. c. Utilized to document the following:

          1. (1) Date and time of entry;
          2. (2) Entering individual's signature;
          3. (3) Reason for entering the slot machine, including the identification of areas inspected or repaired; and
       4. d. Retained by a facility operator for a minimum of three years from the date of the last entry unless a request for destruction is submitted in writing and approved in writing by the department.

    3. 3. A manufacturer shall equip a progressive controller not housed within the cabinet of a slot machine with a maintenance log that documents each time the department-approved compartment in which the progressive controller resides is accessed that is:

       1. a. Signed by each individual accessing the compartment housing the progressive controller including representatives of a manufacturer, a contractor, a facility operator, or the department;

       2. b. Maintained in a book with bound numbered pages that cannot be readily removed:

          1. (1) In the department-approved compartment in which the progressive controller resides; and

          2. (2) On the cover of which are fields to record:

             1. (a) The progressive controller's manufacturer's serial number;
             2. (b) Department asset number; and
             3. (c) A log book sequence number;

       3. c. Utilized to document the following:

          1. (1) Date and time of entry to the compartment housing the progressive controller;
          2. (2) Entering individual's signature;
          3. (3) Reason for entering the compartment housing the progressive controller including the identification of areas inspected or repaired; and
       4. d. Retained by a facility operator for a minimum of three years from the date of the last entry unless a request for destruction is submitted in writing and approved in writing by the department.

21. U. Slot machine security.

    1. 1. If a manufacturer ships a slot machine with software already installed, prior to transporting it the manufacturer shall seal the slot machine with a prenumbered seal.

    2. 2. Access to the main door securing the interior of a slot machine shall be controlled by at least one lock:

       1. a. The key to which is:

          1. (1) Different from any other key securing access to a slot machine component including a belly door; and
          2. (2) Limited to access by a manufacturer and facility operator; and
       2. b. Provided and installed by a facility operator except a facility operator may supply a manufacturer with a lock for installation during the manufacturing process.

    3. 3. Access to the logic door securing the slot machine's main processing unit shall be controlled by at least one lock:

       1. a. The key to which is:

          1. (1) Different from any other key securing access to a slot machine component including a belly door; and
          2. (2) Limited to access by a manufacturer and facility operator; and
       2. b. Provided and installed by a facility operator, except a facility operator may supply a manufacturer with a lock for installation during the manufacturing process.

    4. 4. A slot machine shall be designed with access to hardware switches controlling functions critical to the operation of a slot machine limited to access by a manufacturer and the department including switches, jumpers, and other mechanisms utilized to alter:

       1. a. Pay tables;
       2. b. Payout percentages; and
       3. c. Meters.

    5. 5. A slot machine shall have:

       1. a. Printed or affixed to the top and front of the slot machine, in a size suitable for effective surveillance coverage:

          1. (1) The facility operator's gaming floor location number; and
          2. (2) Department asset number; and

       2. b. An identification plate on its exterior displaying the:

          1. (1) Manufacturer; and

          2. (2) Manufacturer's:

             1. (a) Serial number; and
             2. (b) Model number.

22. V. Minimum design standards applicable to equipment, a system, or software.

    1. 1. Equipment, a system, or software required to be tested, certified, and approved under this subsection shall:

       1. a. Conform to the minimum design standards of this subsection; and
       2. b. If applicable, conform to any specific additional design standards enumerated in this se.

    2. 2. Equipment, a system, or software required to be tested, certified, and approved under this subsection shall, at a minimum, control logical access through:

       1. a. Generation of daily monitoring logs documenting:

          1. (1) User access; and
          2. (2) Security incidents;

       2. b. Assignment of rights and privileges to an individual user including specific protocols addressing:

          1. (1) Creation, modification, and termination of a unique system account for each user;

          2. (2) Password parameters that:

             1. (a) Require a minimum length;
             2. (b) Incorporate an expiration interval; and
             3. (c) Result in lockout; and
          3. (3) Administrator and override capabilities;

       3. c. Use of access permissions to restrict an unauthorized user from performing any the following with regard to critical files and directories:

          1. (1) Reading;
          2. (2) Altering; or
          3. (3) Deleting; and

       4. d. Restricted access to critical files and directories through:

          1. (1) Encryption; or

          2. (2) If approved by the department, internal controls provided the internal controls include:

             1. (a) The effective segregation of duties and responsibilities with regard to the system; and
             2. (b) The automatic monitoring and recording by the system of access by an individual to its files and directories.

    3. 3. Equipment, a system, or software required to be tested, certified, and approved under this chapter shall, at a minimum, control system operations through:

       1. a. Generation of daily monitoring logs and alert messages documenting:

          1. (1) System performance;
          2. (2) Hardware problems; and
          3. (3) Software errors;
       2. b. Authentication of the source of a data transmission;
       3. c. Transmission completeness and accuracy checks;
       4. d. Detection of corrupt or lost data packets;
       5. e. Rejection of a transmission;
       6. f. Use of cryptographic controls for critical transmissions of data; and
       7. g. Daily synchronization of its real time clock with that of equipment, systems, or software to which it is linked.

    4. 4. Equipment, a system, or software required to be tested, certified, and approved under this subsection shall, at a minimum, control the integrity of data through:

       1. (a) Validation of inputs to critical fields, including data:
       2. (1) Type; and

       3. (2) Format;

          1. (b) Rejection of corrupt data;
          2. (c) Automatic and independent recordation of critical data;
          3. (d) Independent verification of the accuracy of data; and
          4. (e) Segregation of all security critical system programs, files, and directories from other programs, files, and directories.

    5. 5. Equipment, a system, or software required to be tested, certified, and approved under this subsection shall, at a minimum, ensure continuity through:

       1. a. Data redundancy to permit a complete and prompt recovery of all information in the event of malfunction or power interruption; and
       2. b. Environmental protections, including an uninterruptible power supply to protect critical hardware.
    6. 6. Equipment, a system, or software required to be tested, certified, and approved under this subsection must comply with the gaming law, this chapter, any other law, regulation, or condition of the department related to casino gaming and any applicable technical standard issued by the director.

23. W. Gaming ticket system - additional requirements.

    1. 1. A facility operator may issue gaming tickets and shall utilize only a gaming ticket system that has been tested, certified, and approved under this chapter.

    2. 2. In addition to complying with the minimum design standards of subsection V of this section, a gaming ticket system shall:

       1. a. Authenticate the source of a data transmission by identifying whether a transmission originated with a:

          1. (1) Casino gaming machine;
          2. (2) Ticket redemption unit; or
          3. (3) Cashiers' cage redemption location;

       2. b. Use cryptographic controls for transmissions that include:

          1. (1) A gaming ticket series number;
          2. (2) Meter information; and
          3. (3) Other information used in the calculation or verification of proceeds;

       3. c. Be configured to:

          1. (1) Prevent issuance of a gaming ticket exceeding $10,000;
          2. (2) Require gaming tickets of $5,000 or more to be redeemed only at the cashiers' cage;
          3. (3) Issue a gaming ticket that does not expire for 180 days after the date of issuance; and
          4. (4) Permit access to the complete series number of an unredeemed gaming ticket only to gaming ticket system administrative employees and accounting department employees not assigned to the cashier's cage;

       4. d. Require a generated gaming ticket to include:

          1. (1) Name or trade name of the facility operator;
          2. (2) Date and time of issuance;
          3. (3) Amount of the gaming ticket;

          4. (4) A unique series number printed in at least two locations on the gaming ticket:

             1. (a) Comprised of at least 18 numbers, symbols, or characters; and
             2. (b) Containing at least three numbers, symbols, or characters that are:
             3. (i) Randomly generated in a manner approved by the department;
             4. (ii) Designed to prevent an individual from being able to predict the series number of any other gaming ticket; and
             5. (iii) Containing at least one number, symbol, or character unique to a gaming ticket that visually differentiates between a gaming ticket and a promotional play instrument;
          5. (5) Asset number of the casino gaming machine dispensing the gaming ticket;
          6. (6) Locations where the gaming ticket may be redeemed and any restrictions applicable to redemption;
          7. (7) A barcode or magnetic strip that enables ticket system to identify the numeric information required by this subdivision; and
          8. (8) Notice to the player of the terms of expiration; and

       5. e. Automatically and independently record the critical data required to be printed on a gaming ticket under the facility operator's approved minimum control standards at the time of gaming ticket:

          1. (1) Generation; and
          2. (2) Redemption;

       6. f. Perform the following before payment:

          1. (2) Electronically cancel the gaming ticket: and

          (1). Independently verify, in a manner satisfactory to the department, the accuracy of a gaming ticket series number and amount prior to redemption; and

       7. g. Be able to generate, at the conclusion of each gaming day, reports detailing:

          1. (1) Gaming tickets issued;
          2. (2) Gaming tickets redeemed and canceled by redemption location;
          3. (3) Unredeemed liability for gaming tickets;
          4. (4) Readings on gaming ticket related casino gaming machine meters;
          5. (5) Meter readings compared to number and amount of issued and redeemed gaming tickets; and
          6. (6) Any exceptions.

24. X. Ticket redemption unit - additional requirements.

    1. 1. A facility operator may utilize a ticket redemption unit or ancillary system or application that has been tested, certified, and approved under this chapter.

    2. 2. In addition to complying with the minimum design standards of subsection V of this section, a ticket redemption unit or ancillary system or application shall, in a manner satisfactory to the department:

       1. a. Be configured to redeem a gaming ticket of less than $5,000;
       2. b. Establish the validity of a gaming ticket or promotional play instrument by comparing the unique series number on the ticket or instrument with electronic records in a gaming ticket system or promotional play system;

       3. c. Cancel upon acceptance a gaming ticket or promotional play instrument to prevent:

          1. (1) Subsequent redemption at:

             1. (a) A cashiers' cage; or
             2. (b) Another ticket redemption unit; or
          2. (2) Acceptance by a slot machine; and
       4. d. Evaluate whether sufficient funds are available before accepting the gaming ticket or promotional play instrument and completing the transaction.

    3. 3. The following error conditions may be cleared automatically by a ticket redemption unit upon completion of a new transaction.

       1. a. Power reset;
       2. b. Door open;
       3. c. Door closed; and
       4. d. System communication loss.

    4. 4. The following error conditions shall result in placement of the ticket redemption unit in disabled mode, shall prevent new transactions, and shall only be cleared by a facility operator:

       1. a. Failure to make payment, meaning that a gaming ticket or promotional play instrument was returned and no receipt for an unpaid amount was issued;
       2. b. Failure to make complete payment, meaning no receipt for an unpaid amount was issued;
       3. c. Bill validator failure; and
       4. d. Printer failure due to printer jam or lack of paper.

    5. 5. A ticket redemption unit or ancillary system or application shall be equipped with:

       1. a. The meters functions required by this subsection;

       2. b. Cumulative meters that are accessible and legible without access to the interior of the ticket redemption unit, including:

          1. (1) Count meters that are at least eight digits in length; and
          2. (2) Value meters that are at least 10 digits in length maintained in dollars and cents; continuously and automatically increment in credits equal to cents; and
       3. c. A device, mechanism, or method for retaining electronic accounting data for all meters for a period of not less than 10 days subsequent to a power loss.

    6. 6. A ticket redemption unit or ancillary system or application shall be equipped with meters that continuously and automatically increment as follows:

       1. a. A gaming ticket in count meter that accumulates the number of gaming tickets accepted by a ticket redemption unit;
       2. b. A gaming ticket in value meter that accumulates the total number of credits on gaming tickets accepted by a ticket redemption unit;
       3. c. A promotional play instrument in count meter that accumulates the number of promotional play instruments accepted by a ticket redemption unit;
       4. d. A promotional play instrument in value meter that accumulates the total value of credits on promotional play instruments accepted by a ticket redemption unit;
       5. e. Bill denomination in count meters that accumulate, by denomination, the total number of bills accepted by a ticket redemption unit;
       6. f. Bill denomination in value meters that accumulate, by denomination, the total dollar amount of currency accepted by a ticket redemption unit;
       7. g. Bill denomination out count meters that accumulate, by denomination, the total number of bills dispensed by a ticket redemption unit;
       8. h. Bill denomination out value meters that accumulate, by denomination, the total dollar amount of currency dispensed by a ticket redemption unit; and
       9. i. Other meters required by the department.

    7. 7. A facility operator shall be able to generate the following reports by a ticket redemption unit or ancillary system or application for the reconciliation period, which may be by gaming day, shift, or drop cycle:

       1. a. A gaming ticket transaction report that details:

          1. (1) Disposition, as paid, partially paid, or unpaid, of gaming tickets accepted by a ticket redemption unit;
          2. (2) Gaming ticket validation number;
          3. (3) Date and time of redemption;
          4. (4) Amount requested; and
          5. (5) Amount dispensed;

       2. b. A reconciliation report that details:

          1. (1) Date and time;
          2. (2) Unique asset identification number of the ticket redemption unit;
          3. (3) Total amount of cash in the currency and coin cassettes;
          4. (4) Total number of bills accepted by denomination; and
          5. (5) Total amount of gaming tickets accepted;

       3. c. A gaming ticket and currency storage box report that details the following data whenever a storage box is removed from the ticket redemption unit:

          1. (1) Date and time;
          2. (2) Unique asset identification number of the ticket redemption unit;
          3. (3) Unique identification number for each storage box in the ticket redemption unit;
          4. (4) Total amount of currency dispensed;
          5. (5) Total number of bills dispensed by denomination;
          6. (6) Total amount of gaming tickets accepted;
          7. (7) Total count of gaming tickets accepted; and
          8. (8) Details required to be included in any gaming ticket transaction report; and

       4. d. A transaction history report that details all critical player transaction history including any required automated transaction log, which shall include for each transaction, whether complete or incomplete:

          1. (1) Date and time;
          2. (2) Amount;
          3. (3) Disposition as complete or incomplete;
          4. (4) Error conditions including failed access attempts;
          5. (5) User access data; and
          6. (6) If equipped to redeem multiple cashable gaming tickets and cashable promotional play instruments in a single transaction, a breakdown of the transaction by individual cashable gaming ticket and cashable promotional play instrument.

25. Y. External bonusing system - additional requirements.

    1. 1. A facility operator may utilize an external bonusing system that has been tested, certified, and approved under this section.
    2. 2. In addition to complying with the minimum design standards of subdivision V of this section, a casino gaming machine connected to an external bonusing system may not equal or exceed an average payout percentage of 100% when the contribution of any bonus awards available on a casino gaming machine is added to the casino gaming machine's average payout percentage.

26. Z. Cashless funds transfer system - additional requirements.

    1. 1. A facility operator may utilize a cashless funds transfer system that has been tested, certified, and approved under this chapter.
    2. 2. A facility operator shall, in a form and in a timeframe specified by the department, submit a report to the department detailing any adjustment made to the amount of a credit transferred to or from a casino game or a player account by means of a cashless funds transfer system.
    3. 3. A facility operator utilizing a cashless funds transfer system shall develop and include in the internal controls submitted to and approved by the department procedures addressing the integrity, security, and control of a cashless funds transfer system.

    4. 4. A facility operator's internal controls shall address the intended scope of use of a cashless funds transfer system, including whether it will be used to:

       1. a. Transfer credits to a casino gaming machine; or
       2. b. Transfer credits from a casino gaming machine to a player account.
    5. 5. Transfer of credits to a casino gaming machine under this section shall be initiated by a player using an access control that requires the use of a unique access code for each player that is selected by and only available to that player.

    6. 6. A record of every transfer of credits to a casino game under this section shall be maintained by the cashless funds transfer system, and each transaction shall be identified, at a minimum, by:

       1. a. Date and time;
       2. b. Casino gaming machine manufacturer serial number; and

       3. c. The player's account identification number.

          AA. Progressive slot machines.

    7. 1. A slot machine offering a progressive jackpot may:

       1. a. Stand alone; or

       2. b. Be linked to:

          1. (1) Other slot machines in a facility; or
          2. (2) Slot machines in two or more facilities in or outside the Commonwealth of Virginia through a wide area progressive system under subsection BB of this section.

    8. 2. A manufacturer may not install in a facility, and a facility operator may not make available for play, a slot machine offering a progressive jackpot without department approval in writing of:

       1. a. A progressive proposal under subsection CC of this section; and
       2. b. Internal controls submitted to and approved by the department addressing the payment of a progressive jackpot.
    9. 3. A manufacturer may not modify the terms of a progressive jackpot, and a facility operator may not make available for play, a slot machine that offers a progressive jackpot that differs from its approved progressive proposal without the approval in writing of the department under subsection CC of this section.
    10. 4. A slot machine may offer multiple progressive jackpots.

    11. 5. A progressive jackpot amount may be calculated and transmitted to a slot machine by:

        1. a. The operating system of a slot machine; or
        2. b. A separate progressive controller interfaced to a slot machine.

    12. 6. A progressive controller shall be:

        1. a. Located in a restricted area;

        2. b. Secured:

           1. (1) In a dual key controlled compartment with:

              1. (a) One key controlled by the operations department; and
              2. (b) One key controlled by the security department; or
           2. (2) By alternative means approved by the department; and

        3. c. Capable of:

           1. (1) Displaying an available progressive jackpot amount on a slot machine's:

              1. (a) Progressive meter; or
              2. (b) Common progressive meter;
           2. (2) Transmitting to a slot machine for metering purposes the amount of a progressive jackpot;
           3. (3) If linked to a common progressive meter in accordance with subdivision 8 of this subsection, displaying the department asset number of the slot machine on which a progressive jackpot is won;
           4. (4) If a progressive controller is servicing multiple slot machines, automatically resetting all slot machines connected to it to a preestablished reset amount; and

           5. (5) If the progressive offers multiple jackpot levels, maintaining and displaying for each progressive level the:

              1. (a) Number of progressive jackpots won;
              2. (b) Cumulative amount paid;
              3. (c) Maximum progressive payout;
              4. (d) Minimum amount or reset amount; and
              5. (e) Rate of progression.

    13. 7. A slot machine offering a progressive jackpot shall be equipped, for each progressive jackpot offered, with the following mechanical, electrical, or electronic meters:

        1. a. A progressive meter that:

           1. (1) May increase in value based upon wagers;
           2. (2) Advises the player of the amount that may be won if the slot machine characters that result in the award of a progressive jackpot appear as a result of activation of play; and

           3. (3) Is visible from the front of the slot machine through:

              1. (a) A meter display housed in the slot machine; or
              2. (b) A common progressive meter display unit;
        2. b. A progressive payout meter under subsection P of this section;
        3. c. An attendant paid progressive jackpot meter under subsection P of this section; and

        4. d. A cumulative progressive payout meter that continuously and automatically records the total value of progressive jackpots paid whether paid:

           1. (1) Directly by the slot machine; or
           2. (2) Hand paid by a facility operator as a result of a progressive jackpot that exceeds the physical or configured capability of a slot machine.

    14. 8. A slot machine linked to a common progressive meter for the purpose of offering the same progressive jackpot on two or more slot machines shall:

        1. a. Have the same probability of hitting the combination of characters that will award the progressive jackpot as every other slot machine linked to that common progressive meter; and

        2. b. Require each:

           1. (1) Player to wager the same amount to receive a chance at winning the progressive jackpot; and
           2. (2) Wager to increment the progressive meter by the same rate of progression on every slot machine connected to the common progressive meter.

    15. 9. Notwithstanding the requirements of subsection 8 of this subsection, slot machines linked to a common progressive meter for the purpose of offering the same progressive jackpot on two or more slot machines may be of different denominations or require different wagers, or both, if:

        1. a. The probability of winning the progressive jackpot is directly proportional to the wager required to win a jackpot; and
        2. b. A notice indicating the proportional probability of hitting the progressive jackpot on the common progressive meter is conspicuously displayed in a manner specified by the department on each linked slot machine.

    16. 10. A manufacturer may not:

        1. a. Set a limit for a progressive jackpot that exceeds the display capability of the progressive meter; or

        2. b. Adjust a progressive meter without the prior approval of the department unless the adjustment is:

           1. (1) Required as a direct result of slot machine or meter malfunction; and

           2. (2) Reported by the manufacturer in a form and in a time frame specified by the department to the department and the facility operator.

              BB. Wide area progressive system.

    17. 1. A manufacturer may not install, and a facility operator may not make available for play, a wide area progressive system without department approval in writing of:

        1. a. A wide area progressive agreement under subdivision 3 of this subsection;
        2. b. A progressive proposal under subsection CC of this section; and
        3. c. Internal controls submitted to and approved by the department addressing the payment of a progressive jackpot on a slot machine participating in a wide area progressive system.
    18. 2. A manufacturer may not modify the terms of a progressive jackpot offered through a wide area progressive system, and a facility operator may not make available for play, a slot machine that offers a progressive jackpot that differs from its approved progressive proposal without the approval in writing of the department under subsection CC of this section.

    19. 3. A wide area progressive system shall operate under the terms and conditions of a wide area progressive agreement between:

        1. a. The department;
        2. b. A manufacturer; and
        3. c. Participating facility operators in or outside the Commonwealth of Virginia.

    20. 4. A wide area progressive agreement shall assign responsibility for the operation and administration of a wide area progressive system to a designated system operator who may be:

        1. a. Participating facility operators in or outside the Commonwealth of Virginia; or
        2. b. A manufacturer.

    21. 5. A wide area progressive agreement shall address:

        1. a. The duties and responsibilities of the:

           1. (1) Participating:

              1. (a) Manufacturer; and
              2. (b) Facility operators in or outside the Commonwealth of Virginia; and
           2. (2) System operator;
        2. b. The terms of compensation for a system operator including to what extent the system operator is to receive compensation based, directly or indirectly, on an interest, percentage, or share of the proceeds of a wide area progressive system;
        3. c. Responsibility for progressive jackpots, proceeds, and expenses associated with the operation of a wide area progressive system;
        4. d. Control and operation of a system monitor room under subdivision 6 of this subsection;
        5. e. Service and maintenance of a wide area progressive system;
        6. f. Responsibility for generating, filing and maintaining the records and reports required under this chapter;
        7. g. If applicable, terms with regard to establishing and servicing any trust agreement associated with an annuity jackpot offered by a wide area progressive system in accordance with the internal controls submitted to and approved by the department; and
        8. h. If requested by the department, additional documentation with regard to a wide area progressive agreement.

    22. 6. A wide area progressive system shall be controlled and operated from a system monitor room:

        1. a. Under the sole possession of, and maintained and operated by, the system operator designated in a wide area progressive agreement;
        2. b. In a location approved by the department;
        3. c. If required by the department, staffed by individuals licensed as gaming employees; and

        4. d. Subject to:

           1. (1) Surveillance coverage satisfactory to the department; and
           2. (2) Access controls satisfactory to the department including a monitor room access log in accordance with subdivision 7 of this subsection.

    23. 7. A system operator shall maintain a monitor room access log:

        1. a. Signed by each individual entering the system monitor room except an employee of a system operator assigned to the system monitor room on the individual's assigned shift;
        2. b. Maintained in a book with bound numbered pages that cannot be readily removed;

        3. c. Utilized to document the following:

           1. (1) Date and time of entry;
           2. (2) Entering individual's signature; and
           3. (3) Reason for entering the system monitor room including the identification of areas inspected or repaired; and

        4. d. Retained by a system operator for a minimum of three years from the date of the last entry unless a request for destruction is submitted in writing and approved in writing by the department.

           CC. Progressive proposal.

    24. 1. A progressive proposal:

        1. a. Shall be jointly prepared, executed, and submitted to the department by a facility operator and a manufacturer;

        2. b. Shall include the following:

           1. (1) Manufacturer's:

              1. (a) Serial number;
              2. (b) Model number;
              3. (c) Software identification number; and
              4. (d) Version number;
           2. (2) Denomination or a designation as multi-denomination;
           3. (3) Cabinet style;

           4. (4) An indication as to whether the slot machine is to be:

              1. (a) Stand alone;
              2. (b) Linked to other slot machines in a facility; or
              3. (c) Linked to a wide area progressive system;
           5. (5) The initial and reset amounts at which the progressive meter or meters will be set;

           6. (6) For each progressive jackpot the:

              1. (a) Rate of progression;
              2. (b) Limit; and
              3. (c) Probability of winning; and
           7. (7) If requested by the department, additional documentation; and
        3. c. May be approved in writing by the department.

    25. 2. A manufacturer may not modify the terms of a progressive jackpot, and a facility operator may not make available for play, a slot machine that offers a progressive jackpot that differs from its approved progressive proposal without:

        1. a. Submission to the department, in a timeframe specified by the department, of a request for modification of an approved progressive proposal identifying any proposed change to the terms and conditions of the progressive proposal to be modified; and
        2. b. The approval in writing of the department.

    26. 3. The department may consider the following modifications to an approved progressive proposal:

        1. a. A revision to the payout limit on an available progressive jackpot, provided the revised payout limit is greater than the then current payout amount on the progressive jackpot meter;
        2. b. Transfer of an available progressive jackpot amount in accordance with subdivision 4 of this subsection;
        3. c. Removal from the gaming floor of a slot machine offering a progressive jackpot in accordance with subdivision 5 of this subsection; and
        4. d. Other modifications deemed consistent with this subsection by the department.

    27. 4. A transfer of an available deemed progressive jackpot amount shall involve:

        1. a. The entire amount;

        2. b. Transfer to the:

           1. (1) Progressive meter of a slot machine with the same:

              1. (a) Or greater probability of winning the progressive jackpot;
              2. (b) Or lower wager requirement to be eligible to win the progressive jackpot; and
              3. (c) Type of progressive jackpot award; or
           2. (2) Progressive meters of two separate slot machines provided each terminal to which a jackpot amount is transferred individually satisfies the requirements of this subdivision; and
        3. c. Disclosure of the intent to transfer an available progressive jackpot amount on the front of a slot machine in a manner specified by the department for at least 10 days prior to the intended date of transfer.

    28. 5. Removal from the gaming floor of a slot machine offering a progressive jackpot shall require:

        1. a. If the removal involves one or more linked slot machines offered in:

           1. (1) A single facility, that at least two linked slot machines offering the same progressive jackpot remain on the gaming floor; and
           2. (2) More than one facility, that the facility operator retain at least one linked slot machine offering the same progressive jackpot on its gaming floor; and
        2. b. In every case, disclosure of the intent to transfer an available progressive jackpot on the front of a slot machine in a manner specified by the department for at least 14 days prior to the intended date of transfer.

    29. 6. Nothing in this subsection shall preclude the department from imposing additional terms and conditions on a modification of a progressive proposal.

        DD. Remote access.

    30. 1. A manufacturer may not perform from a remote location analysis of, or technical support with regard to, a casino gaming machine without:

        1. a. Submission of a written request to the department; and
        2. b. The written approval of the department.

    31. 2. A manufacturer may perform from a remote location analysis of, or technical support with regard to, a casino management system including:

        1. a. A gaming ticket system;
        2. b. A promotional play system;
        3. c. A player tracking system;
        4. d. An external bonusing system;
        5. e. A cashless funds transfer system; and
        6. f. A wide area progressive system.

    32. 3. A facility operator intending to authorize remote access to a casino gaming machine management system under this subsection shall include in its internal controls submitted to and approved by the department a written system of access protocols that require:

        1. a. A unique system account for each employee of a manufacturer identified by the manufacturer as potentially required to perform technical support from a remote location;
        2. b. Use of a dedicated and secure communication facility;
        3. c. The facility operator to provide the department with notice of access within four hours after a person remotely accesses a system;
        4. d. The facility operator to take affirmative steps, on a per access basis, to activate a manufacturer's access privileges;

        5. e. Imposition of limits on the ability of any individual authorized under this subsection to deliberately or inadvertently interfere with:

           1. (1) The normal operation of the system; and
           2. (2) The system's data; and

        6. f. An access log:

           1. (1) Maintained by both the:

              1. (a) Manufacturer; and
              2. (b) Facility operator's information technology department;

           2. (2) Maintained in:

              1. (a) A book with bound numbered pages that cannot be readily removed; or
              2. (b) An electronic format equipped with software that prevents modification of an entry after it has been initially entered into the system; and

           3. (3) Documenting the:

              1. (a) Manufacturer version number of the system accessed;
              2. (b) Type of connection as leased line, dial in modem, or private WAN;
              3. (c) Name of the manufacturer employee remotely accessing the system;
              4. (d) Name of the information technology department employee activating the manufacturer's access to the system;
              5. (e) Date and time of the connection;
              6. (f) Duration of the connection;
              7. (g) Reason for the remote access including a description of the symptoms or malfunction prompting the need for remote access to the system; and
              8. (h) Any action taken or further action required.
    33. 4. A facility operator may not authorize a manufacturer to remotely access a slot machine management system until its system access protocols are approved in writing by the department.

    34. 5. Any modification to a system required to be tested, certified, and approved by the department under this subdivision shall be processed as:

        1. a. An emergency modification under subsection G of this section; or
        2. b. A standard modification under subsection C or D of this section.

    35. 6. If an employee of a manufacturer is no longer employed or authorized by a manufacturer to remotely access a system pursuant to this subsection, the manufacturer shall:

        1. a. Immediately notify in writing:

           1. (1) Any facility operator that has established a unique system account for that employee of the change in authorization; and
           2. (2) The department; and

        2. b. Verify with each facility operator notified of the change in authorization that the access privileges of the individual have been revoked.

           EE. Manufacturer storage of equipment, systems, and software outside a facility.

    36. 1. A manufacturer may not utilize a location outside of a facility to store or repair equipment, systems, software, or related parts and inventory for use in a facility without the storage facility being:

        1. a. Inspected by the department; and
        2. b. Approved in writing by the department.
    37. 2. A manufacturer shall locate a storage facility in Virginia in locations that reasonably permit the delivery of the support and technical services to which the manufacturer is obligated.

    38. 3. A manufacturer shall submit to the department a written request to utilize a storage facility under this subsection that includes, at a minimum:

        1. a. The address;
        2. b. A physical description of the storage facility;

        3. c. Specifications for the surveillance system that has been or will be installed at the proposed storage facility including:

           1. (1) If digital:

              1. (a) Recording frames per second; and
              2. (b) Common image rate; and
           2. (2) Proposed recording retention schedule; and
        4. d. Security procedures for the storage facility.

Statutory Authority

§§ 58.1-4101 and 58.1-4102 of the Code of Virginia.

Historical Notes

Derived from Virginia Register Volume 38, Issue 13, eff. March 16, 2022.